2012-05-10T16:54:35-05:00 2011-06-30 MOSS ADAMS LLP 9665 GRANITE RIDGE DRIVE SUITE 600 SAN DIEGO CA 92123 990 2010-07-01 952040874 SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION SAND 6192350800 1245 SEVENTH AVENUE SAN DIEGO CA 92101 EDWARD B GILL 6192350800 2012-05-08 1 PATRICIA J MAYER 8586271400 2010 2016-02-24 21:20:13Z EDWARD B GILL 1245 SEVENTH AVENUE SAN DIEGO CA 92101 20938904 0 X WWW.SANDIEGOSYMPHONY.COM X 1928 CA PERFORM CLASSICAL MUSIC & PROVIDE EDUCATIONAL MUSICAL OPPORTUNITIES TO SAN DIEGO. 44 43 485 60 0 0 32488872 12945097 6429195 6544130 47534 2553 -133635 -71765 38831966 19420015 0 0 0 0 13973850 12278156 131935 172782 1040798 7659913 7672295 21765698 20123233 17066268 -703218 34180122 33414549 7878719 7780248 26301403 25634301 TO BE RECOGNIZED AS ONE OF THE GREAT ORCHESTRAS IN THE WORLD AND A MAJOR CONTRIBUTOR TO THE QUALITY OF LIFE IN THE SAN DIEGO REGION. 0 0 14875666 6544130 CONCERT EXPENSES: TO PROVIDE EDUCATIONAL AND CULTURAL ENRICHMENT TO THE SAN DIEGO AREA THROUGH LIVE MUSICAL CONCERTS.SUMMER POPS 29 SHOWS - 60,382 ATTENDEDMASTERWORKS SERIES 36 SHOWS - 55,815 ATTENDEDWINTER POPS 13 SHOWS - 20,023 ATTENDEDFAMILY FESTIVAL 4 SHOWS - 5,684 ATTENDEDSYMPHONY EXPOSED 4 SHOWS - 4,982 ATTENDEDOTHER PROGRAMS 20 SHOWS - 19,701 ATTENDED 2046284 PROMOTION AND BOX OFFICE: TO PROMOTE THE SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION'S MANY PERFORMANCES, RECEPTIONS AND EVENTS. 112498 4790 EDUCATION OUTREACH: ASSIST IN THE DEVELOPMENT OF FUTURE MUSICIANS AND TO BUILD FUTURE AUDIENCES. THE MAJORITY OF EXPENSES RELATING TO EDUCATION PROGRAMS ARE INCLUDED UNDER CONCERT EXPENSE ABOVE. 17034448 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 81 0 1 485 1 0 0 0 0 0 1 1 0 0 0 0 X 44 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SETH GOLDMAN CFO 6192350800 1245 SEVENTH AVENUE SAN DIEGO CA 92101 JAMES C WENDLER 4.00 X X 0 0 0 MITCHELL R WOODBURY 4.00 X X 0 0 0 JOYCE GROSVENOR 4.00 X X 0 0 0 PAUL HERING 4.00 X X 0 0 0 EVELYN LAMDEN 4.00 X X 0 0 0 JOHN ZYGOWICZ 4.00 X X 0 0 0 ANDREW S CLARK 4.00 X X 0 0 0 BARBARA MAURAIS 4.00 X 0 0 0 BEN G CLAY 4.00 X 0 0 0 CAROL CEBRON 4.00 X 0 0 0 DOUGLAS F BRADLEY 4.00 X 0 0 0 CHARLES SIMPSON 4.00 X 0 0 0 CLAUDE BENCHIMOL PHD 4.00 X 0 0 0 CRAIG A SCHLOSS ESQ 4.00 X 0 0 0 DANIEL G GIORDANO 4.00 X 0 0 0 DAVID R SNYDER ESQ 4.00 X 0 0 0 DEBRA A THOMAS 4.00 X 0 0 0 DONALD M SLATE 4.00 X 0 0 0 EDWARD R MOSS 4.00 X 0 0 0 ESTEBAN B VILLANUEVA 4.00 X 0 0 0 ELIZABETH HAMMAN OLIVER 4.00 X 0 0 0 GARY CADY 4.00 X 0 0 0 HARRY M MARKOWITZ 4.00 X 0 0 0 JAMES L FITZPATRICK 4.00 X 0 0 0 JANET GORRIE 4.00 X 0 0 0 JULIA BROWN 4.00 X 0 0 0 MARILYN E THOMPSON 4.00 X 0 0 0 KARIN EASTHAM 4.00 X 0 0 0 LISETTE FARRELL 4.00 X 0 0 0 PAUL CHACON 4.00 X 0 0 0 PETER V CZIPOTT PHD 4.00 X 0 0 0 PHYLLIS EPSTEIN 4.00 X 0 0 0 ROBERT CROUCH 4.00 X 0 0 0 SAM B ERSAN 4.00 X 0 0 0 SHEARN PLATT 4.00 X 0 0 0 SHERYL M SUTTON 4.00 X 0 0 0 STEPHANIE SONTAG 4.00 X 0 0 0 STEPHEN T WORLAND PHD 4.00 X 0 0 0 MARTHA GAFFORD 4.00 X 0 0 0 PENNY WING 4.00 X 0 0 0 TANYA M BRANDES 4.00 X 0 0 0 WILLIAM T WALTON III 4.00 X 0 0 0 THERESA J DREW 4.00 X 0 0 0 DAVID C COPLEY 4.00 X 0 0 0 EDWARD BENTON GILL 40.00 X 334250 0 27007 ROBERT WILKINS 40.00 X 140200 0 13474 SETH GOLDMAN 40.00 X 123684 0 23821 JEFF THAYER 32.50 X 164800 0 29916 MEGAN POGUE 40.00 X 135523 0 17083 STEVEN BAKER 40.00 X 114000 0 20864 MATTHEW GARBUTT 30.00 X 131374 0 23662 DEMARRE MCGILL 40.00 X 100108 0 18020 1243939 0 173847 8 0 1 0 JAHJA LING INC 12445 SEVENTH AVENUE SAN DIEGO CA 92101 CONDUCTOR 387900 PROFESSIONAL EVENT SOLUTIONS 1244 KNOXVILLE ST SAN DIEGO CA 92110 EVENT PLANNER 380550 OPUS 3 ARTISTS LLC 470 PARK AVENUE SOUTH 9TH FLOOR NEW YORK NY 10016 ARTISTS MANAGEMENT 328383 MCNULTY CREATIVE 2716 FIFTH AVENUE SAN DIEGO CA 92103 PRINTING SERVICES 309893 UNION TRIBUNE PUBLISHING CO PO BOX 121546 SAN DIEGO CA 921125546 ADVERTISING 308278 12 156300 1430709 1968000 453403 8936685 208035 12945097 CONCERT TICKETS 900099 4932935 4932935 OTHER PERFORMANCE REVE 900099 1611195 1611195 6544130 3304 3304 159897 159897 159897 159897 111722 112473 -751 -751 -751 977711 1430709 1406416 -428705 -428705 192253 192253 192253 OUTREACH INCOME 900099 4790 4790 4790 19420015 6548920 0 -74002 1161910 1017450 101294 43166 8382104 7339957 730744 311403 421698 359626 46720 15352 1524079 1381088 73193 69798 788365 714999 48282 25084 45185 45185 73605 73605 172782 172782 2854197 2693816 152840 7541 1356442 1245791 9537 101114 477572 245628 213286 18658 27519 7565 12629 7325 16284 20 16264 1224375 820209 404166 111402 111402 OTHER CONCERT PRODUCTIO 1199213 1199213 DONOR RECEPTIONS/EVENTS 136260 136260 DONOR/SPONSOR BENEFITS 102533 102533 CREDIT CARD PROCESING 38868 9086 29782 BAD DEBT EXPENSE 8840 8840 20123233 17034448 2047987 1040798 174116 94120 111418 741565 2596227 2586592 279051 152572 101592 81102 1257912 992402 32561791 4838653 28684701 27723138 827458 940157 147647 102901 34180122 33414549 4213969 3737969 3664750 4042279 7878719 7780248 X 24168507 24253719 602255 -172788 1530641 1553370 26301403 25634301 34180122 33414549 X -703218 36116 X 0 1 1 X 0 X 9128893 11159677 14603397 32488872 12945097 80325936 6036886 6549616 6705293 6635096 7718884 33645775 15165779 17709293 21308690 39123968 20663981 113971711 3844015 4044614 7507651 7499690 7978470 30874440 0 3844015 4044614 7507651 7499690 7978470 30874440 83097271 604961 207629 183147 170788 163201 1329726 604961 207629 183147 170788 163201 1329726 782897 782897 15770740 17916922 21491837 39294756 21610079 116084334 0.71580 0.74360 0.01150 0.01480 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PART III, LINE 7B, COLUMN E: COMPREHENSIVE PENSION ADJUSTMENT $782,897 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 827459 153338 36116 4522 940159 779491 94839 42678 4193 827459 985759 -155803 46578 3887 779491 1.00000 0 0 2370000 2370000 27955317 3239825 24715492 2236474 1598828 637646 27723138 19420015 20123233 -703218 36116 10389488 10425604 9722386 29996021 36116 10539890 10576006 19420015 0 19420015 20273635 150402 150402 20123233 0 20123233 SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION AND SAN DIEGO SYMPHONY FOUNDATION ARE BOTH CALIFORNIA NOT-FOR-PROFIT CORPORATIONS THAT ARE EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION AND SAN DIEGO SYMPHONY FOUNDATION FOLLOW THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION ("ASC") 740-10, INCOME TAXES, RELATED TO ACCOUNTING FOR UNCERTAIN TAX POSITIONS. SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION AND SAN DIEGO SYMPHONY FOUNDATION HAVE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2011 AND 2010. SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION AND SAN DIEGO SYMPHONY FOUNDATION ARE NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2007 FOR THEIR FEDERAL FILINGS AND FOR YEARS BEFORE 2006 FOR THEIR STATE FILINGS. PART XI, LINE 8, RECONCILIATION OF NET ASSETS: CONSOLODATING ADJUSTMENT AFFILIATE $10,389,488 PART XII, LINE 2D, RECONCILIATION OF REVENUE: ELIMINATING ENTRY SAN DIEGO SYMPHONY FND $-1,968,000 CONSOLODATING ADJUSTMENT $12,507,890 TOTAL $10,539,890 PART XIII, LINE 2D, RECONCILIATION OF EXPENSES: ELIMINATING ENTRY SAN DIEGO SYMPHONY FND $-1,968,000 CONSOLODATING ADJUSTMENT AFFILIATE $2,118,402 TOTAL $150,402 PART V, LINE 4, INTENDED USE FOR THE ORGANIZATION'S ENDOWMENT FUNDS: GENERATE INCOME TO SUPPORT SAN DIEGO SYMPHONY ORCHESTRA FOUNDATION OPERATIONS. X X X X X X X 1 RICE & GUNN INC 7440 CAMINITO BASSANO WEST LA JOLLA CA 92037 CONSULTING, CENTENNIAL CAMPAIGN 0 0 171083 0 171083 CA VAN CLEEF & ARPELS 797700 7500 790200 418810 OPUS GALA 739236 680685 58551 355091 13 871484 742524 128960 268922 2408420 1430709 977711 1042823 1042823 -65112 X X X X 0 0 0 0 0 0 0 1 0 EDWARD BENTON GILL 254250 0 80000 0 0 0 16813 0 10194 0 361257 0 0 0 ROBERT WILKINS 135200 0 5000 0 0 0 7050 0 6424 0 153674 0 0 0 JEFF THAYER 164800 0 0 0 0 0 19057 0 10859 0 194716 0 0 0 MEGAN POGUE 114523 0 21000 0 0 0 6824 0 10259 0 152606 0 0 0 MATTHEW GARBUTT 131374 0 0 0 0 0 13866 0 9796 0 155036 0 0 0 PART I, LINE 7 BONUSES ARE AWARDED TO VARIOUS INDIVIDUALS LISTED AT FORM 990, PART VII, SECTION A, LINE 1A BASED ON A DISCRETIONARY METHOD AND MEETING GOAL/MERIT REQUIREMENTS. A FORMULA BASE BONUS METHOD IS NOT USED BY THE ORGANIZATION. ED MOSS PUBLISHER, SD UNION TRIBUNE; SDSO BOARD MEMBER 308278 ADVERTISING - SD UNION TRIBUNE 0 X 11 112473 FMV DATE OF GIFT X 6 71762 FMV X LAPTOP 1 300 FMV X GIFT CERTIFICATES/GIFT BAGS 7 23500 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT REVIEWS THE FORM 990 THEN THE AUDIT COMMITTEE REVIEWS AND APPROVES. THE ORGANIZATION DISTRIBUTES A PDF COPY OF THE FORM 990 TO ALL BOARD MEMBERS PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST QUESTIONNAIRE IS DELIVERED ANNUALLY TO THE BOARD MEMBERS. BOARD MEMBERS ARE ASKED TO BRING POTENTIAL CONFLICTS OF INTEREST TO THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE REGULARLY DISCUSSES POTENITAL CONFLICTS & SOME MATTERS ARE BROUGHT TO THE ENTIRE BOARD OF DIRECTORS. IF A CONFLICT OF INTEREST ARISES, SUCH BOARD MEMBER IS NOT PERMITTED TO VOTE ON THE TRANSACTION. CONFLICT OF INTEREST FOR OFFICERS AND KEY EMPLOYEES ARE COVERED IN THE EMPLOYEE HANDBOOK AND IS PROHIBITED. IF A CONFLICT OF INTEREST ARISES IT IS BROUGHT TO THE ATTENTION OF THE EXECUTIVE DIRECTOR AND BOARD IF APPROPRIATE. THERE HAVE BEEN NO INCIDENCES OF CONFLICT DURING THE YEAR ENDING JUNE 30, 2011. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE EXECUTIVE DIRECTOR, CFO AND COO IS REVIEWED AND APPROVED BY MEMBERS OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE PROCESS IS BASED ON COMPARABLE DATA AND IS DOCUMENTED. THIS WAS LAST DONE 8-1-11. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 36,116. SAN DIEGO SYMPHONY FOUNDATION 1245 SEVENTH AVE SAN DIEGO CA 92101 141858753 SUPPORT ORGANIZATION TO ASSOCIATION CA 501(C)(3) 11 SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SAN DIEGO SYMPHONY FOUNDATION D 1968000 CASH SAN DIEGO SYMPHONY FOUNDATION 50000 M SAN DIEGO SYMPHONY FOUNDATION 50000 N