2012-05-10T14:56:15-05:00 2011-06-30 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2010-07-01 520591684 SHEPPARD PRATT HEALTH SYSTEM INC SHEP 4109383344 PO BOX 6815 BALTIMORE MD 21285 PATRICIA PINKERTON 4109383344 2012-05-07 1 LORI S BURGHAUSER 4104031500 2012-05-07 2010 2016-02-24 21:20:13Z PATRICIA PINKERTON PO BOX 6815 BALTIMORE MD 21285 191758035 0 X WWW.SHEPPARDPRATT.ORG X 1938 MD PROVIDE INPATIENT BEHAVIORAL HEALTH CARE. PROVIDE RELATED BEHAVIORAL, SPECIAL EDUCATION, AND RESIDENTIAL CARE FOR CHILDREN/ADOLESCENTS. SPONSOR RESIDENCY TRAINING PROGRAMS. 29 29 2854 559 491644 -271784 950183 1716698 167554391 171625182 1887337 2054791 7185832 7247543 177577743 182644214 0 0 0 0 106168194 110607149 0 0 645221 66266910 67416166 172435104 178023315 5142639 4620899 261950441 274821990 170392608 152175073 91557833 122646917 SHEPPARD PRATT, A NOT-FOR-PROFIT BEHAVIORAL HEALTH SYSTEM, IS DEDICATED TO THE IMPROVEMENT OF QUALITY OF LIFE IN COMMUNITIES BY SERVING THE BEHAVIORAL HEALTH AND SPECIAL EDUCATION NEEDS OF INDIVIDUALS, FAMILIES AND ORGANIZATIONS. 0 0 161789079 176356951 SHEPPARD PRATT HEALTH SYSTEM PROVIDES INPATIENT BEHAVIORAL HEALTH CARE, OUTPATIENT/ANCILLARY CARE, RESIDENTIAL SERVICES, SPECIAL EDUCATION TO STUDENTS AND RESIDENCY TRAINING PROGRAMS. 161789079 1 1 0 1 0 0 1 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 335 0 2854 1 1 1 0 0 0 0 0 0 0 0 0 X 29 29 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MD X DONNA CORBETT 4109383344 6501 NORTH CHARLES STREET TOWSON MD 21285 DR W BYRON FORBUSH 1.00 X X 0 0 0 TIMOTHY R HEARN 1.00 X X 0 0 0 HONORABLE J FREDERICK MOTZ 1.00 X X 0 0 0 ALFRED SINGER 1.00 X X 0 0 0 MARGARET ALLEN 1.00 X 0 0 0 EMILE A BENDIT MD 1.00 X 0 0 0 S WINFIELD CAIN 1.00 X 0 0 0 JOHN E CARNELL 1.00 X 0 0 0 LAURA GAMBLE 1.00 X 0 0 0 ALAN GAMSE 1.00 X 0 0 0 BOB HAMILTON 1.00 X 0 0 0 H THOMAS HOWELL 1.00 X 0 0 0 KENNETH JONES 1.00 X 0 0 0 NORMA PEDEN KILLEBREW 1.00 X 0 0 0 DAVID W KINKOPF 1.00 X 0 0 0 CHARLES E KNUDSEN 1.00 X 0 0 0 ROBERT KRESSLEIN 1.00 X 0 0 0 BRIAN LE GETTE 1.00 X 0 0 0 ANNETTE R MARCH-GRIER 1.00 X 0 0 0 FRED F MIRMIRAN 1.00 X 0 0 0 JENNIFER W REYNOLDS 1.00 X 0 0 0 ROBERT SCHAFTEL 1.00 X 0 0 0 GAIL L SHAWE 1.00 X 0 0 0 JOHN W STEELE III 1.00 X 0 0 0 KATHLEEN KENNEDY TOWNSEND 1.00 X 0 0 0 ROGER A WAESCHE JR 1.00 X 0 0 0 SUSAN GAY WILLIAMS 1.00 X 0 0 0 ALFRED A WINDESHEIM 1.00 X 0 0 0 PAMELA P YOUNG PHD 1.00 X 0 0 0 STEVEN S SHARFSTEIN MD 40.00 X 750829 0 68453 PATRICIA PINKERTON 40.00 X 378365 0 65706 STEPHANIE PROVENZA 40.00 X 57365 0 4410 BONNIE KATZ 40.00 X 220923 0 54573 JAMES TRUSCELLO 40.00 X 172812 0 63013 ERNESTINE COSBY 40.00 X 161027 0 64608 M THOMAS GRAHAM 40.00 X 157518 0 14445 STEVEN E TUTTLE 40.00 X 155248 0 29416 J KENNETH WALTERS 40.00 X 143527 0 46926 THOMAS HESS 40.00 X 139794 0 39886 SHERRY MCGRAW 40.00 X 139118 0 3357 AVERY DOVER 40.00 X 139090 0 37313 ERIKA WILMOTH 40.00 X 136460 0 59246 DIANA RAMSAY 0.00 X 185639 0 0 2937715 0 551352 41 1 1 0 CENTER FOR EATING DISORDERS PA 6535 N CHARLES STREET STE 300 BALTIMORE MD 21204 PROFESSIONAL FEES 1892721 UNIVERSITY OF MARYLAND MEDICAL SYSTEM PO BOX 64468 BALTIMORE MD 212644468 RESIDENCY TRAINING PROGRAM 1862060 GREATER BALTIMORE MEDICAL CENTER 6701 N CHARLES STREET TOWSON MD 21204 LAB FEES & OTHER CLINICAL SERVICES 1758507 WORCESTER EISENBRANDT INC 2100 GABLE AVE BALTIMORE MD 21230 BUILDING CONTRACTOR 1073308 RUPPERT LANDSCAPE 23601 LAYTONSVILLE ROAD LAYTONSVILLE MD 20882 LANDSCAPING SERVICES 911150 42 962 135752 1579984 40728 1716698 PATIENT SERVICE REVENU 621990 106329468 106329468 EDUCATIONAL SVC REVENU 611600 42382405 42382405 RTC/RESPITE REVENUE 623000 15128823 15128823 RETREAT REVENUE 621990 7784486 7784486 171625182 1070188 1070188 1393999 1393999 1393999 1393999 9980429 2580 8990184 8222 990245 -5642 984603 984603 36060 135752 115415 -79355 -79355 OTHER OPERATING REVENU 900099 2747082 2037596 709486 INTERCORPORATE REVENUE 900099 2694173 2694173 OTHER REVENUE - UNRELA 900002 491644 491644 5932899 182644214 176356951 491644 4078921 2668748 2468709 200039 84521124 79547631 4730932 242561 6316510 5745231 542493 28786 10767286 10314905 443670 8711 6333481 5760667 543950 28864 381453 381453 332374 332374 12073313 11480095 583311 9907 562580 447811 107973 6796 3191700 2599762 573205 18733 1851037 134134 1716903 9416380 8560628 786924 68828 379543 322906 53777 2860 256995 233497 23340 158 11876749 10999832 866893 10024 2831801 2831801 INTERCORPORATE 8045206 7641166 404040 REPAIRS AND MAINTENANCE 4232559 3478426 754133 SUPPLIES & PHARMACEUTIC 3943609 3923199 20410 BAD DEBT 3256318 3256318 FOOD 2439896 2429965 4986 4945 2344653 2081105 249539 14009 178023315 161789079 15589015 645221 29233990 29762754 22314331 24487384 191442 0 4008813 3948173 281694083 112817094 161565449 168876989 38067175 42216966 6569241 5529724 261950441 274821990 25798855 26073720 97165868 104216022 47427885 21885331 170392608 152175073 X 84155363 114363327 4498316 5097701 2904154 3185889 91557833 122646917 261950441 274821990 X 4620899 26468185 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 25539 0 1 4082 29621 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: SHEPPARD PRATT RETAINS A LAW FIRM AS A REGISTERED LOBBYIST FOR $25,539 TO KEEP THE ORGANIZATION INFORMED AS TO ANY NEW LEGISLATION THAT MAY IMPACT THE OPERATIONS OF THE HOSPITAL. SHEPPARD PRATT ALSO PAYS DUES TO THE MARYLAND HOSPITAL ASSOCIATION. A PORTION OF THOSE DUES ($4,082) ARE USED FOR LOBBYING ACTIVITIES. X X 0 2904154 281735 3185889 2902654 1500 2904154 2672119 230535 2902654 1.00000 0 1 1 15462217 15462217 208506465 77197659 131308806 49314550 31203092 18111458 8410851 4416343 3994508 168876989 INVESTMENTS LIMITED OR RESTRICTED A 42216966 F 42216966 SELF-INSURANCE LIABILITY 6593021 CAPITAL LEASE OBLIGATIONS 5549529 ACCRUED PENSION LIABILITY 5836206 DUE TO AFFILIATES 3906575 21885331 182644214 178023315 4620899 3053181 23415004 26468185 31089084 186399950 2381527 3288386 5669913 180730037 1914177 1914177 182644214 180640059 2616744 2616744 178023315 0 178023315 PART III, LINE 4: THE ART COLLECTION OF SHEPPARD PRATT EXEMPLIFIES THE HEALING ASPECTS OF ART, BOTH FOR THE CREATOR AND THE OBSERVER. THIS UNIQUELY THEMED COLLECTION CELEBRATES THE CAPACITY FOR ARTISTIC ENDEAVOR TO TRANSCEND AND TRIUMPH OVER MENTAL ILLNESS AND ADDICTION. PART XI, LINE 8 - OTHER ADJUSTMENTS: TRANSFERS FROM AFFILIATES 3,271,791. CHANGE IN PENSION LIABILITY 21,837,835. IMPAIRMENT OF GOODWILL -1,618,264. INTEREST IN NET ASSETS OF FOUNDATION -76,358. PART XII, LINE 2D - OTHER ADJUSTMENTS: PHYSICIANS PA OVERHEAD RECOVERY ALLOCATION 2,611,102. NET ASSETS RELEASED FROM RESTRICTION 677,284. PART XII, LINE 4B - OTHER ADJUSTMENTS: RESTRICTED CONTRIBUTIONS 1,202,343. INVESTMENT INCOME ON TEMPORARILY RESTRICTED ASSETS 105,821. REALIZED GAIN ON TEMPORARILY RESTRICTED ASSETS 176,655. LOSS ON SALE OF ASSETS -5,642. GIFTS RECEIVED ON BEHALF OF AFFILIATE 435,000. PART XIII, LINE 2D - OTHER ADJUSTMENTS: PHYSICIANS PA OVERHEAD RECOVERY ALLOCATION 2,611,102. LOSS ON SALE OF ASSETS 5,642. PARTS XI, XII, AND XIII RECONCILE TO SEPARATE COMPANY FINANCIAL STATEMENTS OF SHEPPARD PRATT HEALTH SYSTEM, INC. CARE FOR KIDS 171812 135752 36060 20229 8750 66000 20436 171812 135752 36060 20229 8750 66000 20436 115415 -79355 1 1 X 1 X 1 X 1 1 1 0 0 1992342 1992342 0.01140 1992342 1992342 0.01140 37324 37324 0.00020 68760 68760 0.00040 318679 41405 277274 0.00160 64622 64622 0.00040 489385 41405 447980 0.00260 2481727 41405 2440322 0.01400 93211 93211 0.00050 33037 33037 0.00020 4000 4000 0.00000 1087 1087 0.00000 131335 131335 0.00070 0 2501697 18751680 20453244 -1701564 X 1 1 2 1 SHEPPARD PRATT HOSPITAL

6501 N CHARLES STREET TOWSON MD 21204

X X SEE NARRATIVE 2 SHEPPARD PRATT AT ELLICOTT CITY

4100 COLLEGE AVENUE ELLICOTT CITY MD 21041

X SEE NARRATIVE NA 1 15 JEFFERSON RESIDENTIAL TREATMENT CENTER

2940 POINT OF ROCKS ROAD PO BOX 9 JEFFERSON MD 21755

LICENSED RESIDENTIAL TREATMENT CENTER BERKELEY AND ELEANOR MANN RESIDENTIAL TR

6501 NORTH CHARLES STREET BALTIMORE MD 21204

THERAPEUTIC EDUCATIONAL AND RECREATIONAL PROGRAM MANN RESPITE

6501 NORTH CHARLES STREET BALTIMORE MD 21204

24-HOUR THERAPEUTIC LIVING ENVIRONMENT JEFFERSON SCHOOL

2940 POINT OF ROCKS ROAD PO BOX 9 JEFFERSON MD 21755

FULL DAY AND RESIDENTIAL SPECIAL EDUCATION SCHOOL FORBUSH SCHOOL AT GLYNDON

407 CENTRAL AVENUE REISTERSTOWN MD 21136

ACCREDITED SPECIAL EDUCATION FACILITY FORBUSH SCHOOL AT HUNT VALLEY

11201 PEPPER ROAD HUNT VALLEY MD 21031

SPECIAL EDUCATION AND RELATED SERVICES SCHOOL FORBUSH SCHOOL AT WESTMINSTER

1135 BUSINESS PARKWAY SOUTH SUITE 50 WESTMINSTER MD 21157

NON-PUBLIC ELEMENTARY/MIDDLE SCHOOL FROST SCHOOL

4915 ASPEN HILL ROAD ROCKVILLE MD 20853

SPECIAL EDUCATION AND RELATED SERVICES SCHOOL JEFFERSON SCHOOL AT FINAN

10102 COUNTRY CLUB ROAD SOUTHEAST CUMBERLAND MD 21501

SCHOOL SERVES STUDENTS WITH EMOTIONAL DISTURBANCES AND WITH AUTISM FROST SCHOOL - OAKMONT PROGRAM - PRIMARY

4915 ASPEN HILL RD ROCKVILLE MD 20853

A 12-MONTH DAY SCHOOL FOR STUDENT AGES 5 TO 15 WITH AUTISM FORBUSH SCHOOL AT OAKMONT - UPPER

610 EAST DIAMOND AVENUE GAITHERSBURG MD 20877

A 12-MONTH DAY SCHOOL FOR STUDENTS WITH AUTISM FORBUSH THERAPEUTIC PRESCHOOL AT TOWSON

6501 NORTH CHARLES STREET BALTIMORE MD 21204

SPECIAL EDUCATION AND RELATED SERVICES FORBUSH SCHOOL AT ANNE ARUNDEL

648 OLD MILL ROAD MILLERSVILLE MD 21108

SPECIAL EDUCATION AND RELATED SERVICES FORBUSH SCHOOL AT PRINCE GEORGE'S COUNTY

4949 ADDISON ROAD CAPITAL HEIGHTS MD 20743

FIVE CLASSROOMS SERVING CHILDREN WITH AUTISM IN A PUBLIC SCHOOOL SETTING THE RETREAT AT SHEPPARD PRATT

6501 NORTH CHARLES STREET BALTIMORE MD 21204

16-BED LICENSED ASSISTED LIVING PROGRAM PART I, LINE 3C: SHEPPARD PRATT HEALTH SYSTEM'S FINANCIAL ASSISTANCE PROGRAM USES 200% OF THE FEDERAL POVERTY GUIDELINES TO DETERMINE ELIGIBILITY FOR FINANCIAL AID. PART I, LINE 7: RATIO OF COST TO CHARGES, AS CALCULATED IN THE FILED MEDICARE COST REPORT, WAS THE METHODOLOGY USED IN CALCULATING ITEMS LISTED IN PART I, LINE 7.PART I, LN 7A COL(D): MARYLAND'S REGULATORY SYSTEM CREATES A UNIQUE PROCESS FOR HOSPITAL PAYMENT THAT DIFFERS FROM THE REST OF THE NATION. THE HEALTH SERVICES COST REVIEW COMMISSION (HSCRC) DETERMINES PAYMENT THROUGH A RATE-SETTING PROCESS AND ALL PAYORS PAY THE SAME AMOUNT FOR THE SAME SERVICES DELIVERED AT THE SAME HOSPITAL. THERE IS A GOVERNMENTAL CARVE-OUT FOR PSYCHIATRIC HOSPITALS. MARYLAND'S UNIQUE ALL-PAYOR SYSTEM INCLUDES A METHOD FOR REFERENCING UNCOMPENSATED CARE IN EACH PAYORS' RATES, WHICH DOES NOT ENABLE MARYLAND HOSPITALS TO BREAKOUT ANY OFFSETTING REVENUE RELATED TO UNCOMPENSATED CARE. PART I, LINE 7F COL(D): MARYLAND'S REGULATORY SYSTEM CREATES A UNIQUE PROCESS FOR HOSPITAL PAYMENT THAT DIFFERS FROM THE REST OF THE NATION. THE HEALTH SERVICES COST REVIEW COMMISSION (HSCRC) DETERMINES PAYMENT THROUGH A RATE-SETTING PROCESS AND ALL PAYORS PAY THE SAME AMOUNT FOR THE SAME SERVICES DELIVERED AT THE SAME HOSPITAL. THERE IS A GOVERNMENTAL CARVE-OUT FOR PSYCHIATRIC HOSPITALS. MARYLAND'S UNIQUE ALL-PAYOR SYSTEM INCLUDES A METHOD FOR REFERENCING UNCOMPENSATED CARE IN EACH PAYORS' RATES, WHICH DOES NOT ENABLE MARYLAND HOSPITALS TO BREAKOUT ANY OFFSETTING REVENUE RELATED TO UNCOMPENSATED CARE. PART I, LINE 7G: RESIDENTS OUTPATIENT CLINIC: IN FY 2011, SHEPPARD PRATT'S RESIDENCY TRAINING PROGRAM CONTINUED TO OFFER THE RESIDENTS' OUTPATIENT CLINIC. SERVICES ARE PROVIDED FREE OF CHARGE OR FOR A SMALL CO-PAY. DURING FY 2011, THE PROGRAM PROVIDED A TOTAL OF 1,981 SERVICES TO 189 CLIENTS. TELEPSYCHIATRY PROVIDED TO RURAL REGIONS OF MARYLAND: SHEPPARD PRATT'S TELEBEHAVIORAL SERVICES PROGRAM PROVIDES BOTH TELEHEALTH (DISTANCE PROFESSIONAL EDUCATION) AND TELEPSYCHIATRY (REAL-TIME PSYCHIATRIC SERVICES). UTILIZING VIDEOCONFERENCING EQUIPMENT, SHEPPARD PRATT PROVIDES PSYCHIATRIC TREATMENT SERVICES TO PROGRAMS LOCATED IN FEDERALLY-DESIGNATED MEDICALLY UNDERSERVED AREAS AS WELL AS MENTAL HEALTH PROVIDER SHORTAGE AREAS. IN FY 2011, 292 CLIENTS WERE PROVIDED WITH 1,367 HOURS OF TELEPSYCHIATRY SERVICE. PREVIOUS TO THE TELEPSYCHIATRY SERVICE, MANY CLIENTS WERE FORCED TO USE AREA EMERGENCY ROOMS AFTER THEIR SYMPTOMS BECAME OVERWHELMING. ADDITIONALLY, SHEPPARD PRATT'S TELEHEALTH COMPONENT HAS PROVIDED RURAL PROVIDERS ACCESS TO SHEPPARD PRATT'S COMPLIMENTARY FY 2011 PROFESSIONAL EDUCATION. THIRTY-ONE WEDNESDAY LECTURE SESSIONS WERE PROVIDED AND 797 CLINICAL PROFESSIONALS ACCESSED THESE FREE CME SESSIONS. PART I, L7 COL(F): THE PORTION OF BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25 AND REMOVED FROM LINE 7 COLUMN F IS $3,256,318. PART II: COMMUNITY SUPPORT: SHEPPARD PRATT STRIVES TO MEET THE MENTAL HEALTH NEEDS OF A DIVERSE COMMUNITY THROUGH THE FLEXIBILITY OF TRADITIONAL TREATMENT MODALITIES COMBINED WITH COMMUNITY BENEFIT PROGRAMMING SO THAT THE MOST VULNERABLE OF OUR SOCIETY HAVE ACCESS TO INFORMATION, ACTIVITIES AND/OR TREATMENT. DUE TO THE SENSITIVITY OF THE SUBJECT MATTER AND WHILE UNDERSTANDING THE BURDEN SOME PEOPLE LABOR UNDER IN ASKING FOR INFORMATION, SHEPPARD PRATT HAS WORKED DILIGENTLY TO PROVIDE ACCESS THROUGH MANY LEVELS FROM FREELY AVAILABLE INFORMATION ON THE INTERNET TO PUBLIC MEETINGS AND PROFESSIONAL SCREENINGS. SHEPPARD PRATT HEALTH SYSTEM ATTENDS LOCAL, REGIONAL AND NATIONAL CONFERENCES IN ORDER TO REACH A BROAD SPECTRUM OF THE COMMUNITY WITH GENERAL PSYCHIATRIC EDUCATIONAL LITERATURE. IN FY 2011, SHEPPARD PRATT PROVIDED EDUCATIONAL INFORMATION TO THE COMMUNITY BY ATTENDING 23 CONFERENCES THEREBY REACHING OVER 3,000 CONFERENCE ATTENDEES. SHEPPARD PRATT'S MOBILE CRISIS TEAM RESPONDS TO MENTAL HEALTH EMERGENCIES IN HARFORD COUNTY, MARYLAND AT LOCATIONS OF OCCURRENCE, SUCH AS HOMES, WORK, AND SCHOOLS. THE PROGRAM WORKS TO AVERT UNNECESSARY VISITS TO HOSPITAL EMERGENCY ROOMS. CLINICAL TEAMS PROVIDE ON-SITE ASSESSMENTS AND CRISIS STABILIZATION THROUGH THERAPEUTIC INTERVENTIONS. THE PROGRAM ALSO PROVIDES ACCESS TO OUTPATIENT COUNSELING AND REHABILITATIVE SERVICES. TRAINING IS ALSO PROVIDED TO LAW ENFORCEMENT OFFICERS. IN FY 2011, THE PROGRAM SERVED 4,467 INDIVIDUALS THROUGH A VARIETY OF SERVICES AND EVENTS SUCH AS CLINICAL CALLS, POLICE CALLS, AND COMMUNITY EDUCATIONAL EVENTS. REGARDING NUTRITION AND A HEALTHY LIFESTYLE IN THE COMMUNITY, SHEPPARD PRATT ATTENDED MORE THAN 80 EVENTS WHERE INFORMATION WAS PROVIDED ON WELLNESS, GOOD NUTRITION, BODY IMAGE AS WELL AS MEDIA LITERACY AS IT IMPACTS THE DIET AND HEALTH OF TODAY'S YOUTH. THIS COUNT INCLUDES A FREE WEEKLY SUPPORT GROUP FOR ANYONE CONCERNED ABOUT THEIR OWN NUTRITIONAL HABITS OR THOSE OF A LOVED ONE. APPROXIMATELY 2,600 PEOPLE TOOK ADVANTAGE OF THESE FREE EVENTS IN FY 2011. SHEPPARD PRATT'S WEB SITE RECEIVED 673,000 VISITS IN FY 2011; VISITORS HAVE FREE ACCESS TO MENTAL HEALTH ARTICLES AND LINKS TO OTHER GENERAL, NON-PROFIT MENTAL HEALTH RESOURCES. IN FY 2011, APPROXIMATELY 2,560 REQUESTS FOR MAILED LITERATURE WERE ALSO FULFILLED. A SAMPLE OF LITERATURE TOPICS INCLUDES: "A PARENT'S GUIDE TO CHILDHOOD AND ADOLESCENCE" AND "AGING MATTERS".A TOTAL OF TEN FREE COMMUNITY EDUCATIONAL EVENTS WERE SPONSORED BY SHEPPARD PRATT IN FY 2011. DETAILS ON SEVERAL ARE PROVIDED BELOW. -ANNUAL OPEN FORUM IN OCTOBER 2010: MS. ROSALYN CARTER PRESENTED TO THE COMMUNITY ON MENTAL HEALTH ISSUES THAT PERSIST IN OUR NATION TODAY AS WELL AS HOW TO END THE CRISIS. -NATIONAL EATING DISORDERS AWARENESS WEEK: ON FEBRUARY 20, 2011 SHEPPARD PRATT HOSTED AUTHOR JOHANNA S. KANDEL, AUTHOR OF LIFE BEYOND YOUR EATING DISORDER, TO KICK OFF EATING DISORDERS AWARENESS WEEK. MS. KANDEL'S PRESENTATION WAS FREE AND OPEN TO THE PUBLIC. SHE SHARED HER EXPERIENCE AND INSIGHTS WITH INDIVIDUALS WHO ARE PRESENTLY WORKING TO OVERCOME THEIR ILLNESS. -SHEPPARD PRATT'S SPEAKERS BUREAU ARRANGES FOR MENTAL HEALTH-RELATED PRESENTATIONS TO INTERESTED GROUPS THROUGHOUT THE COMMUNITY.-SHEPPARD PRATT ALSO OFFERS ASSISTANCE TO INPATIENTS AS THEY APPLY FOR MEDICARE AND MEDICAID BENEFITS WHICH WILL ASSIST THEM IN MAINTAINING TREATMENT COMPLIANCE POST-DISCHARGE BY LOWERING THE COST OF DOCTOR APPOINTMENTS AND MEDICATIONS. DURING FY 2011, APPROXIMATELY 104 INPATIENTS RECEIVED ASSISTANCE IN COORDINATING THEIR APPLICATIONS. WITHOUT THIS SUPPORT, IT IS LIKELY MANY OF THESE INDIVIDUALS MAY NOT HAVE BEEN ABLE TO CONTINUE IN OUTPATIENT TREATMENT AND WOULD HAVE FALLEN BACK INTO THE NEED FOR INPATIENT CARE. LEADERSHIP DEVELOPMENT AND TRAINING FOR THE COMMUNITY:IN FY 2011, SHEPPARD PRATT CONTINUED TO SERVE AS THE TRAINING RESOURCE FOR POSITIVE BEHAVIORAL INTERVENTIONS AND SUPPORTS (PBIS), A GRANT-FUNDED PROGRAM PROVIDED IN PARTNERSHIP WITH THE MARYLAND DEPARTMENT OF EDUCATION AND JOHNS HOPKINS UNIVERSITY'S CENTER FOR PREVENTION OF YOUTH VIOLENCE. THROUGH THIS PROGRAM, EDUCATORS ARE TRAINED IN THE PBIS METHOD WHICH ENHANCES THE CAPACITY OF SCHOOL STAFF TO EDUCATE CHILDREN IN A SAFER AND MORE EFFECTIVE ENVIRONMENT. IN FY 2011, TRAINING WAS PROVIDED TO 3,590 COACHES AND EDUCATORS. THE WORK OF PBIS' NATIONAL TECHNICAL ASSISTANCE CENTER CONTINUED PREVIOUS YEARS' EFFORT WITH 16,000 SCHOOLS ACROSS THE COUNTRY AND LAUNCHED A WIKI SITE WHICH ALLOWS STATE AND DISTRICT LEVEL IMPLEMENTERS AND TRAINERS FAST ACCESS TO PBIS RESOURCES AND MATERIALS. ONGOING TECHNICAL ASSISTANCE WAS PROVIDED TO SIX STATE TEAMS.COALITION BUILDING:CORPORATE VOLUNTEERISM IS A CRITICAL VALUE AT SHEPPARD PRATT AND ALLOWS FOR COALITION BUILDING OPPORTUNITIES. SHEPPARD PRATT LEVERAGES ITS COALITION RELATIONSHIPS TO SHARE ITS KNOWLEDGE AND EXPERIENCE WITH OTHER, SMALLER NON-PROFIT ORGANIZATIONS. EXECUTIVE AND MANAGEMENT STAFF PARTICIPATE ON VARIOUS COMMUNITY BOARDS WHOSE MISSIONS ARE DEDICATED TO IMPROVING QUALITY OF LIFE FOR ALL THEY SERVE. WHILE IN VOLUNTEER SERVICE TO LOCAL AND NATIONAL NON-PROFIT ORGANIZATIONS, SHEPPARD PRATT STAFF ALSO HAVE THE OPPORTUNITY TO GATHER IMPORTANT NEEDS ASSESSMENT DATA CRITICAL TO THE DEVELOPMENT OF COMMUNITY BENEFIT PROGRAMMING.WORKFORCE DEVELOPMENT:SHEPPARD PRATT PARTICIPATES ANNUALLY IN A NURSING SCHOLARSHIP FUND FOR A DESERVING TOWSON UNIVERSITY FRESHMAN INTERESTED IN A HEALTH CARE CAREER. ALONG WITH AREA HOSPITAL AND UNIVERSITY PARTNERS, SHEPPARD PRATT CONTRIBUTES $4,000 PER YEAR WHICH COMBINES WITH THE PARTNERS TO PROVIDE $16,000 IN SCHOLARSHIP FUNDING. OTHER:A PORTION OF SHEPPARD PRATT'S WEB SITE IS DEVOTED TO PUBLICIZING THE ART (THE COLLECTION) AND THE HISTORY (THE GIBSON MUSEUM AND EVOLUTION OF TREATMENT AREA) OF MENTAL HEALTH CARE AND TREATMENT IN OUR SOCIETY. THIS YEAR A NEW, OUTDOOR DISPLAY WAS ADDED: THE WALKING TOUR OF SHEPPARD PRATT. EACH INSTALLATION IS DESIGNED TO EDUCATE THE PUBLIC REGARDING THE HISTORY AND TREATMENT OF MENTAL HEALTH THROUGHOUT TIME IN ORDER TO REDUCE THE STIGMA OF MENTAL ILLNESS. THE COLLECTION OF SHEPPARD PRATT IS COMPRISED OF THE WORKS OF NEARLY 100 PROFESSIONALLY TRAINED ARTISTS WHOSE LIFE EXPERIENCES HAVE BEEN IMPACTED BY MENTAL ILLNESS OR ADDICTIONS. THE COLLECTION IS DISPLAYED THROUGHOUT THE PUBLIC AREAS OF THE MAIN CAMPUS WITH A SELF GUIDED PROGRAM AVAILABLE. THE GIBSON MUSEUM TELLS THE STORY OF THE EVOLUTION OF SHEPPARD PRATT AS ONE OF AMERICA'S FOREMOST PRIVATE PSYCHIATRIC HOSPITALS AND IS OPEN TO THE PUBLIC. THE EVOLUTION OF TREATMENT PANEL DISPLAY IS COMPRISED OF GRAPHIC DISPLAYS RECOUNTING THE HISTORY OF TREATMENT OF INDIVIDUALS WITH MENTAL ILLNESS FROM ROMAN TIMES THROUGH MODERN DAY. INSTALLED IN A WELL-TRAVELED PUBLIC CORRIDOR, THE DISPLAY IS VIEWED BY PATIENTS, FAMILIES, AND VISITORS. THE WALKING TOUR WAS OPENED TO THE PUBLIC IN THE SPRING OF 2011 AND TRACES THE HOSPITAL'S EARLY HISTORY. THE ONE-MILE TOUR ENCOMPASSES THIRTEEN STATIONS MARKED BY PANELS ILLUSTRATING HOW PARTICULAR BUILDINGS AND EXTERIOR SPACES WERE USED. PART III, LINE 4: SHEPPARD PRATT HEALTH SYSTEM'S BAD DEBT AND CHARITABLE WRITE OFF POLICY OUTLINES THE PROCESS BY WHICH THE SYSTEM COLLECTS AND ACTS UPON PATIENT'S FINANCIAL HARDSHIP INFORMATION INCLUDING ACCESS TO SHEPPARD PRATT'S FINANCIAL AID PROCESS. THE HEALTH SYSTEM DOES NOT CHARGE INTEREST, LATE FEES, OR PENALTIES ON ANY ACCOUNTS AND DOES NOT PERMIT COLLECTION AGENCIES TO REPORT ACCOUNTS TO CREDIT REPORTING AGENCIES. PART III, LINE 8: UNDER THE NEW MEDICARE PROSPECTIVE PAYMENT SYSTEM, MEDICARE PAYS SHEPPARD PRATT LESS THAN ITS COST AS SUPPORTED BY THE FINAL FILED FISCAL 2011 COST REPORT. SHEPPARD PRATT TREATS ALL MEDICALLY APPROPRIATE MEDICARE PATIENTS AS REQUIRED BY THE CONDITIONS OF PARTICIPATION AND EMTALA. PART III, LINE 9B: SHEPPARD PRATT HEALTH SYSTEM'S BAD DEBT AND CHARITABLE WRITE OFF POLICY OUTLINES THE PROCESS BY WHICH THE SYSTEM COLLECTS AND ACTS UPON PATIENT'S FINANCIAL HARDSHIP INFORMATION INCLUDING ACCESS TO SHEPPARD PRATT'S FINANCIAL AID PROCESS. THE HEALTH SYSTEM DOES NOT CHARGE INTEREST, LATE FEES, OR PENALTIES ON ANY ACCOUNTS AND DOES NOT PERMIT COLLECTION AGENCIES TO REPORT ACCOUNTS TO CREDIT REPORTING AGENCIES. PART VI, LINE 2: SHEPPARD PRATT UTILIZES A NEEDS ASSESSMENT PROCESS WITH INPUT GATHERED INFORMALLY FROM THE COMMUNITY, PROFESSIONALS, LOCAL AND NATIONAL ADVOCACY AGENCIES, AND SHEPPARD PRATT'S BOARD OF TRUSTEES. THE HEALTH SYSTEM IS IN THE PRELIMINARY STAGES OF A JOINTLY-COMMISSIONED NEEDS ASSESSMENT VENTURE WITH TWO NEIGHBORING HEALTH CARE FACILITIES. SHEPPARD PRATT'S COMMUNITY ADVISORY COUNCIL WAS RECENTLY TRANSITIONED TO A COMMUNITY CONSUMER COUNCIL WITH ROBUST REPRESENTATION FROM THE COMMUNITY. THIS GROUP REFLECTS THE CULTURAL, SOCIOECONOMIC AND ETHNIC PROFILE OF THE COMMUNITIES SERVED. THE COUNCIL PROVIDES A VEHICLE FOR COMMUNITY MEMBERS TO PROVIDE FEEDBACK DIRECTLY TO THE EXECUTIVE OFFICERS AND THE BOARD OF TRUSTEES ON THE HEALTH SYSTEM'S CURRENT AND FUTURE SERVICES. DURING FY2011, MEETING MONTHLY, THIRTEEN VOLUNTEER COMMUNITY COUNCIL MEMBERS AND EIGHT HEALTH SYSTEM STAFF PARTICIPATED IN PLANNING, ADVOCACY, AND COMMUNICATION REGARDING COMMUNITY NEEDS AND THE CORRESPONDING HEALTH SYSTEM PROGRAMMING. THE HEALTH SYSTEM'S PROFESSIONAL EDUCATION DEPARTMENT COLLECTS INFORMATION SPECIFIC TO PROFESSIONAL EDUCATIONAL NEEDS FROM COMMUNITY PROVIDERS USING CONTINUING EDUCATION SURVEYS, FOCUS GROUPS, AND ON-LINE SURVEYS. THIS COLLECTIVE DATA IDENTIFIES AND DEFINES AREAS OF KNOWLEDGE, COMPETENCY AND PERFORMANCE GAPS WHERE PROVIDERS WILL BENEFIT FROM FOCUSED PROFESSIONAL EDUCATION SESSIONS. UTILIZING THIS DATA SHEPPARD PRATT'S WEDNESDAY LECTURE SERIES TARGETS THE PERFORMANCE GAPS TO IMPROVE OR CHANGE PROFESSIONAL PRACTICE OR ENHANCE CURRENT COMPETENCIES. ADDITIONALLY, SURVEY DATA ILLUMINATES AREAS OF EDUCATION OR SERVICE THAT MAY BE LACKING IN THE COMMUNITY. SHEPPARD PRATT'S ADVOCACY WITH LOCAL AND NATIONAL CARE AGENCIES IS ANOTHER METHOD FOR GATHERING INFORMATION REGARDING SERVICES LACKING FOR OVERLOOKED OR NICHE POPULATIONS SUCH AS ADOLESCENTS SUFFERING FROM AUTISTIC SPECTRUM DISORDERS AND RESIDENTIAL OR SCHOOL SERVICES.ADDITIONALLY, ALL SHEPPARD PRATT SERVICE PROGRAMS ROUTINELY SURVEY PATIENTS, RESULTING IN DATA INDICATING IMPORTANT TREATMENT GAPS. CALLS TO THE THERAPY REFERRAL PROGRAM PROVIDE INFORMATION ON SERVICE NEEDS IN THE COMMUNITY WHICH ARE OTHERWISE NOT BEING FULFILLED. THIS METHOD RESULTED IN THE OPENING OF THE CRISIS WALK-IN CLINIC AS WELL AS A SPECIALTY INTENSIVE OUTPATIENT PROGRAM (CRISIS REFERRAL OUTPATIENT PROGRAM) SPECIFICALLY DESIGNED TO HELP BRIDGE PEOPLE AS THEY TRANSITION FROM INPATIENT TO OUTPATIENT CARE.SHEPPARD PRATT'S VOLUNTEER BOARD OF TRUSTEES PARTICIPATES IN BI-MONTHLY MEETINGS, ANNUALLY IN STRATEGIC PLANNING INITIATIVES, AS WELL AS IN PROGRAM-SPECIFIC COMMITTEE PROJECTS AS NEEDED. THE BOARD OF TRUSTEES ARE RECRUITED FROM THE COMMUNITY AND THEIR UNIQUE ABILITIES BRING AN ADDED DIMENSION TO THE ABILITY TO ADDRESS COMMUNITY NEED. WITH INPUT FROM THE INITIATIVES NOTED ABOVE, THE BOARD OF TRUSTEES AND STAFF WORK TO PROVIDE TARGETED SERVICES AND EDUCATION FOR THE COMMUNITY. PART VI, LINE 3: EACH PATIENT IS PROVIDED WITH A PATIENT HANDBOOK UPON ADMISSION. THE PATIENT HANDBOOK OUTLINES INFORMATION ABOUT THE HOSPITAL INCLUDING INSTRUCTIONS ON HOW TO ACCESS FINANCIAL ASSISTANCE/CHARITY CARE. SIGNAGE IS POSTED IN THE ADMISSIONS SUITE IN BOTH PATIENT AND FAMILY WAITING AREAS INFORMING INTERESTED PARTIES THAT FINANCIAL ASSISTANCE IS AVAILABLE. PATIENTS ARE URGED TO SPEAK WITH THEIR THERAPIST OR OTHER HOSPITAL STAFF TO LEARN MORE ABOUT THE HOSPITAL'S FINANCIAL ASSISTANCE PROGRAM. ADDITIONALLY, SHEPPARD PRATT'S FINANCIAL OFFICE PERSONNEL SERVE AS PATIENT FINANCIAL ADVOCATES. PART VI, LINE 4: SHEPPARD PRATT HEALTH SYSTEM SERVES THE CENTRAL MARYLAND REGION. EIGHTY-FIVE PERCENT OF REFERRALS ORIGINATE FROM SIX JURISDICTIONS: BALTIMORE CITY, BALTIMORE, ANNE ARUNDEL, CARROLL, HARFORD, AND HOWARD COUNTIES WHOSE COMBINED POPULATION TOTALS 2.7 MILLION INDIVIDUALS. THE AREA INCLUDES URBAN, SUBURBAN AND RURAL REGIONS. THIS CENTRAL MARYLAND POPULATION IS 48 PERCENT MALE AND 52 PERCENT FEMALE. RACIAL BREAKDOWN ACCORDING TO THE US CENSUS BUREAU'S AMERICAN COMMUNITY SURVEY OF 2010 IS AS FOLLOWS: 61.7 PERCENT OF RESIDENTS REPORT BEING WHITE, 29.1 PERCENT REPORT BEING AFRICAN AMERICAN, AND 9.2 PERCENT REPORTED BEING OF ANOTHER RACIAL ORIGIN. MEDIAN AGE BY JURISDICTION RANGES FROM A LOW OF 33.1 YEARS OF AGE FOR MALES IN BALTIMORE CITY TO A HIGH OF 41.2 YEARS OF AGE FOR FEMALES IN CARROLL COUNTY. CENTRAL MARYLAND EXPERIENCES A BROAD RANGE OF ESTIMATED MEDIAN FAMILY INCOME FOR THE SIX JURISDICTIONS WITH A LOW OF $38,346 IN BALTIMORE CITY AND A HIGH OF $110,771 IN HOWARD COUNTY. ADDITIONALLY, ON AVERAGE ACROSS ALL COUNTIES, 11.3 PERCENT OF RESIDENTS HAVE NO HEALTH INSURANCE COVERAGE; THE RANGE BEGINS AT A LOW OF 6.9 PERCENT NOT COVERED BY HEALTH INSURANCE IN CARROLL COUNTY TO A HIGH OF 16.0 PERCENT OF RESIDENTS WITHOUT HEALTH INSURANCE COVERAGE IN PRINCE GEORGE'S COUNTY. (SOURCE: U. S. CENSUS BUREAU; AMERICAN COMMUNITY SURVEY 2010.) THE CENTRAL MARYLAND JURISDICTION CONTAINS 28 HOSPITALS EXCLUDING SHEPPARD PRATT. SEVERAL GENERAL ACUTE HOSPITALS SERVE THIS SAME COMMUNITY. OF THIS GROUP, 17 FACILITIES HAVE PSYCHIATRIC INPATIENT UNITS; HOWEVER, WITHIN THIS GROUP, THERE ARE NO OTHER SPECIALTY PSYCHIATRIC FACILITIES. SHEPPARD PRATT HEALTH SYSTEM IS THE ONLY HEALTH SYSTEM EXCLUSIVELY PROVIDING PSYCHIATRIC SPECIALTY CARE IN THE CENTRAL MARYLAND AREA. PART VI, LINE 6: SHEPPARD PRATT HEALTH SYSTEM CONTINUES ITS COMMITMENT TO THE FOUNDERS' CHARTER TO "CARRY FORWARD, AND IMPROVE, THE AMELIORATED SYSTEM OF TREATMENT OF THE INSANE WITH THOUGHTFUL, PROACTIVE SERVICES" AND HAS EVOLVED ITS SERVICES BEYOND THE TRADITIONAL INPATIENT OR OUTPATIENT BOUNDARIES. THE SYSTEM PROVIDES A POSITIVE IMPACT ON THOUSANDS OF INDIVIDUALS, THEIR FAMILIES AND COMMUNITIES BY PROVIDING ACCESS TO A CREATIVE MIX OF COMMUNITY BENEFIT-DRIVEN BEHAVIORAL SERVICES WHEN, WHERE, AND IN WHATEVER FORM IS BEST SUITED TO THOSE IN NEED. IN FY 2011, SHEPPARD PRATT WAS AGAIN RECOGNIZED BY U.S. NEWS AND WORLD REPORT AS ONE OF THE NATION'S TOP TEN HOSPITALS FOR PSYCHIATRIC CARE. FIFTY FIVE PERCENT OF INPATIENT SERVICES WERE PROVIDED TO MEDICARE AND MEDICAID RECIPIENTS. WHILE A MAJORITY OF PATIENTS WERE DRAWN FROM CENTRAL MARYLAND, SHEPPARD PRATT'S DIVERSE PROGRAMMING ALSO ATTRACTS PATIENTS NATIONALLY. SHEPPARD PRATT'S FLAGSHIP CAMPUS IS LOCATED AT 6501 NORTH CHARLES STREET, BALTIMORE, MD. AS THE FOUNDING LOCATION OF THE SYSTEM, A FULL RANGE OF INPATIENT, OUTPATIENT, AND RESIDENTIAL SERVICES ARE PROVIDED FROM THIS CAMPUS. A SECOND INPATIENT CAMPUS, SHEPPARD PRATT AT ELLICOTT CITY, IS LOCATED AT 4100 COLLEGE AVENUE, IN ELLICOTT CITY, MARYLAND AND PROVIDES BOTH INPATIENT AND PARTIAL DAY HOSPITAL SERVICES. THE TWO INPATIENT HOSPITAL PROGRAMS OPERATE A TOTAL OF 335 BEDS. SPECIALTY INPATIENT UNITS PROVIDE SERVICES FOR A WIDE SPAN OF PSYCHIATRIC DIAGNOSTIC CATEGORIES.IN FY 2011, SHEPPARD PRATT PROVIDED SERVICE FOR 8,294 INPATIENT ADMISSIONS RESULTING IN 95,185 INPATIENT DAYS, 75,136 OUTPATIENT AND DAY HOSPITAL VISITS, 37,920 RTC/RESPITE DAYS, AND 126,931 STUDENT DAYS.THERAPY REFERRAL SERVICE PROGRAMMING: CRISIS WALK IN CLINIC, SCHEDULED CRISIS INTERVENTION PROGRAM AND URGENT ASSESSMENT. THERAPY REFERRAL SERVICE (TRS) IS A FREE, CONFIDENTIAL TELEPHONE SERVICE THAT ASSISTS IN REFERRALS TO MENTAL HEALTH RESOURCES FOR THE BALTIMORE METROPOLITAN AREA INCLUDING SHEPPARD PRATT PROGRAMS. PROGRAMMING ACCESSED THROUGH THIS SERVICE INCLUDES URGENT ASSESSMENTS AND SCHEDULED CRISIS INTERVENTION PROGRAMS. FOR THE MOST SERIOUS CASES SHEPPARD PRATT'S CRISIS WALK IN CLINIC (CWIC) OPENED IN MAY OF 2011 TO RESPOND TO A COMMUNITY NEED FOR A WALK-IN CRISIS ASSESSMENT SERVICE WHICH SERVES TO DIVERT CLIENTS FROM AREA EMERGENCY ROOMS. X X X X X X 1 1 0 0 0 0 0 0 0 STEVEN S SHARFSTEIN MD 727855 0 0 0 22974 0 62005 0 6448 0 819282 0 0 0 PATRICIA PINKERTON 375071 0 0 0 3294 0 49479 0 16227 0 444071 0 0 0 BONNIE KATZ 214612 0 0 0 6311 0 39907 0 14666 0 275496 0 0 0 JAMES TRUSCELLO 161612 0 4000 0 7200 0 51706 0 11307 0 235825 0 0 0 ERNESTINE COSBY 158051 0 0 0 2976 0 57873 0 6735 0 225635 0 0 0 M THOMAS GRAHAM 155365 0 0 0 2153 0 7956 0 6489 0 171963 0 0 0 STEVEN E TUTTLE 153682 0 0 0 1566 0 8320 0 21096 0 184664 0 0 0 J KENNETH WALTERS 141339 0 50 0 2138 0 30399 0 16527 0 190453 0 0 0 THOMAS HESS 138375 0 0 0 1419 0 38577 0 1309 0 179680 0 0 0 AVERY DOVER 137063 0 0 0 2027 0 27768 0 9545 0 176403 0 0 0 ERIKA WILMOTH 131474 0 225 0 4761 0 52003 0 7243 0 195706 0 0 0 DIANA RAMSAY 0 0 0 0 185639 0 0 0 0 0 185639 0 0 0 PART I, LINES 4A-B LINE 4A: DIANA RAMSAY SEVERANCE OF $185,639. LINE 4B: THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S 457(F) PLAN: PATRICIA PINKERTON $25,000 MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY 520936091 574217KL8 2003-05-29 45590000 CONSTRUCT NEW HSPTL, RENOVATE EXISTING HSPTL 0 0 0 MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY 520936091 574217KM6 2003-05-29 45550000 CONSTRUCT NEW HSPTL, RENOVATE EXISTING HSPTL 0 0 0 MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY 520936091 2009-12-01 22555000 PURCHASE OF SCHOOL BUILDING AND PROPERTY FOR NEW HOSPITAL 0 0 0 7755000 46107383 3725513 4516542 249269 37445686 170373 2005 0 0 1 1 2475000 45304058 2088418 1418430 23453347 237237 1625826 16480799 2005 1 0 1 1 22555000 22555000 2010 0 0 1 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 1 0 0 1 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 0 0 1 PART III, QUESTION 4 PRIVATE BUSINESS USE BOND B - MULTI-PURPOSE ALLOCATION 1992/1985 REFUNDING PORTION - $3,865,000 - NOT MORE THAN 15% (1986 ACT TRANSITION RULE REFUNDING) 1995/1992 REFUNDING PORTION - 18,915,000 - LESS THAN 5% 2003/1999 REFUNDING PORTION - $22,770,000 - LESS THAN 5% X 3 650 FAIR MARKET VALUE X 7 17158 STOCK EXCHANGE X DONATIONS FOR ON-LINE AUCTION FOR CFK EVENT 57 22920 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 SHEPPARD & ENOCH PRATT FOUNDATION, INC. IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT AND REMOVE BOARD MEMBERS. THE FOUNDATION ALSO HOLDS THE RIGHT TO APPROVE CERTAIN SELECT TRANSACTIONS OF ITS SUBSIDIARIES. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES WILL REVIEW AND APPROVE THE 990. FOLLOWING FINANCE COMMITTEE APPROVAL OF THE 990 ON 4/17/12, THE CFO WILL MAKE COPIES AVAILABLE TO BOARD MEMBERS PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL TRUSTEES AND KEY EXECUTIVE PERSONNEL TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CFO WHO SUMMARIZES THE REPORTED CONFLICTS. THIS INFORMATION IS THEN PRESENTED TO THE CEO AND TO THE CHAIRMAN OF THE BOARD FOR REVIEW. CONFLICTS ARE REPORTED AT BOARD MEETINGS AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 SALARIES OF THE CEO AND TOP MANAGEMENT/PHYSICIANS ARE REVIEWED BY THE EMPLOYEE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THIS COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE TRUSTEES REVIEW COMPENSATION FOR REASONABLENESS. THEY USE COMPARATIVE INDUSTRY DATA IN THEIR REVIEW PROCESS. THE PROCESS FOR EMPLOYEE COMPENSATION INCLUDES DEVELOPMENT OF COMPENSATION RECOMMENDATIONS BASED ON MARKET SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA. THE SALARY INFORMATION FOR THIS GROUP IS OBTAINED BY A CONSULTANT THAT IS ENGAGED BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS CONSULTANT USES CURRENT MARKET COMPENSATION SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA TO MAKE RECOMMENDATIONS. THE RECOMMENDATIONS ARE THEN PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE FOR APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE REPORTS THAT COMPENSATION WAS APPROVED TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION POSTS ITS FINANCIAL STATEMENTS QUARTERLY ON THE DAC WEBSITE. FINANCIAL STATEMENTS AND OTHER POLICIES ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,053,181. TRANSFERS FROM AFFILIATES 3,271,791. CHANGE IN PENSION LIABILITY 21,837,835. IMPAIRMENT OF GOODWILL -1,618,264. INTEREST IN NET ASSETS OF FOUNDATION -76,358. TOTAL TO FORM 990, PART XI, LINE 5: 26,468,185. FORM 990, PART XII, 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SHEPPARD & ENOCH PRATT FOUNDATION PO BOX 6815 BALTIMORE MD 21285 521357109 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT AFFILIATED ORGANIZATIONS MD 501(C)(3) 7 0 SHEPPARD PRATT PHYSICIANS PA INC PO BOX 6815 BALTIMORE MD 21285 521392214 PROVIDE HEALTH CARE TO PATIENTS & RESIDENCY TRAINING TO MEDICAL PROFESSIONAL MD 501(C)(3) 9 SHEPPARD & ENOCH PRATT FOUNDATION 0 SHEPPARD PRATT INVESTMENT INC PO BOX 6815 BALTIMORE MD 21285 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 11A SHEPPARD & ENOCH PRATT FOUNDATION 0 MOSAIC COMMUNITY SERVICES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521388141 PROVIDES COMMUNITY BASED THERAPEUTIC RESIDENTIAL, REHABILITATIVE SUPPORT MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION 0 WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 PROVIDES REHABILITATIVE AND TREATMENT SERVICES MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION 0 FAMILY SERVICES INC 610 EAST DIAMOND AVE GAITHERSBURG MD 20877 520730225 FOSTER STRONG & HEALTHY INDIVIDUALS AND FAMILIES THROUGH EDUCATION MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION 0 BEHAVIORAL HEALTH PARTNERS OF FREDERICK INC PO BOX 6815 BALTIMORE MD 21285 522125435 OUTPATIENT BEHAVIORAL HEALTH CARE SERVICES MD 501(C)(3) 3 SHEPPARD & ENOCH PRATT FOUNDATION 0 REVISIONS COMMUNITY DEVELOPMENT ORG ING 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521849336 PROVIDE AFFORDABLE HOUSING TO CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 9 MOSAIC COMMUNITY SERVICES INC 0 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 020650286 CREATE UNITS OF DECENT, AFFORDABLE HOUSING FOR LOW-INCOME ADULTS MD 501(C)(3) 9 MOSAIC COMMUNITY SERVICES INC 0 TURNING POINT OF WASHINGTON COUNTY INC 25 E NORTH AVE HAGERSTOWN MD 21740 521190659 PROVIDE EDUCATIONAL, VOCATIONAL, SOCIAL,RESIDENTIAL SUPPORT FOR MENTALLY ILL MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION 0 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES STREET TOWSON MD 21285 521757742 INACTIVE MD N/A C ATLANTIC RECYCLED PAPER COMPANY INC 1925 GREENSPRING AVE TIMONIUM MD 21093 521737872 INACTIVE MD N/A C 0 0 0 1 0 0 0 0 1 1 0 1 1 0 0 1 1 1