2012-05-10T14:55:36-05:00 2011-06-30 MARKS PANETH & SHRON LLP 622 THIRD AVENUE NEW YORK NY 10017 990 2010-07-01 223056183 THE CHILDREN'S FOUNDATION OF ASTOR CHIL 8458711123 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 EDWARD LYONS 8458711123 2012-05-10 1 ROBERT R LYONS CPA 2125038800 2010 2016-02-24 21:20:13Z EDWARD LYONS 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 1159373 0 0928 X N/A X 1990 NY TO RAISE AND PROVIDE FUNDS FOR ASTOR SERVICES FOR CHILDREN & FAMILIES AND THE ASTOR LEARNING CENTER. 8 5 0 0 0 0 121499 165404 104172 106380 12313 758389 0 0 237984 1030173 0 83844 0 0 0 0 0 0 36127 314645 310441 314645 394285 -76661 635888 5684747 6319938 527058 526361 5157689 5793577 TO RAISE AND PROVIDE FUNDS FOR ASTOR SERVICES FOR CHILDREN & FAMILIES AND THE ASTOR LEARNING CENTER. 0 0 163251 83844 106380 PROVIDING GRANTS TO CERTAIN PROGRAMS THROUGH FUND RAISING & INVESTING ACTIVITIES; PROVIDING AFFORDABLE RENTAL PROPERTIES TO PROGRAMS OF THE ASTOR HOME. 163251 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 8 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X EDWARD LYONS 8458711127 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 JAMES MCGUIRK PHD 1.00 X X 0 187520 40816 EDWARD J LYONS 1.00 X X 0 131001 31377 LAWRENCE WEISBERG 1.00 X X 0 0 0 CHARLES R DANIELS III 1.00 X X 0 0 0 MICHAEL C BETROS 1.00 X X 0 0 0 ANN K ARMATER 1.00 X X 0 0 0 DAVID A CRENSHAW 1.00 X X 0 0 0 SCOTT D BERGIN 1.00 X X 0 0 0 JOHN E HOEY MD 1.00 X X 0 0 0 0 318521 72193 0 0 1 0 0 4104 161300 165404 RENTAL INCOME 531110 106380 106380 106380 67699 67699 790036 99346 690690 690690 690690 29854 4104 29854 0 1030173 106380 0 758389 83844 83844 196 196 13000 13000 22041 22041 17152 17152 14499 2580 11919 416 416 11831 11831 65869 65869 ADMINISTRATIVE EXPENSE 157090 157090 PUBLIC RELATIONS 5106 5106 REPAIRS & MAINTENANCE 1291 1291 POSTAGE 1200 1200 SPONORSHIPS 750 750 394285 163251 194907 36127 187543 165787 1641 1641 67017 39261 1250 2577926 713984 1945711 1863942 2982835 3748057 500000 500000 5684747 6319938 1006 1006 242738 191244 283314 334111 527058 526361 X 4648611 5241412 9078 52165 500000 500000 5157689 5793577 5684747 6319938 635888 0 X X 0 1 1 X 0 X 214843 189195 141617 121499 165404 832558 214843 189195 141617 121499 165404 832558 832558 711328 133932 92640 59850 67699 1065449 1898007 276835 0.43860 0.38650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 671918 225159 250000 647077 517627 100291 671918 741686 -170059 571627 0.22730 0.77270 0 0 387365 387365 2057788 680548 1377240 132773 33436 99337 1863942 PERMANENTLY RESTRICTED ENDOWMENTS 500000 500000 DUE TO RELATED PARTY 334111 334111 1030173 394285 635888 0 635888 1089881 0 1089881 29854 29854 1119735 424139 29854 29854 394285 0 394285 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION") RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR ASTOR. ASTOR RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FIN 48 DISCLOSURE - THE FOUNDATION HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2011 AND 2010 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. THE FOUNDATION IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THE YEAR ENDED JUNE 30, 2008 AND PRIOR YEARS. PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE 29,854. PART XIII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE 29,854. STENBERG CUP 25580 2221 23359 23359 HUDSON VALLEY RECEPTION 8378 1883 6495 6495 33958 4104 29854 29854 29854 0 1 ASTOR SERVICES FOR CHILDREN & FAMILIES 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141397918 501(C)(3) 83844 TO PROVIDE FUNDS TO SUPPORT THE OPERATION OF ASTOR SERVICES FOR CHILDREN & FAMILES. 1 0 TO MONITOR THE USE OF GRANT FUNDS, AT EACH OF THE QUARTERLY BOARD MEETING THE ASTOR CFO REPORTS ON THE USE OF GRANT FUNDS RECEIVED BY ASTOR SERVICES FROM THE FOUNDATION. A DETAILED ACCOUNTING OF THE FUNDS IS PROVIDED TO THE FOUNDATION BOARD. 0 0 0 0 0 0 0 0 0 JAMES MCGUIRK PHD 0 171730 0 10000 0 5790 0 0 0 40816 0 228336 0 104587 EDWARD J LYONS 0 127001 0 4000 0 0 0 0 0 31377 0 162378 0 73255 SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART I, LINE 3: THE ORGANIZATION RELIED ON ASTOR SERVICES FOR CHILDREN & FAMILIES, A RELATED ORGANIZATION, THAT USED THE FOLLOWING METHODS TO ESTABLISH THE TOP MANAGEMENT OFFICIAL'S COMPENSATION: 1) COMPENSATION COMMITTEE; 2) FORM 990 OF OTHER ORGANIZATIONS; AND 3) APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. LAWRENCE WEISBERG BOARD CHAIRMAN 99035 THE BOARD CHAIRMAN'S, LAWRENCE WEISBERG'S, SPOUSE, MELINDA WEISBERG, IS A PAID EMPLOYEE OF ASTOR SERVICES. THE SPOUSE REPORTS DIRECTLY TO THE EXECUTIVE DIRECTOR/CEO OF ASTOR. HER TITLE IS ASSISTANT EXECUTIVE DIRECTOR PUBLIC POLICY & ORGANIZATION DEVELOPMENT. 0 CHARLES R DANIELS III VICE CHAIRMAN 286224 CHARLES R. DANIELS III (VICE CHAIRMAN) IS A MINORITY SHAREHOLDER AND EMPLOYEE OF AN ESOP CONTROLLED INSURANCE BROKER (ROSE & KIERNAN). ASTOR USES ROSE & KIERNAN AS A BROKER FOR OUR LIABILITY AND MEDICAL INSURANCE. 0 FORM 990, PART VI, SECTION B, LINE 11 A REVIEW WAS MADE OF THE FORM 990 BY THE AUDIT COMMITTEE AND THEN SENT TO THE BOARD FOR COMMENT AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS AND OFFICERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY AT THE OCTOBER BOARD MEETING. THE FORM REQUIRES DISCLOSURE OF ANY CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR THE CFO PERFORMS A REVIEW OF EXECUTIVE COMPENSATION BY GOING TO GUIDESTAR AND PULLING 990 COMPENSATION INFORMATION FOR EXECUTIVE DIRECTORS OF COMPARABLE NON PROFITS IN THE REGION. THAT INFORMATION IS PROVIDED TO THE COMPENSATION COMMITTEE OF THE BOARD WHO REVIEWS THAT INFORMATION. THEY DO A PERFORMANCE EVALUATION OF THE EXECUTIVE DIRECTOR AND SET THE SALARY. THE SALARY IS REPORTED TO THE EXECUTIVE BOARD OPERATIONS COMMITTEE AND THE FULL BOARD. A CONSULTANT (ASTRON SOLUTIONS) WAS USED TO PERFORM A SALARY ANALYSIS OF ALL STAFF COMPOSING THE EXECUTIVE CABINET. THAT INFORMATION WILL BE SHARED WITH THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE CURRENTLY AVAILABLE UPON REQUEST. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. BENEFICIAL INTEREST IN ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION: FORM 990, PART X, LINE 29: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION") RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR ASTOR. ASTOR RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. ASTOR SERVICES FOR CHILDREN & FAMILIES 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141397918 CHILD CARE AGENCY NY 501(C)(3) LINE 9 N/A 0 THE ASTOR LEARNING CENTER 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141620743 INSTRUCTION OF THE HANDICAPPED NY 501(C)(3) LINE 2 N/A 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 ASTOR SERVICES FOR CHILDREN & FAMILIES I 106380 COST ASTOR SERVICES FOR CHILDREN & FAMILIES O 159670 COST