2012-05-07T15:06:25-05:00 2011-12-31 721396621 CARR RIGGS & INGRAM LLC 2111 DREW STREET CLEARWATER FL 337653215 990 2011-01-01 133095444 ARBITRATION FORUMS INC ARBI 8139314004 3350 BUSCHWOOD PARK DRIVE NO 295 TAMPA FL 33618 JAIRO ARCILA 8139314004 2012-05-07 1 CARR RIGGS INGRAM LLC P00735117 7274460504 2011 2016-02-24 21:20:13Z W RUSS SMITH 3350 BUSCHWOOD PARK DRIVE NO 295 TAMPA FL 33618 58181974 0 X WWW.ARBFILE.ORG X 1981 NY SEE SCHEDULE O FOR MISSION STATEMENT.TO PROVIDE FACILITIES FOR THE EFFICIENT AND EQUITABLE DISPOSITION OF INSURANCE-RELATED DISPUTES TO AVOID COSTS AND DELAYS OF LITIGATION. 13 12 207 7839 0 0 0 0 28276947 28195397 2126527 1996368 0 184527 30403474 30376292 0 0 0 0 17729391 18885972 0 0 0 11139571 10571785 28868962 29457757 1534512 918535 58595574 61104128 9962567 13851543 48633007 47252585 TO PROVIDE FACILITIES FOR THE EFFICIENT AND EQUITABLE DISPOSITON OF INSURANCE-RELATED DISPUTES BETWEEN AND AMONG INSURANCE COMPANIES, SELF-INSURED, COMMERCIAL INSURED WITH LARGE RETENTIONS AND INJURED PARTIES TO AVOID COSTS AND DELAYS OF LITIGATION. 0 0 ARBITRATION SERVICES:RESOLVES NEARLY 520,000 DISPUTES WORTH NEARLY $2.4 BILLION IN CLAIMS EACH YEAR AS A COST EFFECTIVE ALTERNATIVE TO LITIGATION FOR THE INSURANCE INDUSTRY. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 44 0 1 207 1 0 0 0 0 0 0 X 13 12 0 0 0 0 1 1 0 1 1 1 0 1 1 1 1 1 1 1 1 0 X X JAIRO ARCILA 8139314004 3350 BUSCHWOOD PARK DRIVE SUITE 295 TAMPA FL 33618 JOSEPH CENTANNI 1.00 X 0 0 0 JOHN FOUERT 1.00 X 0 0 0 KATHLEEN MAHNE 1.00 X 0 0 0 EDWARD J GRAMER III 1.00 X 0 0 0 DANIEL HERDMANN 1.00 X 0 0 0 JAMES MCLAIN 1.00 X 0 0 0 DAVID NARIGON 1.00 X 0 0 0 MIKE CAPUZZI 1.00 X 0 0 0 WAYNE SMOLDA 1.00 X 0 0 0 ARTHUR BECKMAN 1.00 X 0 0 0 DON LYONS 1.00 X 0 0 0 ELENA GERVINO 1.00 X 0 0 0 JAIRO ARCILA 40.00 X 270028 0 60353 W RUSS SMITH 40.00 X 434708 0 53115 THOMAS J VON BRAUNSBERG 40.00 X 252093 0 27460 GEOFFREY K ENGERT 40.00 X 201014 0 29433 KENNETH C BUTLER 40.00 X 232283 0 32662 EILEEN HALE 40.00 X 234814 0 32827 RICHARD LEDBETTER 40.00 X 290520 0 33647 PHILIP O TENN JR 40.00 X 119369 0 27847 JOHN A ALCHIN 40.00 X 127761 0 27407 WILLIAM S PFEIFFER 40.00 X 142082 0 28848 TIMOTHY MCKERNAN 40.00 X 119182 0 27160 WILLIAM TULEY 40.00 X 123659 0 21566 2547513 0 402325 28 0 1 0 HUDSON GLOBAL RESOURCE MANAGEMENT PO BOX 347193 PITTSBURG PA 152514193 IT CONSULTANTS 1105048 CDW DIRECT LLC PO BOX 75723 CHICAGO IL 606755723 IT CONSULTANTS 266169 KB HOME TAMPA LLC 9102 SOUTHPARK CENTER LOOP SUITE 1 ORLANDO FL 32819 PROPERTY SUB-LESSOR 198900 SYSTEM SOFT TECHNOLOGIES 2600 MCCORMICK DRIVE CLEARWATER FL 33759 SOFTWARE DEVELOPMENT 141400 BARROW HANLEY MEWHINNEY 2200 ROSS AVE 31ST FLOOR DALLAS TX 72501 INVESTMENT BROKERS 136469 5 CASE FILING ASSESSMENT 541900 27533312 27533312 FEES TO DEFER CASES 541900 624645 624645 ADJOURNMENT FEES 541900 37440 37440 28195397 2011229 2011229 27790821 27799144 6538 -8323 -6538 -14861 -6538 -8323 OTHER REVENUES 541900 184527 184527 184527 30376292 28373386 0 2002906 2184957 11533377 1397564 2811311 958763 76473 70155 202454 1512140 83749 2562407 1745369 611737 181674 2637631 74232 ARBITRATION HEARINGS 537023 TRAINING & EDUCATION 203858 ADMINISTRATIVE EXPENSES 67895 CUSTOMER MATERIALS 4988 29457757 500 2775622 3451535 2784026 2569848 498106 713880 7487459 5296450 2941417 2191009 44294639 46826916 5239022 5275510 62242 75430 58595574 61104128 2170939 2743347 3696502 4363144 4095126 6745052 9962567 13851543 X 48633007 47252585 48633007 47252585 58595574 61104128 X 918535 -2298957 X 0 1 1 X 0 486133 399241 86892 7001326 4897209 2104117 2191009 DEFERRED COMPENSATION 497633 LONG TERM PENSION 6247419 6745052 30376292 29457757 918535 532879 -2831836 -2298957 -1380422 30909171 532879 532879 30376292 0 30376292 29457757 0 29457757 0 29457757 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION ADHERES TO THE PROVISIONS OF ASC 740, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". AS A RESULT OF THE IMPLEMENTATION OF ASC 740, THE ORGANIZATION HAS NOT RECOGNIZED ANY RESPECTIVE LIABILITY FOR UNRECOGNIZED TAX BENEFITS AS IT HAS NO KNOWN TAX POSITIONS THAT WOULD SUBJECT THE ORGANIZATION TO ANY MATERIAL INCOME TAX EXPOSURE. A RECONCILIATION OF THE BEGINNING AND ENDING AMOUNT OF UNRECOGNIZED TAX BENEFITS IS NOT INCLUDED, NOR IS THERE ANY INTEREST ACCRUED RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES AS THERE ARE NO UNRECOGNIZED TAX BENEFITS. PART XI, LINE 8 - OTHER ADJUSTMENTS: DEFINED BENEFIT ACCRUAL AS REQUIRED BY ASC 715 -2,831,836. X X X X 1 1 0 JAIRO ARCILA 195506 0 69405 0 5117 0 37966 0 22387 0 330381 0 0 0 W RUSS SMITH 276063 0 146603 0 12042 0 53115 0 0 0 487823 0 0 0 THOMAS J VON BRAUNSBERG 196275 0 54133 0 1685 0 5390 0 22070 0 279553 0 0 0 GEOFFREY K ENGERT 156377 0 41415 0 3222 0 7046 0 22387 0 230447 0 0 0 KENNETH C BUTLER 176722 0 52339 0 3222 0 10275 0 22387 0 264945 0 0 0 EILEEN HALE 179892 0 51700 0 3222 0 10440 0 22387 0 267641 0 0 0 RICHARD LEDBETTER 220553 0 65665 0 4302 0 11025 0 22622 0 324167 0 0 0 JOHN A ALCHIN 111184 0 14080 0 2497 0 5020 0 22387 0 155168 0 0 0 WILLIAM S PFEIFFER 126548 0 12961 0 2573 0 6461 0 22387 0 170930 0 0 0 PART I, LINES 4A-B LINE 4A: SEVERANCE PAYMENTS MADE TO THOMAS J. VON BRAUNSBERG DURING 2011: SALARY $65,382.66 TAXES: $4,843.29 BENEFITS: $6,915.00 LINE 4B: NONQUALIFIED RETIREMENT PLAN. EMPLOYER CONTRIBUTIONS TO THE PLAN FOR JAIRO ARCILA AND W. RUSS SMITH IN 2011 WERE $26,941 AND $42,090, RESPECTIVELY. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS 4,459 MEMBERS CONSISTING SOLELY OF INSURERS AND SELF-INSUREDS AND THIRD PARTY ADMINISTRATORS (TPAS). FORM 990, PART VI, SECTION A, LINE 7A THE VOTING MEMBERS ELECT THE BOARD OF DIRECTORS (GOVERNING BODY). THE MEMBERS OF THE BOARD OF DIRECTORS FORM FOUR 4-MEMBER SUBCOMMITTEES (EXECUTIVE, COMPENSATION & BENEFITS, AUDIT AND NOMINATING. ONLY THE GOVERNING BODY HAS THE RIGHT TO ELECT OR APPOINT BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE CFO PROVIDES A DRAFT OF THE FORM 990 TO THE MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS AND OFFICERS RECEIVE THE CONFLICT OF INTEREST POLICY AND PROCEDURES DISCLOSURE FORM AND ARE REQUIRED TO SIGN AND DATE THE POLICY DISCLOSURE FORM EACH CALENDAR YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE COMPANY USES AN INDEPENDENT PARTY (THE HAY GROUP) TO RECOMMEND THE APPROPRIATE COMPENSATION AMOUNTS FOR TOP MANAGEMENT AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE THEN REVIEWS THE RECOMMENDATIONS AND APPROVES THE COMPENSATION AND BENEFIT AMOUNTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON WRITTEN OR VERBAL REQUEST. NAMES AND ADDRESSES OF BOD MEMBERS THAT CAN'T BE REACHED AT MAILING ADDRESS FORM 990, PART VI, SECTION A, LINE 9 ARTHUR BECKMAN: ONE STATE FARM PLAZA; A2; BLOOMINGTON, IL 61710 MIKE CAPUZZI: 6300 WILSON MILLS ROAD; MAYFIELD VILLAGE, OH 44143 JOSEPH CENTANNI: ONE NATIONWIDE PLAZA; 3-13-203; COLUMBUS, OH 43215 JOHN FOUERT: ONE STATE FARM PLAZA; A4; BLOOMINGTON, IL 61710 ELENA GERVINO: ONE TOWER SQUARE 5MS; HARTFORD, CT 06183 TED GRAMER: 175 BERKELEY STREET, MAIL STOP S2B; BOSTON, MA 02116 DANIEL HERDMANN: 210 SOUTH FOURTH STREET; PHILADELPHIA, PA 19106 DON LYONS: 3535 W. PIPKIN ROAD; LAKELAND, FL 33811 KATHLEEN MAHNE: 2775 SANDERS ROAD, SUITE B7; NORTHBROOK, IL 60062 JAMES MCLAIN: 3426 TORINGDON WAY; SUITE 200; CHARLOTTE, NC 28277 DAVID NARIGON: 970 SCALLON ROAD; DERIDDER, LA 70634 WAYNE SMOLDA: 4850 E. STREET ROAD; #200; TREVOSE, PA 19053 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 532,879. DEFINED BENEFIT ACCRUAL AS REQUIRED BY ASC 715 -2,831,836. TOTAL TO FORM 990, PART XI, LINE 5: -2,298,957.