2012-04-27T10:10:32-07:00 2011-06-30 KPMG LLP 717 N Harwood Street Suite 3100 Dallas TX 75206 990 2010-07-01 840404231 COLORADO SEMINARY COLO 3038714073 2199 S University Blvd Denver CO 802080001 Craig Woody 3038714073 2012-04-27 1 Morgan Souza 2148402000 2012-04-27 2010 2016-02-24 21:20:13Z University of Denver Robert D Coombe-Chancellor 2199 S University Blvd Denver CO 80209 684423208 0 X http://du.edu/ X 1864 CO The University of Denver (Colorado Seminary) is a higher educational institution, providing both undergraduate and graduate degrees. 27 27 7728 3400 2071536 -106397 32741492 35035326 425142331 444094914 6704075 33923600 4961313 5097786 469549211 518151626 98339629 102214592 0 0 204067153 212254734 204266 201277 9264034 118475798 125953921 421086846 440624524 48462365 77527102 1118549381 1213311797 252288054 250510335 866261327 962801462 Higher Education Institution providing both undergraduate and graduate degrees -The mission of the University of Denver is to promote learning by engaging with students in advancing scholarly inquiry, cultivating critical and creative thought and generating knowledge. Our active partnerships with local and global communities contribute to a sustainable common good. 0 0 138246851 0 372111392 INSTRUCTION: 2010-2011 Academic Year: ENROLLMENT (Fall 2010): Undergraduate 5,455, Graduate and Professional 6,387, Total fall Enrollment 11,842. DEGREES CONFERRED (2010-2011): Baccalaureate 1,299, Master's 2,113, First professional 287, Doctoral 149. Total degrees conferred 3,848. UNDERGRADUATE students can select from more than 100 undergraduate programs, including traditional majors and dual degree programs that span a variety of disciplines, including business, education, social work, art history, geographic information science, international studies, public policy and engineering. GRADUATE students can select from more than 120 graduate degree programs that will challenge, inspire, and prepare them to achieve their highest academic and professional goals. Each DU graduate program combines rigorous study with critical thinking, collaboration and applied learning experiences that will enable students to expand their skills, deepen their expertise and apply their knowledge to benefit themselves and the world. 102214592 102214592 0 STUDENT SCHOLARSHIP 2010-2011 Academic Year: The University of Denver student can apply for financial aid to assist them and their family in covering the cost of their education. Scholarships and grants are available to students from federal and state institutional programs. Institutional scholarship, waivers and cash assistance programs for the 2010-2011 academic year equaled $93,268,422, endowed and gift support scholarship programs funded $7,255,797 and the federal and state programs funded $1,690,373. Up to 80% of the students at the University receive some financial aid. 97298344 0 11450455 ACADEMIC SUPPORT and STUDENT SERVICES 2010-2011 Academic Year: ACADEMIC SUPPORT includes the administrative support for 12 graduate schools and professional programs and 8 undergraduate schools and colleges. Academic support also includes the University's libraries, media and information technology support and other support functions for the University's primary missions. STUDENT SERVICES - consists of the activities of the admissions, registrar and financial resources offices as well as activities that contribute to the students development outside the formal instruction program that include intercollegiate athletic programs and sports and wellness recreation programs. Included in these activities are campus life, career and counseling centers, leadership programs and other campus activities that contribute to the students' emotional and physical well-being and intellectual, cultural and social development. 39301609 0 35277763 AUXILIARY ACTIVITIES 2010-2011 Academic Year: The Auxiliary Enterprises at the University of Denver exist to furnish goods or services to students, faculty, staff, institutional departments and the public. The most prominent of these enterprises provide support to our students which includes; a University Health Center, Residence and Food Facilities, and a University Bookstore. The University also has a Performing Arts Center that hosts performances by the faculty and students of the University and the regions finest performing arts organizations. A small Conference and Events Services Department rounds out the University's auxiliary enterprise activities. 18863661 0 25255304 RESEARCH AND PUBLIC SERVICE: The University of Denver faculty members receive substantial funding from governmental and private sources to support their scholarship. The University has long promoted a teacher/scholar model for its faculty, encouraging professors to excel in the classroom and in research. Much of the faculty scholarship contributes to the University of Serving the Public Good. 58165270 0 60533067 395925057 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 919 0 1 7728 1 1 1 1 UK 0 0 0 1 1 1 1 0 0 0 X 27 27 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 1 0 CO X Margaret Henry 3038713740 2199 S University Blvd Denver CO 802080001 Bowlen Pat D 1 X 0 0 0 Burns Joy S 1 X 0 0 0 Estlow Edward W 1 X 0 0 0 Frank Margot G 1 X 0 0 0 Gallagher Kevin C 1 X 0 0 0 Gilbertson Peter 1 X 0 0 0 Goto Leo K 1 X 0 0 0 Guajardo Maria 1 X 0 0 0 Hamill Patrick H 1 X 0 0 0 Hamilton Jane 1 X 0 0 0 Kelly Richard 1 X 0 0 0 Livingston Patricia A 1 X 0 0 0 Low John W 1 X 0 0 0 Miller John A 1 X 0 0 0 Morgridge Carrie 1 X 0 0 0 Myhren Trygve 1 X 0 0 0 Nagel Ralph 1 X 0 0 0 Newman Robert C 1 X 0 0 0 Reiman Scott J 1 X 0 0 0 Sapkin Richard M 1 X 0 0 0 Scrivner Douglas G 1 X 0 0 0 Shopneck Catherine C 1 X 0 0 0 Sie John 1 X 0 0 0 Sturm Donald L 1 X 0 0 0 Tschudi Otto 1 X 0 0 0 Villarosa Clara 1 X 0 0 0 Waldeck Frederick T 1 X 0 0 0 Coombe Robert D 40 X 343148 0 51459 Woody Craig W 40 X 235381 0 27862 Henry Margaret 40 X 146207 0 59440 Feagins Rosalynn 40 X 59414 0 19141 Brownell Claire Anne 40 X 53625 0 19205 Duggan Angela 40 X 41991 0 14701 Kvistad Gregg 40 X 251888 0 24451 Harris Ed M 40 X 291607 0 38845 BradleyDoppes Margaret Jane 40 X 274560 0 79302 Willoughby Thomas F 40 X 193262 0 18651 Farnsworth Carol 40 X 158288 0 26437 Chan Paul H 40 X 180411 0 29064 Riordan Christine 40 X 356005 0 19600 McCall Anne 40 X 241253 0 30693 Katz Martin 40 X 267706 0 35421 Bemelen Jozef 40 X 160706 0 22429 Vogel Mark A 40 X 734617 0 20448 Scott Joseph 40 X 499309 0 35661 Gwozdecky George E 40 X 401522 0 38845 Shoureshi Rahmat A 40 X 327368 0 36517 Levine Mark 40 X 267354 0 26166 Valavanis Kimon 40 X 242605 0 19200 Juarez Jose 40 X 194485 0 29751 Newman Karen 40 X 236420 0 21404 Ricketson Mary 40 X 222712 0 25413 Griesemer James 40 X 203510 0 31409 Clouse Maclyn 40 X 244601 0 22007 6829955 0 823522 294 1 1 0 Mainstays Painting Services 1154 W 124th Court Westminister CO 80234 Painting Services 327976 Waggener & Foster 600 South Cherry St Suite 217 Denver CO 80246 Legal 233776 Carole V Kitchell 3821 E Galer St Seattle WA 98112 Consulting 227000 Custom Direct LLC 16163 W 45th Drive Golden CO 80403 Custom Priniting 198071 Scott Gilbert 1506 Gateway Rd Snowmass CO 81654 Consulting 194633 13 0 0 1258386 0 0 33776940 3389544 35035326 Tuition and fees 611310 360156086 360156086 0 0 Research grants 611310 25255304 25255304 0 0 Educational activities 611310 11955306 11955306 0 0 Auxiliary enterprises 611310 46760825 44603927 2156898 0 Student loans 611310 -32607 -32607 0 0 0 0 0 0 444094914 6666131 0 -85362 6751493 29221 0 0 29221 260834 0 0 260834 2043392 0 996416 0 1046976 0 1046976 0 0 1046976 183121384 8695274 162863914 1724496 20257470 6970778 27228248 0 0 27228248 589739 1258386 686756 -97017 0 -97017 0 0 0 0 0 0 Actuarial adjustments 900099 1078063 0 0 1078063 Misc Service revenues 611710 2808930 2808930 0 0 0 0 0 0 3886993 518151626 444746946 2071536 36297818 0 0 94635642 94635642 7578950 7578950 0 0 7445402 4832003 2282947 330452 0 0 0 0 165568652 144370300 16801186 4397166 8424303 7428852 773268 222183 19631551 16514761 2403387 713403 11184826 9663125 1217230 304471 0 0 0 0 1023049 233128 788865 1056 230045 25000 205045 0 102259 0 102259 0 201277 201277 416283 0 416283 0 25607483 22750659 2140441 716383 2043342 1827448 193068 22826 30242750 27138157 2354165 750428 3177513 1960037 1130631 86845 0 0 0 0 15665397 14729209 679302 256886 10858843 10089092 305250 464501 0 0 0 0 5790321 4577567 451145 761609 6568549 6259827 308722 0 0 0 0 0 13376863 12748151 628712 0 2042840 818541 1223455 844 Books & Subscriptions 6438476 6437425 51 1000 Financial Fees 2369908 1307183 1030021 32704 0 0 0 0 440624524 395925057 35435433 9264034 4731741 19264384 66664877 13335376 25767708 27721741 19467753 22120977 0 0 0 0 0 0 3635328 4034897 1334521 1575715 693171143 132739235 556949115 560431908 269279333 372965488 147390837 163683403 17367887 17451479 0 0 5960281 10726429 1118549381 1213311797 59502731 58996192 0 0 22759566 24497997 144113350 138885603 0 0 0 0 0 0 0 0 25912407 28130543 252288054 250510335 X 563625556 610987654 132087688 158519239 170548083 193294569 866261327 962801462 1118549381 1213311797 X 77527102 19013033 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 102259 102259 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 Schedule C, Part II-B, Line 1i. The University pays dues to Independent Higher Education of Colorado along with the other two private higher education institutions in Colorado. This organization provides mostly legislative information to the Colorado institutions and at times influences legislators for the benefit of private higher education ($87,259). The University hired an outside firm to lobby the Colorado State legislature against the proposed name change of a Colorado public higher educational institution. ($15,000) 0 0 X X X 0 295937813 29649376 41791469 5241692 7510531 416283 354210152 269909327 12012928 25596104 4545584 6681080 353882 295937813 316451880 2207459 -38516895 3862690 5941427 429000 269909327 0.48 0.52 0 1 0 29430603 30666579 60097182 10999510 556456546 92948433 474507623 0 0 0 0 0 58546442 39790802 18755640 0 7071463 0 7071463 560431908 0 0 Alternative Investments 163153040 F International Bond Holding 230000 F Other/Venture Capital 300363 F 163683403 Student Loan Portfolio 17451479 C 17451479 Cash surrender value 86267 Beneficial Trust Interests 10640162 10726429 Annuity and life interest obligations 11413133 Federal Perkins Loan Program - Refundable 16717410 28130543 518151626 440624524 77527102 19013033 0 0 0 0 19013033 96540135 538431548 19013033 0 0 1683172 20696205 517735343 416283 0 416283 518151626 441891413 0 0 0 1683172 1683172 440208241 416283 0 416283 440624524 SchD_P03_S00_L01 Schedule D, Part III, Line 1 Donated Works of Art are considered collections under the University's policy. The collections are held for public exhibition and education in furtherance of public service rather than financial gain. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University acquires and manages a wide variety of Works of Art. These are intended to enhance the academic and lifelong learning experiences of students, faculty, staff and the general public. These objects bring the University and community audiences together through shared experiences with art and possess the potential to educate, enlighten and inspire. The University's art and collection holdings will generally be considered as belonging to one or two categories: 1) artwork of general interest, valued primarily as ornaments for the University's buildings and grounds; or 2) those artworks deemed to be sufficient artistic, scholarly, or financial value to justify inclusion in the formal University Art Collections. SchD_P05_S00_L04 Schedule D, Part V, Line 4 Spending distributions from the University's endowment funds provides support to university scholarships & fellowships (40%), academic programs (23%), faculty chairs & professorships (22%) & other university operations & functions (15%). SchD_P10_S00_L02 Schedule D, Part X, Line 2 The University is recognized as an organization generally exempt from income taxes under Section 501(a) of the Internal Revenue Code (the Code) as an organization described in Section 501(c)(3) and a public charity, and not as a private foundation, under Section 509(a)(1). However, income generated from activities unrelated to the University's exempt purpose is subject to tax under Section 511 of the Code. The University had no material amounts of unrelated business income for the years ended June 30, 2011 and 2010. The University evaluates its tax position in accordance with the provisions of FASB ASC Topic 740-10, Income Taxes (formerly, FASB Interpretation No. 48). FASB ASC Topic 740-10 clarifies the accounting for uncertainty in income tax recognized in an entity's financial statements. FASB ASC Topic 740-10 requires entities to determine whether it is more likely than not that a tax position will be sustained upon examination by the appropriate taxing authorities before any part of the benefit can be recorded in the financial statements. It also provides guidance on the recognition, measurement, and classification of income tax uncertainties, along with any related interest or penalties. A tax position is measured at the largest amount of benefit that is greater than 50% likely being realized upon settlement. The provisions of FASB ASC Topic 740-10 do not have a significant impact on the University's financial statements. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Reclassification of Special Event Expenses $686,756 Reclassification of Rental Expenses $996,416 Total $1,683,172 SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Reclassification of Special Event Expenses $686,756 Reclassification of Rental Expenses $996,416 Total $1,683,172 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 The University includes descriptions on its website and states on the bottom of the University web pages that "The University is an equal opportunity/affirmative action institution." The following non-discriminatory policy is publicized in college admission and other publications that are directed toward the student's educational experience. The University of Denver is an Equal Opportunity Institution. It is the policy of the University not to discriminate in admission of students, in the provision of services, or in employment on the basis of race, ethnicity, color, religion, sex, national origin, age, marital status, veteran status, sexual orientation, gender identity, gender expression or disability. The University complies with all applicable federal, state and local laws, regulations and executive orders. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University participates in federal and state financial aid programs including: Federal Supplemental Education Opportunity Grant Program, Federal Family Education Loans, Federal Work-study Program, Job Location and Development Program, Federal Pell Grant Program, Federal Academic Competitiveness Grants, Federal National Science and Mathematics Access to Retain Talent (SMART) Grants. Colorado State programs include: Student Incentive Grant, Student Grant, Graduate Grant, College Work-study, Undergraduate Merit Scholarship, Part-time Student Grant, Governor's Opportunity Scholarship and Pre-Collegiate Academic Competitive Grant. 1 Central America and the Caribbean 0 0 Grantmaking Educational Scholarships and Awards 249621 Central America and the Caribbean 0 0 Investments 89530990 Central America and the Caribbean 0 0 Program Services Academic Services 39623 Central America and the Caribbean 0 0 Program Services Institutional Support 15311 Central America and the Caribbean 0 0 Program Services Instruction 416950 Central America and the Caribbean 0 0 Program Services Research 5610 Central America and the Caribbean 0 0 Program Services Student Services 6195 East Asia and the Pacific 0 0 Grantmaking Educational Scholarships and Awards 3249118 East Asia and the Pacific 0 0 Investments 4950278 East Asia and the Pacific 0 0 Program Services Academic Services 407628 East Asia and the Pacific 0 0 Program Services Institutional Support 17747 East Asia and the Pacific 0 0 Program Services Instruction 1607929 East Asia and the Pacific 0 0 Program Services Research 2264 East Asia and the Pacific 0 0 Program Services Student Services 6755 Europe (including Iceland and Greenland) 0 0 Grantmaking Educational Scholarships and Awards 1394777 Europe (including Iceland and Greenland) 0 0 Investments 6569199 Europe (including Iceland and Greenland) 0 0 Program Services Academic Services 1096133 Europe (including Iceland and Greenland) 0 0 Program Services Institutional Support 45410 Europe (including Iceland and Greenland) 1 1 Program Services Instruction 5299627 Europe (including Iceland and Greenland) 0 0 Program Services Research 102034 Europe (including Iceland and Greenland) 0 0 Program Services Student Services 82210 Middle East and North Africa 0 0 Grantmaking Educational Scholarships and Awards 683982 Middle East and North Africa 0 0 Program Services Academic Services 59729 Middle East and North Africa 0 0 Program Services Instruction 153459 Middle East and North Africa 0 0 Program Services Research 9889 Middle East and North Africa 0 0 Program Services Student Services 703 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking Educational Scholarships and Awards 737309 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Academic Services 57327 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Institutional Support 9879 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Instruction 225523 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Research 11009 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Student Services 41132 Russia and the newly independent States 0 0 Grantmaking Educational Scholarships and Awards 105573 Russia and the newly independent States 0 0 Program Services Academic Services 11631 Russia and the newly independent States 0 0 Program Services Institutional Support 20 Russia and the newly independent States 0 0 Program Services Instruction 141901 South America 0 0 Grantmaking Educational Scholarships and Awards 284098 South America 0 0 Program Services Academic Services 132936 South America 0 0 Program Services Institutional Support 7406 South America 0 0 Program Services Instruction 912958 South America 0 0 Program Services Research 2788 South America 0 0 Program Services Student Services 26993 South Asia 0 0 Grantmaking Educational Scholarships and Awards 468508 South Asia 0 0 Program Services Academic Services 30131 South Asia 0 0 Program Services Institutional Support 190 South Asia 0 0 Program Services Instruction 155387 South Asia 0 0 Program Services Research 3590 South Asia 0 0 Program Services Student Services 394 Sub-Saharan Africa 0 0 Grantmaking Educational Scholarships and Awards 405965 Sub-Saharan Africa 0 0 Program Services Academic Services 186590 Sub-Saharan Africa 0 0 Program Services Institutional Support 3932 Sub-Saharan Africa 0 0 Program Services Instruction 694356 Sub-Saharan Africa 0 0 Program Services Student Services 3135 1 1 120663832 Educational Scholarships Sub-Saharan Africa 17 405965 Tuition and Fees FMV Educational Scholarships Central America and the Caribbean 9 249621 Tuition and Fees FMV Educational Scholarships East Asia and the Pacific 272 3249118 Tuition and Fees FMV Educational Scholarships Europe (including Iceland and Greenland) 77 1394777 Tuition and Fees FMV Educational Scholarships Middle East and North Africa 51 683982 Tuition and Fees FMV Educational Scholarships North America (including Canada and Mexico, but not the United States) 45 737309 Tuition and Fees FMV Educational Scholarships Russia and the newly independent States 4 105573 Tuition and Fees FMV Educational Scholarships South America 18 284098 Tuition and Fees FMV Educational Scholarships South Asia 28 468508 Tuition and Fees FMV 1 0 1 1 1 1 SchF_P01_S00_L02 Schedule F, Part I, Line 2 The University of Denver has a University wide scholarship and grant allocation system and process that distribute grant funds to all parts of the University. The purpose and eligibility criteria are established at the fund level. The expenditure of this financial resource is monitored through a comprehensive software system which allows for reconciliation, eligibility checks, and prevents over expenditure. The University also participates in annual independent financial audits to ensure compliance. All scholarships and grants to domestic and foreign recipients are directly applied to the recipient's tuition and fee receivable account and is applied to any outstanding charges prior to disbursement of any excess amounts. X X X X X X 1 Harris Connect Group Holdings IDC Centre 2500 Paseo Verde Parkway Henderson NV 89074 Planned Giving Phone Solicitation. 0 0 33109 -33109 RuffaloCODY LLC PO Box 3018 Cedar Rapids IA 524063018 Annual giving telephone solicitation. 0 113323 125175 -11852 Steven W Woods dba Aspen Intl Consulting 1501 Aspen St Broomfield CO 80020 Event Consulting. 0 0 16500 -16500 Kelli Kindel Events Inc PO Box 370075 Denver CO 802370075 Event Consulting. 0 0 13091 -13091 113323 187875 -74552 AK AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY MA MD ME MI MN MS MT NE NH NJ NV NY OH OK OR SC TX VA VT WA WV Dinners 1242428 1001024 241404 5000 9410 65180 318394 49367 133472 Sporting Events 585996 238639 347357 0 0 25675 67575 1864 7864 1 19701 18723 978 0 0 0 0 0 2955 1848125 1258386 589739 5000 9410 90855 385969 51231 144291 686756 -97017 1 Financial Aid - Federal programs 288 0 439891 FMV Financial aid applied directly to students tuition & fees charges. Financial Aid-State programs. 645 1250482 FMV Financial aid applied directly to students tuition & fees charges. Financial aid funded by endowment income and gifts. 1367 5920293 FMV Financial aid applied directly to students tuition & fees charges. Financial aid GTA waivers 99 1335474 FMV Financial aid applied directly to students tuition & fees charges. Financial aid - Institutional Education Grants 6271 82351970 FMV Financial aid applied directly to students tuition & fees charges. Educational awards and assistance. 715 3337502 0 FMV Financial assistance awarded to students to assist with off campus housing, meals, books and fees and other misc student expenses. SchI_P01_S00_L02 Schedule I, Part I, Line 2 The University of Denver has a University wide scholarship and grant allocation system and process that distributes grant funds to all parts of the University. The purpose and eligibility criteria are established at the fund level. The expenditure of this financial resource is monitored through a comprehensive software system which allows for reconciliation, eligibility checks, and prevents over expenditure. The University also participates in annual independent financial audits to ensure compliance. All scholarships and grants to domestic and foreign recipients are directly applied to the recipient's tuition and fee receivable account and is applied to any outstanding charges prior to disbursement of any excess amounts. X X X 1 1 X X X 0 1 0 0 0 1 0 0 0 Coombe Robert D 343148 0 0 0 0 0 19600 0 31859 0 394607 0 0 0 Woody Craig W 230381 0 5000 0 0 0 18160 0 9702 0 263243 0 0 0 Henry Margaret 146207 0 0 0 0 0 11820 0 47620 0 205647 0 0 0 Kvistad Gregg 244006 0 5000 0 2882 0 19600 0 4851 0 276339 0 0 0 Harris Ed M 286607 0 5000 0 0 0 19600 0 19245 0 330452 0 0 0 BradleyDoppes Margaret Jane 269560 0 5000 0 0 0 69600 0 9702 0 353862 0 0 0 Willoughby Thomas F 172406 0 5000 0 15856 0 13800 0 4851 0 211913 0 0 0 Farnsworth Carol 158288 0 0 0 0 0 13120 0 13317 0 184725 0 0 0 Chan Paul H 180411 0 0 0 0 0 14920 0 14144 0 209475 0 0 0 Riordan Christine 352505 0 3500 0 0 0 19600 0 0 0 375605 0 0 0 McCall Anne 177514 0 1000 0 62739 0 14976 0 15717 0 271946 0 0 0 Katz Martin 255206 0 2500 0 10000 0 19600 0 15821 0 303127 0 0 0 Bemelen Jozef 157524 0 3182 0 0 0 12727 0 9702 0 183135 0 0 0 Vogel Mark A 169357 0 565260 0 0 0 13789 0 6659 0 755065 0 0 0 Scott Joseph 318904 0 15000 0 165405 0 19600 0 16061 0 534970 0 165405 0 Gwozdecky George E 252687 0 148835 0 0 0 19600 0 19245 0 440367 0 0 0 Shoureshi Rahmat A 324868 0 2500 0 0 0 19600 0 16917 0 363885 0 0 0 Levine Mark 201463 0 0 0 65891 0 16463 0 9703 0 293520 0 0 0 Valavanis Kimon 239605 0 3000 0 0 0 19200 0 0 0 261805 0 0 0 Juarez Jose 194485 0 0 0 0 0 15933 0 13818 0 224236 0 0 0 Newman Karen 236420 0 0 0 0 0 19154 0 2250 0 257824 0 0 0 Ricketson Mary 222712 0 0 0 0 0 18108 0 7305 0 248125 0 0 0 Griesemer James 201510 0 2000 0 0 0 16800 0 14609 0 234919 0 0 0 Clouse Maclyn 161973 0 0 0 82628 0 12305 0 9702 0 266608 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The University provides housing for the Chancellor and he uses the property for University activities. Certain employees receive Athletic/Country Club memberships as part of their compensation. The non-business use portion of the membership is recorded as taxable earnings to the employee. Spousal travel is allowed when it is determined to be a benefit to the University. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 4b. Bradley-Doppes, Margaret (participation in supplement nonqualified retirement plan $50,000) 4b- Scott, Joseph (received distribution from partcipated in supplemental nonqualified retirement plan $165,405) 6a. Vogel, Mark (compensation contingent on net earnings of program $565,260) SchJ_P01_S00_L06 Schedule J, Part I, Line 6 A portion of Vogel, Mark compensation is based on 50% of the net earnings from the Graduate Tax Continuing Education Program. Colorado Education & Cultural Facilities Authority - Series 2008 840896727 19645RFA4 2008-03-04 9953292 See Schedule O 0 0 0 Colorado Education & Cultural Facilities Authority - Series 2007 840896727 1964584T7 2007-10-10 45839717 See Schedule O 0 0 0 Colorado Education & Cultural Facilities Authority - Series 2005B 840896727 196458T37 2005-12-21 63962445 See Schedule O 0 0 0 Colorado Education & Cultural Facilities Authority - Series 2005A 840896727 196458H97 2005-07-12 32548112 See Schedule O 0 0 0 1600000 0 9953292 0 0 9751232 199064 0 2996 0 2008 1 0 1 1 0 0 45839717 0 0 44820085 321632 0 698000 0 0 2007 0 1 1 1 4325000 14905000 67612081 0 0 16534825 393708 0 1478696 49204852 0 0 2008 0 1 1 1 255000 0 32548112 0 0 31865800 189124 0 493188 0 0 0 2005 0 1 1 1 0 0 1 0 1 0 0 0 1 0 0 1 0 1 0 0 0 1 0 0 1 1 1 0 0 0 1 0 0 1 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 Trinity Plus Funding 2.7 1 0 1 0 0 0 0 0 1 X 8 0 Appraisal X 1 0 Appraisal X 0 FMV X 0 FMV X 66 3084002 Average High Low Mkt X 1 173102 FMV X 1 90000 Appraisal X 2 42440 Current Market Value X Misc tickets 16 0 Current Market Value X Misc - Other 20 0 Current Market Value 1 0 1 0 SchM_P01_S00_L33 Schedule M, Part I, Line 33 Donated Works of Art are considered collections under the University's policy. The collections are held for public exhibition and education in furtherance of public service rather than financial gain. The University policy is not to enter revenue for nominal gifts in kind which include line 4 Books and publications, line 5 Clothing and household goods, and line 26 Meals and sporting event tickets. F990_P04_S00_L24a Form 990, Part IV, Line 24a Schedule K, Part I, Column A - The proceeds of the sale of the Series 2008 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated January 15, 2008 and were subsequently used to (i) refund a certain prior issue commonly referred to as the Series 1997 Bonds which were issued October 30, 1997, and (ii) pay certain costs associated with the issue of these March 4, 2008 Series 2008 Bonds. Schedule K, Part I, Column B - The proceeds of the sale of the Series 2007 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated Janaury 1, 2007 and were subsequently used to (i) advance refund a certain prior bond issue commonly referred to as the Series 2001A Bonds which were issued October 12, 2001, and (ii) advance refund a certain prior bond issue commonly referred to as the Series 2005B Bonds which were issued December 21, 2005, (iii) purchase a municipal bond insurance policy and a reserve fund surety bond for these Series 2007 Bonds, and (iv) pay certain costs associated with the issuance of these Series 2007 Bonds. Schedule K, Part I, Column C - The proceeds of the sale for the Series 2005B Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated November 1, 2005 and were subsequently used to (i) construct and equip a student residence hall (commonly known as Nagel Hall), (ii) pay capitalized interest on these Series 2005B Bonds, (iii) advance refund a certain prior bond issue commonly referred to as the Series 1997 Bonds which were issued October 30, 1997, (iv) advance refund a certain prior bond issue commonly referred to as the Series 2000 Bonds which were issued December 5, 2000 (v) purchase a municipal bond insurance policy and a reserve fund surety bond for these Series 2005B Bonds, and , (vi) pay certain costs associated with the issuance of these Series 2005B Bonds. Schedule K, Part I, Column D - The proceeds of the sale of the Series 2005A Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated June 1, 2005 and were subsequently used to (i) advance refund a certain prior bond issue commonly referred to as the Series 2000 Bonds which were issued December 5, 2000, (ii) purchase a municipal bond insurance policy and a reserve fund surety bond for the Series 2005A Bonds and, (iii) pay certain costs associated with the issuance of these Series 2005A Bonds. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Donald Sturm and Ralph Nagel: Business Relationship F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Form 990 and 990-T are prepared by the University staff. The forms are then forwarded to an independent audit firm, KPMG, for review. The form is presented and reviewed by the University's Audit Committee which has the authority to accept the submission and report to the Executive or Full Board of Trustees. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The University provides all trustees, officers, deans, and directors with a Conflict of Interest Disclosure form annually in accordance with board policy. The disclosure form addresses transactions with interested persons, compensation from related organizations, relationships among trustees and independence of trustees. All disclosures from staff are reviewed by the University's Internal Audit function and reported to the Senior Staff and Audit Committee, if appropriate. All disclosures from Trustees are reviewed and reported on the 990, if appropriate, and disclosed to the University's Audit Committee. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The deliberations and decisions regarding compensation plans for all employees including top management and key employees, except the Chancellor, are contemporaneously documented in the minutes of the annual board meeting that approves the budget for the upcoming year. Deliberations and decisions for the Chancellor's compensation package are carried on in executive session of the board meeting. The compensation for the University's Chancellor (CEO) is determined by utilizing comparable data from surveys or other published sources. The initial compensation is set by the Board of Trustees and reviewed annually. Compensation for all employees including top managementr and key employees is reviewed annually as part of the University's performance and merit process. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University has its board policies including the Conflicts of Commitment and Interest, and the financial statements available on the University website. The organizing documents are available upon request. F990_P11_S00_L05 Form 990, Part XI, Line 5 Unrealized gains on investments $19,013,033 HRTM Educational Enterprises Inc 2199 S University Blvd Denver CO 80208 432083191 Educational Resturant CO 308400 0 N/A Bell Family Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 841425144 CRUT CO N/A T 0 268564 0.715 Delbert L Peterson Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 841366147 CRUT CO N/A T 0 91470 0.702 Kay H Morgan Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 841536940 CRUT CO N/A T 0 140936 0.671 Roy and Ruth Klein Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 226826604 CRUT CO N/A T 0 381180 0.662 Glenn M Walker Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 866215691 CRUT CO N/A T 0 90034 0.624 Richard E Lussier Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 846289934 CRUT CO N/A T 0 36025 0.536 Marion Gottesfeld Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 686181797 CRUT CO N/A T 0 52210 0.529 Glenn K Bell Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 846290384 CRUT CO N/A T 0 231820 0.515 Francis S Van Derbur Char Remainder Unitrust 2199 S University Blvd Denver CO 80208 846168368 CRUTMU CO N/A T 0 1267864 0.501 Joy Burns Charitable Remainder Unitrust 2199 S University Blvd Denver CO 80208 846274914 CRUT CO N/A T 0 453306 0.622 Arthur B Hayutin CRAT 2199 S University Blvd Denver CO 80208 846250352 CRAT CO N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Arthur B Hayutin CRAT r 58065 fmv