2012-04-17T13:24:39-05:00 2011-12-31 041617630 MEYER REGAN & WILNER LLP PO BOX 831 FALL RIVER MA 027220831 990 2011-01-01 042104026 UNITED WAY OF GREATER FALL RIVER INC UNIT 5086788361 80 NORTH MAIN STREET PO BOX 2550 FALL RIVER MA 02722 GERARD HAJDER 5086788361 2012-04-10 1 MELISSA B KENYON P01272045 5086796451 2011 2016-02-24 21:20:13Z GERARD HAJDER 80 NORTH MAIN STREET PO BOX 2550 FALL RIVER MA 02722 3065397 0 X UWGFR.ORG X 1957 MA THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 34 34 7 60 0 0 1405057 1730049 0 0 49305 199254 0 0 1454362 1929303 1035946 1045754 0 0 371751 366160 0 0 221778 156731 142232 1564428 1554146 -110066 375157 6075791 6258501 296076 224843 5779715 6033658 X THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL SERVICE AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 0 0 1045024 1045024 DISTRIBUTED 71.3% OF PRIOR YEAR NET CAMPAIGN TO MANY HEALTH AND HUMAN SERVICE AGENCIES WHICH ASSIST A WIDE VARIETY OF PEOPLE IN GREATER FALL RIVER. THE PRIMARY FUNDING IS ALLOCATED TO 17 AGENCIES AND PROGRAMS FOLLOWING A COMPREHENSIVE PROGRAM AND FINANCIAL REVIEW PROCESS. SECONDARY FUNDING IS PROVIDED TO A GROUP OF 14 AGENCIES AND PROGRAMS, AS DESIGNATED TO THE AGENCIES BY OUR DONORS. ADDITIONALLY, FUNDING IS PROVIDED, THROUGH A COMPETITIVE GRANT PROCESS, FOR SPECIAL PROJECTS OR PROGRAMS THAT BENEFIT THE COMMUNITY. 80574 730 INFOLINE: PROVIDES AN INFORMATION AND REFERRAL SERVICE THROUGH DIRECT CALLS TO OUR OFFICE (APPROXIMATELY 98 SUCH CALLS IN 2011), OR THROUGH A REFERRAL TO THE STATE-WIDE I & R SERVICE - MASS 211(OVER 550 LOCAL CALLS IN 2011). WE ARE A FINANCIAL CONTRIBUTOR AND A CO-SPONSOR OF THE 211 SERVICE. ADDITIONALLY, WE PROVIDED ABOUT 9,500 BROCHURES AND DIRECTORIES TO THE COMMUNITY AS ADDITIONAL I & R, AND AS PART OF THE EDUCATIONAL PROCESS FOR THE COMMUNITY, BRINGING AWARENESS OF THE AVAILABILITY OF SOCIAL AND HEALTH AND HUMAN SERVICES FOR THOSE IN NEED. WE ALSO HAVE A VERY ACTIVE "TRAVELERS AID" PROGRAM THAT PROVIDES BUS VOUCHERS (45 IN 2011) FOR INDIVIDUALS AND FAMILIES WHO ARE STRANDED IN OUR COMMUNITY, WHO WISH TO RETURN HOME. 1125598 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 0 7 1 0 0 0 0 0 0 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X PATRICIA BERNIER FIN DIRECTOR 5086788361 80 NO MAIN ST PO BOX 2550 FALL RIVER MA 02722 NICHOLAS M CHRIST 0.20 X 0 0 0 REBECCA COLLINS 0.30 X X 0 0 0 RAYMOND DIONNE 0.80 X 0 0 0 JACKIE EINSTEIN 0.20 X 0 0 0 STEPHEN C WILLIAMS 0.10 X 0 0 0 REV DR ROBERT P LAWRENCE 0.20 X 0 0 0 SANDRA FITZSIMMONS 0.20 X 0 0 0 WANDA I GONZALEZ 0.20 X 0 0 0 GERARD R HAJDER 0.50 X X 0 0 0 MICHELLE PELLETIER 0.40 X 0 0 0 GEORGE OLIVEIRA 0.40 X 0 0 0 JO ANN BENTLEY 0.20 X 0 0 0 RICHARD BEAULIEU 0.20 X 0 0 0 DAVID DEJESUS 0.20 X 0 0 0 LISA HERMENAU 0.20 X 0 0 0 JAMES WALLACE 1.10 X X 0 0 0 MICHAEL MCDONALD 0.70 X 0 0 0 JASON RUA 0.40 X 0 0 0 LISA LUNDY-KUSINITZ 0.30 X 0 0 0 EVA CABRAL 0.20 X 0 0 0 MARY-LOU MANCINI 0.30 X 0 0 0 STANLEY KOPPELMAN 0.20 X X 0 0 0 DR JOHN SBREGA 0.20 X 0 0 0 CAROL VALCOURT 0.30 X X 0 0 0 BARRY BIBEAU 0.30 X X 0 0 0 ROBERT W MICHAUD 0.20 X 0 0 0 JAMES H KAY 0.30 X X 0 0 0 MONTE FERRIS 0.10 X 0 0 0 GEORGE MERCIER 0.20 X 0 0 0 JORGELINA MOREIRA 0.20 X 0 0 0 GEORGE SHAKER 0.30 X 0 0 0 DANIEL ABRAHAM 0.80 X 0 0 0 ALISON BOUCHARD 0.20 X 0 0 0 CHRIS LAFRANCE 0.20 X 0 0 0 MARTA MONTLEON 0.20 X 0 0 0 ROBERT HORNE 40.00 X 89528 0 25551 89528 0 25551 0 0 0 0 0 159029 1571020 1730049 124204 124204 1211144 1136094 75050 75050 75050 1929303 0 0 199254 1045024 1045024 730 730 120904 24181 72542 24181 173847 28032 48681 97134 19574 3308 3249 13017 30662 5423 5834 19405 21173 3737 7849 9587 4751 4751 11600 11600 18766 74 18692 7385 5498 236 1651 25897 2555 8253 15089 4385 509 1512 2364 41751 3964 15068 22719 1388 199 375 814 1200 -35 478 757 15291 1781 5194 8316 3321 3321 2573 446 918 1209 AWARDS & GIFTS TO CONTR 1999 94 475 1430 MISCELLANEOUS 1009 78 682 249 DUES 916 381 535 1554146 1125598 206770 221778 100 100 1022218 931506 874690 815566 316 62121 50779 4570 11342 3222899 3528378 951314 971293 6075791 6258501 728 52009 46583 243339 178260 296076 224843 X 1798486 1811473 953571 1174896 3027658 3047289 5779715 6033658 6075791 6258501 X 375157 -121214 X X 0 1 1 X 0 X 1688353 1773290 1843882 1405057 1730049 8440631 1688353 1773290 1843882 1405057 1730049 8440631 563201 7877430 112371 128917 113491 106007 124204 584990 -262 -262 9025359 0.87280 0.87700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3222899 500000 -23545 170976 3528378 2965726 100000 325075 167902 3222899 2555291 573715 163280 2965726 3319808 315000 896324 182386 807 2555291 0.41330 0.58670 0.00000 1 0 62121 50779 11342 11342 C.S.V. LIFE INSURANCE 11715 CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 241697 BENEFICIAL INTEREST IN PERPETUAL TRUST 715736 SECURITY DEPOSIT 2145 971293 DESIGNATIONS PAYABLE 157258 ANNUITY PAYMENT LIABILITY 21002 178260 1929303 1554146 375157 -195389 74175 -121214 253943 1586792 -195389 18127 -177262 1764054 165249 165249 1929303 1332849 0 1332849 221297 221297 1554146 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNITED WAY'S ENDOWMENT FUNDS ARE HANDLED IN TWO WAYS. A PORTION OF THE ENDOWMENT FUNDS ARE RESTRICTED BY THE DONORS TO BE USED FOR SPECIFIC SERVICES IN THE COMMUNITY. A PERCENTAGE OF THESE FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS) ARE MADE AVAILABLE TO THE COMMUNITY THROUGH OUR COMMUNITY IMPACT GRANTS PROGRAM. THE AMOUNT AVAILABLE FOR USE WAS $41,525 IN 2011. A GREATER PORTION OF THE ENDOWMENT FUND ($129,853) IS USED TO OFFSET OPERATING EXPENSES OF THE UNITED WAY, THEREBY ALLOWING MORE DONOR DOLLARS TO BE USED FOR FUNDING SERVICES AND PROGRAMS. THESE FUNDS ARE ALSO MADE AVAILABLE BY A PERCENTAGE OF THE ENDOWMENT FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS). DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE PRIMARY TAX POSITIONS MADE BY THE ORGANIZATION ARE THE EXISTENCE OF UNREALIZED BUSINESS INCOME AND THE ORGANIZATION'S STATUS AS A TAX EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE ORGANIZATION'S POLICY IS TO ANALYZE AND EVALUATE ITS TAX POSITIONS FOR ALL OPEN YEARS AND MAKE A DETERMINATION REGARDING THE LIKELIHOOD OF THOSE POSITIONS BEING HELD UNDER REVIEW. FOR THE YEARS PRESENTED, THE ORGANIZATION HAS NOT RECOGNIZED ANY TAX BENEFITS OR LOSS CONTINGENCIES FOR UNCERTAIN TAX POSITIONS BASED ON THIS EVALUATION. THE ORGANIZATION'S FORMS 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, FOR THE YEARS ENDING 2008, 2009, 2010 AND 2011 ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR 3 YEARS AFTER THEY WERE FILED. PART XI, LINE 8 - OTHER ADJUSTMENTS: REVALUATION ADJUSTMENT OF BENEFICIAL INTERESTS IN PERPETUAL TRUSTS 23,559. CHANGE IN VALUES OF SPLIT-INTEREST AGREEMENTS -5,432. TIMING DIFFERENCE - FASB 136 FOR DESIGNATIONS 56,048. TOTAL TO SCHEDULE D, PART XI, LINE 8: 74,175. PART XII, LINE 2D - OTHER ADJUSTMENTS: REVALUATION ADJUSTMENT OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 23,559. CHANGE IN VALUES OF SPLIT-INTEREST AGREEMENTS -5,432. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 165,249. PART XIII, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 221,297. 1 AMERICAN RED CROSS 995 ROCKDALE AVENUE NEW BEDFORD MA 02740 530196605 501(C)(3) 19000 DISASTER SUPPORT ASSOC FOR RETARDED CITIZENS PO BOX 1943 FALL RIVER MA 02722 042278687 501(C)(3) 50575 GENERAL SUPPORT BIG FRIENDS LITTLE FRIENDS 229 FLINT STREET FALL RIVER MA 02723 042104058 501(C)(3) 57364 MENTORING COMMUNITY DEVELOPMENT & RECREATION 72 BANK STREET FALL RIVER MA 02720 042491918 501(C)(3) 25207 COMPUTER LAB DIABETES ASSOC OF GREATER FALL RIVER 170 PLEASANT STREET FALL RIVER MA 02720 042665107 501(C)(3) 70900 DIABETES/HEALTH FALL RIVER YMCA 199 NO MAIN STREET FALL RIVER MA 02720 042104749 501(C)(3) 14375 RECREATION FAMILY SERVICE ASSOCIATION 151 ROCK STREET FALL RIVER MA 02720 042104058 501(C)(3) 67215 MENTAL HEALTH KING PHILIPS COMMUNITY HOUSE 334 TUTTLE STREET FALL RIVER MA 02724 042313397 501(C)(3) 24848 CHILD CARE NINTH STREET DAY NURSERY 533 HIGHLAND AVENUE FALL RIVER MA 02720 042223500 501(C)(3) 20820 CHILD CARE PEOPLE INC 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 73529 GENERAL SUPPORT SERJOBS FOR PROGRESS 164 BEDFORD STREET FALL RIVER MA 02720 042664574 501(C)(3) 60644 JOB SUPPORT SOUTHEAST REGIONAL NETWORK 100 NORTH FRONT STREET NEW BEDFORD MA 02740 042718347 501(C)(3) 10000 SHELTER SERVICES STANLEY STREET TREATMENT CENTER 386 STANLEY STREET FALL RIVER MA 02720 042604426 501(C)(3) 50581 HEALTH CLINIC STEPPINGSTONE INC 466 MAIN STREET FALL RIVER MA 02720 042505146 501(C)(3) 33172 SUBSTANCE ABUSE THE SAMARITANS PO BOX 9642 FALL RIVER MA 02720 222474826 501(C)(3) 31986 GENERAL SUPPORT THOMAS CHEW BOYS & GIRLS CLUB PO BOX 5155 FALL RIVER MA 02722 042103923 501(C)(3) 105170 RECREATION UNITED PARTNERSHIPS 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 62300 EDUCATION/YOUTH WORD INC 951 SLADE STREET FALL RIVER MA 02724 042679578 501(C)(3) 39185 CHILD CARE KATIE BROWN EDUCATIONAL PROGRAM 139 SOUTH MAIN STREET FALL RIVER MA 02721 450480658 501(C)(3) 8854 YOUTH VIOLENCE GFR COMMUNITY FOOD PANTRY 78 BRAMBLE WAY TIVERTON RI 02878 223128989 501(C)(3) 23650 FOOD GRANT VETERANS ASSOCIATION OF BRISTOL COUNTY 755 PINE STREET FALL RIVER MA 02722 042977737 501(C)(3) 13925 DIRECT DESIGNATIONS A WISH COME TRUE 1010 WARWICK AVE WARWICK RI 02888 050398808 501(C)(3) 15477 DIRECT DESIGNATIONS HOSPICE OUTREACH 200 MILL ROAD SUITE 120 FAIRHAVEN MA 02719 042105745 501(C)(3) 7988 DIRECT DESIGNATIONS FALL RIVER COMMUNITY SOUP KITCHEN 44 IRISH STREET FALL RIVER MA 02720 042790780 501(C)(3) 9000 FOOD ASSISTANCE BIG BROTHERSBIG SISTERS NEW BEDFORD 800 PURCHASE STREET NEW BEDFORD MA 02740 042104754 501(C)(3) 5000 DIRECT DESIGNATIONS SOUTHCOAST VISITING NURSE ASSN 1822 NORTH MAIN STREET FALL RIVER MA 02720 042105745 501(C)(3) 9522 DIRECT DESIGNATIONS FELLOWSHIP HEALTH RESOURCES 480 STANLEY STREET FALL RIVER MA 02720 050373414 501(C)(3) 5150 HEALTH INITIATIVE FIRST STEP INN 175 NORTH MAIN STREET FALL RIVER MA 02720 042505146 501(C)(3) 7000 FOOD GRANT 28 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PROCEDURES ARE IN PLACE TO MONITOR GRANTS AND ALLOCATIONS, BUT IN DIFFERENT WAYS. THE UNITED WAY UNDERTAKES A COMPREHENSIVE REVIEW PROCESS OF ITS MEMBER AGENCIES, PRIOR TO APPROVAL AND DISTRIBUTION OF FUNDS. DETAILED FINANCIAL REPORTS SUPPORTING PRIOR YEAR ALLOCATIONS ARE REVIEWED IN THIS PROCESS, SUPPORTED BY RECEIPT OF AUDITED FINANCIAL STATEMENTS (OR A LEVEL OF INDEPENDENTLY PREPARED FINANCIAL STATEMENTS DEPENDING ON THE LEVEL OF FUNDING PROVIDED TO THE AGENCY). WITH THE EXCEPTION OF A SMALL AMOUNT OF GRANTS TO LOCAL FOOD PANTRIES AND SOUP KITCHENS (WHICH REQUIRE NO SUPPORTING FINANCIAL REPORTS, AND ARE NOT AFFILIATED WITH UNITED WAY), ALL GRANT RECIPIENTS UNDER OUR COMMUNITY IMPACT PROGRAM ARE REQUIRED TO SUBMIT QUARTERLY REPORTS, TO BE REVIEWED BY STAFF AND/OR VOLUNTEERS PRIOR TO THE DISBURSEMENT OF QUARTERLY CHECKS. FORM 990, PART VI, SECTION B, LINE 11 THE PROCEDURE FOR THE FORM 990'S REVIEW BY THE GOVERNING BODY IS TO FIRST HAVE THE 990 REVIEWED BY THE FINANCE COMMITTEE (10 MEMBERS OF THE BOARD SERVING AS A FINANCE AND ADVISORY SUB-COMMITTEE) AND THEN PRESENTED TO THE FULL BOARD OF DIRECTORS BY A MEMBER OF THE ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY, CONSIDERED FOR ANY CHANGES OR AMENDMENTS, AND THEN IS DISTRIBUTED TO ALL STAFF AND DIRECTORS FOR THEIR REVIEW. THE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR THE DAY-TO-DAY MONITORING OF CONFLICTS. WHERE THE CHIEF PROFESSIONAL OFFICER IS CONCERNED, RELATIVE TO CONFLICTS, THE CHIEF VOLUNTEER OFFICER IS RESPONSIBLE FOR MONITORING HIS/HER ACTIONS. ALL BOARD MEMBERS AND STAFF SIGN OFF ON THIS POLICY, EACH YEAR, DISCLOSING ANY POTENTIAL CONFLICTS, AND ACKNOWLEDGING THAT THEY HAVE REVIEWED THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 A POLICY HAS BEEN ESTABLISHED WHEREBY THE CHIEF PROFESSIONAL OFFICER WILL BE REVIEWED (AND COMPENSATION CONSIDERED - ALTHOUGH NO INCREASE IN SALARY WAS CONSIDERED THIS YEAR) BY A COMPENSATION COMMITTEE, AS A SUB COMMITTEE OF THE BOARD OF DIRECTORS, CONSISTING OF THE CHAIR OF THE BOARD, THE FINANCE COMMITTEE CHAIR AND THE PERSONNEL COMMITTEE CHAIR. ALL AVAILABLE COMPARABLE COMPENSATION DATA - BOTH LOCAL AND REGIONAL - IS UTILIZED IN THE EVALUATION. ANY COMPENSATION, INCLUDING SALARY AND BENEFITS ARE APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND ALL OTHER POLICIES AVAILABLE TO THE PUBLIC IN THE UNITED WAY OFFICE DURING REGULAR BUSINESS HOURS. IN ADDITION, THE ORGANIZATION'S BALANCE SHEET IS INCLUDED IN THE ANNUAL REPORT, WHICH IS WIDELY DISTRIBUTED IN THE COMMUNITY. PLANS ARE IN PLACE TO PUBLISH THE FINANCIAL STATEMENTS AND THE FORM 990 ON OUR WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -195,389. REVALUATION ADJUSTMENT OF BENEFICIAL INTERESTS IN PERPETUAL TRUSTS 23,559. CHANGE IN VALUES OF SPLIT-INTEREST AGREEMENTS -5,432. TIMING DIFFERENCE - FASB 136 FOR DESIGNATIONS 56,048. TOTAL TO FORM 990, PART XI, LINE 5: -121,214. COMMITTEE OVERSEEING AUDIT AND AUDITOR SELECTION FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE PROVIDES OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT AUDIT FIRM. THE MEMBERS OF THIS COMMITTEE, ALL OF WHOM HAVE FINANCIAL BACKGROUNDS, CONSIST OF THE CHAIR OF THE BOARD, CHAIR OF THE FINANCE COMMITTEE AND THE TREASURER. THE AUDIT COMMITTEE MEETS INDEPENDENTLY WITH THE CPA FIRM PRIOR TO THE AUDIT BEING PRESENTED TO THE BOARD OF DIRECTORS. THIS PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.