2012-04-17T15:50:15-04:00 2011-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2010-07-01 240795445 LEHIGH UNIVERSITY LEHI 6107583140 524 BRODHEAD AVENUE BETHLEHEM PA 18015 Denise M Blew 2012-04-17 2673303000 2010 2016-02-24 21:20:13Z ALICE GAST 28 MEMORIAL DRIVE WEST BETHLEHEM PA 18015 1098233197 false X WWW.LEHIGH.EDU X 1866 PA SEE SCHEDULE O 10 10 1682 1379 4072616 88194884 91727586 260657028 270081351 89842426 84417021 -3916290 12249 434778048 446238207 76903341 78801688 0 0 177268815 181452369 0 0 9845545 116832181 125173618 371004337 385427675 63773711 60810532 1689750156 1873165504 359329068 351550861 1330421088 1521614643 X LEHIGH UNIVERSITY ASPIRES TO BE A PREMIER RESEARCH UNIVERSITY AND IS FOCUSED ON ENHANCING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. LEHIGH LOOKS TO MAKE A DIFFERENCE IN THE WORLD AS WELL AS PROVIDE OPPORTUNITIES FOR STUDENTS TO ACHIEVE GREATER SUCCESS AND PROVIDE THEM WITH THE SKILLS AND KNOWLEDGE NECESSARY TO MAKE A POSITIVE IMPACT IN THE WORLD. false false 251888673 72851863 223434706 INSTRUCTION: LEHIGH IS AN INDEPENDENT, COEDUCATIONAL UNIVERSITY WITH PROGRAMS OFFERED IN FOUR COLLEGES: ARTS AND SCIENCES, BUSINESS, EDUCATION AND ENGINEERING. AN INTERDISCIPLINARY MINDSET HAS LONG BEEN A PART OF THE LEHIGH CULTURE AND IS EVIDENT IN THE UNIVERSITY'S APPROACH TO TEACHING AND RESEARCH. LEHIGH'S UNDERGRADUATE AND GRADUATE STUDENTS WORK IN A COLLABORATIVE ENVIRONMENT, WHERE THEY HAVE THE OPPORTUNITY TO WORK CLOSELY WITH FACULTY, STAFF AND FELLOW STUDENTS IN A SMALL, PERSONALIZED SETTING. LEHIGH'S FOUR COLLEGES OFFER UNDERGRADUATE, MASTER'S AND DOCTORAL DEGREES AND COLLABORATE ON A VARIETY OF CROSS-DISCIPLINARY PROGRAMS AND ON CROSS-COLLEGE FACULTY RESEARCH. LEHIGH OFFERS 12 UNDERGRADUATE AND GRADUATE DEGREES AND OFFERS MORE THAN 90 UNDERGRADUATE PROGRAMS AND MAJORS, FEATURING MORE THAN 2,500 COURSES. THERE ARE 65 PROGRAMS OFFERED AT THE GRADUATE LEVEL. IN THE FALL OF 2010, LEHIGH UNDERGRADUATE ENROLLMENT WAS 4,757 FTE UNDERGRADUATE STUDENTS AND 1,625 FTE GRADUATE STUDENTS. 36693383 3481769 31537876 RESEARCH: LEHIGH IS COMMITTED TO THE PURSUIT OF NEW KNOWLEDGE, CREATIVE DISCOVERY, AND SCHOLARLY INQUIRY, ESTABLISHING A VIBRANT INTELLECTUAL CULTURE THAT PERVADES THE CAMPUS COMMUNITY. FACULTY RESEARCH AND CREATIVE WORK HAS BEEN RECOGNIZED NATIONALLY AND INTERNATIONALLY BY HIGH HONORS FROM PEERS, SIGNIFICANT GRANTS AND FUNDING, PATENTS GRANTED, AND NUMEROUS AND VARIED AWARDS. LEHIGH FACULTY HAVE CONTRIBUTED TO ADVANCEMENTS IN THEIR DISCIPLINES AND HAVE BEEN AT THE FOREFRONT OF MAJOR DISCOVERIES THAT HAVE IMPROVED THE LIVES OF MILLIONS. THIS SCHOLARLY INQUIRY AND RESEARCH POSITIVELY IMPACTS AND ENHANCES THE LEARNING EXPERIENCE IN THE CLASSROOM. TOGETHER WITH TRADITIONAL FACULTY SCHOLARSHIP ACTIVITIES, IN FISCAL YEAR 2011, APPROXIMATELY 594 ACTIVELY SUPPORTED RESEARCH PROJECTS WERE BEING CONDUCTED. 32059442 759072 38442267 AUXILIARY SERVICES: STUDENT LIFE AT LEHIGH CREATES A BALANCED EDUCATIONAL EXPERIENCE THAT INTEGRATES FORMAL STUDIES WITH RESIDENTIAL LIFE AND A VIBRANT ARRAY OF STUDENT ORGANIZATIONS AND ACTIVITIES. LEHIGH IS A CARING COMMUNITY DEEPLY COMMITTED TO HARMONIOUS CULTURAL DIVERSITY AS AN ESSENTIAL ELEMENT OF THE LEARNING ENVIRONMENT. IN ORDER THAT ALL MEMBERS OF THE LEHIGH COMMUNITY MIGHT DEVELOP AS EFFECTIVE AND ENLIGHTENED CITIZENS, THE UNIVERSITY ENCOURAGES PHYSICAL, SOCIAL, ETHICAL AND SPIRITUAL DEVELOPMENT AS WELL AS RIGOROUS INTELLECTUAL DEVELOPMENT. IN FISCAL YEAR 2011, APPROXIMATELY 3,279 UNDERGRADUATE STUDENTS RESIDED IN RESIDENCE HALLS, FRATERNITIES OR SORORITIES AND 261 RESIDENTS OCCUPIED GRADUATE HOUSING ON LEHIGH'S CAMPUS. 27449398 1708984 64998763 348090896 true true false true false true false true false true true true false false true true false true true true true true true false true false false true true true true false false false false false false false false false false true true false false false true true true false false true X 9564 0 true 1682 true true true true false false false true true false false false false false false false X 10 10 false false false false false false false true true false false false true true true true true true true true false AK AZ CO ME MD MA MI NH NY PA SC WA X KATHY MILLER CONTROLLER 6107583140 LEHIGH UNIVERSITY 524 BRODHEAD AVE BETHLEHEM PA 18015 DANIEL E SMITH JR 3.0 X 0 0 0 WILLIAM F HECHT 2.0 X 0 0 0 DENNIS E SINGLETON 2.0 X 0 0 0 PETER E BENNETT 1.0 X 0 0 0 NANCY M BERMAN 1.0 X 0 0 0 ROBERT L BROWN III 1.0 X 0 0 0 MARIA K CHRIN 1.0 X 0 0 0 KEVIN L CLAYTON 1.0 X 0 0 0 JANET G DAVIDSON 1.0 X 0 0 0 PATRICK A FISCHER 1.0 X 0 0 0 EDUARDO D GLANDT 1.0 X 0 0 0 MARGARET E GOODMAN 1.0 X 0 0 0 DANIEL HAIME 1.0 X 0 0 0 THOMAS HEALY JR 1.0 X 0 0 0 FRANCIS J INGRASSIA 1.0 X 0 0 0 JANE P JAMIESON 1.0 X 0 0 0 PAUL N LEITNER 1.0 X 0 0 0 JOHN E MCGLADE 1.0 X 0 0 0 MARC L PALEY 1.0 X 0 0 0 JOSEPH R PERELLA 1.0 X 0 0 0 J STUART RYAN 1.0 X 0 0 0 BRAD ERIC SCHELER 1.0 X 0 0 0 SARATH SETHI 1.0 X 0 0 0 TARA I STACOM 1.0 X 0 0 0 ELLIOT J SUSSMAN 1.0 X 0 0 0 RALPH ALBERT THOMAS 1.0 X 0 0 0 KATHLEEN D TRIMBLE 1.0 X 0 0 0 RONALD J ULRICH 1.0 X 0 0 0 KAREN O'DONNELL VANDERGOOT 1.0 X 0 0 0 JOHN J VRESICS JR 1.0 X 0 0 0 WENDELL P WEEKS 1.0 X 0 0 0 DEBORAH E ZAJAC 1.0 X 0 0 0 MICHAEL D ZISMAN 1.0 X 0 0 0 ALICE P GAST 40.0 X 797240 0 120637 PATRICK F FARRELL 40.0 X 375757 0 40509 MARGARET F PLYMPTON 40.0 X 272950 0 32508 FRANK A ROTH 40.0 X 256581 0 42416 DENISE M BLEW 40.0 X 176972 0 37429 DAVID L HAMMER 40.0 X 82370 0 23662 PETER M GILBERT 40.0 X 622791 0 41093 ANNE S MELTZER 40.0 X 251086 0 32368 SZU-YUNG DAVID WU 40.0 X 257061 0 45345 PAUL R BROWN 40.0 X 429514 0 28749 MOHAMMED EL-AASSER 40.0 X 362460 0 38168 NANDKUMAR NAYAR 40.0 X 328428 0 37661 JOSEPH P KENDER 40.0 X 310609 0 42257 MARTIN P HARMER 40.0 X 302465 0 27454 4826284 0 590256 320 false true false ALVIN H BUTZ INC 840 HAMILTON ST SUITE 600 ALLENTOWN PA 18105 CONSTRUCTION MGMT 13440232 SODEXO INC AFFILIATES 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 9573722 ABM JANITORIAL SERVICES PO BOX 198352 ATLANTA GA 30384 CUSTODIAL SERVICES 7407461 BRICKMAN GROUP LTD PO BOX 71358 CHICAGO IL 606941358 GROUNDS MAINTENANCE 2013846 ORLANDO DIEFENDERFER ELECTRIC 116 SOUTH SECOND STREET ALLENTOWN PA 18105 ELECTRICAL CONTRACT 2060490 5 263792 37851621 53612173 1044451 91727586 AUXILIARY OPERATIONS 721000 36733369 36663325 70044 TUITION REVENUE 900099 221919255 221919255 RENT & FEES AFFILIATED ORGS 812900 382659 382659 OTHER SALES AND SERVICES 900099 7880157 6898752 981405 PROGRAM INVESTMENT INCOME 525990 177068 177068 2988843 644966 2343877 270081351 20544144 677290 19866854 0 104335 104335 162336 117761 44575 44575 44575 715452930 42699 651426327 196425 64026603 -153726 63872877 63872877 134181 263792 254477 -120296 -120296 0 0 ALL OTHER REVENUE -16365 -16365 -16365 446238207 266686025 4072616 83751980 3379350 3379350 72415837 72415837 3006501 3006501 0 3437586 806179 2259257 372150 250523 250523 0 0 137360926 126056362 7029937 4274627 11372526 10117672 871728 383126 19963636 17641779 1645024 676833 9067172 7978082 779740 309350 0 1134120 280070 852422 1628 271966 33490 238476 66000 66000 0 3831049 3831049 15477448 13574216 1563078 340154 1449433 1206626 90036 152771 20235962 18563846 988533 683583 3750096 2788346 900226 61524 0 26642529 23546015 2183516 912998 5006036 4590059 111998 303979 3545 3545 3944819 3559912 145189 239718 10806280 9510541 927691 368048 0 22334898 19652173 1920711 762014 1649786 708719 941067 NONCAPITALIZED EQUIPMENT 1562206 1347608 211556 3042 ATHLETIC PROGRAM 2211189 2211189 LIBRARY ACQUISITIONS 4796256 4796256 385427675 348090896 27491234 9845545 39801180 39138413 58654776 75571558 21519638 7614699 1504208 1538611 4164468 4165371 711426471 386847737 324466148 324578734 733686844 787562730 490842152 617435735 8710390 8837510 6400352 6722143 1689750156 1873165504 31138354 32512372 20643022 21570343 238211113 232452905 69336579 65015241 359329068 351550861 X 621558527 712598757 303874661 371574929 404987900 437440957 1330421088 1521614643 1689750156 1873165504 X 60810532 130383023 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 126152 126152 385301595 385427747 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 341424 266280 126196 126152 860052 250000 250000 250000 250000 1000000 1500000 1 0 63213 1117 true true 10900 10911031 0 0 X X X false 908589411 26040767 178395353 18510425 57266525 5303593 1031944988 852757357 36294537 81575849 18672944 37473413 5891975 908589411 1102622019 18225557 -202784762 19265888 41139663 4899906 852757357 0.32300 0.35600 0.32100 true false 5646965 5646965 468824743 218281095 250543649 177318392 144735214 32583178 59636370 23831428 35804942 324578734 PRIVATE EQUITY AND HEDGE FUNDS 614409537 F LIFE INSURANCE & OTHER INVEST. 3026198 F 617435735 0 ANNUITY PAYMENT LIABILITY 21602700 POSTRETIREMENT BENEFIT LIABILI 32821000 RATE SWAP LIABILITY 846161 FIN47 ASSET RETIREMENT OBLIGAT 3009834 DEPOSITS HELD FOR OTHERS 2212039 STUDENT LOANS 2675531 OTHER LIABILITIES 1847976 65015241 PART III THE LEHIGH UNIVERSITY ART GALLERIES MAINTAIN AND DEVELOP THE UNIVERSITY'S PERMANENT ART COLLECTION EXHIBITIONS DESIGNED TO INSPIRE, DEVELOP AND PROMOTE VISUAL LITERACY AND CULTURAL UNDERSTANDING THROUGH CROSS-DISCIPLINARY EDUCATIONAL OPPORTUNITIES THAT SUPPLEMENT FORMAL CLASSROOM STUDY, AS AN EDUCATIONAL LABORATORY TO BENEFIT STUDENTS, FACULTY, AND THE COMMUNITY-AT-LARGE AS PART OF THE UNIVERSITY LEARNING EXPERIENCE. THE ART GALLERY MAINTAINS AND DEVELOPS THE UNIVERSITY'S WORLD-CLASS TEACHING COLLECTION OF OVER 11,000 OBJECTS AND PRESENTS APPROXIMATELY TWENTY EXHIBITIONS PER YEAR IN EIGHT CAMPUS GALLERIES. PART V THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 2,300 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT CONSISTS OF FUNDS THAT ARE ACTIVELY MANAGED BY THE UNIVERSITY AS PART OF A SINGLE COMMINGLED INVESTMENT POOL AS WELL AS LIMITED NUMBER OF INDIVIDUAL FUNDS THAT ARE SEPARATELY INVESTED OR HELD IN TRUST BY OTHERS. THE PRINCIPAL FINANCIAL OBJECTIVE OF THE ENDOWMENT POOL IS THAT THE REAL PURCHASING POWER OF THE ENDOWMENT PRINCIPAL SHOULD BE PRESERVED AND IF POSSIBLE ENHANCED TO HELP ENSURE THE UNIVERSITY'S FINANCIAL FUTURE. EARNINGS ON ENDOWMENT FUNDS ARE DESIGNATED FOR SCHOLARSHIPS, FELLOWSHIPS, PROFESSORSHIPS, CHAIRS, STUDENT LOANS AND OTHER PURPOSES. ENDOWMENT CONTRIBUTIONS INCLUDE GIFTS AS WELL AS TRANSFERS TO BOARD DESIGNATED ENDOWMENT FUNDS. PART X THE UNIVERSITY HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(c)(3) OF THE UNITED STATES INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS, AND THE UNIVERSITY HAS NO TAX POSITIONS THAT ARE "MORE-LIKELY-THAN-NOT" FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 CATALOGS, BROCHURES, NEWSPAPER ADVERTISEMENTS AND OTHER MEDIA ANNOUNCING PROGRAMS OR SOLICITING STUDENTS INCLUDE A SUMMARY STATEMENT ON THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6A LEHIGH UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES UNDER THEIR RESPECTIVE STUDENT FINANCIAL AID ASSISTANCE PROGRAMS. FEDERAL GRANT PROGRAMS INCLUDE THE PELL, ACG, SMART, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, COLLEGE WORK STUDY, AND THE PERKINS LOAN PROGRAM. THE STATE PROGRAM IS THE PA HIGHER EDUCATION ASSISTANCE AGENCY PROGRAM. GRANTS ARE ALSO RECEIVED FROM VARIOUS OTHER STATES. IN ADDITION, THE UNIVERSITY IS AWARDED RESEARCH GRANTS AND OTHER PROJECT GRANTS BY VARIOUS FEDERAL AND STATE AGENCIES. true East Asia and the Pacific 0 1 Fundraising 29978 East Asia and the Pacific 0 1 Program Services RSRCH/INFRAS DEV 98996 East Asia and the Pacific 0 0 Program Services INT'L COLLAB/DEV 98488 East Asia and the Pacific 0 3 Program Services HIGHER ED INSTR 92146 East Asia and the Pacific 0 0 Investments 2541 East Asia and the Pacific 0 0 Program Services CONFERENCE 108809 Russia and the Newly Independent States 0 0 Program Services CONFERENCE 5864 Russia and the Newly Independent States 0 0 Program Services RESEARCH/COLLAB 8798 Russia and the Newly Independent States 0 0 Program Services HIGHER ED INSTR 1138 Europe (Including Iceland and Greenland) 0 0 Fundraising 20280 Europe (Including Iceland and Greenland) 0 0 Program Services HIGHER ED INSTR 483773 Europe (Including Iceland and Greenland) 0 1 Program Services RESEARCH COLLAB 86212 Europe (Including Iceland and Greenland) 0 0 Program Services CONFERENCE 279267 Europe (Including Iceland and Greenland) 0 0 Program Services INT'L COLLAB/DEV 14146 Europe (Including Iceland and Greenland) 0 0 Investments 149710 Middle East and North Africa 0 0 Fundraising 4962 Middle East and North Africa 0 0 Program Services HIGHER ED INSTR 64450 Middle East and North Africa 0 0 Program Services INT'L COLLAB/DEV 2269 Middle East and North Africa 0 0 Program Services CONFERENCE 16475 Middle East and North Africa 0 0 Program Services RSRCH/INFRAS DEV 12246 South Asia 0 0 Fundraising 22599 South Asia 0 0 Program Services CONFERENCE 25780 South Asia 0 0 Program Services RESEARCH COLLAB 4556 North America 0 1 Program Services RESEARCH 1114 North America 0 0 Program Services CONFERENCE 2697 Central America and the Caribbean 0 0 Program Services RSRCH/INFRAS DEV 30003 Central America and the Caribbean 0 0 Program Services HIGHER ED INSTR 63735 Central America and the Caribbean 0 0 Program Services CONFERENCE 2825 Central America and the Caribbean 0 0 Program Services PERFORMANCE 67743 Sub-Saharan Africa 0 2 Program Services INT'L COLLAB/DEV 9211 Sub-Saharan Africa 0 0 Program Services RESEARCH 32271 Sub-Saharan Africa 0 0 Program Services CONFERENCE 3699 South America 0 0 Program Services CONFERENCE 22451 South America 0 0 Program Services RESEARCH 18992 South America 0 0 Program Services INT'L COLLAB/DEV 5822 Europe (Including Iceland and Greenland) Investments 74181478 North America Investments 1497301 Central America and the Caribbean Investments 300406626 Sub-Saharan Africa Investments 215000 0 6 0 3 0 9 1549558 376644893 378194451 North America 38013 CHECK N/A North America 68073 CHECK N/A 2 SCHOLARSHIP Cent. America/Caribbean 6 188543 CREDIT 0 NONE N/A SCHOLARSHIP East Asia/Pacific 26 769460 CREDIT 0 NONE N/A SCHOLARSHIP Europe/Iceland/Greenland 24 741523 CREDIT 0 NONE N/A SCHOLARSHIP Middle East/North Africa 5 167251 CREDIT 0 NONE N/A SCHOLARSHIP North America 3 100000 CREDIT 0 NONE N/A SCHOLARSHIP Russia 2 44840 CREDIT 0 NONE N/A SCHOLARSHIP South America 8 226826 CREDIT 0 NONE N/A SCHOLARSHIP South Asia 11 384043 CREDIT 0 NONE N/A SCHOLARSHIP Sub-Saharan Africa 6 241033 CREDIT 0 NONE N/A FELLOWSHIP Cent. America/Caribbean 1 1645 CHECK 0 NONE N/A FELLOWSHIP East Asia/Pacific 4 11363 CHECK 0 NONE N/A FELLOWSHIP Europe/Iceland/Greenland 1 2227 CHECK 0 NONE N/A FELLOWSHIP North America 1 2500 CHECK 0 NONE N/A FELLOWSHIP South America 2 3291 CHECK 0 NONE N/A FELLOWSHIP Sub-Saharan Africa 3 5491 CHECK 0 NONE N/A FELLOWSHIP South Asia 1 1645 CHECK 0 NONE N/A FELLOWSHIP Middle East/North Africa 1 8730 CHECK 0 NONE N/A true false true true true true PART I INVESTMENTS ARE REPORTED SEPARATELY FOR INVESTMENT MANAGEMENT EXPENSES AND THE BOOK VALUE OF INVESTMENTS IN THAT REGION PART III NOTE THAT FOREIGN INDIVIDUALS ARE DEFINED AS THOSE LIVING OUTSIDE THE U.S. AT THE TIME THE AID WAS AWARDED. THE ABOVE IS A BEST ESTIMATE BASED ON CERTAIN ASSUMPTIONS REGARDING WHERE PERSONS WERE LIVING WHEN THE AID WAS AWARDED AND DOES NOT REPRESENT THE DEGREE TO WHICH AID IS AWARDED TO INTERNATIONAL STUDENTS. PART I, QUESTION 3 ACTIVITIES AND EXPENDITURES OUTSIDE THE U.S. HAVE BEEN IDENTIFIED ON A REASONABLE EFFORTS BASIS WHERE SUCH ACTIVITIES WERE NOT TRACKED SEPARATELY UNDER THE UNIVERSITY'S ACCOUNTING PROCEDURES. THESE REASONABLE EFFORTS INCLUDED REVIEWS OF FINANCIAL RECORDS, INTERVIEWS WITH UNIVERSITY PERSONNEL, REVIEW OF THE UNIVERSITY'S WEBSITE AND PUBLICATIONS, ETC. Golf Tournament 45452 29461 15991 8325 4725 6838 Arts Gala 352521 234331 118190 1040 83873 103189 46487 0 397973 263792 134181 9365 88598 103189 53325 254477 -120296 true CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 1316674 CHILDRENS HOSPITAL OF PHILADELPHIA 34TH STREET AND CIVIC CENTER BOULEV PHILADELPHIA PA 19104 231352166 501(C)(3) 8257 CORNELL UNIVERSITY DAY HALL LOBBY ITHACA NY 14853 150532082 501(C)(3) 72108 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 61647 MIAMI UNIVERSITY 501 EAST HIGH STREET OXFORD OH 45056 316402089 501(C)(3) 65388 NORTHAMPTON COMMUNITY COLLEGE 3835 GREEN POND ROAD BETHLEHEM PA 18020 236417444 51044 PENNSYLVANIA STATE UNIVERSITY 227 W BEAVER AVE STATE COLLEGE PA 16801 246000376 216839 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY 6 METROTECH CENTER BROOKLYN NY 11201 111630820 501(C)(3) 161425 RICE UNIVERSITY PO BOX 1892 HOUSTON TX 77005 741109620 501(C)(3) 50763 RESEARCH UNIVERSITY OF LOUISVILLE 520 STEVENSON HALL LOUISVILLE KY 40292 611029626 137928 UNIVERSITY OF MARYLAND BALTIMORE PO BOX 41428 BALTIMORE MD 21201 526002033 35157 UNIVERSITY OF MISSOURI PO BOX 807012 KANSAS CITY MO 64112 436003859 252812 UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 187276 CAL POLY POMONA FOUNDATION 3801 W TEMPLE AVE POMONA CA 91768 952417645 501(C)(3) 23442 OHIO UNIVERSITY HDL CTR ATHENS OH 45701 316402113 385548 UNIVERSITY OF HOUSTON SYSTEM PO BOX 988 HOUSTON TX 77004 746001399 40945 UNIVERSITY OF KANSAS 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 501(C)(3) 79949 UNIVERSITY OF NEBRASKA LINCOLN 312 N 14 ST LINCOLN NE 68588 470049123 10763 KUTZTOWN UNIVERSITY PO BOX 730 KUTZTOWN PA 19530 232710197 10271 TEMPLE UNIVERSITY PO BOX 824242 PHILADELPHIA PA 19182 231365974 501(C)(3) 30455 UNIVERSITY CORPORATION 18111 NORDHOFF STREET NORTHRIDGE CA 91330 951992732 501(C)(3) 16138 UNIVERSITY OF ALASKA PO BOX 757880 FAIRBANKS AK 99775 926000147 30103 22 SCHOLARSHIPS AND FELLOWSHIPS 3575 72415837 PART III INDIVIDUALS IN THE U.S. ARE DEFINED AS THOSE LIVING IN THE U.S. AT THE TIME TYE AID WAS AWARDED. THE ABOVE IS A BEST ESTIMATE BASED ON CERTAIN ASSUMPTIONS REGARDING WHERE PERSONS WERE LIVING WHEN THE AID WAS AWARDED AND DOES NOT REPRESENT THE DEGREE TO WHICH AID IS AWARDED TO INTERNATIONAL STUDENTS. X X X X X true true X X X X X false true false false false false false true false ALICE P GAST 716891 0 0 0 80349 0 68041 0 52596 0 917877 0 0 0 PATRICK F FARRELL 349584 0 0 0 26173 0 25921 0 14588 0 416266 0 0 0 MARGARET F PLYMPTON 255010 0 0 0 17940 0 25921 0 6587 0 305458 0 0 0 FRANK A ROTH 233295 0 0 0 23286 0 25921 0 16495 0 298997 0 0 0 DENISE M BLEW 154611 0 0 0 22361 0 19611 0 17818 0 214401 0 0 0 PETER M GILBERT 391392 0 208000 0 23399 0 25921 0 15172 0 663884 0 0 0 ANNE S MELTZER 226467 0 0 0 24619 0 25921 0 6447 0 283454 0 0 0 SZU-YUNG DAVID WU 229123 0 0 0 27938 0 25921 0 19424 0 302406 0 0 0 PAUL R BROWN 405292 0 0 0 24222 0 25921 0 2828 0 458263 0 0 0 MOHAMMED EL-AASSER 331923 0 0 0 30537 0 25921 0 12247 0 400628 0 0 0 NANDKUMAR NAYAR 311475 0 0 0 16953 0 26256 0 11405 0 366089 0 0 0 JOSEPH P KENDER 306232 0 0 0 4377 0 25921 0 16336 0 352866 0 0 0 MARTIN P HARMER 279326 0 0 0 23139 0 25921 0 1533 0 329919 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL: JOSEPH P. KENDER, V.P. ADVANCEMENT, TRAVELED FIRST CLASS ON ONE OCCASION WHEN HE HAD TO BOOK A TRIP LAST MINUTE AND WAS ONLY ABLE TO SECURE FIRST CLASS AIRLINE TICKETS. UNIVERSITY POLICY GENERALLY PROHIBITS FIRST CLASS TRAVEL EXCEPT IN EXTREME CIRCUMSTANCES OR SPECIFIC CASES. SPOUSE TRAVEL: ON AN INFREQUENT BASIS, THE PRESIDENT'S SPOUSE MAY TRAVEL WITH THE PRESIDENT FOR BUSINESS REASONS WHEN FULFILLING THE OBLIGATIONS OF HIS UNIVERSITY POSITION. PAYMENT OF ALL TRAVEL EXPENSES FOR THE PRESIDENT'S SPOUSE IS SUBJECT TO ADDITIONAL OVERSIGHT UNDER THE TERMS OF THE UNIVERSITY'S POLICY ON PRESIDENTIAL SPOUSE TRAVEL. HOUSING ALLOWANCE: THE AMOUNT REPORTED IN COLUMN D OF PART II FOR ALICE GAST INCLUDES THE ESTIMATED ANNUAL LEASE VALUE FOR THE PRESIDENT'S HOUSE. THE PRESIDENT IS REQUIRED TO RESIDE IN A HOUSE ON CAMPUS. THE PRESIDENT'S HOUSE SERVES NOT ONLY AS A RESIDENCE, BUT ALSO AS A HOST LOCATION FOR MANY UNIVERSITY EVENTS. CLEANING SERVICES ARE ALSO PROVIDED FOR THE HOUSE. CLUB DUES AND INITIATION FEES: LEHIGH UNIVERSITY OFFERS A SUBSIDY OF COUNTRY CLUB INITIATION AND MEMBERSHIP DUES TO ELIGIBLE EMPLOYEES IN KEY POSITIONS FOR THE PURPOSE OF FUNDRAISING AND DONOR RELATION ACTIVITIES. THE TERMS OF THE SUBSIDY PROGRAM WERE APPROVED BY THE BOARD OF TRUSTEES COMPENSATION SUBCOMMITTEE. THE PRESIDENT RECEIVES A FULL SUBSIDY AND THE VICE PRESIDENT OF ADVANCEMENT RECEIVES A LIMITED SUBSIDY. ANY PERSONAL USE OF THE SOCIAL CLUB FACILITIES IS REPORTED AS TAXABLE COMPENSATION. PART 1, LINE 7 CERTAIN STAFF IN THE UNIVERSITY'S INVESTMENT OFFICE ARE ELIGIBLE FOR BONUS COMPENSATION THAT IS BASED UPON THE UNIVERSITY'S ENDOWMENT PERFORMANCE. THE CRITERIA FOR SUCH COMPENSATION IS ESTABLISHED BY THE COMPENSATION SUBCOMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IN CONSULTATION WITH THE INVESTMENT SUBCOMMITTEE. PART 1, 4B IN CALENDAR YEAR 2010, THE UNIVERSITY'S PRESIDENT PARTICIPATED IN A 457 (F) PLAN. IN KEEPING WITH THE UNIVERSITY POLICY FOR ALL OF THE PRESIDENT'S COMPENSATION AND BENEFITS, THE TERMS OF THIS PLAN WERE APPROVED BY THE BOARD OF TRUSTEES COMPENSATION SUBCOMMITTEE. NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507BY6 2004-05-19 50000000 VARIOUS CAPITAL PROJECTS false false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663540JB9 2006-08-24 47000000 REFUND 10/31/96 BONDS & CAPITA false false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507BZ3 2007-02-01 53931267 REFUND 8/24/06 & 1/19/00 BONDS false false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507CJ8 2009-03-19 66165000 STEPS BLDG & VARIOUS CAP PROJE false false false 50397724 484773 49912951 2004 false false true true 47249418 496825 30752593 16000000 2006 true false true true 53931267 754219 53177048 2006 true false true true 65050175 855059 64195116 2009 false false true true false false true true true 0.01800 0.00000 0.01800 true false false true true true 0.01400 0.00000 0.01400 true false false true true true 0.01300 0.00000 0.01300 true false false true true true 0.01900 0.00000 0.01900 true false true true WELLS FARGO BANK N A 26. false false false false false false true true JP MORGAN CHASE NA 15. false false false false false false true true JP MORGAN CHASE NA 18. false false false false false false false true WELLS FARGO BANK NA 30. false false false false false SCHEDULE K, PART II, LINE 10 THE CAPITAL EXPENDITURES FOR THE 2007 BOND ARE ZERO SINCE ALL OF THE PROCEEDS OF THIS BOND WERE USED TO REFUND PRIOR BONDS. SCHEDULE K, PART III, LINE 4 THE PRIVATE BUSINESS USE PERCENTAGE DISCLOSED REPRESENTS THE PRIVATE BUSINESS USE FOR THE ENTIRE ISSUE, WHICH MAY INCLUDE PROCEEDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. AS SUCH, THE ACTUAL PRIVATE BUSINESS USE PERCENTAGE OF ONLY THE POST DECEMBER 31, 2002 PORTION OF A PARTICULAR BOND MAY VARY SLIGHTLY FROM THE PERCENTAGE. SCHEDULE K, PART IV, LINE 3B AS A COMPONENT OF THE DEBT PORTFOLIO, THE UNIVERSITY ENTERED INTO INTEREST RATE SWAP AGREEMENTS THAT EFFECTIVELY CONVERT CERTAIN VARIABLE REVENUE BOND OBLIGATIONS TO FIXED RATES OR REDUCE THE UNIVERSITY'S EFFECTIVE INTEREST RATE. X 5 10900 EXPERT OPINION X 196 2306386 MARKET VALUE X ATHLETICS 15 84047 EXPERT OPINION X EQUIPMENT/SOFTWARE 5 921110 EXPERT OPINION X HOST EVENT 19 21888 RECEIPTS X MISCELLANEOUS 33 6506 EXPERT OPINION 6 false true false SCHEDULE O FORM 990, PART I, LINE 1 LEHIGH UNIVERSITY STRIVES TO EARN INTERNATIONAL PROMINENCE AS A UNIVERSITY OF SPECIAL DISTINCTION AND PROVIDE STUDENTS WITH OPPORTUNITIES FOR SUCCESS THROUGH ITS INTEGRATION OF TEACHING, RESEARCH AND SERVICE TO SOCIETY. FORM 990, PART V, LINE 4B THE UNIVERSITY'S SIGNATURE AUTHORITY OVER FOREIGN FINANCIAL ACCOUNTS RELATES SOLELY TO ITS INVESTMENTS IN A NUMBER OF FOREIGN LIMITED PARTNERSHIPS AND INVESTMENT FUNDS IN A VARIETY OF FOREIGN COUNTRIES. FORM 990, PART VI, SECTION A, LINE 11A THE UNIVERSITY PROVIDES A COPY OF THE 990 TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION A, LINE 11B THE DRAFT 990 IS REVIEWED BY APPROPRIATE SENIOR MANAGEMENT AT THE UNIVERSITY AND AN OUTSIDE PUBLIC ACCOUNTING FIRM. AFTER THIS REVIEW IS COMPLETE, A COPY OF THE FINAL RETURN IS PROVIDED TO EACH MEMBER OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. AFTER THE REVIEW OF THE AUDIT COMMITTEE, ON BEHALF OF THE FULL BOARD OF TRUSTEES, A COPY OF THE FINAL RETURN IS PROVIDED TO ALL VOTING MEMBERS OF THE BOARD AND THE RETURN IS FILED. FORM 990, PART VI, SECTION C, LINE 12C LEHIGH UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL UNIVERSITY TRUSTEES AND EMPLOYEES. EACH YEAR, ON BEHALF OF THE BOARD OF TRUSTEES, THE CORPORATE SECRETARY AND DIRECTOR OF INTERNAL AUDIT FORWARD A COPY OF THE UNIVERSITY'S CONFLICT OF INTEREST POLICY TO ALL TRUSTEES, OFFICERS, FULL-TIME FACULTY AND EXEMPT STAFF MEMBERS. THEY ENSURE THAT EACH INDIVIDUAL RESPONDS THAT THEY HAVE READ AND AGREE TO ABIDE BY THE POLICY. THE CORPORATE SECRETARY AND DIRECTOR OF INTERNAL AUDIT REVIEW THE QUESTIONNAIRE RESPONSES AND ATTEMPT TO RESOLVE ANY SIGNIFICANT CONFLICTS WITH THE INDIVIDUALS. IF IT CANNOT BE IMMEDIATELY RESOLVED, IT IS TAKEN TO THE NEXT LEVEL OF SUPERVISION UNTIL FULLY IT IS RESOLVED. IF AT ANY TIME DURING THE YEAR A NEW OR POSSIBLE CONFLICT OCCURS, THE INDIVIDUAL IS RESPONSIBLE FOR NOTIFYING THE CORPORATE SECRETARY OR DIRECTOR OF INTERNAL AUDIT IN WRITING. FORM 990, PART VI, SECTION B, LINE 15 LEHIGH UNIVERSITY IS COMMITTED TO COMPENSATING ALL EMPLOYEES AT A FAIR AND COMPETITIVE LEVEL. TO DO THIS, AN ANNUAL COMPARISON OF MARKET RATE SALARY DATA IS PERFORMED BY THE UNIVERSITY'S HUMAN RESOURCES OFFICE, WHICH ALSO UTILIZES INDEPENDENT CONSULTANTS AS APPROPRIATE TO COMPILE AND ANALYZE SUCH DATA. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED AN INDEPENDENT COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE SUBCOMMITTEE MEETS AS NEEDED TO REVIEW COMPENSATION MATTERS, BUT NO LESS THAN ANNUALLY TO REVIEW THE PERFORMANCE AND APPROVE THE COMPENSATION FOR THE PRESIDENT, OFFICERS OF THE UNIVERSITY ADMINISTRATION, OTHER SENIOR ADMINISTRATIVE OFFICERS, AND ANY OTHER HIGHLY COMPENSATED UNIVERSITY EMPLOYEES WHOSE COMPENSATION SHOULD BE REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH UNIVERSITY GOVERNANCE DOCUMENTS AND APPLICABLE LEGAL REQUIREMENTS. SUCH REVIEW INCLUDES DETERMINATIONS BY THE SUBCOMMITTEE AND RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE OF THE BOARD, THAT THE COMPENSATION OF SUCH OFFICERS AND EMPLOYEES IS REASONABLE AND IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO THE UNIVERSITY AS A NON-PROFIT TAX-EXEMPT ORGANIZATION. IN FULFILLING ITS RESPONSIBILITIES WITH RESPECT TO DETERMINING REASONABLE COMPENSATION, THE SUBCOMMITTEE UTILIZES INDEPENDENT CONSULTANTS AS APPROPRIATE TO COMPILE AND ANALYZE MARKET RATE AND COMPARATIVE SALARY DATA. SUBSANTIATION OF THE SUBCOMMITTEE'S DELIBERATIONS AND DETERMINATIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 IN GENERAL, THE UNIVERSITY DOES NOT MAKE ITS GOVERNING DOCUMENTS OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. THE CONFLICT OF INTEREST POLICY IS LOCATED ON THE UNIVERSITY'S WEBSITE. FORM 990, PART XI, LINE 5 THIS AMOUNT CONSISTS OF NET UNREALIZED GAINS AND OTHER INCOME AS FOLLOWS: NET UNREALIZED GAINS: $121,958,247 GIFTS IN KIND: (1,044,451) UNREAL RATE SWAP ADJ: 5,276,379 UNREAL ADJ VALUE SPLIT: 4,456,142 OTHER INCOME: (263,294) TOTAL TO LINE 5: $130,383,023 BEN FRANKLIN TECHNOLOGY PARTNERS NE PA 125 GOODMAN DRIVE BETHLEHEM PA 18015 232517422 ECONOMIC DEV PA 501(C)(3) 7 NONE MANUFACTURERS RESOURCE CENTER 125 GOODMAN DRIVE BETHLEHEM PA 18015 232514764 ECONOMIC DEV PA 501(C)(3) 7 NA LEHIGH & NORTHAMPTON CNTIES REVOLV LOAN 621 TAYLOR STREET RAUCH BUSINESS CT BETHLEHEM PA 18015 232461494 ECONOMIC DEV PA 501(C)(4) N/A NA LEHIGH UNIVERSITY ALUMNI ASSOCIATION 27 MEMORIAL DRIVE WEST BETHLEHEM PA 18015 240796860 ALUMNI RELAT PA 501(C)(3) 11 NA LIFE INCOME FUNDS HELD IN TRUST VARIOUS TRUST 20623000 1.00000 ENDOWMENT FUNDS HELD IN TRUST VARIOUS TRUST 91822 2890000 1.00000 true true true false false false false false true false true true true true false true false true MANUFACTURERS RESOURCE CENTER 1A, 1 58079 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1A, 1 112855 LEHIGH UNIVERSITY ALUMNI ASSOCIATION 1B, 1 1453851 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1C 356898 MANUFACTURERS RESOURCE CENTER 1K 64981 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1K 146745