2012-04-13T14:14:34-07:00 2011-05-31 KPMG LLP 300 North Greene St Suite 400 Greensboro NC 27401 990 2010-06-01 111630830 St Johns University STJO 7189906084 8000 Utopia Parkway Jamaica NY 114390001 Martha K Hirst 7189903250 2012-04-13 1 Donald E Rich Jr 3362753394 2012-04-13 2010 2016-02-24 21:20:13Z Martha Hirst SVP for Oper and Treas 8000 Utopia Parkway Jamaica NY 114390001 635970954 0 X www.stjohns.edu X 1870 NY St. John's University is a Catholic, Vincentian, and metropolitan institution of higher education that strives to provide excellent education for all people; especially those lacking economic and social advantages. The Vincentian tradition at St. John's University is the foundation and the source of the core values its members strive to embody: truth, love, respect, opportunity, excellence and service. 29 29 6960 756 179581 6963 43156240 30292625 555298999 591338264 4303083 12843123 0 0 602758322 634474012 173657521 183377730 0 0 297902488 248869683 378884 60000 9524196 164472034 165335039 636410927 597642452 -33652605 36831560 1013669882 1059000417 666618952 629240289 347050930 429760128 St. John's University is a Catholic, Vincentian, and metropolitan institution of higher education that strives to provide excellent education for all people; especially those lacking economic and social advantages. The Vincentian tradition at St. John's University is the foundation and the source of the core values its members strive to embody: truth, love, respect, opportunity, excellence and service. 0 0 328061171 183377815 520218989 Higher Education: (Instruction) - St. Johns University is a Catholic Vincentian Metropolitan non-profit institution of higher learning. Approximately 15,720 undergraduate and 5,634 graduate students are currently enrolled in courses. (21,354 Students) 54381333 0 0 Higher Education: (Academic Support) - St. Johns University is a Catholic Vincentian Metropolitan non-profit institution of higher learning. Approximately 15,720 undergraduate and 5,634 graduate students are currently enrolled in courses. (21,354 Students) 23355066 0 0 Higher Education: (Institutional) - St. Johns University is a Catholic Vincentian Metropolitan non-profit institution of higher learning. Approximately 15,720 undergraduate and 5,634 graduate students are currently enrolled in courses. (21,354 Students) 144670131 0 71119275 Higher Education: (Other Program Services) - St. Johns University is a Catholic Vincentian Metropolitan non-profit institution of higher learning. Approximately 15,720 undergraduate and 5,634 graduate students are currently enrolled in courses. (21,354 Students) 144670131 0 71119275 550467701 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 799 0 1 6960 1 1 1 1 CJ FR IT SP 0 0 0 1 1 0 0 0 0 X 29 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Martha K Hirst 7189903250 8000 Utopia Parkway Jamaica NY 11439 X Rev Elmer Bauer III CM 1 X 0 0 0 Very Rev Michael J Carroll CM 1 X 0 0 0 Patricia A Castel Esq 1 X 0 0 0 Mr William Collins 1 X 0 0 0 Mr Peter P D'Angelo 1 X 0 0 0 Mr Paul J Evanson 1 X 0 0 0 Dr Margaret M Fitzpatrick SC 1 X 0 0 0 Mr James J Gaffney 1 X 0 0 0 Rev Msgr Otto L Garcia 1 X 0 0 0 Rev John W Gouldrick CM 1 X 0 0 0 Ms Suzanne M Halpin 1 X 0 0 0 Hon Theodore T Jones 1 X 0 0 0 Sr Carol Keehan DC 1 X 0 0 0 Mr Denis P Kelleher 1 X 0 0 0 Rev Gerard H Luttenberger CM 1 X 0 0 0 Teresa Mason Esq 1 X 0 0 0 Mr Joseph M Mattone Sr Esq 1 X 0 0 0 Mr Thomas E McInerney 1 X 0 0 0 Arthur J Mirante II Esq 1 X 0 0 0 Most Rev David M O'Connell CM 1 X 0 0 0 Mr Joseph C O'Connor 1 X 0 0 0 Rev Hugh O'Donnell CM 1 X 0 0 0 Ms Linda S Sanford 1 X 0 0 0 Mr James J Schiro 1 X 0 0 0 Mr Joseph H Schwartz 1 X 0 0 0 Mr Brian T Shea 1 X 0 0 0 Mr James P Stuckey 1 X 0 0 0 Mrs Mary P Tobin 1 X 0 0 0 Rev Donald J Harrington CM 40 X X 0 0 0 Rev Patrick J Griffin CM 40 X 0 0 0 Martha K Hirst 40 X 0 0 0 Sister Julia Upton RSM 40 X 0 0 0 Dr Dorothy Habben 40 X 205213 0 28060 Jacqueline A Travisano 40 X 251203 0 41058 Joseph Oliva Esq 40 X 367390 0 48623 Dr James P Pellow 40 X 688550 0 63957 Steve Lavin 40 X 1384814 0 29138 Norman P Roberts 40 X 996446 0 11447 Robert Wile 40 X 501237 0 48131 Margaret Kniffin 40 X 416160 0 0 Ellen Thrower 40 X 406574 0 15986 5217587 0 286400 547 0 1 0 Total Maintenance Solution LLC 184 Ardmore Ave Staten Island NY 10314 Maintenance Contractors 14506761 FJ Sciame Construction Co Inc 14 Wall St 2nd Fl New York NY 10005 Building Construction 8501569 Chartwells 91337 Collections Dr PO BOX 91337 Chicago IL 606931337 Food Services 5793933 Constructomics LLC 45 West 21st Street New York NY 10010 Building Construction 3162953 Pat Lanza Landscaping Corporation 64 Rockdale Avenue New Rochelle NY 10801 Landscaping 1820630 70 0 0 3442730 0 14562010 12287885 592604 30292625 Tuition and Fees 900099 520218989 520218989 0 0 Auxiliary Enterprises 900099 61015736 60836155 179581 0 Other Revenue 900099 10103539 10103539 0 0 0 0 0 0 591338264 4472587 0 0 4472587 -40590 0 0 -40590 0 0 0 0 0 0 8411126 0 0 0 8411126 0 8411126 0 0 8411126 1496942 3442730 1496942 0 0 0 0 634474012 591158683 179581 12843123 0 0 178138124 178138124 5239606 5239606 0 0 1562118 570615 872751 118752 0 0 0 0 179464358 162343526 13044339 4076493 12622015 11289984 995892 336139 43142299 37820849 4161017 1160433 12078893 10481627 1274318 322948 0 0 0 0 1224223 452406 679376 92441 233012 85115 130183 17714 0 0 0 0 60000 60000 850349 310618 475087 64644 0 0 0 0 2401565 1426631 587536 387398 12501799 9313800 2744719 443280 2442873 1316810 990976 135087 0 0 0 0 23515937 22913595 455500 146842 6580069 6121656 318643 139770 0 0 0 0 218789 208104 9405 1280 15864219 13567945 2021249 275025 0 0 0 0 28334314 26414040 1690283 229991 2276493 831564 1271870 173059 Repairs and Maintenance 20363748 19582631 585919 195198 Meal Plan/Food Services cost 9544333 9542696 1441 196 Library periodicals/books/online resources 4869078 4864185 4308 585 Professional Services 5452548 4450550 864730 137268 Special Events 3405636 2942666 359380 103590 25256054 20238358 4111633 906063 597642452 550467701 37650555 9524196 12957112 22947126 1583479 2367780 22953732 22129738 32648507 19546259 60000 1250000 0 0 0 0 0 0 10743407 10075140 879961148 258467710 625469114 621493438 144720419 172518904 134179380 157916757 28354732 28755275 0 0 0 0 1013669882 1059000417 120355408 81141316 326323 0 9109710 11239706 518504016 518789303 0 0 0 0 0 0 0 0 18323495 18069964 666618952 629240289 X 252430799 311220699 20103064 40273769 74517067 78265660 347050930 429760128 1013669882 1059000417 X 36831560 45877638 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 19 0 0 1 19218 0 1 7575 26812 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 The St. John's University's Office of Government Relations and the President are the primary liaisons to State and Federal government through their regular communication regarding the University's mission, goals and programs. The Office of Government Relations also apprises St. John's University's officials about pertinent government activities to ensure the University is sufficiently informed. The primary focus of the University's effort is directed toward helping government representatives learn more about St. John's University. The University's participation in the legislative process is primarily through its memberships in the Commission on Independent Colleges and Universities (CICU) and the National Association of Independent Colleges and Universities (NAICU) as included on line 1i. St. John's University does not have any other lobbying activities other than those listed on lines 1d, 1g and 1i. 262195043 15767298 50889625 2643964 11675632 967140 313565230 233804007 9354993 33478209 2291744 11139766 1010656 262195043 329202441 12215135 -93185684 1235742 12275939 916204 233804007 0.69 0.238 0.072 1 0 0 43346732 43346732 0 516105504 124226384 391879120 0 8678662 1201341 7477321 0 62547511 29656002 32891509 0 249282739 103383983 145898756 621493438 C Alternative investments 101655611 F International investments 47809265 F Other investments 6533252 F Fixed income investments 1918629 F 157916757 Student Loans Receivable 28755275 F 28755275 Present value of annuities payable 3961108 Refundable US government advances 14108856 18069964 634474012 597642452 36831560 45877638 0 0 0 0 45877638 82709198 680998243 45877638 0 0 1496942 47374580 633623663 850349 0 850349 634474012 598289045 0 0 0 1496942 1496942 596792103 850349 0 850349 597642452 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The University's endowment funds are invested for the long-term to generate investment income which is used to support operations, scholarships, professorships, chairs and other initiatives of the University related to its educational mission. SchD_P10_S00_L02 Schedule D, Part X, Line 2 The University recognizes the effects of income tax positions only if those positions are more likely than not of being sustained. No provision for income taxes has been made as the University has not reported any taxable unrelated business income. The University evaluates, on an annual basis the effects of any uncertain tax positions on its financial statements. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Gross revenue related to fundraising activities SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Expenses related to fundraising events 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 Consistent with the University's mission as a Catholic, Vincentian, and metropolitan institution of higher education, the University abides by all applicable federal, state, and local laws which prohibit discrimination on the basis of race, religion, color, national or ethnic origin, age, sex (including sexual harassment), sexual orientation, marital status, citizenship status, disability, genetic predisposition or carrier status or status in the uniformed services of the United States in admitting students to its programs or in administering its educational policies, admissions policies, scholarships and loan programs, athletics and other institutionally administered programs or activities generally made available to students at the University. In accordance with these laws, the University also prohibits retaliation against anyone who has complained about discrimination or otherwise exercised rights guaranteed under these laws. SchE_P01_S00_L06 Schedule E, Part I, Line 6 St. John's University consistently strives to place an outstanding higher education within the financial reach of all qualified applicants. The University awards millions of dollars in federal and state financial aid funds each year based upon a student's financial need. Additionally, the University provides financial aid funding via University grants-in-aid, scholarships and tuition remission. Financial aid is awarded on the basis of demonstrated financial need assessed by the use of a standard financial aid application, currently the Free Application for Federal Student Aid (FAFSA), which analyzes the family income data provided on the FAFSA through the federally mandated Federal Methodology. 1 Europe (including Iceland and Greenland) 3 61 Program Services Instruction 6190574 East Asia and the Pacific 0 4 Program Services Instruction 73439 South America 0 1 Program Services Instruction 48294 Middle East and North Africa 0 1 Program Services Instruction 18100 Central America and the Caribbean 0 1 Program Services Instruction 5297 3 68 6335704 Scholarship - Institutional Aid Central America and the Caribbean 3 18220 Scholarship - Institutional Aid East Asia and the Pacific 28 171149 Scholarship - Institutional Aid Europe (including Iceland and Greenland) 478 4848209 Scholarship - Institutional Aid South America 3 35195 Scholarship - Federal Aid East Asia and the Pacific 3 4050 Scholarship - Federal Aid Europe (including Iceland and Greenland) 95 92150 Scholarship - Endowment/Restricted Aid East Asia and the Pacific 1 3725 Scholarship - Endowment/Restricted Aid Europe (including Iceland and Greenland) 45 66908 1 0 1 1 1 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 The procedures for monitoring the use of grant funds outside the United States are consistent with the monitoring performed in the United States. See Schedule I Part IV for further detail. X X X X X X X 1 Lorelei Enterprises and Events Inc 355 Lexington Avenue Suite 1001 New York NY 10017 Event Planning & Solicitation Of the ILOTY Dinner 0 2230675 60000 2170675 2230675 60000 2170675 AL CA DE GA HI KS ND NJ NM NY PA Insurance Leader 2230675 1516193 714482 0 636 0 478594 1700 233552 President's Dinner 1742044 1306504 435540 0 0 0 375925 32500 27115 14 966953 620033 346920 0 17151 158997 66612 51159 53001 4939672 3442730 1496942 0 17787 158997 921131 85359 313668 1496942 0 SchG_P01_S00_L02a Schedule G, Part I, Line 2a The University contracted with Lorelei Enterprises and Events, Inc. for $60,000 of fundraising fees related to the annual Insurance Leader of the Year Dinner. Additional expenses incurred by Lorelei were reimbursed by the University, in the amount of $10,794. 1 Scholarships - Institutional Aid 17651 0 168016845 Scholarships - Federal Grant 5799 0 7512667 Scholarships - Endowment/Restricted Aid 469 0 2608696 SchI_P01_S00_L02 Schedule I, Part I, Line 2 St. John's University consistently strives to place an outstanding higher education within the financial reach of all qualified applicants. The University awards millions of dollars in federal and state financial aid funds each year based upon a student's financial need. Additionally, the University provides financial aid funding via University grants-in-aid, scholarships and tuition remission. Grants-in-aid are awarded on the basis of demonstrated financial need assessed by the use of a standard financial aid application, currently the Free Application for Federal Student Aid (FAFSA), which analyzes the family income data provided on the FAFSA through the federally mandated Federal Methodology. All need-based financial aid must be awarded according to a student's calculated financial need. Scholarship awards are primarily provided on scholastic achievement. University scholarships are highly competitive and available to students through a combination of academic acheivement and personal commitment, display of values, compassion and pursuit of excellence which embody the spirit and mission of the University. The University has many scholarships funded through special endowments and donations. In most instances, academic merit and financial need are considered along with the particular requirements of the scholarship selection process. Grants-in-aid are awarded to needy students and students who have special abilities or make significant contributions to the University. Additionally, various associations, corporations, foundations and unions provide scholarships for recipients whom they select. X X X X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 Dr Dorothy Habben 191736 0 11500 0 1977 0 0 0 28060 0 233273 0 0 0 Jacqueline A Travisano 251023 0 0 0 180 0 0 0 41058 0 292261 0 0 0 Joseph Oliva Esq 317210 0 50000 0 180 0 7500 0 41123 0 416013 0 0 0 Dr James P Pellow 448268 0 150000 0 90282 0 16500 0 47457 0 752507 0 0 0 Steve Lavin 299146 0 0 0 1085668 0 0 0 29138 0 1413952 0 0 0 Norman P Roberts 58857 0 25000 0 912590 0 500 0 10947 0 1007894 0 0 0 Robert Wile 325960 0 25000 0 150277 0 7000 0 41131 0 549368 0 0 0 Margaret Kniffin 0 0 0 0 416160 0 0 0 0 0 416160 0 0 0 Ellen Thrower 314486 0 0 0 92088 0 7000 0 8986 0 422560 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a First class and charter travel for certain listed persons was used in accordance with University travel policies for business purposes only and is a non-taxable benefit to the listed persons. Dr. Ellen Thrower - housing allowance and personal services are taxable benefits. Dr. James P. Pellow and Rob Wile - social club dues are taxable benefits. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Norm Roberts and Margaret Kniffin received severance payments. Dr. James P. Pellow received payment from a supplemental nonqualified retirement plan of $4,000. Dormitory Authority of the State of New York 146000293 64983RFY8 2005-03-16 21557978 Series 2005A - Finance construction of various sites 0 0 0 Dormitory Authority of the State of New York 146000293 649903EN7 2007-02-22 123473592 Series 2007A - Finance construction of various sites 0 0 0 Dormitory Authority of the State of New York 146000293 649903EN7 2007-02-22 138318912 Series 2007C - Refund 1996, 1998, and 2001A debt 0 0 0 Dormitory Authority of the State of New York 146000293 649903302 2008-09-24 191030000 Series 2008 - Advance refund Series 2001B, 2005B, 2005C, 2007B 0 0 0 0 0 21928417 0 1147715 0 408364 277893 0 20094445 0 0 2008 0 0 1 1 0 0 132302435 0 16341582 0 2116640 1146370 0 112697843 0 0 2009 0 0 1 1 0 136604527 138318912 0 0 135428076 1652824 1238011 0 0 0 0 2001 1 1 1 1 0 188188318 191146588 0 0 188193436 2924960 28192 0 0 0 0 2009 1 0 1 1 0 0 1 0 1 0.001 0 0.001 1 0 0 1 0 1 0.0251 0 0.0251 1 0 0 1 0 1 0 0 0 1 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 SchK_P03_S00_L05 Schedule K, Part III, Line 5 The 2008 issue refunded the 2001B, 2005B, 2005C, and 2007B auction rate bond series. The 2005 and 2007 issues are reported for Part III Priviate Business Use Purposes. Following are the respective Private Business Use percentages required. The percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government are: 2005B 0.11%; 2005C 0.07%; 2007B 2.74%. Robert Wile Other X 350000 250000 0 1 1 Steve Lavin Relocation X 1000000 1000000 0 1 1 1250000 X 28 592604 See Part II 0 0 1 1 SchM_P01_S00_L00 Schedule M, Part I St. John's University determines the number of contributions reported in Schedule M Part I(b) based upon the number of contributions by each donor. SchM_P01_S00_L09 Schedule M, Part I, Line 9 Average share price on date stock was received SchM_P01_S00_L32b Schedule M, Part I, Line 32b The University only uses stock brokers to sell stock that was donated to the University. There is no soliciting for non-cash donations involved in this process. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Mr. Thomas E. McInerney, a member of the Board of Trustees and Dr. James P. Pellow, Executive Vice President, Chief Operating Officer and Treasurer, serve as directors on one other board. Mr. Thomas E. McInerney, a member of the Board of Trustees and Mr. Robert Wile, Senior Vice President and Chief of Staff, own shares in a closely held corporation. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b The Form 990 is reviewed by the Audit and Compensation Committee of the Board of Trustees and is made available to the entire Board of Trustees prior to filing. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The University monitors and enforces compliance with its conflict of interest policy by obtaining signed and dated conflict of interest statements from all members of the Board of Trustees (including members of the Board committees who are not members of the Board). F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 An external consultant is contracted to compile survey data from educational, not-for-profit and peer institutions as well as information on other Form 990s to establish comparable compensation ranges. The President's compensation is recommended by the consultant, reviewed by the Audit and Compensation Committee of the Board of Trustees and presented to the Board of Trustees for approval. Management's recommendations of officer compensation are reviewed and approved by the Audit and Compensation Committee. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. F990_P07_S0A_L01a Form 990, Part VII, Section A, Line 1a Pursuant to an agreement with the Congregation of the Mission of St. Vincent de Paul, compensation for Rev. Donald J. Harrington CM and Rev Patrick J. Griffin CM is paid directly to the Congregation of the Mission. Pursuant to an agreement with the Religious Sisters of Mercy, compensation for Sister Julia Upton RSM is paid directly to the Sisters of Mercy. F990_P11_S00_L05 Form 990, Part XI, Line 5 Unrealized gain on investments F990_P12_S00_L02b Form 990, Part XII, Line 2b The consolidated audited financial statements for the year ended May 31, 2011 have been prepared by St. John's University and include the University and its affiliate The Risk Foundation. The University's Audit and Compensation Committee assumes responsibility for oversight of the audit of the University's financial statements and selection of the University's independent auditors. The Risk Foundation 101 Murray Street New York NY 10007 760716547 To foster and support the study of risk management and insurance NY 501(c)(3) 509(a)(3) Type I St Johns University 0 St John's Bread & Life Program Inc 795 Lexington Avenue Brooklyn NY 11221 113174514 Helping those in need by providing free meals to the community NY 501(c)(3) 170(b)(1)(A)(vi) St Johns University 0 LEON R DASILVA CRUT I 8000 UTOPIA PARKWAY JAMAICA NY 11439 116490383 N/A NY N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 Additional time was required to compile and review electronic data to ensure accuracy and completeness of Form 990.