2012-03-09T10:12:27-06:00 2011-06-30 ERNST & YOUNG US LLP 75 BEATTIE PLACE SUITE 800 GREENVILLE SC 29601 990 2010-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Janene Culumber 8137451329 2012-03-09 0 EMILY STANCIL 8642425740 2010 2016-02-24 21:20:13Z WILLIAM S DALTON MD PHD 12902 MAGNOLIA DRIVE TAMPA FL 33612 44930888 0 X WWW.MOFFITT.ORG X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 35 30 28 1 0 0 12227977 14975440 0 0 2680906 4732408 -305955 -104618 14602928 19603230 11796130 11781242 0 0 2359150 1949196 444000 508668 3086923 1626701 2352186 16225981 16591292 -1623053 3011938 83058488 94239264 5310186 4986607 77748302 89252657 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 12106417 11781242 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY11, MOFFITT FOUNDATION HAD FIVE FUNDRAISING EVENTS. THE TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - MOFFITT CANCER CENTER CONTINUES TO MAKE HISTORY. ON MAY 14TH, 2011, DONALD A. ADAM PRESENTED A $750,000 MATCH CHALLENGE TO THE AUDIENCE AT THE MAGNOLIA BALL, WHICH IS THE TAMPA BAY AREA'S PREMIER FUNDRAISING EVENT. FOREIGNER PERFORMED AT THE SOLD-OUT EVENT ATTENDED BY OVER 700 SUPPORTERS. HONORARY CHAIRS JOHN AND SUSAN SYKES, EVENT CHAIRS JON AND CINDY GRUDEN, FOUNDING CHAIRS AND MOFFITT LEADERSHIP GREETED GUESTS. MOST IMPORTANTLY, THE EVENT RAISED VITAL DONATIONS THAT WILL CONTINUE PATIENT CARE, RESEARCH AND EDUCATION PROGRAMS AT THE CANCER CENTER.MOFFITT CLASSIC GOLF TOURNAMENT - A SHOT-GUN START ON SEPTEMBER 27TH, 2010, AT OLD MEMORIAL GOLF CLUB PROMPTED OVER 100 GOLFERS TO HIT THE GREEN IN SEARCH OF A CURE FOR CANCER AT THE TENTH ANNUAL MOFFITT CLASSIC GOLF TOURNAMENT. IN ADDITION TO 18 HOLES OF GOLF, THE PLAYERS PARTICIPATED IN OTHER GAMES ON THE COURSE THAT RAISED MONEY FOR CANCER RESEARCH AT MOFFITT. 12106417 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 38 0 28 1 0 0 0 0 0 1 1 0 0 0 0 0 X 35 30 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 0 1 1 0 AK KS MD ME MI NH NY OR X JANENE CULUMBER 8137451329 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ 1.00 X X 0 0 0 JOSEPH CABALLERO 1.00 X X 0 0 0 KIERSTEN L ALLEN 1.00 X 0 0 0 ALFRED S AUSTIN 1.00 X 0 0 0 SUZETTE BERKMAN 1.00 X 0 0 0 THILO BEST 1.00 X 0 0 0 G ROBERT BLANCHARD 1.00 X 0 0 0 RONALD J CAMPBELL 1.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL 1.00 X 0 0 0 JOE B COX 1.00 X 0 0 0 EILEEN SENA CURD 1.00 X 0 0 0 REBECCA WALTER DUNN 1.00 X 0 0 0 S KATHERINE FRASIER 1.00 X 0 0 0 RICHARD GONZMART 1.00 X 0 0 0 THE HONORABLE DICK A GRECO 1.00 X 0 0 0 SHAY GRIESE 1.00 X 0 0 0 CINDY GRUDEN 1.00 X 0 0 0 TIMM HARMON 1.00 X 0 0 0 JACK HARRIS 1.00 X 0 0 0 KEN L HOVERMAN 1.00 X 0 0 0 JOHN KYNES 1.00 X 0 0 0 STEVEN MATZKIN DDS 1.00 X 0 0 0 THE HONORABLE H LEE MOFFITT 1.00 X 0 0 0 JIM U MORRISON 1.00 X 0 0 0 CAROL MORSANI 1.00 X 0 0 0 PAMELA MUMA 1.00 X 0 0 0 JIM OVERTON 1.00 X 0 0 0 WILLIAM F POE JR 1.00 X 0 0 0 BARBARA RYALS 1.00 X 0 0 0 PATRICK SOBERS 1.00 X 0 0 0 JACK F SPANGLER 1.00 X 0 0 0 DON WALLACE 1.00 X 0 0 0 JULIE WOOLEY 1.00 X 0 0 0 WILLIAM S DALTON MD 10.00 X 0 1314151 67154 LOUIS D DE LA PARTE 5.00 X 0 465035 39330 JOHN A KOLOSKY 4.00 X 0 725119 43330 NICOLAS C PORTER 5.00 X 0 574354 39695 JANENE J CULUMBER 5.00 X 0 394396 34904 SUSAN STERN 55.00 X 246770 0 31416 CYNTHIA MCGIRK 55.00 X 130324 0 15025 LAWRENCE FEDER 0.00 X 0 167282 9313 DEAN R HEAD 0.00 X 0 206862 26423 MARK F HULSE 0.00 X 0 285574 33600 YVETTE M LYONS TREMONTI 0.00 X 0 302801 37774 W J WILSON 0.00 X 0 286264 26240 377094 4721838 404204 2 1 1 0 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 FUNDRAISING SERVICES 281501 1 1649734 13325706 143410 14975440 2219944 2219944 27354414 24841950 2512464 2512464 2512464 381090 1649734 485708 -104618 -104618 19603230 0 0 4627790 11781242 11781242 319419 31942 79855 207622 1261565 49875 385653 826037 83793 3313 25615 54865 178692 7064 54625 117003 105727 4180 32320 69227 9205 358 8847 11972 11972 508668 508668 366401 366401 49309 49309 1100 1100 68190 3065 3407 61718 111193 25788 28663 56742 217742 50498 56129 111115 52666 5267 47399 47672 11056 12289 24327 INTERCOMPANY SERVICES 710206 124363 314815 271028 FUNDRAISING EXPENSES 343614 343614 BAD DEBT EXPENSE 179013 179013 PURCHASED SERVICES 132716 14031 11650 107035 PROPERTY TAX 17569 17569 33618 8933 24685 16591292 12106417 1397952 3086923 481551 467687 10414824 11045810 24576 20694 508447 395360 160758 113087 70337133 80543829 1639646 2048157 83058488 94239264 408432 293178 4901754 4693429 5310186 4986607 X 25670779 35954840 39608806 40507854 12468717 12789963 77748302 89252657 83058488 94239264 X 3011938 8492417 X 0 1 1 X 1 1 X 29135633 16055467 9462895 12227977 14975440 81857412 29135633 16055467 9462895 12227977 14975440 81857412 19972786 61884626 2175282 2088744 2180306 2039937 2219944 10704213 92561625 3076277 0.66860 0.65780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12130727 321246 2396764 63724 14785013 9767019 1648112 786983 71387 12130727 10741370 264146 -1183648 54849 9767019 0.13500 0.86500 1 0 330262 218914 111348 178185 176446 1739 113087 DUE TO RELATED ORGANIZATIONS 4118912 CHARITABLE GIFT ANNUITIES 574517 4693429 Description of Intended Use of Endowment Funds: Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Description of Uncertain Tax Positions Under FIN 48: Part X: THE CANCER CENTER RECOGNIZES UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT (I.E., GREATER THAN 50% LIKELIHOOD OF RECEIVING BENEFIT) AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. THE CANCER CENTER HAS NO SIGNIFICANT UNRECOGNIZED TAX BENEFITS AND DOES NOT BELIEVE THAT THERE WILL BE ANY MATERIAL CHANGES IN THE CANCER CENTER'S UNRECOGNIZED TAX POSITION OVER THE NEXT 12 MONTHS. X X X X X X 1 GRIZZARD COMMUNICATIONS GROUP INC 1144 MAILING AVE SE ATLANTA GA 30315 MAIL SOLICITATION 0 486673 169174 317499 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 TELEPHONE SOLICITATION 0 471740 300000 171740 THE STELTER COMPANY 10435 NEW YORK AVE DES MOINES IA 50322 MULTICHANNEL SOLICITATION 0 0 39494 -39494 958413 508668 449745 AL AK AR CT FL KS ME MI MO NH NY MD OR SC VA THE MAGNOLIA BALL 1618879 1303779 315100 88483 86936 156175 47022 MOFFITT CLASSIC 117400 97000 20400 17852 11436 11874 3 294545 248955 45590 29828 27044 9058 2030824 1649734 381090 136163 125416 156175 67954 485708 -104618 Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO HARRIS CONNECT, GRIZZARD, AND STELTER WERE $45,903, $276,002, AND $21,709, RESPECTIVELY. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 821032 0 PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 10029472 751493 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 179245 0 PHILANTHROPIC DISTRIBUTIONS 3 0 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X X 0 1 1 0 0 0 0 0 0 0 0 WILLIAM S DALTON MD 0 863378 0 297504 0 153269 0 25603 0 49305 0 1389059 0 0 LOUIS D DE LA PARTE 0 369700 0 93553 0 1782 0 25603 0 17862 0 508500 0 0 JOHN A KOLOSKY 0 542940 0 128752 0 53427 0 25603 0 23633 0 774355 0 0 NICOLAS C PORTER 0 410483 0 104026 0 59845 0 25603 0 21393 0 621350 0 0 JANENE J CULUMBER 0 320465 0 60000 0 13931 0 19600 0 21275 0 435271 0 0 SUSAN STERN 200519 0 32691 0 13560 0 19223 0 18358 0 284351 0 0 0 LAWRENCE FEDER 0 0 0 0 0 167282 0 0 0 9313 0 176595 0 0 DEAN R HEAD 0 166491 0 32003 0 8368 0 16609 0 16267 0 239738 0 0 MARK F HULSE 0 228134 0 46001 0 11439 0 15750 0 24715 0 326039 0 0 YVETTE M LYONS TREMONTI 0 240532 0 49238 0 13031 0 24353 0 23246 0 350400 0 0 W J WILSON 0 231486 0 46534 0 8244 0 19488 0 11480 0 317232 0 0 Part I, Line 1b PAYMENTS MADE FOR HEALTH OR SOCIAL CLUB DUES, INITIATION FEES OR PERSONAL SERVICES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Line 4a THE CALENDAR YEAR TAXABLE WAGE AMOUNT INCLUDES A SEVERENCE PAYMENT TO LAWRENCE FEDER FOR $167,282. Supplemental Information Part III Schedule J, Part I, Line 3: FOUNDATION'S CEO IS PAID BY A RELATED ORGANIZATION WHICH ESTABLISHES THE COMPENSATION OF THE CEO BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD OR THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. X 13 143410 SELLING PRICE 0 0 1 1 Method for Determining Number of Contributors: Part I, Column (b): THE NUMBER OF CONTRIBUTORS REPORTED REPRESENTS THE NUMBER OF STOCK CONTRIBUTIONS NOT THE NUMBER OF INDIVIDUAL SHARES RECEIVED. Third Party Use: Part I, Line 32b: STOCK DONATIONS ARE SENT TO NORTHERN TRUST WHO HAS BEEN INSTRUCTED TO SELL THE STOCK WITHIN THREE WORKING DAYS. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & MOFFITT GENETICS CORPORATION: H. LEE MOFFITT - DIRECTOR WILLIAM S. DALTON - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION: WILLIAM S. DALTON - OFFICER JOHN A. KOLOSKY - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($500,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TEN THOUSAND DOLLARS ($10,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING TWENTY FIVE THOUSAND DOLLARS ($25,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00) PER EXPENDITURE OR TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000.00) IN THE AGGREGATE ANNUALLY. Form 990, Part VI, Section B, line 11 PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, T0 THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF COMPENSATION, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PREREQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE TO THE PUBLIC THROUGH THIRD PARTY VENDORS' WEBSITES, ITS FORM 990 AND AUDITED FINANCIAL STATEMENTS. FORM 990 IS MADE AVAILABLE ON GUIDESTAR WHILE THE AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE ON DACBOND. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. Form 990, Part VI, Section B, Line 14:THE ORGANIZATION HAS A WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY WITH WHICH IT COMPLIES; HOWEVER, THE POLICY WAS NOT APPROVED BY THE BOARD OR A COMMITTEE BY THE FISCAL YEAR END. Form 990, Part VII, Section A, Line 1a: EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S 2010 FORM 990 ARE EMPLOYEES WHOSE 2010 W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER RELATED ENTITY. AFTER SIGNIFICANT ANALYSIS A DETERMINATION WAS MADE TO REPORT EMPLOYEES BY ENTITY RATHER THAN BY THE ORGANIZATION WHICH ISSUED THE W-2, A MORE CONSERVATIVE APPROACH SINCE KEY EMPLOYEES HAVE THE POTENTIAL OF BEING EXCLUDED DUE TO THE FACT THAT THESE EMPLOYEES ARE NOT KEY EMPLOYEES OF THE ISSUING ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Form 990, Part VII, Section A, Line 1b: DIRECTORS ESTIMATE OF AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS: JOSEPH CABALLERO: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 1 hr EDWARD C. DROSTE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr BENJAMIN H. HILL: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr H. LEE MOFFITT: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 1 hr H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 1 hr MOFFITT GENETICS CORPORATION - 1 hr Form 990, Part VII, Section A, Line 1b: OFFICERS ESTIMATE OF AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS: WILLIAM S. DALTON: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 33 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION - 11 hrs LOUIS D. DE LA PARTE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 22 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 5 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION - 5 hrs JOHN A KOLOSKY: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 33 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr NICOLAS PORTER: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 33 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs JANENE J CULUMBER: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 22 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 5 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION - 5 hrs DEAN R. HEAD: HH. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs MARK F. HULSE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs YVETTE M. LYONS TREMONTI: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 33 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 22 hrs W. J. WILSON: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: TRANSFER TO AFFILIATED ORGANIZATION 4963184. OTHER THAN TEMPORARY RECOVERY OF INVESTMENTS 3978702. RESTRICTED INVESTMENT INCOME -449469. Total to Form 990, Part XI, Line 5: 8492417. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 N/A 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 9 N/A 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL N/A C MOFFITT GENETICS CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL N/A C 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0