2012-03-02T16:19:27-06:00 2011-06-30 ALEXANDER ARONSON FINNING & CO PC 21 EAST MAIN STREET WESTBORO MA 01581 990 2010-07-01 042104231 UNITED WAY OF TRI COUNTY INC UNIT 5088723291 46 PARK STREET FRAMINGHAM MA 01702 PAUL MINA 5088723291 2012-03-01 1 MATTHEW TROIANO CPA 5083669100 2012-03-01 2010 2016-02-24 21:20:13Z PAUL MINA 46 PARK STREET FRAMINGHAM MA 01702 8660735 0 X UWOTC.ORG X 1957 MA THE UNITED WAY OF TRI-COUNTY IS A COMMUNITY BUILDING ORGANIZATION THAT ASSESSES AND ADDRESSES DEMONSTRATED COMMUNITY NEED. WE DERIVE MOST OF OUR FINANCIAL RESOURCES FROM EMPLOYEE CAMPAIGNS CONDUCTED BY SUPPORTIVE COMPANIES THROUGHOUT THE REGION. ADDITIONAL FUNDS ARE RAISED THROUGH INDIVIDUAL AND CORPORATE GIVING. 16 16 54 392 0 0 4497096 5641171 1209722 1315567 -384 6926 59609 12705 5766043 6976369 2497080 2184820 0 0 1806496 2049715 0 0 667223 1744625 2210802 6048201 6445337 -282158 531032 3648767 4412031 373749 487238 3275018 3924793 X TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER BY RAISING FUNDS, CONNECTING VOLUNTEERS, STRENGTHENING AGENCIES AND TEACHING SOCIAL RESPONSIBILITIES. 0 0 3365806 2184820 21139 THE UNITED WAY OF TRI-COUNTY IS A COMMUNITY BUILDING ORGANIZATION THAT INVESTS OUR DONORS' CONTRIBUTIONS IN PROGRAMS AND SERVICES THAT HAVE A PROVEN TRACK RECORD OF SUCCESS. OUR PRIMARY GOAL IS TO IMPROVE THE QUALITY OF LIFE FOR INDIVIDUALS AND FAMILIES BY PROVIDING THEM THE OPPORTUNITIES THEY NEED TO BECOME PRODUCTIVE, SELF-SUFFICIENT MEMBERS OF THE COMMUNITY. WE FUND 20 COMMUNITY PARTNER AGENCIES THAT PROVIDE 24 CRITICAL PROGRAMS FOR CHILDREN, FAMILIES AND SINGLE ADULTS. WE ARE A VOLUNTEER DRIVEN ORGANIZATION THAT ENGAGES THE HELP OF HUNDREDS OF VOLUNTEERS EACH YEAR. THE UNITED WAY OF TRI-COUNTY PROVIDES SERVICES TO THOUSANDS OF OUR NEIGHBORS AND FRIENDS IN 34 COMMUNITIES THROUGHOUT NORFOLK, MIDDLESEX, AND WORCESTER COUNTIES. 1144386 1245455 WE PROVIDE DIRECT SERVICES TO THE CITIZENS OF THE COMMONWEALTH THROUGH OUR MASS 2-1-1 INFORMATION AND REFERRAL HOT-LINE, THE NON-EMERGENCY ALTERNATIVE TO 9-1-1 VOLUNTARY ACTION CENTER, WHERE WE MATCH THOSE WHO WISH TO VOLUNTEER WITH THOSE WHO NEED VOLUNTEER ASSISTANCE. 920726 70112 WE HAVE A PRODUCT PHILANTHROPY PROGRAM, WHERE WE TAKE SURPLUS NEW AND USED COMPUTERS, FURNITURE AND GOODS FROM DONOR COMPANIES AND DISTRIBUTE THEM TO WORTHY NON-PROFIT ORGANIZATIONS. 5430918 1 1 0 0 0 0 0 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 5 0 1 54 1 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X X BRENDA LENOX 5088723291 46 PARK STREET FRAMINGHAM MA 01702 ROBERT LAMPREY 0.30 X 0 0 0 TIMOTHY FAHEY 0.30 X X 0 0 0 GERALD GAW 0.30 X X 0 0 0 KEVIN FOLEY 0.30 X X 0 0 0 SUE ABLADIAN 0.30 X 0 0 0 TIM BARRETT 0.20 X 0 0 0 JOHN CAULFIELD 0.30 X X 0 0 0 DR SUSANNE CONLEY 0.20 X 0 0 0 KEN FERGUSON 0.20 X 0 0 0 DAVID LAURELLO 0.20 X 0 0 0 ARIEL GRAYSON 0.20 X 0 0 0 FRANK SABA 0.20 X 0 0 0 DELIA VETTER 0.30 X 0 0 0 REV DR J ANTHONY LLOYD 0.10 X 0 0 0 BETHANY DONAHUE 0.30 X 0 0 0 MICHAEL TENAGLIA 0.10 X 0 0 0 PAUL MINA 40.00 X 219325 0 43796 BRENDA LENOX 40.00 X 77883 0 19103 297208 0 62899 1 0 1 0 0 489829 55311 4298 5091733 1054506 5641171 MANAGEMENT FEES 900099 1245455 1245455 PORTAGE FEES 900099 70112 70112 1315567 13092 13092 1663314 1669480 -6166 -6166 -6166 6452 4298 14886 -8434 -8434 MISCELLANEOUS 900099 21139 21139 21139 6976369 1336706 0 -1508 2184820 2184820 380066 149222 83464 147380 1318918 1056859 29362 232697 68746 49923 2098 16725 133941 116966 16975 148044 106884 8948 32212 3500 1948 1552 26021 14481 11540 4839 4839 17482 9728 7754 62768 60605 1714 449 190199 116458 46931 26810 141616 117704 7795 16117 306868 242191 15468 49209 25996 10353 7532 8111 26493 12605 13552 336 4315 4315 62401 62401 43580 29406 14174 17249 5367 10554 1328 PRODUCT PHILANTHROPY 550517 538524 11993 PROVISION FOR UNCOLLECT 508282 508282 CAMPAIGN EXPENSES 139179 23305 115874 HOLIDAY GIVING PROGRAM 65927 65927 MEMBERSHIP DUES 13570 9360 1210 3000 6445337 5430918 347196 667223 147284 106811 226827 518383 1825972 1802054 189833 158369 594077 1007002 1134 1845 536732 400520 107346 136212 542823 664884 13471 16471 3648767 4412031 179525 121707 160639 122785 7831 22077 34680 3677 208066 373749 487238 X 3136871 3604134 22809 205321 115338 115338 3275018 3924793 3648767 4412031 X 531032 118743 X X 0 1 1 X 0 X 4612037 5212847 5327017 4497096 5641171 25290168 88000 112230 224442 1209722 1315567 2949961 4700037 5325077 5551459 5706818 6956738 28240129 0 0 0 28240129 62870 74344 26493 7877 13092 184676 62870 74344 26493 7877 13092 184676 18622 15790 19471 66052 21139 141074 4781529 5415211 5597423 5780747 6990969 28565879 0.98860 0.98770 0.00650 0.00770 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 122250 21830 7783 136297 115338 13893 6981 122250 115338 115338 0.00000 1.00000 0.00000 0 0 67873 32771 35102 382103 327075 55028 86756 40674 46082 136212 6976369 6445337 531032 118743 118743 649775 7396643 118743 306370 425113 6971530 4839 4839 6976369 6746868 306370 306370 6440498 4839 4839 6445337 PART IV, LINE 2B: THE ORGANIZATION ACTS AS A FISCAL AGENT FOR TWO LOCAL ASSOCIATIONS. AS THE ASSOCIATIONS' FISCAL AGENT, THE ORGANIZATION RECEIVES AND DISBURSES FUNDS ON BEHALF OF THE ASSOCIATION. SINCE THE REVENUES AND EXPENSES ASSOCIATED WITH THESE ASSOCIATIONS ARE NOT PART OF THE ORGANIZATION'S OPERATIONS, THEY ARE EXCLUDED FROM REVENUES AND EXPENSES. PART X, LINE 2: THE ORGANIZATION FOLLOWS THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES STANDARD WHICH REQUIRES THE ORGANIZATION TO REPORT UNCERTAIN TAX POSITIONS, RELATED INTEREST AND PENALTIES, AND TO ADJUST ITS ASSETS AND LIABILITIES RELATED TO UNRECOGNIZED TAX BENEFITS AND ACCRUED INTEREST AND PENALTIES ACCORDINGLY. AS OF JUNE 30, 2011, THE ORGANIZATION DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS TO REPORT. INFORMATION RETURNS FILED FOR THE PRIOR THREE YEARS REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND MASSACHUSETTS. THE ORGANIZATION DOES NOT EXPECT THAT THE AMOUNTS OF UNRECOGNIZED TAX BENEFITS WILL CHANGE SIGNIFICANTLY WITHIN THE NEXT TWELVE MONTHS. 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UNITED WAY OF TRI-COUNTY DOES NOT MONITOR THE USE OF DESIGNATIONS. THE ORGANIZATION HONORS A DONOR'S WISH TO GIVE THEIR MONEY TO A CERTAIN 501(C)(3) ORGANIZATION AND DOES NOT HAVE THE AUTHORITY TO FOLLOW UP. ALLOCATIONS - THESE ARE COMMUNITY CARE DOLLARS DISBURSED BASED ON A CITIZEN'S REVIEW PROCESS. THE PARTNER AGENCIES ARE TO FOLLOW A MEMORANDUM OF UNDERSTANDING TO USE THE FUNDS SPECIFIED. THEY ARE GIVING AN AWARD LETTER THAT OUTLINES HOW THE MONEY IS TO BE USED. UNITED WAY OF TRI COUNTY RESERVES THE RIGHT FOR SITE VISITS AND REQUESTS SUCCESS STORIES. THE UNITED WAY RESERVES THE RIGHT TO EXERCISE VARIANCE AUTHORITY OVER ALL GIFTS AND GRANTS. X X 0 0 0 0 0 0 0 0 0 PAUL MINA 219325 0 0 0 0 0 20183 0 23613 0 263121 0 0 0 SUPPLEMENTAL INFORMATION PART III FORM 990, PART VII, SECTION A, LINE 5 - PAUL MINA, PRESIDENT AND CPO, ALSO ACTS AS THE EXECUTIVE DIRECTOR FOR MASS211, INC. IN ADDITION TO HIS COMPENSATION FROM UNITED WAY OF TRI-COUNTY, HE IS PAID FOR MASS211, INC. SERVICES THROUGH MANAGEMENT FEES THAT MASS211, INC. PAYS UNITED WAY OF TRI-COUNTY. TIMOTHY FAHEY BOARD MEMBER AND SENIOR VICE PRESIDENT AT BANK 0 UNITED WAY HOLDS 2 CERTIFICATES OF DEPOSIT AND A SAVINGS ACCOUNT (TO KEEP CD OPEN) AT BANK AS WELL AS A LINE OF CREDIT AND A CHECKING ACCOUNT. 0 ROBERT LAMPHREY BOARD MEMBER AND PRESIDENT AT BANK 0 UNITED WAY HOLDS A CHECKING ACCOUNT AT BANK. 0 PAUL MINA PRESIDENT/CPO 1245455 PAUL ALSO ACTS AS THE EXECUTIVE DIRECTOR OF MASS 211, INC. FOR WHICH UNITED WAY OF TRI-COUNTY RECEIVES SERVICE FEE REVENUE FROM MASS 211, INC. FOR MANAGEMENT AND OPERATIONAL SERVICES PROVIDED. 0 MICHAEL TENAGLIA BOARD MEMBER AND SENIOR VICE PRESIDENT AT BANK 0 UNITED WAY HOLDS A CERTIFICATE OF DEPOSIT AND SAVINGS ACCOUNT AT BANK. 0 PAUL MINA PRESIDENT/CPO ALSO ACTS AS EXECUTIVE DIRECTOR OF MASS211, INC. 22443 UNITED WAY OF TRI-COUNTY, INC. PROVIDES FUNDING TO MASS211, INC. TO SUPPORT CALL CENTER. 0 X 7033 FAIR MARKET VALUE X 15803 FAIR MARKET VALUE X TOYS 1 43091 FAIR MARKET VALUE X PAINT/OFFICE FURNITURE 1 988579 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S FINANCE COMMITTEE AND BOARD OF DIRECTORS FOR APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS INCLUDED WITHIN THE EMPLOYEE HANDBOOK, WHICH IS SIGNED BY ALL EMPLOYEES WHEN THEY ARE HIRED. THE ORGANIZATION MONITORS AND ENSURES IT IS IN COMPLIANCE AS SITUATIONS ARISE. ALL BOARD MEMBERS SIGN A RELATED PARTY QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE DETERMINES THE COMPENSATION. THE PRESIDENT HAS BEEN ON A CONTRACT FOR THE PAST FIVE YEARS AND WILL CONTINUE FOR ANOTHER TWO AT NO INCREASE AS APPROVED. HE WAS GIVEN A VERBAL REVIEW. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 118,743. UNREALIZED LOSS ON INVESTMENTS CARRIED AT MARKET VALUE OVERSIGHT OF AUDIT: 990, PART XII, LINE 2C: THE ORGANIZATION'S OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.