2012-03-02T16:43:45-06:00 2011-06-30 MOSS ADAMS LLP 3121 WEST MARCH LANE SUITE 100 STOCKTON CA 952192303 990 2010-07-01 542110067 ALLIANT INTERNATIONAL UNIVERSITY ALLI 4159552000 ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 JEANINE HAWK 4159552000 2012-03-01 1 TRACY S PAGLIA 2099556100 2010 2016-02-24 21:20:13Z GEOFFREY COX PHD ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 89317839 0 X WWW.ALLIANT.EDU X 2003 CA ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 25 16 2007 50 0 0 3245633 3319633 75792325 84407899 1578050 1480290 103045 98542 80719053 89306364 5512177 4690940 0 0 49593104 52633523 0 0 375984 23765816 22781839 78871097 80106302 1847956 9200062 94681855 103942691 46330881 45518598 48350974 58424093 X ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 0 0 59419718 4690940 83577908 ALLIANT INTERNATIONAL UNIVERSITY IS A NONPROFIT PUBLIC BENEFIT CORPORATION ORGANIZED UNDER THE LAWS OF THE STATE OF CALIFORNIA. THE UNIVERSITY IS AN INDEPENDENT SCHOOL WITH DOMESTIC CAMPUSES LOCATED IN SAN FRANCISCO, FRESNO, LOS ANGELES, IRVINE, SACRAMENTO, AND SAN DIEGO, CALIFORNIA, AND INTERNATIONAL PROGRAMS LOCATED IN MEXICO, JAPAN AND CHINA (AS FURTHER DISCUSSED BELOW). THE PRESIDENT'S OFFICE IS LOCATED IN SAN FRANCISCO. THE UNIVERSITY OFFERS A VARIETY OF ACADEMIC PROGRAMS LEADING TO BACHELORS, MASTERS, AND DOCTORAL DEGREES IN PSYCHOLOGY, BUSINESS, EDUCATION, AND VARIOUS OTHER DISCIPLINES.MEXICO: AS OF JUNE 30, 2011, THE UNIVERSITY OFFERS ITS ACCREDITED PROGRAMS IN MEXICO CITY, MEXICO, VIA A MEXICAN CIVIL PARTNERSHIP, ALLIANT MEXICO. THE UNIVERSITY HAS CONTROL OVER ALLIANT MEXICO TO IMPLEMENT ITS ADMINISTRATIVE AND ACADEMIC POLICIES AND GUIDELINES IN MEXICO CITY AND HAS CONTROL OVER THE QUALITY OF EDUCATIONAL SERVICES PROVIDED. JAPAN: AS OF JUNE 30, 2011, THE UNIVERSITY OFFERS AN INTERNATIONAL MASTERS PROGRAM IN TOKYO, JAPAN. THIS PROGRAM IS PART OF THE UNIVERSITY AND IS A SEPARATE ENTITY. ALLIANT KYOIKU SUPPORT SERVICES GK WAS FORMED TO MANAGE AND SUPPORT THE PROVISION OF EDUCATIONAL CURRICULUM AND CLASSES DEVELOPED BY THE UNIVERSITY IN JAPAN. THE UNIVERSITY IS THE MANAGING MEMBER. THE HONG KONG PROGRAM WAS ESTABLISHED IN 2006 WITH THE COLLABORATION OF CALIFORNIA SCHOOL OF PROFESSIONAL PSYCHOLOGY AT ALLIANT INTERNATIONAL UNIVERSITY AND THE SCHOOL OF CONTINUING AND PROFESSIONAL EDUCATION ATCITY UNIVERSITY OF HONG KONG. THE PROGRAM FOCUSES ON ESTABLISHING A DOCTOR OF PSYCHOLOGY PROGRAM IN CLINICAL PSYCHOLOGY. THE DEGREE REQUIREMENT IS 120 CREDIT UNITS. 59419718 1 1 0 1 0 0 0 0 0 1 1 0 1 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 176 0 1 2007 1 0 1 JA MX 0 0 0 1 1 0 0 0 0 X 25 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X JEANINE HAWK 4159552000 ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 TERRY ANDERLINI JD 1.00 X 0 0 0 NICOLETTE BAUTISTA 1.00 X 0 0 0 JOYCE BERENSTEIN JD 1.00 X 0 0 0 BARBRA BLAKE 1.00 X 0 0 0 GEOFFREY M COX 37.50 X X 321489 0 46669 ELIZABETH FETTER 1.00 X X 0 0 0 DONALD NADLER PHD 1.00 X X 0 0 0 JANET HURWICH PHD 1.00 X X 0 0 0 RICHARD MAROUN JD 1.00 X X 0 0 0 KAREN BIESTMAN 1.00 X 0 0 0 ELAINE BURKE 38.50 X 55061 0 11781 LINDA CABALLERO-SOTELLO 1.00 X 0 0 0 MERVYN DYMALLY PHD 1.00 X 0 0 0 MANUEL FIGUEROA PHD 38.50 X 79945 0 6362 GONZALO GARRETON MD 1.00 X 0 0 0 PEGGIE GIESBRECHT 1.00 X 0 0 0 KATHRYN GOLDMAN-SCHUYLER PHD 38.50 X 64238 0 20809 JON KNOLL 1.00 X 0 0 0 MATTHEW KINOSHITA 1.00 X 0 0 0 MARISSA PEI PHD 1.00 X 0 0 0 PAUL RITVO PHD 1.00 X 0 0 0 JULIUS ROBINSON 1.00 X 0 0 0 BETH ROM-RYMER PHD 1.00 X 0 0 0 MICHAEL ROTHMAN 1.00 X 0 0 0 STEVEN SCHOGER PSYD 1.00 X 0 0 0 STEVEN SWIG 1.00 X 0 0 0 RACHNA KUMAR 38.50 X 112366 0 24295 TARUN BHATIA 37.50 X 223969 0 35971 JENNIFER WILSON 37.50 X 165562 0 13092 RUSSELL NEWMAN 37.50 X 286321 0 28768 JAMES A GOODRICH 37.50 X 239509 0 39927 MORGAN T SAMMONS 37.50 X 189990 0 14351 KAREN S WEBB 37.50 X 164694 0 34488 ERIC W HICKEY 37.50 X 157243 0 12468 JANE L GAMP 37.50 X 75377 0 13807 SCOTT R WOOLLEY 37.50 X 157891 0 37089 TRACY L HELLER 37.50 X 129787 0 31295 MADELEINE WIENER 37.50 X 141745 0 32987 MOHAMMAD M RAJABZADEH 37.50 X 125968 0 35477 DALIA DUCKER 37.50 X 121402 0 33409 BUNNY ROGER COLEY 1.00 X 0 0 0 2737180 0 459238 60 0 1 0 MERCHANTS BUILDING MAINTENANCE 11190 MONTEREY PASS RD MONTEREY PARK CA 91754 BUILDING MAINTENANCE 296769 MOSS ADAMS LLP PO BOX 2147 SEATTLE WA 98111 AUDITORS 261550 LIZBETH H FLORES 14677 VIA BETTONA STE 110 PMB 131 SAN DIEGO CA 92127 LEGAL FEES 185906 MOHAN SIVASANKAR 1220 WEYMOTH DRIVE CUPERTINO CA 95014 IT CONSULTING 156171 4 4821 2337172 977640 127371 3319633 TUITION/FEES 611600 73595687 73595687 SERVICE REVENUE 611710 8186697 8186697 AUXILIARY REVENUE 532000 2023703 1193712 829991 OTHER 900099 601812 601812 84407899 271907 271907 26788 26788 74393 74393 74393 74393 1215037 6654 -6654 1215037 1208383 1208383 2182 4821 4821 -2639 -2639 89306364 83577908 0 2408823 4690940 4690940 2696957 2267487 352051 77419 39711096 33996522 5551608 162966 2462227 2061130 392878 8219 4464916 3679790 734473 50653 3298327 2734020 547749 16558 96340 96340 373546 373546 297493 297493 14030 174 13856 2737257 1279912 1454845 2500 382770 334136 48634 3181372 1012234 2149320 19818 332206 300205 22385 9616 5944868 299352 5645516 999869 800291 192134 7444 294516 201247 83506 9763 437579 99 437480 1471281 428577 1042704 780549 115 780434 AFFILIATION FEES 3790875 3790857 18 LIBRARY SERVICES 389489 389489 STUDENT HOUSING 371290 371290 COMMENCEMENT/EVENTS 354875 320020 30149 4706 BAD DEBT/COLLECTION -189293 -189303 10 720927 554794 159811 6322 80106302 59419718 20310600 375984 1909312 2049937 4381664 6440174 2928908 3185458 3890876 3096070 31630 27138 1005066 1637185 79001656 18549807 57191874 60451849 10985680 13094107 12356845 11731184 0 2229589 94681855 103942691 10227270 10524286 9745856 8858969 17000000 17000000 9357755 9135343 46330881 45518598 X 44013738 48023468 3354124 9084032 983112 1316593 48350974 58424093 94681855 103942691 X 9200062 873057 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THE ORGANIZATION PAYS MEMBERSHIP DUES OF $61,084 TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 8447369 6561356 2584396 172701 1672986 15747434 7397883 335768 1279833 84412 481703 8447369 4330104 3233155 1360956 103517 1422815 7397883 0.33950 0.08360 0.57690 0 0 44844360 44844360 12926753 3053642 9873111 7423788 3056365 4367423 13380950 12127255 1253695 425805 312545 113260 60451849 STUDENT LOANS (NET) 11731184 F 11731184 US GOVT LOANS-POTENTIALLY REFUND 9054401 REFUNDABLE DEPOSITS 80942 9135343 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUND IS USED TO FUND SCHOLARSHIPS AND GENERAL OPERATING ACTIVITIES OF THE UNIVERSITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY RECOGNIZES AND MEASURES TAX BENEFIT TAKEN OR EXPECTED TO BE TAKEN IN AN UNRELATED BUSINESS ACTIVITY TAX RETURN AND DISCLOSES ANY UNCERTAINTIES IN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLISHES ITS NON-DISCRIMINATION POLICY IN A NEWSPAPER OF GENERAL CIRCULATION AND HAS OPERATED IN A BONA FIDE MANNER IN ACCORDANCE THEREWITH. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 ALLIANT INTERNATIONAL UNIVERSITY IS AN ELIGIBLE INSTITUTION AUTHORIZED BY THE FEDERAL DEPARTMENT OF EDUCATION FOR PARTICIPATION IN ITS FEDERAL SCHOOL AID PROGRAMS (TITLE IV, HEA PROGRAMS - OPE ID#0111700) AND ADDITIONALLY RECEIVED FUNDS FROM VARIOUS U.S. AND STATE GOVERNMENT FUNDED PROGRAMS, INCLUDING FUNDS WHICH ARE SUBJECT TO AUDIT BY COGNIZANT GOVERNMENT AGENCIES. THE LOAN FUNDS GROUP CONSISTS OF LOANS TO STUDENTS THROUGH THE FEDERAL PERKINS PROGRAM. THE PRINCIPAL SOURCES OF SUCH FUNDS ARE FEDERAL GOVERNMENT CONTRIBUTIONS, AND REPAYMENT OF PRINCIPAL AND INTEREST, WHICH ARE USED FOR ADDITIONAL LOANS. IF THE PROGRAM IS CANCELLED, FEDERAL CONTRIBUTIONS MAY BE RETURNABLE TO THE GOVERNMENT. NORTH AMERICA 1 60 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1352032 EAST ASIA AND THE PACIFIC 2 7 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1767448 67 0 67 3119480 0 3119480 1 0 1 0 1 0 METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: THE UNIVERSITY USED THE METHOD IT USED FOR ITS FINANCIAL STATEMENTS TO TRACK EXPENDITURES. THE AMOUNTS REPORTED ARE BASED ON THE CHART OF ACCOUNTS & GENERAL LEDGER FOR EACH COUNTRY, WHICH ARE TRACKED SEPARATELY. THE AMOUNTS REPORTED ARE FOR EXPENSES INCURRED IN COUNTRY, INCLUDING NORMAL ACCRUALS. 1 SCHOLARSHIPS BASED ON NEED 1554 4690940 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL SCHOLARSHIPS AND FELLOWSHIPS MADE BY ALLIANT INTERNATIONAL UNIVERSITY ARE TO STUDENTS OR FACULTY OF THE UNIVERSITY WHO HAVE COMPLETED AN APPLICATION PROCESS. THE AWARD IS BASED ON A WRITTEN SELECTION CRITERIA. ONCE THE GRANTS ARE DISTRIBUTED, EACH GRANT IS MONITORED ON AN INDIVIDUAL STUDENT ACCOUNT BASIS. X X X X X X 0 0 0 0 0 0 0 1 0 GEOFFREY M COX 317183 0 0 0 4306 0 18375 0 28294 0 368158 0 0 0 TARUN BHATIA 216977 0 0 0 6992 0 17217 0 18754 0 259940 0 0 0 JENNIFER WILSON 165562 0 0 0 0 0 12417 0 675 0 178654 0 0 0 RUSSELL NEWMAN 285898 0 0 0 423 0 18375 0 10393 0 315089 0 0 0 JAMES A GOODRICH 238513 0 0 0 996 0 18375 0 21552 0 279436 0 0 0 MORGAN T SAMMONS 189990 0 0 0 0 0 13138 0 1213 0 204341 0 0 0 KAREN S WEBB 164154 0 0 0 540 0 12936 0 21552 0 199182 0 0 0 ERIC W HICKEY 157243 0 0 0 0 0 11793 0 675 0 169711 0 0 0 SCOTT R WOOLLEY 157891 0 0 0 0 0 12484 0 24605 0 194980 0 0 0 TRACY L HELLER 129787 0 0 0 0 0 9682 0 21613 0 161082 0 0 0 MADELEINE WIENER 141705 0 0 0 40 0 0 0 32987 0 174732 0 0 0 MOHAMMAD M RAJABZADEH 111961 0 12519 0 1488 0 10148 0 25329 0 161445 0 0 0 DALIA DUCKER 114548 0 0 0 6854 0 9851 0 23558 0 154811 0 0 0 PART I, LINE 7 THE UNIVERSITY PROVIDES OCCASIONAL DISCRETIONARY BONUS PAYMENTS BASED ON PERFORMANCE. SIC ONE BEACH LLC ENTITY MINORITY OWNED BY STEVEN SWIG, TRUSTEE 1734329 LEASE OF PROPERTY 0 X 69503 FMV X 1 50551 FMV X RAFFLE ITEMS 33 4821 FMV X TRAVEL EXPENSES 11 2496 COST 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED IN CONJUNCTION WITH OUTSIDE ACCOUNTANTS FOR SENIOR MANAGEMENT REVIEW. STAFF THEN SUBMITTED THE DRAFT 990 FOR AUDIT COMMITTEE REVIEW AND DISCUSSION AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990, AS FILED WITH THE IRS, WAS THEN PROVIDED TO THE FULL GOVERNING BOARD PRIOR TO FILING. THE FINAL FORM IS SIGNED BY THE CFO. FORM 990, PART VI, SECTION B, LINE 12C PURSUANT TO UNIVERSITY POLICY, ON OR BEFORE JUNE 15TH OF EACH YEAR, UNIVERSITY GENERAL COUNSEL CIRCULATES THE UNIVERSITY'S REQUIRED ANNUAL CONFLICT OF INTEREST AND DISCLOSURE POLICY AND DISCLOSURE FORM TO OFFICERS, TRUSTEES, AND KEY EMPLOYEES FOR REVIEW AND COMPLETION. UNIVERSITY GENERAL COUNSEL REVIEWS ALL DISCLOSURE FORMS AND ADVISES THE AUDIT COMMITTEE ON ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. THE UNIVERSITY'S POLICY ALSO REQUIRES ALL AFFECTED INDIVIDUALS TO UPDATE AND DISCLOSE CONFLICTS AS THEY ARISE BETWEEN DISCLOSURE CYCLES. UNIVERSITY COUNSEL WOULD, IF A CONFLICT IS DISCLOSED, COUNSEL THE INDIVIDUAL AS TO PROHIBITED TRANSACTIONS. TRUSTEES RECUSE THEMSELVES FROM ANY DISCUSSION AND ACTION RELATED TO POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS AND SETS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT. THE COMPENSATION COMMITTEE UTILIZES, AT THE COMMENCEMENT OF EACH CONTRACT TERM, COMPENSATION DATA, AN INDEPENDENT COMPENSATION CONSULTANT, AND INDEPENDENT LEGAL COUNSEL TO NEGOTIATE THE PRESIDENT'S CONTRACT. THE COMPENSATION COMMITTEE ALSO ANNUALLY EVALUATES THE PRESIDENT'S PERFORMANCE. THE PRESIDENT REVIEWS AND APPROVES COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES. THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT RESEARCHES AND COMPILES COMPARATIVE DATA FOR THE POSITIONS USING DATABASES FROM THE CHRONICLE OF HIGHER EDUCATION AND AICCU IN ORDER TO BENCHMARK APPROPRIATE COMPENSATION. THE HUMAN RESOURCES DEPARTMENT ALSO REVIEWS COMPENSATION FOR ALL EMPLOYEES TO ENSURE THAT PROPOSED COMPENSATION FALLS WITHIN THE UNIVERSITY'S ADOPTED EMPLOYEE CLASSIFICATION SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 - THE UNIVERSITY POSTS THE CORPORATE BYLAWS AND CHARTERS ON ITS WEBSITE. ADDITIONALLY, ALL GOVERNING/ORGANIZING DOCUMENTS ARE AVAILABLE UPON REQUEST. - THE UNIVERSITY'S CONFLICT OF INTEREST POLICY IS DISSEMINATED ANNUALLY TO THE UNIVERSITY COMMUNITY AND IS POSTED ON THE UNIVERSITY'S WEBSITE IN A NUMBER OF LOCATIONS. ADDITIONALLY, THE POLICY IS DISTRIBUTED UPON REQUEST. - THE UNIVERSITY POSTS THE CURRENT AUDITED FINANCIAL STATEMENTS ON THE BOARD OF TRUSTEES WEBPAGE OF THE UNIVERSITY WEBISTE. ALSO, THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII: RACHNA KUMAR, MANUEL FIGUEROA, KATHRYN GOLDMAN-SCHUYLER, AND ELAINE BURKE WERE COMPENSATED FOR THEIR ROLES AS FACULTY AT ALLIANT UNIVERSITY AND NOT FOR THEIR ROLES AS TRUSTEES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: PRIOR PERIOD ADJUSTMENT TO AFFILIATE BEGINNING NET ASSETS -2,395. AFFILIATE ENDING NET ASSETS EXCLUDED FROM RETURN -99,498. ROUNDING -30. RECEIVABLE FROM MEXICO NOT RECORDED FOR BOOK PURPOSES 974,980. TOTAL TO FORM 990, PART XI, LINE 5: 873,057. AUDIT COMMITTEE AND OVERSIGHT 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES TO THIS PROCESS FROM PRIOR YEAR. FORM 990, PART I, LINE 6 20 OF THE 50 VOLUNTEERS REPORTED REPRESENT NON-COMPENSATED MEMBERS OF THE BOARD OF TRUSTEES. STUDENTS AND ALUMNI VOLUNTEER THEIR TIME FOR VARIOUS PURPOSES AT THE UNIVERSITY. THESE VOLUNTEERS, HOWEVER, ARE NOT FORMALLY TRACKED BY THE UNIVERSITY. ALLIANT UNIVERSITY FOUNDATION 10455 POMERADO ROAD SAN DIEGO CA 92131 942735501 INACTIVE CA 501(C)(3) 11B ALLIANT INTERNATIONAL UNIVERSITY 1 UNIVERSIDAD INTERNACIONAL DE MEXICO ALVARO OBREGON 110 COLONIAL R MEXICO CITY MX 542110067 INACTIVE MX ALLIANT INTERNATIONAL UNIVERSITY 1 FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE 10065 OLD GROVE ROAD STE 100 SAN DIEGO CA 92131 752401334 RESOURCE CENTER TX 501(C)(3) 7 ALLIANT INTERNATIONAL UNIVERSITY 1 ALLIANT INTERNATIONAL UNIVERSITY CAMPUS MEXICO SC HAMBURGO 115 COL JUAREZ MEXICO MX 06600 COLLEGE LEVEL INSTRUCTION MX N/A RELATED 541026 238839 0 1 0.95000 ALLIANT KYOIKU SUPPORT SERVICES GK JPSE 5TH FL 2-8-2 CHIYODA-KU TOKYO JA 102-0084 COLLEGE LEVEL INSTRUCTION JA N/A C 1303607 579986 1.00000 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE P 120000 BOOK VALUE ALLIANT MEX D 974980 BOOK VALUE ALLIANT GK B 90880 BOOK VALUE