2012-12-21T15:57:06-06:00 2012-06-30 251306171 URISH POPECK & CO LLC THREE GATEWAY CENTER SUITE 2400 PITTSBURGH PA 15222 990 2011-07-01 530204707 THE HOWARD UNIVERSITY HOWA 2028066100 2400 6TH STREET NW WASHINGTON DC 20059 ROBERT M TAROLA 2028066100 2012-12-21 1 WILLIAM J ADAMS P00535801 4123911994 2011 2016-02-24 21:20:13Z ROBERT M TAROLA 2400 6TH STREET NW WASHINGTON DC 20059 1223291747 0 X WWW.HOWARD.EDU X 1867 DC SEE SCHEDULE O HOWARD UNIVERSITY IS AN INSTITUTION THAT EDUCATES STUDENTS, DEVELOPS PROFESSIONALS, CONDUCTS RESEARCH, AND SERVES PATIENTS THROUGH 12 SCHOOLS OF HIGHER EDUCATION AND AN ACADEMIC MEDICAL CENTER. 33 31 8184 700 14804338 0 245043000 242161000 709062000 736593000 26357522 11728500 8547328 25409500 989009850 1015892000 76793886 86375985 0 0 496082791 504736282 85071 0 6275735 404247253 441374733 977209001 1032487000 11800849 -16595000 1458591000 1438246000 850688000 979261000 607903000 458985000 HOWARD UNIVERSITY IS AN INSTITUTION THAT EDUCATES STUDENTS, DEVELOPS PROFESSIONALS, CONDUCTS RESEARCH, AND SERVES PATIENTS THROUGH 12 SCHOOLS OF HIGHER EDUCATION AND AN ACADEMIC MEDICAL CENTER. 0 0 483885193 59766000 295399000 EDUCATION, GENERAL/OTHER - HOWARD UNIVERSITY IS A COMPREHENSIVE RESEARCH ORIENTED HISTORICALLY BLACK PRIVATE UNIVERSITY PROVIDING AN EDUCATIONAL EXPERIENCE OF EXCEPTIONAL QUALITY TO STUDENTS OF HIGH ACADEMIC POTENTIAL WITH PARTICULAR EMPHASIS UPON THE PROVISION OF EDUCATIONAL OPPORTUNITIES TO ALL STUDENTS. HOWARD UNIVERSITY SERVES A COMMUNITY OF APPROXIMATELY 10,000 STUDENTS. 334595000 352355000 A PRIVATE, NONPROFIT INSTITUTION, HOWARD UNIVERSITY HOSPITAL IS THE NATIONS'S ONLY TEACHING HOSPITAL LOCATED ON THE CAMPUS OF A HISTORICALLY BLACK UNIVERSITY. IT OFFERS MEDICAL STUDENTS A SUPERIOR LEARNING ENVIRONMENT AND OPPORTUNITIES TO OBSERVE OR PARTICIPATE IN GROUND-BREAKING CLINICAL AND RESEARCH WORK WITH PROFESSIONALS WHO ARE CHANGING THE FACE OF HEALTH CARE. HOWARD UNIVERSITY HOSPITAL ADMITS PATIENTS REGARDLESS OF THEIR ABILITY TO PAY. 74188000 45215000 THE UNIVERSITY OFFERS EDUCATIONAL SUPPORT THROUGH ITS AUXILIARY SERVICES FOR THE BENEFIT OF FACULTY, STAFF AND STUDENTS. AUXILIARY SERVICES INCLUDE STUDENT HOUSING, FOOD SERVICE, BOOKSTORE, AND A PUBLIC TELEVISION STATION. 892668193 1 1 0 0 0 0 1 1 0 1 1 1 0 1 1 1 1 0 1 1 1 0 1 0 1 0 1 1 1 1 1 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 2973 0 1 8184 1 1 1 1 NI MI 0 0 0 1 1 0 0 0 0 X 33 31 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC NY X X ROBERT M TAROLA 2028062411 2244 10TH STREET NW WASHINGTON DC 20059 SIDNEY A RIBEAU PHD 40.00 X X 632105 0 127235 MR ADDISON BARRY RAND 1.00 X X 0 0 0 RENEE HIGGINBOTHAM-BROOKS ESQ 1.00 X X 0 0 0 CHARISSE R LILLIE ESQ 1.00 X 0 0 0 CHARLES BOYD MD 1.00 X 0 0 0 CHARLES J MCDONALD MD 1.00 X 0 0 0 CORNELL LEVERETTE MOORE ESQ 1.00 X 0 0 0 REED V TUCKSON MD 1.00 X 0 0 0 FLORETTA DUKES MCKENZIE EDD 1.00 X 0 0 0 GEORGE LITTLETON PHD 1.00 X 101582 0 18205 HAROLD P FREEMAN MD 1.00 X 0 0 0 JOSHUA B RALES ESQ 1.00 X 0 0 0 LARKIN ARNOLD JR ESQ 1.00 X 0 0 0 MR EARL G GRAVES SR 1.00 X 0 0 0 MR GERALD D PROTHRO 1.00 X 0 0 0 MR GREGORY A WHITE 1.00 X 0 0 0 MR JOHN A THAIN 1.00 X 0 0 0 MR JOHN D ZEGLIS 1.00 X 0 0 0 MR PIERRE U ETIENNE 1.00 X 0 0 0 MR ROBERT L LUMPKINS 1.00 X 0 0 0 MR THOMAS W JONES 1.00 X 0 0 0 MRS BERNAREE P WILEY 1.00 X 0 0 0 MRS ELIZABETH G EARLY 1.00 X 0 0 0 MS AMY S HILLIARD 1.00 X 0 0 0 MS DEBBIE ALLEN 1.00 X 0 0 0 MS ERIN B RIGSBY 1.00 X 0 0 0 MS JESSYE NORMAN 1.00 X 0 0 0 PATRICK HARKER PHD 1.00 X 0 0 0 PAUL COTTON PHD 1.00 X 0 0 0 RICHARD WRIGHT PHD 1.00 X 110031 0 17883 RUTH J SIMMONS PHD 1.00 X 0 0 0 STACEY J MOBLEY ESQ 1.00 X 0 0 0 THE HONORABLE L DOUGLAS WILDER 1.00 X 0 0 0 THE HONORABLE M KASIM REED 1.00 X 0 0 0 VERNON E JORDAN JR ESQ 1.00 X 0 0 0 WAYMAN F SMITH III ESQ 1.00 X 0 0 0 ARTIS HAMPSHIRE-COWAN ESQ 40.00 X 273667 0 23831 BARBARA GRIFFIN PHD 40.00 X 182064 0 26131 EVE HIGGINBOTHAM MD 40.00 X 762072 0 29565 FLORENCE BONNER PHD 40.00 X 249817 0 26156 HASSAN MINOR PHD 40.00 X 296339 0 26474 JAMES H WYCHE PHD 40.00 X 385205 0 32073 LASALLE LEFFALL MD 40.00 X 333963 0 25293 MR JAMES JONES 40.00 X 270522 0 27128 MR ROBERT M TAROLA 40.00 X 0 0 0 MR TROY STOVALL 40.00 X 329144 0 29888 MRS NESTA BERNARD 40.00 X 238097 0 25983 NORMA LEFTWICH ESQ 40.00 X 270805 0 31260 WAYNE FREDERICK MD 40.00 X 864315 0 32235 H PATRICK SWYGERT ESQ 40.00 X 173939 0 19659 OLIVER G MCGEE PHD 40.00 X 275522 0 16814 ANDRE J DUERINCKX MD 40.00 X 497060 0 4709 DAMIREZ FOSSETT MD 40.00 X 494532 0 30702 EDWARD CORNWELL III MD 40.00 X 740591 0 32772 JOHN T HEBERT MD 40.00 X 545417 0 7286 OSCAR STREETER MD 40.00 X 525278 0 32754 8552067 0 644036 809 1 1 0 SODEXO INC & ASSOCIATES 9801 WASHINGTONIAN BLVD GAITHERSBURG MD 20878 SEE SCHEDULE O 10031442 THE BURKS COMPANIES INC 191 PEACHTREE STREET NORTHEAST ATLANTA GA 30303 SEE SCHEDULE O 6843442 MEDICAL FACULTY ASSOCIATES 2150 PENNSYLVANIA AVE NW WASHINGTON DC 20037 SEE SCHEDULE O 4889926 BPI MECHANICAL CONSTRUCTION 9103 HAMPTON OVERLOOK CAPITOL HEIGHTS MD 20743 SEE SCHEDULE O 3931694 TEAM ACP CONSTRUCTION LLC PO BOX 2040 GLEN ALLEN VA 23058 SEE SCHEDULE O 3454230 263 150050 234160000 7850950 242161000 PATIENT SERVICES 624100 381135000 381135000 ACADEMIC SERVICES 611710 295349000 295349000 AUXILIARY SERVICES 611710 60109000 45214657 14894343 736593000 7870000 7960005 -90005 993033 17020 1629417 0 -636384 17020 -619364 -619364 208951000 20500 205113000 0 3838000 20500 3858500 3858500 613195 150050 657330 -44135 -44135 26072999 26072999 26072999 1015892000 729658662 14804338 29268000 4818283 4818283 75949363 75949363 5608339 5608339 6553124 6299452 253672 377022718 336853169 37132456 3037093 42782032 37529942 5252090 52948212 46327237 5909281 711694 25430196 22256793 2726982 446421 4822531 2556681 2265850 1724246 1724246 4015638 26114 3942524 47000 1242394 31461 1210933 72445338 51797544 20120259 527535 1603982 1329634 146300 128048 80702957 49915440 30152969 634548 4288137 2759724 1487812 40601 4321427 2982727 1332760 5940 25552395 18505316 6666605 380474 7029034 6414362 608720 5952 3278744 2949706 272281 56757 24229996 23557044 672952 50522525 50522525 19721405 16373012 3348393 CHARITY CARE 52800174 52800174 BAD DEBT EXPENSE 34240534 34240534 RESTRUCTURING 24461592 24461592 TRAINEE EXPENSE 11168529 11168529 13203155 10932948 2270207 1032487000 892668193 133543072 6275735 23686000 32702000 3594000 2444000 17788000 16827000 82593000 86089000 120000 99000 8547000 8203000 16556000 30545000 1457934000 849493000 604352000 608441000 447799000 417223000 102505000 110316000 151051000 125357000 1458591000 1438246000 279958000 306135000 8454000 9938000 294057000 293785000 74317000 82000000 193902000 287403000 850688000 979261000 X 284160000 143977000 209045000 200463000 114698000 114545000 607903000 458985000 1458591000 1438246000 X -16595000 -132323000 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 0.00 1 1 1 0 102.00 3100 1 X X 0 476695000 5294000 -5147000 12779000 -242000 464305000 407511000 5368000 77672000 14269000 -413000 476695000 370763000 7718000 43394000 15101000 -737000 407511000 460122000 6260000 -80823000 14796000 370763000 0.48000 0.16000 0.36000 0 0 27911000 27911000 758653000 404928960 353724040 28778000 23835510 4942490 337578000 272574940 65003060 305014000 148153590 156860410 608441000 PRIVATE EQUITY AND VENTURE CAPITAL 95545000 F REAL ESTATE 9250000 F HEDGE FUNDS-LEVEL 3 5521000 F 110316000 UNEXPENDED BOND PROCEEDS 87207000 DEPOSITS WITH TRUSTEES 38150000 125357000 UNDERFUNDED DEFINED BENEFIT PLANS 168208000 RESERVE FOR SELF-INSURED LIABILITIES 80595000 INTEREST RATE SWAP 21000 REFUNDABLE ADVANCES UNDER US GOV'T 6852000 ASSET RETIREMENT OBLIGATION 12247000 ENVIRONMENTAL REMEDIATION 3000000 UNCLAIMED PROPERTY 2582000 STUDENT DEPOSITS AND REFUNDS 5051000 RESERVES FOR LEGAL CONTINGENCIES 4974000 OTHER 3873000 287403000 1015892000 1032487000 -16595000 -15862000 -116461000 -132323000 -148918000 717146000 -15862000 -116460000 -132322000 849468000 112000 166312000 166424000 1015892000 866063000 2287000 2287000 863776000 112000 168599000 168711000 1032487000 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE ORGANIZATION DOES NOT REPORT ITS CONSERVATION EASEMENTS IN ITS FINANCIAL STATEMENTS. PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS OF ART, HISTORICAL TREASURES, AND OTHER SIMILAR ASSETS INCLUDES A VARIETY OF ARTIFACTS AS WELL AS SCHOLARLY PAPERS AND ARCHIVES. THESE ITEMS ARE HOUSED IN VARIOUS FACILITIES AROUND CAMPUS AND THEIR PRESERVATION IS FOR THE BENEFIT OF FUTURE GENERATIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUND IS TO SUPPLY A SOURCE OF INCOME FOR OPERATIONS IN ORDER TO FURTHER THE ORGANIZATION'S MISSION AND TAX-EXEMPT PURPOSE. PART XI, LINE 8 - OTHER ADJUSTMENTS: UNREALIZED LOSS ON INTEREST RATE SWAP 82,000. UNREALIZED CHANGE IN FUNDED STATUS OF DEFINED BENEFIT PENSION PLAN -119,274,000. UNREALIZED CHANGE IN OBLIGATION FOR POST RETIREMENT BENEFIT PLAN 2,731,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: -116,461,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED LOSS ON INTEREST RATE SWAP 83,000. UNREALIZED CHANGE IN FUNDED STATUS OF DEFINED BENEFIT PENSION PLAN -119,274,000. UNREALIZED CHANGE IN OBLIGATION FOR POST-RETIREMENT BENEFIT PLAN 2,731,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES -658,000. CHARITY CARE 52,800,000. SCHOLARSHIPS AND GRANTS 87,019,000. RENTAL EXPENSE -1,629,000. BAD DEBT EXPENSE 28,780,000. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 658,000. RENTAL EXPENSE 1,629,000. PART XIII, LINE 4B - OTHER ADJUSTMENTS: CHARITY CARE 52,800,000. SCHOLARSHIPS AND GRANTS 87,019,000. BAD DEBT 28,780,000. HOWARD HAS TAKEN NO MATERIAL UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY MAINTAINS A WELL PUBLICIZED RACIALLY NONDISCRIMINATORY POLICY. THE POLICY IS AVAILABLE IN WRITTEN BROCHURES, AS WELL AS AVAILABLE VIA THE ORGANIZATION'S WEBSITE (WWW.HOWARD.EDU). EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE ORGANIZATION RECEIVES FINANCIAL ASSISTANCE FROM GOVERNMENTAL AGENCIES IN THE FORM OF SCHOLARSHIP AND GRANT FUNDS FOR STUDENTS' TUITION AND RELATED EXPENSES. 1 SUB-SAHARAN AFRICA 8 60 PROGRAM SERVICES MEDICAL AND EDUCATIONAL SERVICES 2279309 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 5961556 EUROPE(INCLUDING ICELAND & GREENLAND) INVESTMENTS 3298172 8 60 0 0 8 60 11539037 0 11539037 SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 271 1727447 CHECK SCHOLARSHIPS EAST ASIA AND THE PACIFIC 8 52347 CHECK SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 33 209388 CHECK SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 8 52347 CHECK SCHOLARSHIPS NORTH AMERICA 107 680509 CHECK SCHOLARSHIPS SOUTH AMERICA 16 104694 CHECK SCHOLARSHIPS SOUTH ASIA 17 104694 CHECK SCHOLARSHIPS SUB-SAHARAN AFRICA 362 2303263 CHECK 0 0 1 1 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: MONITORING USE OF GRANT FUNDS OUTSIDE THE UNITED STATES: HOWARD UNIVERSITY USES PROGRAM-SPECIFIC GUIDELINES TO MONITOR THE PROGRESS OF GRANT ACTIVITIES CONDUCTED OUTSIDE THE UNITED STATES. THE GUIDELINES OUTLINE THE SCOPE OF WORK, ESTABLISHED DEADLINES, AND THE CONTENT OF SPECIFIC REPORTS/DELIVERABLES IN A MANNER CONSISTENT WITH THE TERMS AND CONDITIONS OF THE FUNDING AGENCY AND GRANT AWARD. PRINCIPAL INVESTIGATORS PREPARE PROGRAMMATIC PROGRESS REPORTS (MONTHLY, QUARTERLY, ANNUALLY AS REQUIRED) THAT ASSESS PROGRAM ACTIVITIES, IDENTIFY PROBLEMS OR ISSUES AND MODIFY THE DESIGN OR IMPLEMENTATION OF THE PROJECT AS NECESSARY. THE GRANTS AND CONTRACTS ACCOUNTING OFFICE PREPARES MONTHLY FINANCIAL AND BILLING REPORTS FOR INTERNAL AND EXTERNAL REVIEW. THIS OVERSIGHT ENSURES ACCURACY AND COMPLIANCE IN FINANCIAL MANAGEMENT, PROPER MAINTENANCE OF GRANT MANAGEMENT DOCUMENTATION, AND THE ACHIEVEMENT OF PROGRAMMATIC DELIVERABLES AND MILESTONES. X X X X X X X 0 NC MI VA DC SC CT ME AR MS CO AK AL AZ DE HI MT NH NY OH OR WA AL CA FL GA IL KS KY LA NJ NM ND OK PA RI TN UT VA WA WI CHARTER DAY DINNER 568855 92400 476455 369751 18787 186336 CEACS CENTENNIAL AWARD DINNER 99450 11000 88450 30532 1600 34358 12 94940 46650 48290 2760 8133 1025 4048 763245 150050 613195 2760 408416 21412 224742 657330 -44135 1 1 1 X 150.000000000000 1 X 325.000000000000 1 1 1 0 1 1 23798843 23798843 0.02310 127376770 141917529 -14540759 0.00000 14775930 8953566 5822364 0.00560 165951543 150871095 15080448 0.02870 1159824 1159824 0.00110 59094485 22053917 37040568 0.03590 27246055 17090005 10156050 0.00980 34082809 34082809 22095 22095 121583173 73226731 48356442 0.04680 22095 287534716 224097826 63436890 0.07550 725295 725295 378929 378929 55600 55600 1159824 1159824 1 9044826 62411815 71100719 -8688904 X 1 1 1 1 HOWARD UNIVERSITY HOSPITAL

2041 GEORGIA AVENUE WASHINGTON DC 20060

X X X X X X HOWARD UNIVERSITY HOSPITAL 1 1 1 150.000000000000 1 325.000000000000 1 X X X 1 1 X X X 1 0 1 X X 0 0 PART I, LINE 3C: HUH OFFERS UNINSURED PATIENTS A 40% DISCOUNT. PATIENTS CAN COMPLETE A CHARITY APPLICATION AS NEEDED. PART I, LINE 6A: HOWARD UNIVERSITY HOSPITAL (HUH) IS PART OF HOWARD UNIVERSITY. SERVICE TO THE NATION HAS BEEN, AND CONTINUES TO BE, ONE OF THE PRIMARY MISSIONS OF HOWARD UNIVERSITY. A COMMUNITY BENEFIT REPORT IS PREPARED ANNUALLY BY THE OFFICE OF UNIVERSITY RESEARCH AND PLANNING AND THE HOWARD UNIVERSITY COMMUNITY ASSOCIATION, WHICH ILLUSTRATES A FRACTION OF THE MANY CIVIC AND COMMUNITY ACTIVITIES IN WHICH THE HOWARD UNIVERSITY FACULTY, STAFF, STUDENTS, ALUMNI AND RETIREES ARE ENGAGED. HOWARD UNIVERSITY OFFERS OVER 100 PROGRAMS, SERVICES AND ACTIVITIES THAT ARE AVAILABLE TO THE PUBLIC. THESE INCLUDE: HEALTH EDUCATION, SCREENING AND CLINICAL SERVICES; ACTIVITIES WITH THE DISTRICT OF COLUMBIA PUBLIC SCHOOLS, BOARDER BABIES PROGRAM, AND A TOBACCO CONTROL PROGRAM AMONG OTHERS. THE COMMUNITY BENEFIT REPORT IS AVAILABLE ON THE UNIVERSITY'S WEBSITE. PART I, LINE 7: 7A: CHARITY CARE AT COST - FREE OR DISCOUNTED HEALTH CARE SERVICES PROVIDED TO PERSONS WHO MEET THE ORGANIZATION'S CRITERIA FOR FINANCIAL ASSISTANCE AND ARE THEREFORE DEEMED UNABLE TO PAY FOR ALL OR A PORTION OF SUCH SERVICES.7B: MEDICAID - WHEN MEDICAID, A STATE HEALTH CARE PROGRAM FOR QUALIFYING LOW-INCOME RESIDENTS, DOES NOT REIMBURSE HUH FOR THE FULL COST OF HEALTH CARE SERVICES PROVIDED TO PATIENTS. HUH THEN "ABSORBS" THESE COSTS AT A FINANCIAL LOSS.7C: COSTS - OTHER MEANS-TESTED GOVERNMENT PROGRAMS - GOVERNMENT PROGRAMS FOR WHICH ELIGIBILITY FOR BENEFITS OR COVERAGE IS DETERMINED BY THE RECIPIENT'S INCOME OR ASSET LEVEL. 7E: COMMUNITY HEALTH IMPROVEMENT SERVICES - ACTIVITIES AND SERVICES FOR WHICH NO PATIENT BILL EXISTS. THESE SERVICES ARE NOT EXPECTED TO BE FINANCIALLY SELF SUPPORTING, ALTHOUGH SOME MAY BE SUPPORTED BY OUTSIDE GRANTS OR FUNDING. SOME EXAMPLES INCLUDE FREE CLINIC SERVICES, PROGRAMS DIRECTED AT IMPROVING WOMEN'S HEALTH, FREE OR LOW COST PRESCRIPTION MEDICATIONS, AND RURAL AND URBAN OUTREACH PROGRAMS. COMMUNITY BENEFIT OPERATIONS - COSTS ASSOCIATED WITH DEDICATED STAFF, COMMUNITY HEALTH NEEDS AND OR ASSETS ASSESSMENTS, AND OTHER COSTS ASSOCIATED WITH COMMUNITY BENEFIT STRATEGY AND OPERATIONS.PART I LINE 7H: ANY STUDY OR INVESTIGATION OF WHICH THE GOAL IS TO GENERATE GERALIZED KNOWLEDGE MADE AVAILABLE TO THE PUBLIC, SUCH AS KNOWLEDGE ABOUT:1. UNDERLYING BIOLOGICAL MECHANISMS OF HEALTH AND DISEASE, NATURAL PROCESSES OR PRINCIPLES AFFECTING HEALTH OR ILLNESS;2. EVALUATION OF SAFETY AND EFFICACY OF INTERVENTIONS FOR DISEASE SUCH AS CLINICAL TRIALS AND STUDIES OF THERAPEUTIC PROTOCOLS;3. LABORATORY BASED STUDIES; EPIDEMIOLOGY, HEALTH OUTCOMES AND EFFECTIVENESS.4. BEHAVIORAL OR SOCIOLOGICAL STUDIES RELATED TO HEALTH, DELIVERY OF CARE, OR PREVENTION STUDIES RELATED TO CHANGES IN THE HEALTH CARE DELIVERY SYSTEM; AND5. COMMUNICATION OF FINDINGS AND OBSERVATIONS (INCLUDING PUBLICATION IN A MEDICAL JOURNAL)THIS CATEGORY ONLY INCLUDES RESEARCH INTERNALLY FUNDED OR RESEARCH FUNDED BY A TAX-EXEMPT OR GOVERNMENT ENTITY.PART I LINE 7I: CASH CONTRIBUTIONS MADE TO ENTITIES AND COMMUNITY GROUPS THAT SHARE THE ORGANIZATION'S GOALS AND MISSION. IN-KIND CONTRIBUTIONS INCLUDE THE COST OF HOURS DONATED BY STAFF TO THE COMMUNITY WHILE ON THE ORGANIZATION'S PAYROLL, INDIRECT COST OF SPACE DONATED TO TAX-EXEMPT COMMUNITY GROUPS (SUCH AS FOR MEETINGS), AND THE FINANCIAL VALUE OF DONATED FOOD, EQUIPMENT, AND SUPPLIES. PART I, LINE 7G: CLINICAL SERVICES THAT ARE PROVIDED, DESPITE A FINANCIAL LOSS TO THE ORGANIZATION. THE FINANCIAL LOSS IS MEASURED AFTER REMOVING LOSSES, MEASURED BY COST, ASSOCIATED WITH BAD DEBT, CHARITY CARE, MEDICAID AND OTHER MEANS-TESTED GOVERNMENT PROGRAMS. DESPITE THE FINANCIAL LOSS, THE SERVICE IS PROVIDED BECAUSE:IT MEETS AN IDENTIFIED COMMUNITY NEED, SUCH AS PROVIDING NEEDED ACCESS TO CARE FOR LOW-INCOME INDIVIDUALS; IF THE SERVICE WERE NO LONGER OFFERED, ACCESS TO HEALTH SERVICES WOULD BE IMPAIRED; OR, PROVIDING THE SERVICE WOULD BECOME THE RESPONSIBILITY OF GOVERNMENT OR ANOTHER TAX-EXEMPT ORGANIZATION.THIS AMOUNT INCLUDES SUBSIDIZED HEALTH SERVICES PROVIDED AS A PART OF THE HOSPITAL'S EMERGENCY DEPARTMENT, NEONATAL INTENSIVE CARE UNIT AND INPATIENT PSYCHIATRIC UNIT, WHICH ALSO INCLUDES SUBSIDIZED SUBSTANCE ABUSE TREATMENT PROGRAMS. PART I, L7 COL(F): HEALTH PROFESSIONS EDUCATION - PROGRAMS THAT RESULT IN A DEGREE, CERTIFICATE, OR TRAINING THAT IS NECESSARY TO BE LICENSED TO PRACTICE AS A HEALTH PROFESSIONAL, AS REQUIRED BY STATE LAW; OR CONTINUING EDUCATION THAT IS NECESSARY TO RETAIN STATE LICENSE OR CERTIFICATION BY A BOARD IN THE INDIVIDUAL'S HEALTH PROFESSION SPECIALTY. PART II: COMMUNITY BUILDING ACTIVITIESHOWARD UNIVERSITY PARTICIPATES IN SEVERAL HOUSING & URBAN DEVELOPMENT (HUD) PROGRAMS WHOSE MISSION IS TO CREATE STRONG, SUSTAINABLE, INCLUSIVE COMMUNITIES AND QUALITY AFFORDABLE HOMES FOR ALL. HUD IS WORKING TO STRENGTHEN THE HOUSING MARKET TO BOLSTER THE ECONOMY AND PROTECT CONSUMERS; MEET THE NEED FOR QUALITY AFFORDABLE RENTAL HOMES; UTILIZE HOUSING AS A PLATFORM FOR IMPROVING QUALITY OF LIFE AND BUILD INCLUSIVE AND SUSTAINABLE COMMUNITIES FREE FROM DISCRIMINATION. AFFORDABLE HOUSING AND ECONOMIC STABILITY ARE INTRINSICALLY LINKED TO THE PREVENTION OF HEALTH PROBLEMS ASSOCIATED WITH POVERTY, HOMELESSNESS AND OTHER ENVIRONMENT CHALLENGES. PART III, LINE 4: THE COST TO CHARGE RATIO WAS APPLIED TO THE BAD DEBT AMOUNT TO REPORT AT COST. THE UNIVERSITY'S FINANCIAL STATEMENTS PROVIDE AS FOLLOWS: THE TOTAL OF CHARGES FORGONE FOR SERVICES AND SUPPLIES FURNISHED UNDER THE HOSPITAL'S CHARITY CARE POLICY WERE $52,800, $51,658 AND $32,788 FOR THE FISCAL YEARS ENDED JUNE 30, 2012, 2011 AND 2010, RESPECTIVELY, AND ARE EXCLUDED FROM NET PATIENT SERVICE REVENUES. TOTAL UNCOMPENSATED CARE, WHICH INCLUDES BAD DEBT WRITE OFFS AS WELL AS CHARITY CARE, FOR THE FISCAL YEARS ENDED JUNE 30, 2012, 2011 AND 2010 WAS $81,067, $82,035 AND $59,746, RESPECTIVELY. PART III, LINE 8: MEDICARE IS AN ENTITLEMENT PROGRAM IN WHICH THE HOSPITAL DOES NOT HAVE THE ABILITY TO NEGOTIATE PAYMENT RATES. THEREFORE, ANY SHORTFALL FOR SERVICES PROVIDED SHOULD BE CONSIDERED A CONTRIBUTION TO THE COMMUNITY. PART III, LINE 9B: HUH WILL FORGO EXTRAORDINARY COLLECTION ACTIONS AGAINST PATIENTS UNTIL MAKING REASONABLE EFFORTS TO DETERMINE WHETHER THE PATIENT IS ELIGIBLE FOR ASSISTANCE UNDER HUH FINANCIAL ASSISTANCE POLICY.HOWARD UNIVERSITY HOSPITALS PATIENT ACCOUNTS DEPARTMENT WILL IDENTIFY ALL ACCOUNTS TO BE PLACED IN COLLECTIONS USING THE FOLLOWING CRITERIA:1. NO ACCOUNTS WILL BE SENT FOR COLLECTION OR SUBJECT TO EXTRAORDINARY COLLECTION EFFORTS UNTIL IT HAS BEEN DETERMINED THAT THE PATIENT IS NOT ELIGIBLE FOR FINANCIAL ASSISTANCE UNDER HUH FINANCIAL ASSISTANCE POLICY. EXTRAORDINARY COLLECTION EFFORTS INCLUDE LAWSUITS, LIENS ON RESIDENCES, ARRESTS, BODY ATTACHMENTS AND SIMILAR COLLECTION PROCESSES. HOWARD UNIVERSITY HOSPITAL PART V, SECTION B, LINE 9: SLIDING SCALE-HUH FINANCIAL ASSISTANCE PROGRAM UTILIZES THE PATIENTS CONFIRMED INCOME AGAINST THE MOST CURRENTLY PUBLISHED FEDERAL POVERTY GUIDELINES (FPG). THE PATIENTS INCOME AND HOUSEHOLD SIZE IS MEASURED AGAINST THE HUH FINANCIAL ASSISTANCE PROGRAM SLIDING FEE SCHEDULE. HUHS SLIDING FEE SCHEDULE RANGES FROM 150% TO 350% OF THE FPG. THE DISCOUNT IS APPLIED TO THE PATIENTS ACCOUNT BASED ON THE RESPECTIVE FPG PERCENTAGE. THE DISCOUNT RANGES FROM 12.5% TO 100%. WHEN THE INCOME IS BETWEEN PERCENTILE CATEGORIES, THE LOWER PATIENT RESPONSIBILITY IS USED HOWARD UNIVERSITY HOSPITAL PART V, SECTION B, LINE 13G: HUH PROVIDES NOTIFICATION ON THE PATIENTS BILLING STATEMENT THAT FINANCIAL ASSISTANCE IS AVAILABLE FOR THOSE WHO QUALIFY. A TOLL-FREE NUMBER IS PROVIDED FOR PATIENTS TO CALL FOR ADDITIONAL INFORMATION.IN ADDITION TO THE FINANCIAL COUNSELORS AND PATIENT ACCOUNTS CUSTOMER SERVICE REPRESENTATIVES, THE HOSPITALS ELIGIBILITY VENDOR COMPLETES PATIENT FINANCIAL ASSISTANCE INTERVIEWS WITH UNINSURED PATIENTS TO ASSIST WITH THE COMPLETION OF THE HUH FINANCIAL ASSISTANCE APPLICATION IF THE PATIENT IS DETERMINED INELIGIBLE FOR FEDERAL/DISTRICT MEDICAL PROGRAMS. HOWARD UNIVERSITY HOSPITAL PART V, SECTION B, LINE 19D: PATIENTS WHO ARE ELIGIBLE FOR THE HUH FINANCIAL ASSISTANCE PROGRAM RECEIVE A DISCOUNT TO THE TOTAL AMOUNT DUE. THE DISCOUNT IS BASED ON INCOME AND HOUSEHOLD SIZE AND PERCENTAGE OF THE FEDERAL POVERTY GUIDELINE AMOUNT. UNINSURED PATIENTS WHO ARE NOT ELIGIBLE AND WANT TO RECEIVE CARE UNDER A CONTRACTUAL ARRANGEMENT ARE OFFERED THE DC MEDICAID RATE. PART VI, LINE 2: NEEDS ASSESSMENTIN ORDER TO COMPLY WITH THE PATIENT PROTECTION AND AFFORDABLE CARE ACT, HUH IS COMPLETING THE COMMUNITY HEALTH NEEDS ASSESSMENT (CHNA) AS A MEMBER OF THE DC HEALTHY COMMUNITIES COLLABORATIVE (DCHCC). AS REQUIRED, THE 2013 CHNA WILL BE UTILIZED TO IDENTIFY THE NEEDS THAT ARE THE MOST SIGNIFICANT TO THE COMMUNITY. APPROXIMATELY 75 - 80% OF ALL COMMUNITY OUTREACH INITIATIVES THAT ARE OFFERED BY THE HOSPITAL ARE AS A RESULT OF A DIRECT REQUEST OF AN INDIVIDUAL WITHIN THE COMMUNITY OR A COMMUNITY ORGANIZATION. HUH IS OFTEN CONTACTED TO PARTNER WITH OR PARTICIPATE IN MANY OF THE PROGRAMS THAT ARE INCLUDED AS A PART OF THIS SCHEDULE. PART VI, LINE 3: PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCEHUH IS A PRIVATE, NON-PROFIT HOSPITAL WITH A COMMITMENT TO PROVIDE, WITHIN THE LIMITS OF THE RESOURCES OF THE INSTITUTION, CHARITABLE MEDICAL CARE FOR:- UNINSURED PATIENTS WHO DO NOT HAVE THE ABILITY TO PAY FOR MEDICAL SERVICES AT THE TIME SERVICES ARE RENDERED.- INSURED PATIENTS WHOSE COVERAGE IS INADEQUATE TO COVER A CATASTROPHIC SITUATION.- EMERGENCY PATIENTS WHOSE FINANCIAL ABILITY TO PAY COULD NOT BE DETERMINED PRIOR TO DELIVERING SERVICES.- PATIENTS WHOSE INCOME IS SUFFICIENT TO PAY FOR BASIC LIVING COSTS BUT NOT MEDICAL CARE, AND ALSO THOSE PERSONS WITH GENERALLY ADEQUATE INCOMES WHO ARE SUDDENLY FACED WITH CATASTROPHICALLY LARGE MEDICAL BILLS.- PATIENTS WHO DEMONSTRATE ABILITY TO PAY PART BUT NOT ALL OF THEIR LIABILITY.HUH WILL PROVIDE ANNUALLY NO LESS THAN 3% OF ITS TOTAL OPERATING EXPENSES IN UNCOMPENSATED CARE MEASURED COST. THE COST OF PROVIDING UNCOMPENSATED CARE SHALL BE DETERMINED BY APPLYING ANNUAL FAMILY INCOME AND MAINTENANCE NEED LEVEL CALCULATED AGAINST AN EXPECTED PAYOR PAYMENT. DC MEDICAID FEE SCHEDULE WILL BE UTILIZED AS THE EXPECTED PAYOR PAYMENT IN CASES WHERE APPLICANT IS UNINSURED.THIS OPPORTUNITY IS MADE AVAILABLE TO ALL INDIVIDUALS HAVING RECEIVED HEALTH CARE SERVICES WITHIN HUH.ALL HUH EMPLOYEES IN BUSINESS OPERATIONS (I.E. PATIENT ACCESS, BILLING, CREDIT AND COLLECTIONS, CASH PROCESSING AND CUSTOMER SERVICE) ARE FULLY VERSED IN THE HUH'S UNCOMPENSATED CARE POLICY AND ITS APPLICATION IN ORDER TO DIRECT PATIENT INQUIRIES TO APPROPRIATE FACILITY REPRESENTATIVES.HUH FINANCIAL COUNSELORS AND PATIENT ACCOUNTS CUSTOMER SERVICE OFFICES ARE RESPONSIBLE FOR DETERMINING A PATIENT'S ELIGIBILITY FOR DISCOUNTED DEBT OR CHARITY ALLOCATION THROUGH THE UNCOMPENSATED CARE/CHARITY CARE POLICY AND RESPONSIBLE FOR NOTIFYING PATIENTS IN WRITING OF THEIR ELIGIBILITY FOR FINANCIAL ASSISTANCE. FINANCIAL COUNSELING IS PROVIDED TO PATIENTS ABOUT THEIR PAYMENT OBLIGATIONS AND HOSPITAL BILLS. INFORMATION ON HOSPITAL-BASED FINANCIAL SUPPORT POLICIES AND EXTERNAL PROGRAMS THAT PROVIDE COVERAGE FOR SERVICES ARE MADE AVAILABLE TO PATIENTS DURING THE PRE-REGISTRATIONS AND REGISTRATION PROCESSES AND/OR THROUGH COMMUNICATIONS WITH PATIENTS SEEKING FINANCIAL ASSISTANCE. IN THE EVENT THAT A PATIENT DOES NOT QUALIFY FOR MEDICAL ASSISTANCE UNDER STATE, DISTRICT OR FEDERAL PROGRAMS, A "PATIENT REQUEST FOR UNCOMPENSATED CARE" APPLICATION WILL BE PROVIDED TO THE PATIENT FOR COMPLETION AND SUBMISSION TO FINANCIAL COUNSELOR'S OFFICE IN ACCORDANCE WITH THE HOSPITAL'S UNCOMPENSATED CARE/CHARITY CARE POLICY.HOWARD UNIVERSITY HOSPITAL IS COMMITTED TO PROVIDING, WITHIN THE LIMITS OF ITS RESOURCES, FINANCIAL ASSISTANCE FOR MEDICALLY NECESSARY SERVICES FOR PATIENTS WHO LACK THE MEANS TO PAY FOR SUCH SERVICES. HOWARD UNIVERSITY HOSPITAL WILL PROVIDE ANNUALLY NO LESS THAN 3% OF ITS TOTAL OPERATING EXPENSES TO FINANCIAL ASSISTANCE PROGRAMS BY MEASURED COST. THE BASIS FOR FINANCIAL ASSISTANCE WILL BE DETERMINED THROUGH A PATIENT'S SELF REPORTING WITH SUPPORTING DOCUMENTATION/ATTESTATION IN ACCORDANCE WITH THE FINANCIAL ASSISTANCE PROGRAM. PART VI, LINE 4: COMMUNITY INFORMATIONHUH LOCATED IN WASHINGTON, DC IS A NOT-FOR-PROFIT ACUTE CARE HOSPITAL. THE HOSPITAL PROVIDES INPATIENT, OUTPATIENT, AND EMERGENCY HEALTH SERVICES FOR THE RESIDENTS OF THE DISTRICT OF COLUMBIA AND SURROUNDING STATES. THE HOSPITAL'S PATIENT POPULATION IS OVERWHELMINGLY REPRESENTED BY MEDICAID, DC ALLIANCE (PROVIDES MEDICAL ASSISTANCE TO NEEDY DISTRICT RESIDENTS WHO ARE NOT ELIGIBLE FOR FEDERALLY-FINANCED MEDICAID BENEFITS), AND MEDICARE PATIENTS AS WELL AS INDIGENT AND UNINSURED PATIENTS. HUH IS A LEVEL ONE (1) TRAUMA CENTER, ONE OF AMERICA'S BEST HOSPITALS, OFFERING THE MOST COMPREHENSIVE HEALTH CARE FACILITIES IN WASHINGTON, D.C. HUH SERVES THE WASHINGTON, DC POPULATION OF APPROXIMATELY 600,000 PEOPLE. HUH IS A DISPROPORTIONATE SHARE HOSPITAL AND IN FY2009 OUR GENERAL ADMITTANCE PAYOR MIX FOR MEDICARE WAS 46%. HOWARD UNIVERSITY COLLEGE OF MEDICINE IS THIRD AMONG AMERICA'S 141 MEDICAL SCHOOLS IN PRODUCING DOCTORS THAT MEET THE NATION'S NEW HEALTH CARE NEEDS. THE MISSION OF HOWARD UNIVERSITY HOSPITAL IS THE PROVISION OF EXCELLENCE, SERVICE, EDUCATION AND RESEARCH IN AN ENVIRONMENT OF SAFETY. IN FURTHERANCE OF ITS COMMITMENT TO EDUCATION, THE HOSPITAL MAINTAINS AN ENVIRONMENT THAT SUPPORTS THE TRAINING OF POSTGRADUATE TRAINEES, MEDICAL, DENTAL, NURSING AND OTHER STUDENTS BY HEALTH CARE PRACTITIONERS. BETWEEN 2001 AND 2005, THE DISTRICT OF COLUMBIA RANKED 6TH HIGHEST IN THE NATION FOR CANCER DEATHS, THIRD HIGHEST IN THE NATION FOR COLORECTAL CANCER DEATHS, AND FIRST IN THE NATION FOR DEATHS DUE TO PROSTATE, CERVICAL, AND BREAST CANCERS. HUH'S CANCER CENTER WAS ESTABLISHED IN ORDER TO SERVE MINORITIES AND UNDERSERVED POPULATIONS AND TO ADDRESS HEALTH DISPARITIES. THUS, THE MISSION OF THE CANCER CENTER IS TO REDUCE THE BURDEN OF CANCER THROUGH RESEARCH, EDUCATION, AND SERVICE, WITH EMPHASIS ON THE UNIQUE ETHNIC AND CULTURAL ASPECTS OF MINORITY AND UNDERSERVED POPULATIONS. THE CANCER CENTER, UNDER A GRANT FROM THE DISTRICT OF COLUMBIA DEPARTMENT OF HEALTH AND THE DC CANCER CONSORTIUM, OFFERS FREE COLON CANCER SCREENING TO DISTRICT OF COLUMBIA RESIDENTS BETWEEN THE AGES OF 50 AND 64 AT HOWARD UNIVERSITY HOSPITAL.HOWARD UNIVERSITY'S CENTER FOR SICKLE CELL DISEASE (SCD) WAS FOUNDED BY THE LATE DR. ROLAND B. SCOTT IN 1971 TO ADDRESS THE NEEDS OF PATIENTS AND FAMILIES IN THE WASHINGTON METROPOLITAN AREA AFFECTED BY SCD. THE CENTER IS COMMITTED TO A SIX-FOLD GOAL THAT INCLUDES COMPREHENSIVE MEDICAL CARE, RESEARCH, TESTING, EDUCATION, COUNSELING, AND COMMUNITY OUTREACH. RECENTLY, THE CENTER HAS EXPANDED ITS CLINICAL RESEARCH PROGRAM AND DEVELOPED A COLLABORATIVE CONSORTIUM WITH CHILDREN'S NATIONAL MEDICAL CENTER (CNMC) AND IN WORKING TOGETHER WITH HOWARD UNIVERSITY HOSPITAL AND NIH, IS THE WASHINGTON AREA'S LEADING PROVIDER OF PATIENT SERVICES FOR SCD.HOWARD UNIVERSITY CENTER FOR WELLNESS AND WEIGHT LOSS SURGERY, ACCREDITED AS A CENTER FOR EXCELLENCE BY THE BARIATRIC SURGERY CENTER NETWORK (BSCN) ACCREDITATION PROGRAM OF THE AMERICAN COLLEGE OF SURGEONS (ACS) PROVIDES A WELLNESS AND WEIGHT LOSS PROGRAM CUSTOMIZED TO FIT PATIENT'S NEEDS. THE CENTER OFFERS BOTH SURGICAL AND MEDICAL WEIGHT LOSS SOLUTIONS AND THE PROPER TOOLS AND EMOTIONAL SUPPORT TO TRANSFORM A PATIENT'S HEALTH AND LIFE. IN ADDITION, APPROXIMATELY 19% OF DC RESIDENTS ARE LIVING WITH DISABILITIES AND AT LEAST 3 PERCENT OF DISTRICT RESIDENTS HAVE HIV OR AIDS, A TOTAL THAT FAR SURPASSES THE 1 PERCENT THRESHOLD THAT CONSTITUTES A "GENERALIZED AND SEVERE" EPIDEMIC. HUH OPERATES A COMMUNITY ADVISORY BOARD (CAB) AS A PART OF ITS HIV/AIDS PROGRAMS AND IS ALWAYS INTERESTED IN RECRUITING NEW MEMBERS WHO HAVE AN INTEREST IN HIV, AND HIV RESEARCH AND THE IMPACT OF THIS DISEASE IN WASHINGTON, DC AND ACROSS THE WORLD. PART VI, LINE 5: HUH IS A PRIVATE, NONPROFIT INSTITUTION AND ONE OF THE NATION'S ONLY TEACHING HOSPITALS LOCATED ON THE CAMPUS OF A HISTORICALLY BLACK UNIVERSITY. IT OFFERS MEDICAL STUDENTS A SUPERIOR LEARNING ENVIRONMENT AND OPPORTUNITIES TO OBSERVE OR PARTICIPATE IN GROUND-BREAKING CLINICAL AND RESEARCH WORK WITH PROFESSIONALS WHO ARE CHANGING THE FACE OF HEALTH CARE. HUH WAS ESTABLISHED ON THE BASIS OF BEING ABLE TO PROVIDE HEALTHCARE SERVICES TO THE UNDERSERVED BY PROVIDING A REFUGE WHERE EX-SLAVES RECEIVED THE MEDICAL CARE THEY WERE DENIED ELSEWHERE. IN THIS REGARD, HOWARD UNIVERSITY AND HUH HAVE OFFERED THE FOLLOWING PROGRAMS DURING THE YEAR:HOWARD UNIVERSITY COLLEGE OF MEDICINE-- PROVIDES STUDENTS OF HIGH ACADEMIC POTENTIAL WITH A MEDICAL EDUCATION OF EXCEPTIONAL QUALITY AND PREPARES PHYSICIANS AND OTHER HEALTH CARE PROFESSIONALS TO SERVE THE UNDERSERVED. THE EMPHASIS IS ON DEVELOPING SKILLS AND HABITS OF LIFE-LONG LEARNING AND PRODUCING WORLD LEADERS IN MEDICINE. THE COLLEGE LIVING ALUMNI, MORE THAN 4,000, ARE A TESTIMONY THAT AN EXCELLENT MEDICAL EDUCATION CAN BE OBTAINED AT HOWARD. ALTHOUGH OPPORTUNITIES FOR MINORITY STUDENTS HAVE INCREASED AT OTHER MEDICAL SCHOOLS, THE COLLEGE UNIQUELY ADDRESSES THE SPECIAL HEALTH CARE NEEDS OF MEDICALLY UNDERSERVED COMMUNITIES AND CONTINUES TO PRODUCE A SIGNIFICANT NUMBER OF THE NATION'S MINORITY PHYSICIANS.THE COLLEGE IS A PART OF HOWARD UNIVERSITY, A COMPREHENSIVE RESEARCH UNIVERSITY. WHILE THE UNIVERSITY COMMUNITY HAS TRADITIONALLY BEEN PREDOMINANTLY BLACK, HOWARD HAS BEEN AN INTERRACIAL AND COSMOPOLITAN INSTITUTION THROUGHOUT ITS HISTORY, WITH STUDENTS, FACULTY AND STAFF OF ALL RACES AND FROM MANY FOREIGN NATIONS. ALL MUST MEET THE HIGH STANDARDS OF EXCELLENCE OF HOWARD UNIVERSITY, WHICH HAS THE LARGEST CONCENTRATION OF BLACK FACULTY AND STUDENT SCHOLARS IN THE COUNTRY. IN ADDITION TO THE COLLEGE OF MEDICINE, THE HOWARD UNIVERSITY HEALTH SCIENCES CENTER INCLUDES THE HOWARD UNIVERSITY HOSPITAL; THE COLLEGE OF DENTISTRY; THE COLLEGE OF PHARMACY, NURSING AND ALLIED HEALTH SCIENCES; THE LOUIS STOKES HEALTH SCIENCES LIBRARY; AND THE STUDENT HEALTH CENTER.BREAD FOR THE CITY MEDICAL CLINIC - STUDENTS ASSIST THE CLINIC IN THE PROVISION OF FREE MEDICAL SERVICES FOR THE UNINSURED. A FREE LEGAL CLINIC, FOOD AND CLOTHING SERVICES, AS WELL AS SOCIAL WORK SERVICES ARE ALSO AVAILABLE TO RESIDENTS AT THIS FACILITY.COMMUNITY DENTISTRY PROGRAM - THIS DENTAL OUTREACH PROGRAM PROVIDES HEALTH EDUCATION AND DENTAL SCREENING FOR 6 TO 12 YEAR-OLD HOMELESS CHILDREN IN SHELTERS; HEALTH SCREENINGS AND DENTAL CARE FOR YOUNG CHILDREN IN HEAD START PROGRAMS AND THEIR PARENTS; TRAINING FOR NURSING HOME CAREGIVERS IN THE CARE OF THE DENTAL NEEDS OF ELDERS AND ASSESSMENTS OF DENTAL PROSTHESES; AND DENTAL SCREENINGS FOR MENTALLY ILL AND HANDICAPPED PATIENTS.HIGH SCHOOL ENRICHMENT PROGRAM - THIS 6-WEEK PROGRAM IS INTENDED FOR HIGH SCHOOL STUDENTS WITH A STRONG INTEREST IN THE HEALTH PROFESSIONS. PARTICIPANTS WILL OBTAIN INSTRUCTION IN SCIENCE, MATH, RESEARCH, WRITING, AND COLLEGE PREPARATION SKILLS. RISING SENIORS WILL RESIDE ON CAMPUS AND RECEIVE STIPENDS, PROVIDED FUNDS ARE AVAILABLE.MULTIDISCIPLINARY CENTER FOR GERONTOLOGY - THE CENTER SEEKS TO IMPROVE THE QUALITY OF LIFE FOR MINORITY SENIORS THROUGH RESEARCH, TRAINING AND EDUCATIONAL PROGRAMS FOR FACULTY, STUDENTS AND COMMUNITY RESIDENTS. ESTABLISHED IN 1994 WITH A $1 MILLION GRANT FROM THE US ADMINISTRATION ON AGING, THE CENTER IS CURRENTLY FUNDED PRIMARILY BY EXTERNAL GRANTS. THE CENTER HAS CONTINUED TO DEVELOP AND PRODUCE POSITIVE OUTCOMES AND RESULTS IN THE FIELD OF GERONTOLOGY.SPEECH AND HEARING CLINIC - THE SPEECH AND HEARING CLINIC PROVIDES COMPREHENSIVE RESEARCH-ORIENTED CLINICAL SERVICES TO INDIVIDUALS WHO REQUIRE SPEECH, LANGUAGE AND HEARING EVALUATIONS AND/OR TREATMENT. BOARDER BABIES-- THE PROGRAM PROVIDES SUPPORT FOR BABIES AND CHILDREN FROM BIRTH TO 12 YEARS OLD, WHO HAVE BEEN ABANDONED AT HOWARD UNIVERSITY HOSPITAL, WERE ABUSED OR NEGLECTED AND ARE NOW IN FOSTER CARE OR ARE LIVING WITH GRANDPARENTS OR OTHER RELATIVES.GRAND ROUNDS FOR COMMUNITY PHYSICIANS-- GRAND ROUNDS FOR COMMUNITY PHYSICIANS IS OPEN TO COMMUNITY PHYSICIANS AT NO CHARGE, AND AFFORDS THEM THE OPPORTUNITY TO EARN CATEGORY 1 CREDITS REQUIRED FOR RELICENSURE. THE PROGRAM FOCUS IS ON IMPROVING PATIENT CARE AND OUTCOMES. HEALTH FAIRS-- HEALTH FAIRS PROVIDE THE PUBLIC WITH HEALTHCARE INFORMATION AND SCREENING SERVICES IN A VARIETY OF VENUES. HOWARD UNIVERSITY HOSPITAL HAS CO-SPONSORED SUCH FAIRS WITH THE COMMUNITY ORGANIZATIONS AND CHURCHES.TOBACCO CONTROL PROGRAM-- THE MISSION OF THE TOBACCO CONTROL PROGRAM IS TO EDUCATE THE COMMUNITY ABOUT THE DANGERS OF TOBACCO PRODUCTS. INFORMATION, SUPPORT, AND ASSISTANCE ARE PROVIDED TO SMOKERS WHO ARE TRYING TO QUIT. THE PROGRAM ALSO SUPPORTS INITIATIVES TO PREVENT YOUTH SMOKING AND ADVOCACY CAMPAIGNS TO REDUCE TOBACCO USE AND EXPOSURE. REPORTS FILED WITH STATES PART VI, LINE 7 DC 1 ADA FOUNDATION 211 E CHICAGO AVE CHICAGO IL 60611 366132046 501 (C) (3) 89936 SUPPORT RESEARCH AND EDUCATION ADHERE NETWORK 78 W 132ND STREET 3 NEW YORK NY 10037 794174346 26667 SUPPORT RESEARCH AND EDUCATION ANACOSTIA ECONOMIC DEVELOPMENT CORP 1800 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 20020 520897780 501 (C) (3) 129821 SUPPORT RESEARCH AND EDUCATION ANITA GUTIERREZ 719 CAPITOL SQUARE PLACE SW WASHINGTON DC 20024 525555736 1884 SUPPORT RESEARCH AND EDUCATION AZIZA PRODUCTIONS 1200 G ST NW SUITE 800 WASHINGTON DC 20005 542051073 31000 SUPPORT RESEARCH AND EDUCATION BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA T100 MS BCM 203 HOUSTON TX 770303411 741613878 501 (C) (3) 21458 SUPPORT RESEARCH AND EDUCATION BLUE CHIP LLC 1700 ROCKVILLE PIKE ROCKVILLE MD 20852 061752917 39987 SUPPORT RESEARCH AND EDUCATION BOWIE STATE UNIVERSITY 14000 JERICHO PARK ROAD BOWIE MD 207159465 526002033 30637 SUPPORT RESEARCH AND EDUCATION BRYAN MILLS 8934 CONTINENTAL PLACE LANDOVER MD 20785 218117591 3000 SUPPORT RESEARCH AND EDUCATION CARNEGIE MELLON UNIVERSITY 5000 FORBES AVE PITTSBURGH PA 15213 250969449 501 (C) (3) 91373 SUPPORT RESEARCH AND EDUCATION CARYN L SWIERZBIN 1915 KALORAMA ROAD WASHINGTON DC 20009 138782003 10500 SUPPORT RESEARCH AND EDUCATION CENTER FOR STRATEGIC HEALTH ALLIANCES 800 SOUTHERN AVE SE 116 WASHINGTON DC 200324801 800651091 501 (C) (3) 67685 SUPPORT RESEARCH AND EDUCATION CENTREMEGA CORPORATION 1700 FRASER FIR COURT MITCHELLVILLE MD 20721 260554492 113000 SUPPORT RESEARCH AND EDUCATION CHARLES R DREW UNIVERSITY OF MEDICINE 1731 EAST 120TH STREET LOS ANGELES CA 90059 956151774 501 (C) (3) 0 SUPPORT RESEARCH AND EDUCATION CHILDREN'S RESEARCH INSTITUTE 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 521654453 501 (C) (3) 858341 SUPPORT RESEARCH AND EDUCATION COMMUNITY HEALTH PARTNERSHIP INC 6000 GEORGIA AVE NW WASHINGTON DC 20011 161690461 501 (C) (3) 3708 SUPPORT RESEARCH AND EDUCATION CULTURALLY RESPONSIVE EVALUATION STRATEGIES & TECHNOLOGIES 14900 WILLOW HILL LANE CHESTERFIELD VA 23832 271066296 52966 SUPPORT RESEARCH AND EDUCATION DC CHAMBER OF COMMERCE 1213 K STREET NW WASHINGTON DC 20005 237158230 501 (C) (6) 20455 SUPPORT RESEARCH AND EDUCATION DC CHAMBER OF COMMERCE FOUNDATION 506 9TH ST NW WASHINGTON DC 20004 010588381 501 (C) (3) 47897 SUPPORT RESEARCH AND EDUCATION ECONOMIC POLICY INSTITUTE 1333 H ST NW SUITE 300 EAST TOWER WASHINGTON DC 20005 521368964 501 (C) (3) 82514 SUPPORT RESEARCH AND EDUCATION EMERGENCE COMMUNITY ARTS COLLECTIVE 733 EUCLID STREET NW WASHINGTON DC 20001 061687385 501 (C) (3) 4812 SUPPORT RESEARCH AND EDUCATION ENVIRONMENT RATING SCALES INSTITUTE INC 711 GREENWOOD ROAD CHAPEL HILL NC 27514 200727268 33029 SUPPORT RESEARCH AND EDUCATION ETHIOPIAN COMMUNITY DEVELOPMENT COUNCIL 901 SOUTH HIGHLAND STREET ARLINGTON VA 22204 521308986 501 (C) (3) 2652 SUPPORT RESEARCH AND EDUCATION GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE FAIRFAX VA 22030 540836354 89206 SUPPORT RESEARCH AND EDUCATION GEORGETOWN UNIVERSITY 3300 WHITEHAVEN ST NW HARRIS BLDG STE 1100 WASHINGTON DC 20007 530196603 501 (C) (3) 76936 SUPPORT RESEARCH AND EDUCATION H MICHAEL MOGIL CCM 1104 6TH ST S NAPLES FL 34102 100369993 103235 SUPPORT RESEARCH AND EDUCATION HAMPTON UNIVERSITY 114 WIGMAN BUILDING HAMPTON VA 23668 540505990 501 (C) (3) 129855 SUPPORT RESEARCH AND EDUCATION JACKSON STATE UNIVERSITY 1400 JR LYNCH STREET JACKSON MS 39217 646000507 131664 SUPPORT RESEARCH AND EDUCATION JOHNS HOPKINS UNIVERSITY 12529 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 520595110 501 (C) (3) 503763 SUPPORT RESEARCH AND EDUCATION LATANYA JUNIOR 1651 N PORTAL DRIVE NW WASHINGTON DC 20012 358527729 75360 SUPPORT RESEARCH AND EDUCATION LIFESTAR RESPONSE OF MARYLAND INC PO BOX 827284 PHILADELPHIA PA 191827284 113436030 675 SUPPORT RESEARCH AND EDUCATION LTG ASSOCIATES 875 E CANAL DRIVE TURLOCK CA 95380 953936812 57358 SUPPORT RESEARCH AND EDUCATION MARSHA MCLEAN 500 RYANS RUN NEWPORT NEWS VA 23608 238029493 84566 SUPPORT RESEARCH AND EDUCATION MASSAH BUNDU 5608 NEWTON STREET HYATTSVILLE MD 20784 578081445 28080 SUPPORT RESEARCH AND EDUCATION MORGAN STATE UNIVERSITY 1700 E COLD SPRING LANE BALTIMORE MD 21251 526002033 141288 SUPPORT RESEARCH AND EDUCATION NATIONAL BLACK PROGRAMMING CONSORTIUM 68 E 131ST ST FL 7 NEW YORK NY 10037 311335950 501 (C) (3) 31944 SUPPORT RESEARCH AND EDUCATION NEW YORK UNIVERSITY 726 BROADWAY - NINTH FLOOR NEW YORK NY 10003 135562308 501 (C) (3) 67488 SUPPORT RESEARCH AND EDUCATION NORFOLK STATE UNIVERSITY 700 PARK AVENUE NORFOLK VA 23504 546002808 54146 SUPPORT RESEARCH AND EDUCATION NUEVA VIDA INCORPORATED 2000 P ST WASHINGTON DC 20036 541943145 501 (C) (3) 5000 SUPPORT RESEARCH AND EDUCATION PENNSYLVANIA STATE UNIVERSITY 820 NORTH UNIVERSITY PRESS UNIVERSITY PARK PA 16802 246000376 75000 SUPPORT RESEARCH AND EDUCATION PRECISION SYSTEMS INC 2713 NEWLANDS STREET NW WASHINGTON DC 20015 521902336 40527 SUPPORT RESEARCH AND EDUCATION PRINCE GEORGES COMMUNITY COLLEGE 301 LARGO ROAD LARGO MD 207742199 237011243 27292 SUPPORT RESEARCH AND EDUCATION QPR INSTITUTE PO BOX 2867 SPOKANE WA 99220 911957678 14925 SUPPORT RESEARCH AND EDUCATION RICARDO FORNO 2355 6TH STREET NW 105 WASHINGTON DC 20059 218759419 3824 SUPPORT RESEARCH AND EDUCATION SHAW MAIN STREETS 1426 9TH ST NW WASHINGTON DC 20001 161665834 501 (C) (3) 30000 SUPPORT RESEARCH AND EDUCATION SIEMENS CORPORATION 755 COLLEGE ROAD EAST PRINCETON NJ 08540 132623356 131669 SUPPORT RESEARCH AND EDUCATION THE BROWN WYNN AGENCY LLC 800 PALISADE AVENUE FORT LEE NJ 07024 260586030 36000 SUPPORT RESEARCH AND EDUCATION THE RESEARCH FOUNDATION OF SUNY PRESS 1400 WASHINGTON AVE MSC 312 ALBANY NY 12222 141368361 501 (C) (3) 172810 SUPPORT RESEARCH AND EDUCATION UNITED MEDICAL CENTER FOUNDATION 1310 SOUTHERN AVE SE WASHINGTON DC 20032 263390159 501 (C) (3) 119999 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF CALIFORNIA LOS ANGELES 11000 KINROSS AVE SUITE 211 LOS ANGELES CA 90095 956006143 18903 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF DISTRICT OF COLUMBIA 4200 CONNECTICUT AVE NW BLDG 38 WASHINGTON DC 200081122 536001131 74410 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF FLORIDA PO BOX 113001 GAINSVILLE FL 326116005 596002052 82090 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF ILLINOIS 1901 SOUTH FIRST STREET SUITE A MC-685 CHAMPAIGN IL 618207406 376000511 78520 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF MARYLAND 620 W LEXINGTON STREET 4TH FLOOR BALTIMORE MD 21201 526002033 17550 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF PUERTO RICO AT MAYAGUEZ PO BOX 9001 MAYAGUEZ PR 006819001 660433767 290333 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF TEXAS AT EL PASO 500 W UNIVERSITY AVE EL PASO TX 799680506 746000813 187019 SUPPORT RESEARCH AND EDUCATION UNIVERSITY OF TEXAS PAN AMERICAN FOUNDATION 1201 W UNIVERSITY DR ITT1210 EDINBURG TX 78539 742246970 501 (C) (3) 20640 SUPPORT RESEARCH AND EDUCATION VANDERBILT UNIVERSITY CONTRACT AND GRANT ACCOUNTING NASHVILLE TN 37235 620476822 501 (C) (3) 32780 SUPPORT RESEARCH AND EDUCATION VIRGINIA STATE UNIVERSITY OFFICE OF CASH INVESTMENTS 1 HAYDEN DR PETERSBURG VA 23806 546001811 5042 SUPPORT RESEARCH AND EDUCATION WETA 2775 S QUINCY STREET ARLINGTON VA 22206 530242992 501 (C) (3) 15064 SUPPORT RESEARCH AND EDUCATION SCHOLARSHIPS 6100 75949363 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: MONITORING USE OF GRANT FUNDS IN THE UNITED STATES: SCHOLARSHIP RECIPIENTS ARE REVIEWED TO ENSURE COMPLETION AND SATISFACTION OF THE SCHOLARSHIP CRITERIA. SHOULD A RECIPIENT BE FOUND TO BE OUT OF COMPLIANCE, THEY WILL NO LONGER BE ELIGIBLE FOR FUTURE SCHOLARSHIPS. X X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 SIDNEY A RIBEAU PHD 610105 0 0 0 22000 0 19600 0 107635 0 759340 0 0 0 ARTIS HAMPSHIRE-COWAN ESQ 227699 0 23968 0 22000 0 19699 0 4132 0 297498 0 0 0 BARBARA GRIFFIN PHD 160064 0 0 0 22000 0 14804 0 11327 0 208195 0 0 0 EVE HIGGINBOTHAM MD 606739 0 0 0 155333 0 18000 0 11565 0 791637 0 0 0 FLORENCE BONNER PHD 227817 0 0 0 22000 0 19644 0 6512 0 275973 0 0 0 HASSAN MINOR PHD 274339 0 0 0 22000 0 19600 0 6874 0 322813 0 0 0 JAMES H WYCHE PHD 343205 0 20000 0 22000 0 19600 0 12473 0 417278 0 0 0 LASALLE LEFFALL MD 333963 0 0 0 0 0 14700 0 10593 0 359256 0 0 0 MR JAMES JONES 217704 0 30818 0 22000 0 19154 0 7974 0 297650 0 0 0 MR TROY STOVALL 276644 0 36000 0 16500 0 19600 0 10288 0 359032 0 0 0 MRS NESTA BERNARD 219259 0 17500 0 1338 0 14493 0 11490 0 264080 0 0 0 NORMA LEFTWICH ESQ 255846 0 0 0 14959 0 19967 0 11293 0 302065 0 0 0 WAYNE FREDERICK MD 724885 0 122930 0 16500 0 19600 0 12635 0 896550 0 0 0 H PATRICK SWYGERT ESQ 167095 0 0 0 6844 0 13953 0 5706 0 193598 0 0 0 OLIVER G MCGEE PHD 275522 0 0 0 0 0 11068 0 5746 0 292336 0 0 0 ANDRE J DUERINCKX MD 477060 0 0 0 20000 0 0 0 4709 0 501769 0 0 0 DAMIREZ FOSSETT MD 484577 0 0 0 9955 0 19600 0 11102 0 525234 0 0 0 EDWARD CORNWELL III MD 718591 0 0 0 22000 0 19600 0 13172 0 773363 0 0 0 JOHN T HEBERT MD 528917 0 0 0 16500 0 0 0 7286 0 552703 0 0 0 OSCAR STREETER MD 503278 0 0 0 22000 0 19600 0 13154 0 558032 0 0 0 PART I, LINE 1A SCHEDULE J QUESTIONS REGARDING COMPENSATION: HOUSING ALLOWANCES/RESIDENCE FOR PERSONAL USE: HOWARD UNIVERSITY PROVIDES A HOME TO THE UNIVERSITY PRESIDENT AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. THE UNIVERSITY ALLOCATES RESOURCES TO MAINTAIN THE RESIDENCE IN GOOD REPAIR. THESE INCLUDE: (1) ALL UTILITIES, TELEPHONE, CABLE TELEVISION, HIGH SPEED AND WIRELESS INTERNET; (2) SERVICE AND MAINTANENCE OF THE STRUCTURE AND GROUNDS; (3) UNIVERSITY-OWNED FURNISHINGS AND FURNITURE TO SUPPLEMENT PRESIDENT RIBEAU'S PERSONAL FURNISHINGS AND FURNITURE; AND (4) PERIODIC HOUSEKEEPING SERVICES AND CATERING FOR UNIVERSITY-RELATED BUSINESS AND ENTERTAINMENT. THE USE OF THIS RESIDENCE WAS NOT INCLUDED IN THE PRESIDENT'S FORM W-2. THE FAIR MARKET VALUE OF THE ANNUAL RENT (IN THE AMOUNT OF $95,000) HAS BEEN INCLUDED AS A NON-TAXABLE BENEFIT FOR SCHEDULE J PURPOSES. HEALTH OR SOCIAL CLUB DUES: THE UNIVERSITY PAID OR REIMBURSED THE PRESIDENT FOR THE DUES AND NORMAL PERIODIC ASSESSMENTS INCURRED FOR MEMBERSHIP FOR TWO CLUBS. THE USE OF THE MEMBERSHIP IN THE BUSINESS CLUBS IS LIMITED TO UNIVERSITY BUSINESS. THIS WAS NOT REPORTED ON THE PRESIDENT'S FORM W-2. PERSONAL SERVICES: AN AUTOMOBILE (ALONG WITH DRIVER) ARE PROVIDED TO THE PRESIDENT BY THE UNIVERSITY AS NEEDED FOR UNIVERSITY-RELATED BUSINESS. THESE SERVICES ARE FOR BUSINESS PURPOSES ONLY, AND AS SUCH, HAVE NOT BEEN INCLUDED IN THE PRESIDENT'S FORM W-2. SCHEDULE J, PART I, LINE 4A SEVERANCE OR CHANGE OF CONTROL PAYMENTS: DURING THE YEAR ENDED JUNE 30, 2012, THE FOLLOWING INDIVIDUAL LISTED ON PART VII RECEIVED SEVERANCE PAYMENTS: EVE HIGGINBOTHAM $133,333 SCHEDULE J, PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: THE UNIVERSITY FUNDS A NON-QUALIFIED DEFERRED COMPENSATION PLAN FOR DR. RIBEAUX IN THE AMOUNT OF $70,000 ANNUALLY PLUS SIX PERCENT INTEREST. AMOUNT FUNDED PLUS INTEREST FOR THE YEAR ENDED JUNE 30, 2012 TOTALED $74,199) DISTRICT OF COLUMBIA 536001131 254839L35 2006-07-27 97665000 FINANCE BUILDING RENOVATIONS AND REFUNDING OUTSTANDING DEBT 1 0 0 DISTRICT OF COLUMBIA 536001131 2010-08-26 10400000 FINANCE AND REFINANCE THE COST OF CERTAIN EQUIPMENT 0 0 0 DISTRICT OF COLUMBIA 536001131 25483VDK7 2011-04-27 220245253 REFUND 1998 & 2006 OUTSTANDING DEBT AND FINANCE NEW MONEY PROJECTS 0 0 0 37825000 29395000 1 0 1 1 236030 2375304 196236 10400000 0 0 1 1 169163175 9738259 43301030 3650659 28916571 87207014 1 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0.01300 0.01300 1 0 1 0 0 1 0 1 0 1 MORGAN STANLEY 2.000000000000 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 X PART II LINE 10 PROCEEDS OF $10,400,000 WERE USED TO PURCHASE EQUIPMENT AND PAYOFF BRIDGE LOAN. PART II #4C & 6C PROCEEDS OF $53,039,289 WERE USED TO FINANCE RESERVE FUND AND ESCROW REDEMPTIONS. EDWARD E CORNWELL III MD FAC TO RECRUIT AND ASSIST IN RELOCATION TO WASHINGTON, DC X 99000 99000 0 1 1 99000 RIGHT ADVISORY LLC SEE BELOW CFO ROBERT TAROLA IS MEMBER OF RIGHT ADVISORY, LLC 1606867 MANAGEMENT COMPENSATION FOR FINANCIAL MANGEMENT SERVICES PROVIDED BY RIGHT ADVISORY, LLC INCLUDING VARIOUS INDIVIDUALS AND ROBERT TAROLA (SERVING AS CHIEF FINANCIAL OFFICER). 0 PEPCO HOLDINGS INC SEE D BELOW 10306696 UTILITIES PEPCO HOLDINGS, INC PROVIDES ELECTRIC UTILTIES SERVICES TO THE UNIVERSITY. BOARD OF TRUSTEE MEMBER PATRICK HARKER ALSO SERVES AS A MEMBER OF BOARD OF DIRECTORS OF PEPCO HOLDINGS, INC. 0 DORSEY & WHITNEY LLP SEE D BELOW TRUSTEE CORNELL MOORE ALSO PARTNER OF DORSEY & WHITNEY 7373 LEGAL SERVICES DORSEY & WHITNEY, LLP PROVIDES LEGAL SERVICES TO ASSIST THE UNIVERSITY TO FILE STATE REGISTRATIONS FOR FUNDRAISING. TRUSTEE MOORE HAS NO DIRECT CONTROL OVER THE RELATIONSHIP AND AMOUNTS CHARGED ARE BELOW NORMAL RATES AND CAPPED. 0 KAREN WYCHE PHD SPOUSE OF PROVOST JAMES WYCHE 143834 UNIVERSITY EMPLOYEE 0 X 1 200000 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 3 DELEGATION OF DUTIES TO A MANAGEMENT COMPANY: HOWARD UNIVERSITY HOSPITAL RETAINS LHW, INC. FOR THE SERVICES OF LARRY WARREN, CEO OF THE HOSPITAL. HOWARD UNIVERSITY RETAINS RIGHT ADVISORY LLC FOR THE SERVICES OF ROBERT TAROLA AS CFO. FORM 990, PART VI, SECTION B, LINE 11 REVIEW OF FORM 990 BY GOVERNING BOARD: A MEETING OF THE AUDIT AND LEGAL COMMITTEES (A&LC) OF THE BOARD OF DIRECTORS IS HELD TO PRESENT AND REVIEW A DRAFT OF THE FULL FORM 990, INCLUDING ALL APPLICABLE SCHEDULES. EACH A&LC COMMITTEE MEMBER IS PROVIDED A COPY OF THE RETURN PRIOR TO THE MEETING. AT THE MEETING THEY ARE ALLOWED TO ASK QUESTIONS REGARDING THE FORM 990. CHANGES ARE DOCUMENTED AND THE FORM 990 IS UPDATED. A FINAL DRAFT OF THE FULL FORM 990 IS PROVIDED ELECTRONICALLY TO EACH MEMBER OF THE FULL BOARD FOR REVIEW. ONCE THE BOARD HAS HAD TIME TO REVIEW AND COMMENT ON FORM 990, IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C COMPLIANCE WITH CONFLICT OF INTEREST POLICY: ANNUAL DISCLOSURE IS REQUIRED OF EACH OFFICER, DIRECTOR, TRUSTEE AND KEY EMPLOYEE. EACH PERSON COMPLETES AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. ONCE THE CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED THEY ARE REVIEWED BY THE CHIEF COMPLIANCE OFFICER/OFFICE OF THE GENERAL COUNSEL. IF AN ACTUAL CONFLICT OF INTEREST IS DETERMINED TO EXIST, THAT PERSON IS EXCLUDED FROM ANY DISCUSSIONS CONCERNING THE CONFLICTING ISSUE AND IS NOT PERMITTED TO VOTE ON ANY DECISIONS REGARDING THE CONFLICTING ISSUE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE CEO, EXECUTIVE DIRECTOR, OR OTHER TOP MANAGEMENT OFFICIAL: THE PROCESS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT INCLUDED A REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES, WHICH CONSISTED OF ONLY INDEPENDENT PERSONS. THE BOARD OF TRUSTEES USED A CUSTOMIZED SURVEY OF HOWARD UNIVERSITY'S BENCHMARK INSTITUTIONS CREATED BY PRM CONSULTING TO DETERMINE THE COMPENSATION. THE PROCESS WAS DOCUMENTED IN THE BOARD MEETING MINUTES AND WAS LAST UNDERTAKEN ON APRIL 28, 2008. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE OF GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -15,862,000. UNREALIZED LOSS ON INTEREST RATE SWAP 82,000. UNREALIZED CHANGE IN FUNDED STATUS OF DEFINED BENEFIT PENSION PLAN -119,274,000. UNREALIZED CHANGE IN OBLIGATION FOR POST RETIREMENT BENEFIT PLAN 2,731,000. TOTAL TO FORM 990, PART XI, LINE 5: -132,323,000. 990 PART VII, PAGE 8, SECTION B: INDEPENDENT CONTRACTORS NAME: SODEXO INC & AFFILIATES ADDRESS: 9801 WASHINGTONIAN BOULEVARD, GAITHERSBURG, MD 20878 DESCRIPTION OF SERVICES: FOOD SERVICE FOR STUDENTS COMPENSATION: $10,031,442 NAME: THE BURKS COMPANIES INC. ADDRESS: 191 PEACHTREE STREET NORTHEAST, ATLANTA, GA 30303 DESCRIPTION OF SERVICES: CAMPUS-WIDE JANITORIAL AND FACILITIES SERVICES COMPENSATION: $6,843,442 NAME: MEDICAL FACULTY ASSOCIATES ADDRESS: 2150 PENNSYLVANIA AVE, NW, WASHINGTON, DC 20037 DESCRIPTION OF SERVICES: HUH; NON-CASH VENDOR; PATIENT COLLECTIONS SERVICES COMPENSATION: $4,889,926 NAME: BPI MECHANICAL CONSTRUCTION ADDRESS: 9103 HAMPTON OVERLOOK, CAPITOL HEIGHTS, MD 20743 DESCRIPTION OF SERVICES: MAJOR FACILITIES RENOVATIONS COMPENSATION: $3,931,694 NAME: TEAM ACP CONSTRUCTION LLC ADDRESS: PO BOX 2040, GLEN ALLEN, VA 20358 DESCRIPTION OF SERVICES: MAJOR FACILITIES RENOVATIONS COMPENSATION: $3,454,230