2012-11-21T11:05:41-08:00 2012-06-30 Barry C Broden CPA 40 Woodland Street Hartford CT 06105 990PF 2011-07-01 061552087 Eric & Jessica Zachs Family Foundation ERIC 8607275733 40 Woodland Street Hartford CT 06105 Eric Zachs 2012-11-21 true BARRY C BRODEN CPA 8609161724 X 2011 2016-02-24 21:20:13Z X 488503 X X 19602 19602 -23526 1188914 -3924 19602 64 64 52 40 12 116 104 12 26100 26100 26216 104 26112 -30140 19498 12120 944 944 96762 125088 125088 17328 20917 8478 8663 38890 67331 68139 329780 283816 285669 515797 485657 488503 0 X 515797 485657 515797 485657 515797 485657 515797 -30140 485657 485657 CAPITAL GAIN DISTRIBUTIONS P 2012-01-01 2012-01-12 518 518 518 1424 ULTRASHORT SP 500 PROSHARES P 2012-05-22 2012-06-08 23917 24782 -865 -865 895.249 TEMPLETON GLOBAL BD FD P 2011-10-25 2012-06-28 11480 11554 -74 -74 637.178 PUTNAMGLOBAL INCOME TR P 2012-01-18 2012-02-06 8030 7950 80 80 1043.7 PUTNAM DIVERSIFIELD INC TR P 2011-03-24 2012-01-18 7553 8487 -934 -934 306.772 PUTNAM CAPITAL SPECTRUM FUND P 2011-10-25 2012-01-26 7360 7009 351 351 152 pOWERSHS QQQ NASDAQ P 2012-04-09 2012-05-08 9797 10245 -448 -448 169 MARKET VECTORS AGRICBUSINESS P 2012-03-21 2012-05-14 8212 8941 -729 -729 2740.59 MAINSTAY HIGH YIELD OPPORT P 2011-03-24 2012-01-18 31088 32731 -1643 -1643 274 JPMORGAN CHASE ALERIAN P 2012-01-06 2012-06-29 10600 10887 -287 -287 552 I SHARES LATIN AMER 40 P 2012-01-26 2012-04-10 25181 26476 -1295 -1295 596 ISHARES SP ASIA 50 INDEX P 2012-01-26 2012-05-14 25066 26497 -1431 -1431 630 ISHARES SP US PREF STK P 2011-06-30 2012-06-21 24327 24370 -43 -43 75 I SHARES NASDAQ BIOTECH P 2012-01-06 2012-02-08 8908 8335 573 573 66 ISHARES LEHMAN 1-3 YEAR P 2011-10-25 2012-01-26 6901 6893 8 8 154 ISHARES LEHMAN 1-3 YEAR P 2011-10-25 2012-01-18 16074 16084 -10 -10 67 ISHARES LEHMAN INTERMEDIATE P 2011-10-25 2012-01-26 7233 7213 20 20 724 ISHARES LEHMAN INTERMEDIATE P 2011-10-25 2012-01-18 77843 77944 -101 -101 396 ISHARES IBOXX HIGH YIELD P 2010-03-05 2012-03-21 35824 34940 884 884 109 ISHARES IBOXX INVESSTOP P 2011-10-25 2012-03-21 12509 12487 22 22 417 ISHARES TR GOLD P 2012-01-26 2012-03-14 6654 7020 -366 -366 8186 ISHARES FTSE NAREIT MORTGAGE P 2012-01-18 2012-03-21 117625 114241 3384 3384 257 ISHARES DOW JONES US ENERGY P 2011-10-25 2012-04-09 10343 10147 196 196 135 ISHARES DOW JONES US UTILITIES P 2012-01-26 2012-06-06 11964 11714 250 250 377 ISHARES DOW JONES US FIN P 2012-03-21 2012-05-11 21049 22158 -1109 -1109 492 ISHARES DOW JONES SELECT P 2011-12-07 2012-03-14 27106 26097 1009 1009 638 ISHARES DOW JONES US OIL P 2011-10-25 2012-03-12 34695 35372 -677 -677 1803 GLOBAL X BRAZIL CONSUMER ET P 2012-03-21 2012-05-14 30453 34596 -4143 -4143 117.854 FIRST EAGLE GLOBAL FUND P 2010-09-27 2012-06-01 5265 5098 167 167 29306 FIRST EAGLE GLOBAL FUND P 2010-03-12 2012-06-01 13091 12125 966 966 185.74 FIRST EAGLE SOGEN FDS INC GOLD FD P 2010-03-05 2012-03-13 5511 5424 87 87 2357.168 FIDELITY REAL ESTATE INCOME P 2011-06-02 2012-04-18 25074 25418 -344 -344 1842.278 FIDELITY FINL TR CONV SEC FD P 2011-12-21 2012-04-18 46662 43161 3501 3501 1663.177 ALLIANZ AGIC CONV P 2011-12-21 2012-05-08 45957 44459 1498 1498 1.912 T ROWE PRICE INTL FUNDS LATIN P 2010-12-17 2011-09-12 87 104 -17 -17 1.571 T ROWE PRICE INTL FUNDS LATIN P 2010-12-17 2011-09-12 71 85 -14 -14 3.067 T ROWE PRICE INTL FUNDS LATIN P 2009-12-17 2011-09-12 139 147 -8 -8 367.607 T ROWE PRICE INTL FUNDS LATIN P 2009-12-14 2011-09-12 16708 18000 -1292 -1292 925 PUTNAM PREMIER INCOME TR P 2011-03-05 2011-11-21 4684 5904 -1220 -1220 1041.996 PUTNAM DIVERSIFIELD INC TR P 2011-02-17 2011-12-05 7541 8506 -965 -965 454 PROSH ULTRA SHORT SP 500 P 2011-11-21 2011-11-30 9585 10178 -593 -593 342 PROSH ULTRA SHORTMSCI EAF P 2011-11-21 2011-11-30 9361 10224 -863 -863 115 PROSH ULTRA SHORT ETF P 2011-09-12 2011-09-14 6900 7419 -519 -519 306 pOWERSHS DB MULTI SECTOR P 2010-10-14 2011-09-23 9232 8826 406 406 4869.679 OPPENHEIMER SENIOR P 2011-11-30 2011-12-05 38982 40673 -1691 -1691 1431.288 OPPENHEIMER SENIOR P 2011-05-18 2011-07-29 11870 12019 -149 -149 1211 NUVEEN MULTI CURRENCY SHORT P 2011-03-05 2011-11-21 15434 18884 -3450 -3450 179 MARKET VECTORS AGRICBUSINESS P 2011-05-20 2011-09-23 7907 9549 -1642 -1642 1722.319 KEELEY FAMILY OF FUNDS SMALL P 2011-02-17 2011-08-04 17216 19780 -2564 -2564 331 JPMORGAN CHASE ALERIAN P 2011-02-17 2011-10-04 10714 12704 -1990 -1990 885 JPMORGAN CHASE ALERIAN P 2009-12-14 2011-10-24 28645 24559 4086 4086 192 ISHARES TR MSCI EMERGING MKTS P 2010-11-24 2011-08-05 8172 8769 -597 -597 40 ISHARES TR MSCI EMERGING MKTS P 2010-11-24 2011-08-05 1702 1825 -123 -123 185 ISHARES TR MSCI EMERGING MKTS P 2010-10-14 2011-08-05 7874 8664 -790 -790 143 ISHARES TR MSCI EMERGING MKTS P 2010-03-12 2011-08-05 6086 5927 159 159 113 ISHARES TR MSCI EMERGING MKTS P 2009-12-14 2011-08-05 4810 4718 92 92 122 ISHARES TR SP GLOBAL P 2011-06-30 2011-09-06 6704 7398 -694 -694 98 ISHARES TR DJ US CONSUNER P 2011-06-30 2011-08-03 6749 7153 -404 -404 799 ISHARES TR COMEX GOLD P 2011-09-27 2011-12-13 12655 12904 -249 -249 799 ISHARES TR COMEX GOLD P 2011-08-09 2011-09-23 13041 14254 -1213 -1213 219 ISHARES SILVER TRUST P 2011-09-27 2011-12-14 6142 6793 -651 -651 277 ISHARES SILVER TRUST P 2011-09-27 2011-10-25 8965 8592 373 373 496 ISHARES SILVER TRUST P 2010-09-27 2011-09-23 15626 15904 -278 -278 842 ISHARES MSCI GINNY IDX P 2011-09-07 2011-09-23 14614 16200 -1586 -1586 82 ISHARES MSCI BRAZIL IND FD P 2010-10-14 2011-08-05 5119 6615 -1496 -1496 39 ISHARES MSCI BRAZIL IND FD P 2010-03-12 2011-08-05 2435 2884 -449 -449 37 ISHARES MSCI BRAZIL IND FD P 2009-12-14 2011-08-05 2310 2905 -595 -595 182.916 FIRST EAGLE SOGEN FDS INC GOLD FD P 2010-03-05 2011-12-14 5338 4900 438 438 197.289 FIRST EAGLE SOGEN FDS INC GOLD FD P 2010-03-05 2011-10-25 6550 5285 1265 1265 131.958 FIRST EAGLE SOGEN FDS INC GOLD FD P 2010-03-05 2011-08-22 4847 3535 1312 1312 1314.612 FIDELITY FINL TR CONV SEC FD P 2010-10-14 2011-09-23 29384 31770 -2386 -2386 1344.779 FIDELITY FINL TR CONV SEC FD P 2010-10-14 2011-08-05 31753 31899 -146 -146 62 DIREXION SHARES ETF P 2011-11-23 2011-11-30 2891 3210 -319 -319 1196.543 ALLIANZ NACM P 2011-08-09 2011-10-03 30201 31920 -1719 -1719 -23526 -30638 false 21377 525877 0.04065 51321 500561 0.10253 577 468849 0.00123 45735 621287 0.07361 30467 620470 0.04910 0.26712 0.05343 492674 26321 195 26516 26112 390 390 390 816 816 426 426 false false false false false false false false true true CT true false false false false true N/A Dawn Griswold 8607275733 40 Woodland Street Hartford CT 06105 false false false false false false false false false false false false false false false false false false false false false false false false false false Russ Bernard 450 Lexington Ave Ste 1600 New York NY 10017 0.00 0 Jessica Zachs 53 Norwood Rd West Hartford CT 06117 0.00 0 Eric Zachs 53 Norwood Road West Hartford CT 06117 0.00 0 NONE NONE 431175 69002 0 500177 0 500177 7503 492674 24634 24634 390 390 24244 24244 24244 26112 26112 26112 24244 1358 15022 27687 44067 26112 0 24244 1868 45935 0 1358 44577 15022 27687 1868 X Jewish National Fund 42 East 69th street New York NY 10021 none PUBLIC General Use 100 Hartford Hospital 80 Seymour Street Hartford CT 06102 none PUBLIC General Use 16500 The Silicon Valley Cummunity Founda 2440 West El Comina Real Mountain View CA 94040 none PUBLIC Helman-Cao Family Charity Fund 1000 EDNA SCHWARTZ SCHOLARSHIP FUND 101 West 79th Street New York NY 10024 none Public General Use 2500 Arthritus Foundation 35Cold Springs Road Rocky Hill CT 06067 none Public General Use 1000 Jewish Community Center 335 Bloomfield Avenue West Hartford CT 06117 member Public General Use 5000 26100 14 19602 -23526 19602 -23526 -3924 false false false false false false false false false false tax software fees 64 64 0 0 I SHARES BARCLAY 1-3 YEAR CREDIT BD FUND 24551 24502 I SHARES IBOXX HI YIELD CAP BOND 42780 43637 I SHARES MSCI BRAZIL IND FD BLACKROCK FLOATING RT INC FD 8478 8663 PUTNAM DIVERSIED INCOME TR CL Y AT COST OPPENHEIMER FDS SENIOR FLOATING RATE CL AT COST FIDELITY ADVISORS FD CONV SEC FD AT COST POWERSHARES DB AGRICULTURE FUND AT COST MARKET VECTORS AGRIBUSINESS FUND AT COST TEMPLETON INCOME TR GLOBAL BOND ADVISOR AT COST 10860 10598 PUTNAM FUNDS CAPITAL SPECTRUM FUND Y AT COST 24568 26720 PIMCO FDS REALEST REALRET STRAT FD INSTL AT COST 12343 12909 FIDELITY SECS FD REAL ESTATE INC FD AT COST 19151 19553 BLACKROCK STRAT INCM OPPYSI AT COST 17512 17468 PROSHARES ULTRA SHORT MSCI EAFE AT COST 9911 8140 MARKET VECTORS ETF TR MTG AT COST 9788 10122 MARKET VECTORS GOLD MINERS ETF AT COST 12432 11998 ISHARES GOLD TRUST COM AT COST 12485 12401 ISHARES BARCLAYS INT CREDIT BOND FUND AT COST 34712 34764 ISHARES FTSE NAREIT MORTGAGE PLUS CAP AT COST 23627 24095 PUTNAM PREMIER INCOME TR AT COST JP MORGAN CHASE ALERIAN MLP INDEX ETN AT COST 10887 10620 I SHARES SILVERV TRUSI AT COST 12445 11939 I SHARES MSCI EMERGING MKTS AT COST T ROWE PRICE INTL LATIN AMER FUND AT COST MAINSTAY HI YIELD CP A AT COST 17586 16969 KEELY SMALL MID CAP VALUE I AT COST FIRST EAGLE GOLD FUND AT COST First Eagle Global Fund Cl A AT COST 55509 57373 Investment Expenses 40 40 Bank Charges 12 12