2012-11-15T13:27:19-06:00 2011-12-31 MCCONNELL & JONES LLP 3040 POST OAK BLVD STE 1600 HOUSTON TX 770566574 990 2011-01-01 746053200 TEXAS HEART INSTITUTE TEXA 8323554011 PO BOX 20345 HOUSTON TX 77225 MARC MATTSSON 8323554011 2012-11-05 true THOMAS JONES JR 7139681600 2012-11-15 2011 2016-02-24 21:20:13Z MARC MATTSSON PO BOX 20345 HOUSTON TX 77225 34173910 false X TEXASHEARTINSTITUTE.ORG X 1962 TX TO REDUCE THE DEVASTATING TOLL OF CARDIOVASCULAR DISEASE THROUGH INNOVATIVE PROGRAMS IN RESEARCH, EDUCATION, AND IMPROVED PATIENT CARE BASIC CLINICAL RESEARCH IS PERFORMED IN ALL SPECIALTIES OF CARDIOVASCULAR DISEASE, INCLUDING CARDIOLOGY, CARDIOVASCULAR SURGERY, ANESTHESIOLOGY, PATHOLOGY, AND CARDIOTHORACIC TRANSPLANTATION EDUCATION INVOLVES THE TRAINING OF MEDICAL RESIDENTS AND FELLOWS IN CARDIOVASCULAR SPECIALTIES AS WELL AS CONTINUING EDUCATION FOR MEDICAL DOCTORS AND EDUCATIONAL INFORMATION FOR THE PUBLIC. 46 45 244 1 0 31847528 29374213 9178208 567355 1892487 1973272 17956 0 42936179 31914840 0 0 22162213 23317667 0 1349057 15857844 16068562 38020057 39386229 4916122 -7471389 130312787 129364418 17052723 25030829 113260064 104333589 X TO REDUCE THE DEVASTATING TOLL OF CARDIOVASCULAR DISEASE THROUGH INNOVATIVE PROGRAMS IN RESEARCH, EDUCATION, AND IMPROVED PATIENT CARE BASIC CLINICAL RESEARCH IS PERFORMED IN ALL SPECIALTIES OF CARDIOVASCULAR DISEASE, INCLUDING CARDIOLOGY, CARDIOVASCULAR SURGERY, ANESTHESIOLOGY, PATHOLOGY, AND CARDIOTHORACIC TRANSPLANTATION EDUCATION INVOLVES THE TRAINING OF MEDICAL RESIDENTS AND FELLOWS IN CARDIOVASCULAR SPECIALTIES AS WELL AS CONTINUING EDUCATION FOR MEDICAL DOCTORS AND EDUCATIONAL INFORMATION FOR THE PUBLIC. false false 21924782 13582955 MEDICAL RESEARCH - VISIONARY SCIENTIST AND PHYSICIANS WORKING TOGETHER TO BRING TRANSLATIONAL RESEARCH TO THE PATIENT'S BEDSIDE WITH INNOVATIVE TREATMENTS LEAD US TO THE HEART OF DISCOVERY WITH UNWAVERING PASSION, DEDICATION AND COLLABORATION. THE TEXAS HEART INSTITUTE REMAINS THE VANGUARD IN THE FIGHT AGAINST HEART DISEASE AND WHAT A WAR IT IS CARDIOVASCULAR DISEASE CLAIMS NEARLY 900,000 LIVES-MORE LIVES THAN THE NEXT FIVE LEADING CAUSES OF DEATH COMBINED EACH YEAR IN THE U.S. ALONE. ONE IN THREE AMERICANS SUFFERS FROM CARDIOVASCULAR DISEASE AND ASSOCIATED COSTS ARE ESTIMATED AT 450 BILLION IN 2011. DISCOVERY OF NEW KNOWLEDGE MAKES ADVANCES POSSIBLE AS WE WORK TO CONQUER CARDIOVASCULAR DISEASE. 3679668 1327679 EDUCATION - THE TEXAS HEART INSTITUTE'S COMMITMENT TO EDUCATION IS ONE OF THE DIMENSIONS THAT SETS IT APART FROM OTHER MAJOR CENTERS POSTDOCTORAL AND ALLIED TRAINING PROGRAMS, SEMINARS, SYMPOSIA, CONFERENCES, PUBLICATION OF SCIENTIFIC AND CLINICAL FINDINGS, TRAINING MATERIALS, AND PUBLIC EDUCATION ARE ALL PART OF THE INSTITUTE'S EDUCATIONAL THRUST. 26401 2815272 PATIENT ASSISTANCE - MAINTAINING A STANDARD OF EXCELLENCE FOR 20 CONSECUTIVE YEARS. THE TEXAS HEART INSTITUTE AT ST. LUKE'S EPISCOPAL HOSPITAL HAS BEEN RANKED AMONG THE TOP TEN HEART CENTERS IN THE UNITED STATES BY U.S. NEWS AND WORLD REPORT'S ANNUAL GUIDE TO "AMERICA'S BEST HOSPITALS". OTHER TOP-RANK INSTITUTIONS INCLUDE MAYO CLINIC, DUKE UNIVERSITY MEDICAL CENTER AND CLEVELAND CLINIC. 25630851 true true false false false false false true false true true false false false true false false true false false false false false false false false false false false true false false false false false false false true false false false false false true false false false false true 0 0 true 244 true false false false false false false X 46 45 false false false false false false false true true false false true true true true true true true true false X MARC MATTSON 8323554994 TEXAS MEDICAL CENTER MC 3-117 PO HOUSTON TX 77225 DENTON A COOLEY MD 40.00 X X 498016 0 31816 ISAAC ARNOLD JR 5.00 X 0 0 0 MEREDITH J LONG 5.00 X 0 0 0 BOBBY S SHACKOULS 5.00 X 0 0 0 DAVID M CARMICHAEL 5.00 X 0 0 0 ROBERT CIZIK 5.00 X 0 0 0 MORTON A COHN 5.00 X 0 0 0 PETER CONEWAY 5.00 X 0 0 0 JAMES L DANIEL JR 5.00 X 0 0 0 JAN E DUNCAN 5.00 X 0 0 0 JOHN H DUNCAN 5.00 X 0 0 0 DONALD L EVANS 5.00 X 0 0 0 TILMAN J FERTITTA 5.00 X 0 0 0 ALFRED C GLASSELL III 5.00 X 0 0 0 JULIUS GLICKMAN 5.00 X 0 0 0 DAVID GRIMES 5.00 X 0 0 0 HENRY R HAMMAN 5.00 X 0 0 0 FRANK J HEVRDEJS 5.00 X 0 0 0 WILLIAM M HITCHCOCK 5.00 X 0 0 0 KAY HOLMES 5.00 X 0 0 0 LINDSAY HOLSTEAD 5.00 X 0 0 0 BARBARA R HURWITZ 5.00 X 0 0 0 JOSEPH D JAMAIL 5.00 X 0 0 0 JODIE LEE JILES 5.00 X 0 0 0 KELLI KICKERILLO 5.00 X 0 0 0 R BRUCE LABOON 5.00 X 0 0 0 ELYSE LANIER 5.00 X 0 0 0 MICHAEL C LINN 5.00 X 0 0 0 RODNEY H MARGOLIS 5.00 X 0 0 0 FRANCES MARZIO 5.00 X 0 0 0 STEVEN L MILLER 5.00 X 0 0 0 S REED MORIAN 5.00 X 0 0 0 T WILLIAM PORTER 5.00 X 0 0 0 THOMAS A ROUPE 5.00 X 0 0 0 CHRISTOPHER SAROFIM 5.00 X 0 0 0 FAYEZ SAROFIM 5.00 X 0 0 0 LE SIMMONS 5.00 X 0 0 0 ROLAND SLEDGE 5.00 X 0 0 0 MORT TOPFER 5.00 X 0 0 0 DAN TUTCHER 5.00 X 0 0 0 TONY VALLONE 5.00 X 0 0 0 JAMES T WILLERSON MD 5.00 X 0 0 0 MARGARET ALKEK WILLIAMS 5.00 X 0 0 0 WALLACE S WILSON 5.00 X 0 0 0 JOHN H YOUNG 5.00 X 0 0 0 FRED ZEIDMAN 5.00 X 0 0 0 MARC C MATTSSON 40.00 X 439153 0 31177 IRENE S HELSINGER 40.00 X 363567 0 0 RICHARD A DIXON 40.00 X 412053 0 23768 MICHAEL G MCGEE 40.00 X 188792 0 29321 MARIANNE MALLIA 40.00 X 171405 0 18948 PETER VANDERSLICE 40.00 X 168065 0 21613 CHU-HUANG M CHEN 40.00 X 163069 0 12196 RONALD J BIEDIGER 40.00 X 157288 0 24894 MACARTHUR A ELAYDA 40.00 X 151045 0 21799 FRANK L MICHEL 40.00 X 144271 0 19321 MEREDITH M MONTGOMERY 40.00 X 137841 0 18273 CHIEU T NGUYEN 40.00 X 126787 0 26331 DENA P HOUCHIN 40.00 X 125981 0 20703 DARREN G WOODSIDE 40.00 X 119770 0 24170 3367103 324330 15 false true false BAYLOR FINANCE DEPT OF FINANCE HOUSTON TX 772161361 SALARY REIMB 1356759 UNIVERSITY OF HOUSTON TREASURERS OFFICE HOUSTON TX 770010988 RESEARCH SVCS 924115 UTHSC AT HOUSTON 7000 FANNIN STE 1200 HOUSTON TX 77030 SALARY REIMB 675841 ALLEN PRESS INC PO BOX 621 LAWRENCE KS 66044 PRINT SVCS 532476 UNIVERSITY OF TEXAS HEALTH 6431 FANNIN STREET STE 6230 HOUSTON TX 77030 RESEARCH PERSON 522626 5 4596443 24777770 29374213 REGISTRATION FEES 468942 468942 PROF SERV INVOME 162146 162146 PUBLICATIONS REVENUE 36549 36549 VEDEO CASSETTE SALES 27344 27344 OTHER REVENUE 8677 8677 -136303 -136303 567355 1910500 1910500 2321842 2259070 62772 62772 62772 31914840 567355 1973272 2712452 1300736 1411716 17152620 13304511 2973035 875074 1008540 856076 109306 43158 1523366 1254402 211581 57383 920689 715651 144710 60328 1228783 1186530 10380 31873 129095 97971 25797 5327 140938 140938 223324 1144 222180 2288897 1945167 289579 54151 1180810 1177819 2973 18 279744 -159140 419235 19649 3616085 3616085 308365 265515 39682 3168 254073 254073 1564165 1564165 307163 33526 269724 3913 SUPPLIES 4445833 3645766 605052 195015 BAD DEBT 100250 4140 96110 MISCELLANEOUS 1037 1037 39386229 25630851 12406321 1349057 2233607 4232849 17903864 19612899 27485997 26321215 3807 71535 446263 376691 52719521 22531879 26519334 30187642 43550684 44713950 12169231 3847637 130312787 129364418 2561168 2943539 3090416 2479899 4722868 4402740 6678271 15204651 17052723 25030829 X 75574473 73698132 37685591 30635457 113260064 104333589 130312787 129364418 X -7471389 -1455086 X false true true X true true X ST LUKE'S EPISCOPAL HOSPITAL HOUSTON TX RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false 89840 X false false false 330795 330795 54122 963722 1017844 120649 7593 74120 54122 1136376 -958185 57542 120649 false false false 41544447 11146512 30397935 10763083 11063241 -300158 411991 322126 89865 30187642 PAYABLE TO ST LUKES 9486015 LONG-TERM PENSION OBLIGATION 5227710 EQUIPMENT LEASE OBLIGATION 624413 INTERCOMPANY -133487 15204651 31914840 39386229 -7471389 1618175 -1886727 -268552 -7739941 33533015 1618175 1618175 31914840 31914840 41272956 1886727 1886727 39386229 39386229 COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE WALLACE D WILSON MUSEUM COVERS THE DEVELOPMENT OF ALL KEY SUPPORTING SERVICES AT THE INSTITUTE, AND DEMONSRATES THE ADVANCES IN TECHNOLOGY ACHIEVED OVER THE YEARS. VISITORS HAVE ACCESS TO A VIDEO PERSPECTIVE ON THE INSTTUTE AS WELL AS INTERACTIVE COMPUTERS FOR MORE INFORMATION ON THE ITEMS DISPLAYED. SOME OF DR COOLEY'S PERSONAL MEMENTOS AND AWARDS ARE SHOWN AS WELL. THE HOUSTON MUSEUM OF NATURAL SCIENCE PROVIDED IMMEASURABLE SUPPORT AND GUIDANCE FOR THE DEVELOPMENT OF THE NEW MUSEUM. IN THE SAME AREA, VISITORS SEE THE CELEBRATION OF HEARTS ART EXHIBIT. DISTINGUISHED INDIVIDUALS WORLDWIDE HAVE CONTRIBUTED TO THIS PROJECT INITIATED BY HOUSTON CELEBRITY, WARNER ROBERTS. ASTRONAUT, ATHLETES, ACTORS, MUSICIANS AND MORE HAVE DONATED AND SOMETIMES CREATED THEIR INTERPRETATIONS OF CELEBRATING HEARTS. THE STUNNING COLLECTION CONTAINS MORE THAN 130 PIECES. THE CELEBRATION OF HEARTS IS SO LARGE THAT PORTIONS OF THE COLLECTION ARE DISPLAYED IN OTHER PUBLIC AREAS OF THE BUILDING. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 THE ORGANIZATION'S ENDOWMENTS CONSIST OF FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING STEM CELL RESEARCH, ANNUAL CARDIO SYMPOSIUM, ARTIFICAL HEART RESEARCH AND DEVELOPMENT, CARDIOVASCULAR SURGICAL RESEARCH WITH A FOCUS ON CHILDREN, CARDIOLOGY RESEARCH, HUFFINGTON ENDOWMENT, AND VISUAL COMMUNICATION SERVICES. RECONCILIATION OF CHANGES - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 8 ADJUSTMENTS TO UNFUNDED PENSION LOSS -1,886,727 EXPENSE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 2D ADJUSTMENTS TO UNFUNDED PENSION LOSS 1,886,727 X false false false false false false false false false DENTON A COOLEY MD 498016 7000 24816 529832 MARC C MATTSSON 421090 18063 7350 23827 470330 IRENE S HELSINGER 363567 363567 RICHARD A DIXON 412053 7350 16418 435821 MICHAEL G MCGEE 184922 3870 5790 23531 218113 MARIANNE MALLIA 163585 7820 5093 13855 190353 PETER VANDERSLICE 163332 4733 5076 16537 189678 CHU-HUANG M CHEN 163069 2448 9748 175265 RONALD J BIEDIGER 157288 5076 19818 182182 MACARTHUR A ELAYDA 147937 3108 4603 17196 172844 FRANK L MICHEL 144271 2224 17097 163592 MEREDITH M MONTGOMERY 137841 2175 16098 156114 CHIEU T NGUYEN 121592 5195 3802 22529 153118 T WILLIAM PORTER TRUSTEE 6310 LEGAL SERVICES false FAYEZ SAROFIM TRUSTEE 45113 INVESTMENT ADVISORY false ADDITIONAL INFORMATION SCHEDULE L PART V T WILLIAM PORTER IS A PARTNER AT LAW FIRM THAT PROVIDES LEGAL SERVICES TO THE ORGANIZATION FAYEZ SAROFIM IS AN OWNER OF AN INVESTMENT FIRM THAT PROVIDES INVESTMENT ADVISORY SERVICES TO THE ORGANIZATION ORGANIZATION'S MISSION FORM 990 - ORGANIZATION'S MISSION TO REDUCE THE DEVASTATING TOLL OF CARDIOVASCULAR DISEASE THROUGH INNOVATIVE PROGRAMS IN RESEARCH, EDUCATION, AND IMPROVED PATIENT CARE BASIC CLINICAL RESEARCH IS PERFORMED IN ALL SPECIALTIES OF CARDIOVASCULAR DISEASE, INCLUDING CARDIOLOGY, CARDIOVASCULAR SURGERY, ANESTHESIOLOGY, PATHOLOGY, AND CARDIOTHORACIC TRANSPLANTATION EDUCATION INVOLVES THE TRAINING OF MEDICAL RESIDENTS AND FELLOWS IN CARDIOVASCULAR SPECIALTIES AS WELL AS CONTINUING EDUCATION FOR MEDICAL DOCTORS AND EDUCATIONAL INFORMATION FOR THE PUBLIC. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B CEO, COO, AND PRESIDENT REVIEW THE FORM 990 ONCE COMPLETED. THEY REVIEW FOR ACCURACY PRIOR TO EXECUTION OF THE DOCUMENT. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C ANNUAL CONFLICT OF INTEREST POLICY IS DELIVERED TO EACH EMPLOYEE FOR A SELF AUDIT. REGULAR COMMUNICATIONS FROM MANAGEMENT IS REINFORCED OF THIS POLICY THROUGHOUT THE YEAR THROUGH WEEKLY AND MONTHLY PERFORMANCE REVIEW MEETINGS. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A APPROVAL BY THE BOARD. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B APPROVAL BY THE BOARD. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. OTHER CHANGES IN NET ASSETS EXPLANATION FORM 990, PART XI, LINE 5 PRIOR YEAR ADJUSTMENTS. ADJUSTMENT TO UNFUNDED PENSION LOSS. NET UNREALIZED GAIN ON INVESTMENTS. CARDIOPULMONARY PERFUSION ASSOCIATE PO BOX 20345 HOUSTON TX 77225 760313066 CARDIOVASC TX 501C3 11A N/A false THI AFFILIATES PO BOX 20345 HOUSTON TX 77225 760314903 CARDIOVASC TX 501C3 11A N/A false TEXAS HEART INSTITUTE FOUNDATION PO BOX 20345 HOUSTON TX 77225 760080297 CARDIOVASC TX 501C3 11A N/A false false false true true true false false false false false false false false false false false false false THI AFFILATES C 349000 ACTUAL THI AFFILATES D 895360 ACTUAL CARDIOPULMONARY PERFUSION ASSOCIATE D 3173544 ACTUAL TEXAS HEART INSTITUTE FOUNDATION D 133487 ACTUAL TEXAS HEART INSTITUTE FOUNDATION E 205342 ACTUAL