2012-11-15T11:23:33-06:00 2011-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE STE 2600 INDIANAPOLIS IN 46204 990 2011-01-01 261374263 Tufts Health Plan Foundation Inc % UMESH KURPAD TUFT 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 UMESH KURPAD 2012-11-09 3176817000 2011 2016-02-24 21:20:13Z James Roosevelt Jr 705 Mount Auburn Street Watertown MA 024721508 32857835 false X WWW.TUFTSHEALTHPLANFOUNDATION.ORG X 2007 MA THE FOUNDATION'S MISSION IS TO PROMOTE HEALTHY LIFESTYLES AND THE DELIVERY OF QUALITY HEALTHCARE IN OUR COMMUNITIES. 10 9 0 0 0 10062500 15150000 0 0 807095 3038558 0 0 10869595 18188558 2328940 2931918 0 0 355273 401538 0 0 0 303996 540984 2988209 3874440 7881386 14314118 57583228 72206529 103596 137083 57479632 72069446 X See Schedule O false false 2863203 2388310 0 See Schedule O 471873 393608 0 See Schedule O 150000 150000 0 See Schedule O 0 0 0 3485076 true true false false false false false false false false false true false false true false true true false false false false false false false false false true false true false false false false false false false false false false false false false true false false true false true 8 0 true 0 false true NL BD false false false false false false false false false X 10 9 true true false false true true true true true false false true true true true true true true true false MA X UMESH KURPAD 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 X JOHN BAACKES 1.0 X 2000 0 0 DAVID GREEN 1.0 X 1000 5500 0 JACKIE JENKINS-SCOTT 1.0 X 2000 30500 0 VINCENT MOR 1.0 X 2500 0 0 THOMAS P O'NEILL III 1.0 X 3000 36000 0 JAMES ROOSEVELT 2.0 X X 0 1878622 238061 GEORGE A RUSSELL JR 1.0 X 2000 0 0 BARBARA SHATTUCK KOHN 1.0 X 2000 0 0 STEVEN A TOLMAN 1.0 X 1500 0 0 ELIZABETH A WALKER 1.0 X 1500 0 0 LOIS CORNELL 1.0 X 0 753522 45951 DAVID ABELMAN 13.0 X 0 562246 51179 ROLAND PRICE 5.0 X 0 283607 59119 UMESH KURPAD 0.0 X 0 764468 117356 ANNMARIE BOURISQUOT-KING 50.0 X 0 121798 29616 17500 4436263 541282 0 false true false None 0 15000000 150000 15150000 0 1228390 1228390 0 0 16479445 14669277 1810168 1810168 1810168 0 0 0 0 18188558 3038558 2931918 2931918 0 0 0 17500 17500 0 290935 290935 18966 18966 74137 74137 0 0 114 114 32000 32000 0 0 312769 312769 94639 94639 13300 13300 771 771 0 0 0 9095 9095 0 10799 10799 0 30360 30360 0 0 SOFTWARE DUES 25850 25850 ANNUAL REPORT 4861 4861 TRAINING 2880 2880 BANK FEES 1883 1883 1663 1663 3874440 3485076 389364 0 0 0 7990176 8908434 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 49592850 63298095 0 0 0 0 202 0 57583228 72206529 77533 78950 0 0 0 0 0 0 0 0 0 0 0 0 0 0 26063 58133 103596 137083 X 57479632 72069446 0 0 0 0 57479632 72069446 57583228 72206529 X 14314118 275696 X false true true X false X X X X false false false TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION INC 042674079 0 true 0 1 NO MONETARY SUPPORT IS PROVIDED TO THE SUPPORTED ORGANIZATION. THE SUPPORTING ORGANIZATION (THE FOUNDATION) PERFORMS SERVICES FOR THE SUPPORTED ORGANIZATION WHICH ARE GRANTMAKING, PROGRAM SUPPORT AND EDUCATIONAL ACTIVITIES. FURTHER MONETARY SUPPORT IS NOT REQUIRED. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED POOLED INVESTMENTS 63298095 C 63298095 0 DUE TO AFFILIATES 58133 58133 18188558 3874440 14314118 275696 275696 14589814 18151485 275696 275696 17875789 312769 312769 18188558 3561671 3561671 312769 312769 3874440 ASC 740 (FKA FIN 48) FOOTNOTE SCHEDULE D, PART X, LINE 2 IN 2011, THE AUDITED FINANCIAL STATEMENTS FOR THE FOUNDATION DID NOT DISCLOSE AN ASC 740 FOOTNOTE. true Action for Boston Community Development 178 TREMONT STREET BOSTON MA 02111 042304133 501(C)(3) 65000 Stay Strong Initiative & Boston Emergency Fund for AIDS Action Committee of Massachusetts 75 AMORY STREET BOSTON MA 02119 022707246 501(C)(3) 42569 Positive Aging/Lasting Strength All Out Adventures Inc 184 NORTHAMPTON ST EASTHAMPTON MA 01027 043559633 501(C)(3) 17295 Outdoor Recreation for Seniors Alliance Foundation for Community Health open open MA 99999 010676306 501(C)(3) 24000 Viv Byen ak Maladi Dyabt - Living Well with Diabetes Alzheimers Disease & Related Disorders Assc 311 Arsenal St Watertown MA 024722782 042731194 501(C)(3) 25000 Support for Informal Caregivers of Persons with Alzheimers in MA Available Potential Enterprises Ltd PO BOX 61 WILLIAMSBURG MA 01096 042685501 501(C)(3) 14400 Williamsburg Intergeneratioal Gardening Program Best Buddies International 150 Midway Road STE 155 Cranston RI 02920 521614576 501(C)(3) 20000 Best Buddies Intergenerational College Project (Reaching out to Cambridge Seniors) Bethany Home of Rhode Island Inc 111 S Angell St Providence RI 02906 050258941 501(C)(3) 43036 Bethany Home Cares Brandeis University 415 South St MSC 110 Waltham MA 02453 042103552 501(C)(3) 20000 Massachusetts Health Policy Forum Brockton Neighborhood Health Center 63 MAIN STREET BROCKTON MA 02301 043165044 501(C)(3) 45000 Healthy Aging Cambridge Community Foundation 99 BISHOP ALLEN DR CAMBRIDGE MA 021393428 046012492 501(C)(3) 10000 Matching Grant Program: Healthy Aging R.O.C.S. (Reaching Out to Cambridge Seniors) Cape Cod Volunteers Inc 27 Winter St Yarmouth Port MA 02675 051140462 501(C)(3) 20000 Volunteer Opportunity Centers Central Massachusetts Area Health Education Center 35 Harvard St STE 300 Worcester MA 01609 042775264 501(C)(3) 45000 Vibrant Lifestyles: Healthy Aging Across Communities Community Action Committee of Cape Cod & Islands 115 ENTERPRISE ROAD HYANNIS MA 026012212 042396835 501(C)(3) 20000 Skill Building Support for Caregivers/Exercise for Wellness Community Health Center of Cape Cod 107 COMMERCIAL ST MASHPEE MA 026490000 043370560 501(C)(3) 43050 Continued Case Management for Healthy Seniors Community Health Programs Inc 444 Stockbridge Rd Great Barrington MA 01230 042582119 501(C)(3) 10000 Senior Life History Project Community Teamwork Inc 155 Merrimack St Lowell MA 01852 042382027 501(C)(3) 30525 Bone Builders and Fall Prevention Enhancement Developmental Evaluation and Adjustment Facilities 215 BRIGHTON AVE ALLSTON MA 021342013 042628350 501(C)(3) 40000 Healthy Lifestyles for Deaf Seniors Discovering What's Next Revitalizing Retirement I 225 NEVADA ST NEWTON MA 02460 203044597 501(C)(3) 18500 Transition to Encore Careers: Building Pathways to New Opportunities & Expanding the Encore Work Continuum Educational Development Center Inc 55 CHAPEL STREET NEWTON MA 024581060 042241718 501(C)(3) 60000 Chronic Care Community Corps Edward M Kennedy Institute 400 ATLANTIC AVENUE BOSTON MA 02110 020705535 501(C)(3) 20000 Planning Grant for Developing Healthcare Curriculum Elder Services of the Merrimack Valley Inc 360 MERRIMACK ST 5 LAWRENCE MA 01843 042545136 501(C)(3) 50000 The Healthy Ideas Program Families First Parenting Programs Inc 99 Bishop Allen Dr Cambridge MA 02139 043413397 501(C)(3) 10000 Grandparents Parenting Again Franklin County Home Care Corporation 330 MONTAGUE CITY RD TURNERS FALLS MA 01376 042542539 501(C)(3) 64336 Take Steps To Healthy Aging Friends of the Amesbury Council on Aging 9 School St Amesbury MA 01913 043297941 501(C)(3) 24290 Amesbury Caregiver Essentials (ACE) Generations Incorporated 25 KINGSTON ST BOSTON MA 021112200 043227007 501(C)(3) 40000 Healthy Aging Initiative Greater Boston Guild for the Blind 15 W 65th St New York NY 10023 042103893 501(C)(3) 10230 SightCare Diabetes and Low Vision Education Health Resources in Action Inc 95 BERKELEY STREET BOSTON MA 02116 042229839 501(C)(3) 144364 Greater Boston ITN Affiliate Fee & Mass in Motion Municipal Wellness and Leadership Grant Initiative Hearth Inc 1640 WASHINGTON ST BOSTON MA 021183380 043206820 501(C)(3) 40000 Housing as the Key to Healthy Aging Hebrew SeniorLife 1200 CENTRE STREET BOSTON MA 021311011 900183119 501(C)(3) 117034 Prevention Through Action: Culturally Inclusive Training and Education for Seniors Homefront Health Care 725 Branch Ave STE 214 Providence RI 02904 056020861 501(C)(3) 59438 HIP-SAFE (Homefront Intervention to Prevent Slips & Falls in Elders Inquilinos Boricuas en Accion Inc 405 Shawmut Ave Boston MA 02118 237102740 501(C)(3) 25000 Villa Victoria Elder Support Program Jewish Community Housing for the Elderly 30 WALLINGFORD ROAD BRIGHTON MA 021354708 042607197 501(C)(3) 25000 Generations Together Jewish Family & Children's Service 1430 MAIN STREET WALTHAM MA 024511623 042104356 501(C)(3) 45000 Steps for LIfe Jumpstart for Young Children Inc 308 Congress St 6th Floor Boston MA 02210 043262046 501(C)(3) 30000 Jumpstart Massachusetts Community Corps Justice Resource Institute Inc 281 Summer St 5th Floor Boston MA 02210 042526357 501(C)(3) 34821 HIV and Aging Health Information Project Kit Clark Senior Services Inc 1500 DORCHESTER AVENUE BOSTON MA 02122 460516856 501(C)(3) 68680 Fit-4-Life La Alianza Hispana Inc 409 DUDLEY STREET ROXBURY MA 021193366 237121158 501(C)(3) 30000 Vibrant Lifestyles: Art Therapy Program Massachusetts Assoc of Older Americans Inc 19 Temple Pl 4th Floor Boston MA 02111 237039551 501(C)(3) 55601 Moving On: Reengaging Older Caregivers in Community Life Massachusetts General Hospital 101 Huntington Ave STE 300 Boston MA 02199 041564655 501(C)(3) 50000 Senior Wellness Massachusetts Public Health Assn 434 JAMAICA WY JAMAICA PLAIN MA 021302009 042326503 501(C)(3) 15000 Act FRESH Senior 2 Merrimack Valley Food Bank 735 BROADWAY ST LOWElL MA 018543129 223241609 501(C)(3) 10000 Mobile Pantry Program Minuteman Senior Services 26 Crosby St Bedford MA 01803 042587212 501(C)(3) 32000 Healthy Connections Montachusett Opportunity Council Inc 133 Prichard St Fitchburg MA 01420 042401111 501(C)(3) 39920 Linking Initiatives for Vibrant Elders (LIVE) in North Central Massachusetts Mystic Valley Elder Services Inc 300 Commercial St 19 Malden MA 02148 042562646 501(C)(3) 10000 Reading Partners National Council on the Aging Inc 1901 L Street NW Washington DC 20036 131932384 501(C)(3) 50000 Self-Care Management Alliance Newton Community Svce CNTR Inc (SOAR 55) 492 WALTHAM STREET NEWTON MA 024651920 042232418 501(C)(3) 44952 Volunteering as a Pathway to Vibrant Aging Ocean State Center for Independent Living 1944 WARWICK AVE WARWICK RI 028892448 050439495 501(C)(3) 40000 Home Sweet Accessible Home Project Operation ABLE of Greater Boston Inc 131 TREMONT STREET BOSTON MA 021111317 042761871 501(C)(3) 35000 ABLE Volunteers Project RIGHT Inc 320 A Blue Hill Ave Dorchester MA 02121 043265420 501(C)(3) 10000 Grove Hall Senior Empowerment Initiative Rhode Island Free Clinic Inc 655 BROAD STREET PROVIDENCE RI 029071444 050501276 501(C)(3) 60000 Healthy Lifestyles for Today and Tomorrow Rogerson Communities Inc 1 FLORENCE STREET BOSTON MA 021313638 042104319 501(C)(3) 50000 Healthy Rogerson Root Cause Institute ONE CANAL PARK 3RD FL CAMBRIDGE MA 02141 200703238 501(C)(3) 95000 Massachusetts Chronic Disease Self-Management Program Business Plan Samaritans Inc 41 WEST ST 4TH FL BOSTON MA 021111209 042643466 501(C)(3) 13000 Wellness Approach to Senior Suicide Prevention (Outbound Call Project) SCM Community Transportation 167 HOLLAND ST SOMERVILLE MA 021442401 042743790 501(C)(3) 56244 Door2Door to the Arts Somerville-Cambridge Elder Services Inc 61 MEDFORD ST SOMERVILLE MA 021430000 042515020 501(C)(3) 36190 A Collaborative Effort Between Somerville-Cambridge Elder Services and the Cambridge Health Alliance to Prevent Falls Among Seniors Southwest Boston Senior Services Inc 555 AMORY ST JAMAICA PLAIN MA 021302652 237304163 501(C)(3) 70000 AgeWell Southwest Boston Springwell Inc 125 WALNUT STREET WATERTOWN MA 024724052 042616064 501(C)(3) 30000 Healthy Aging Initiative The Carroll Center for the Blind Inc 770 Centre St Newton MA 02458 042106173 501(C)(3) 50000 Project Safe Home The Food Bank of Western Massachusetts 97 N Hatfield Rd Hatfield MA 01038 042751023 501(C)(3) 25000 Brown Bag: Food for Elders The Greater Boston Food Bank Inc 70 SOUTH BAY BOSTON MA 021180000 042717782 501(C)(3) 15000 The Brown Bag Program for Seniors in Need The Providence Center 528 NORTH MAIN ST PROVIDENCE RI 029045757 050316969 501(C)(3) 42000 InShape Seniors The Volunteer Family 101 Arch St 19th Floor Boston MA 02110 041593814 501(C)(3) 20000 Tufts Health Plan Foundation Future Philanthropists Initiative Third Sector New England 555 AMORY ST JAMAICA PLAIN MA 02130 042261109 501(C)(3) 30669 Healthy Aging in the LGBT Community Tufts Health Care Institute 136 HARRISON AVENUE BOSTON MA 021111817 043289926 501(C)(3) 20000 Practicing Medicine in a Changing Health Care Environment The Challenges of Caring for Complex and Chronically Ill Patients United Way 51 SLEEPER STREET BOSTON MA 022101208 042382233 501(C)(3) 20038 Workplace Giving 2011 VNA & Hospice of Cooley Dickinson Inc 168 INDUSTRIAL DR NORTHAMPTON MA 01060 222617175 501(C)(3) 59565 Strength in Numbers Falls Prevention Education for Seniors VNA Care Network Inc 120 Thomas St Worcester MA 01608 042103825 501(C)(3) 14000 Fewer Falls, Safer Seniors Water Way Arts for Health and Energy Inc 1615 BEACON STREET BROOKLINE MA 024464602 202332178 501(C)(3) 25000 Tai Chi for Healthy Aging Watertown Community Foundation 71 Barnard Ave Watertown MA 02472 300229398 501(C)(3) 25000 Tufts Health Plan Foundation Fund for A Healthy Watertown Westbay Community Action Inc 224 BUTTONWOODS AVE WARWICK RI 028867541 050311985 501(C)(3) 42000 Elder Safety Whittier Street Health Center Committee Inc 1125 TREMONT ST ROXBURY MA 021202178 042619517 501(C)(3) 48000 Geriatric Chronic Disease Case Management Program YMCA of Greater Boston 316 HUNTINGTON AVENUE BOSTON MA 021155019 042103551 501(C)(3) 50000 Get Fit, Stay Fit for Life 73 0 DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS SCHEDULE I, PART I, LINE 2 FOR ALL GRANTS THE FOUNDATION REQUIRES A SITE VISIT BY OUR STAFF, ONGOING MONITORING, ONE INTERIM PROGRESS REPORT WITH FOLLOW-UP AS NEEDED AND ONE POST-GRANT FINAL REPORT. THE FOUNDATION ALSO CHECKS THE GRANTEES 501(C)(3) STATUS. false true false false false false true false false JAMES ROOSEVELT 0 779439 0 992722 0 106461 0 225494 0 12567 0 2116683 0 0 LOIS CORNELL 0 373582 0 342404 0 37536 0 28726 0 17225 0 799473 0 0 DAVID ABELMAN 0 300004 0 233280 0 28962 0 33589 0 17590 0 613425 0 0 ANNMARIE BOURISQUOT-KING 0 105641 0 28750 0 -12593 0 15687 0 13929 0 151414 0 0 ROLAND PRICE 0 208588 0 66442 0 8577 0 48332 0 10787 0 342726 0 0 UMESH KURPAD 0 386250 0 367763 0 10455 0 99369 0 17987 0 881824 0 0 SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART I, LINE 3 THE FOUNDATION USES THE COMPENSATION POLICIES OF ITS SOLE MEMBER, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANZIATION, INC. (TAHMO). SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART I, LINE 4B THE RELATED ORGANIZATION MAINTAINS AN EXECUTIVE SAVINGS PLAN (ESP) FOR ITS SENIOR MANAGERS WITH THE TITLE DIRECTOR AND ABOVE. THE NUMBERS LISTED ON SCHEDULE J, PART II, COLUMN C REFLECT BOTH THE EMPLOYEE DEFERRALS AS WELL AS THE EMPLOYER CONTRIBUTIONS TO THE ESP. SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART I, LINE 6B THE OFFICERS OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. ARE ELIGIBLE TO PARTICIPATE IN AN EXECUTIVE INCENTIVE PLAN THAT IS BASED ON THE OVERALL ANNUAL SUCCESS OF THE ORGANIZATION. THE ORGANIZATION'S GOALS ARE ESTABLISHED EARLY IN THE YEAR AND APPROVED BY ITS INDEPENDENT BOARD OF DIRECTORS. ONE OF THE COMPONENTS OF THE PLAN IS BASED ON MEETING TARGETED NET EARNINGS. IN 2011, THIS COMPONENT AMOUNTED TO 25% OF TARGETED BONUS COMPENSATION. THE EMPLOYEES WHO PARTICIPATE IN THIS PLAN ARE: - DAVID ABELMAN - JAMES ROOSEVELT - ROLAND PRICE - LOIS CORNELL - UMESH KURPAD ORGANIZATION'S MISSION FORM 990, PART III, LINE 1 IN ORDER TO PROVIDE BENEFITS TO THE COMMUNITY OUTSIDE OF ITS REGULAR LINES OF BUSINESS, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO) CREATED THE TUFTS HEALTH PLAN FOUNDATION, A 501(C)(3) CHARITABLE AND SUPPORTING ORGANIZATION OF TAHMO. THE MISSION OF THE FOUNDATION IS TO PROMOTE HEALTHY LIFESTYLES AND THE DELIVERY OF QUALITY CARE. THE FOUNDATION ACHIEVES THIS MISSION PRIMARILY THROUGH GRANTMAKING TO CHARITABLE, SERVICE-PROVIDING ORGANIZATIONS, PROGRAM SUPPORT AND EDUCATIONAL ACTIVITIES. THE FOUNDATION'S FOCUS IS HEALTHY AGING - IMPROVING THE LIVES OF OLDER ADULTS 60 AND OVER. THE TUFTS HEALTH PLAN FOUNDATION HAS CHOSEN TO FOCUS ON HEALTHY AGING IN ORDER TO ADDRESS THE NEEDS OF OUR COMMUNITIES IN MASSACHUSETTS AND RHODE ISLAND, AND TO HELP MEET THE CHALLENGES AND OPPORTUNITIES OF AN AGING SOCIETY. THE FOUNDATION MAKES GRANTS THROUGH THE FOUR AREAS OF CAREGIVER SUPPORT, FALL PREVENTION, INTERGENERATIONAL COLLABORATION AND VIBRANT LIFESTYLES. PROGRAM SERVICE ACCOMPLISHMENTS FORM 990, PART III, LINE 4A IN 2011, THE TUFTS HEALTH PLAN FOUNDATION COMPLETED ITS THIRD YEAR FOCUSING ON HEALTHY AGING FOR OLDER ADULTS 60-PLUS AND OVER TO ENSURE THAT OLDER ADULTS SPEND MORE YEARS IN GOOD HEALTH AND ENGAGED AS VITAL MEMBERS OF OUR COMMUNITIES. THE FOUNDATION WORKS WITH PROGRAMS THAT ADDRESS THE DEVELOPMENT AND MAINTENANCE OF OPTIMAL PHYSICAL, MENTAL AND SOCIAL WELL-BEING AND FUNCTION IN OLDER ADULTS THROUGH FOUR AREAS: 1. CAREGIVER SUPPORT - TRAINING, EDUCATION AND RESOURCES TO SUPPORT CAREGIVERS AND CARE RECIPIENTS. 2. FALL PREVENTION - EXERCISE AND EDUCATION FOR OLDER ADULTS THAT WILL REDUCE FEAR OF FALLS AND INCREASE MOBILITY, STRENGTH AND BALANCE. 3. INTERGENERATIONAL COLLABORATION - OLDER ADULTS AND YOUNGER GENERATIONS ENRICHING EACH OTHER'S LIVES THROUGH MENTORING, TUTORING AND VOLUNTEER ACTIVITIES. 4. VIBRANT LIFESTYLES - EXERCISE, NUTRITION AND EVIDENCE-BASED CHRONIC DISEASE MANAGEMENT, SOCIAL AND RECREATIONAL ACTIVITIES, AND PROGRAMS THAT PROMOTE CIVIC AND COMMUNITY ENGAGEMENT. FORM 990, PART III, LINE 4B COMMUNITY SUPPORT GRANTS: IN ADDITION TO ITS HEALTHY AGING FOCUS, THE FOUNDATION ALSO SUPPORTS WORTHY COMMUNITY PROGRAMS SUCH AS THE GREATER BOSTON FOOD BANK'S BROWN BAG PROGRAM THAT PROVIDES HEALTHY, NUTRITIOUS FOOD TO INDIVIDUALS IN NEED. FORM 990, PART III, LINE 4C IN 2009, THE TUFTS HEALTH PLAN FOUNDATION (THPF) WAS CHOSEN AS ONE OF 19 FOUNDATIONS NATIONWIDE TO RECEIVE FUNDING FROM THE ROBERT WOOD JOHNSON FOUNDATION PARTNERS INVESTING IN NURSING'S FUTURE (PIN), A NATIONAL INITIATIVE TO HELP ADDRESS THE LONG-TERM SHORTAGE OF NURSES ACROSS THE COUNTRY. THE TWO-YEAR, $250,000 MATCHING GRANT FUNDED A THREE-STATE COLLABORATION IN MASSACHUSETTS, NEW HAMPSHIRE AND RHODE ISLAND TITLED "CREATIVITY AND CONNECTIONS: BUILDING A REGIONAL NURSING EDUCATION FRAMEWORK." THPF IS THE LEAD FOUNDATION IN THIS THREE-STATE INITIATIVE IN PARTNERSHIP WITH THE MASSACHUSETTS HOSPITAL RESEARCH AND EDUCATION ASSOCIATION (MHREA), WHICH IS THE FISCAL AGENT FOR THIS GRANT. THIS COLLABORATIVE EFFORT FOCUSED ON INCREASING THE NURSING FACULTY THROUGH SCHOLARSHIPS, INCREASING NURSING PROGRAM CAPACITY THROUGH THE USE OF A COMPUTERIZED CENTRALIZED CLINICAL PLACEMENT (CCP) SYSTEM AND REDESIGNING NURSING EDUCATION TO MEET FUTURE NEEDS IN HEALTH CARE. 2011 MARKED THE THIRD YEAR OF THIS MATCHING GRANT. IN 2011, THE TUFTS HEALTH PLAN FOUNDATION AGAIN RECEIVED FUNDING FROM THE RWJF PIN PROGRAM. AS ONE OF 11 GRANTEES, THE FOUNDATION WAS AWARDED A THREE-YEAR, $225,000 GRANT FOR A COLLABORATIVE EFFORT AMONG ACADEMIA AND THE NURSING PRACTICE COMMUNITIES WITHIN MASSACHUSETTS, NEW HAMPSHIRE, AND RHODE ISLAND TO CREATE A REGIONAL COLLABORATIVE FOR INTER-PROFESSIONAL EDUCATION. THE FOCUS WILL BE DEVELOPING AND IMPLEMENTING A PROGRAM OF SHARED LEARNING, RESOURCES, CURRICULUM COMPONENTS AND AN EVALUATION METHODOLOGY FOR INTER-PROFESSIONAL EDUCATION. THE TUFTS HEALTH PLAN FOUNDATION WILL WORK SPECIFICALLY WITH THE MASSACHUSETTS HOSPITAL ASSOCIATION AND ALL THE TEAM MEMBERS TO IMPLEMENT THE PROGRAM. DESCRIPTION OF RELATIONSHIPS FORM 990, PART VI, LINE 2 TWO DIRECTORS OF THE FOUNDATION ALSO SERVE AS DIRECTORS OF ANOTHER UNRELATED ORGANIZATION. THE UNRELATED ORGANIZATION DOES NOT HAVE A BUSINESS RELATIONSHIP WITH THE FOUNDATION. DESCRIPTION OF MANAGEMENT ARRANGEMENT FORM 990, PART VI, LINE 3 THE FOUNDATION IS A SUPPORTING ORGANIZATION OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC (TAHMO). TAHMO AND ITS SUBSIDIARY, TUFTS ASSOCIATED HEALTH PLAN, INC (TAHP), PROVIDE ADMINISTRATIVE AND MANAGEMENT SERVICES TO THE FOUNDATION. MEMBERS FORM 990, PART VI, LINES 6A AND 7A TUFTS ASSOCIATED HEALTH MAINTENANCE ORGRANIZATION, INC. (TAHMO) AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, ELECTS THE MEMBERS OF THE FOUNDATION'S GOVERNING BODY. DESCR CLASSES OF PERSONS, DECISIONS REQUIRING APPR & TYPE OF VOTING RIGHTS FORM 990, PART VI, LINE 7B TAHMO, AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, HAS THE RIGHT TO MAKE CERTAIN DECISIONS REGARDING THE FOUNDATION, AND IS REQUIRED TO APPROVE ANY CHANGES TO THE FOUNDATION'S BYLAWS. PROCESS USED BY GOVERNING BODY TO REVIEW 990 FORM 990, PART VI, LINE 11B THE FORM 990 IS PREPARED IN OUR FINANCE DEPARTMENT, WITH ASSISTANCE FROM OUR EXTERNAL ACCOUNTANTS, ERNST & YOUNG. THIS PREPARATION BEGAN IN JUNE 2012. SOME INFORMATION IS PROVIDED BY OUR DIRECTOR OF GRANTS, AND SECTIONS OF THE FORM ARE REVIEWED BY OUR INSIDE LEGAL COUNSEL. CERTAIN SECTIONS OF THE FORM ARE REVIEWED BY A NUMBER OF SENIOR MANAGERS; OUR CHIEF FINANCIAL OFFICER REVIEWS THE FORM IN ITS ENTIRETY. ONCE THE FORM IS COMPLETE, IN NOVEMBER 2012, IT IS FORWARDED ON TO OUR BOARD OF DIRECTORS AND IT IS THEN SUBMITTED FOR FILING. DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST FORM 990, PART VI, LINE 12C ON AN ONGOING BASIS AND BEFORE ANY GRANTS ARE AWARDED, ALL BOARD MEMBERS AND STAFF MEMBERS ARE ASKED TO DISCLOSE ANY RELATIONSHIPS OR POTENTIAL CONFLICTS OF INTEREST WITH ANY GRANTEES OR BUSINESS PARTNERS. ALSO, THE FOUNDATION BOARD MEMBERS RECEIVE ANNUAL CONFLICTS STATEMENTS, WHICH ARE REVIEWED. DURING THE GRANT REVIEW PROCESS, STAFF MEMBERS WITH AN ACTUAL OR POTENTIAL CONFLICT ARE PERMITTED TO COMMENT ON A PARTICULAR REQUEST, BUT ARE NOT ALLOWED TO PARTICIPATE IN FINAL DECISIONS. DISCLOSURES ARE REPORTED IN THE DOCKET OF GRANTS PRESENTED TO THE BOARD FOR VOTE, AND BOARD MEMBERS ARE AGAIN REQUESTED TO DISCLOSE ANY POTENTIAL CONFLICTS JUST PRIOR TO THE VOTE TAKING PLACE. ANY BOARD MEMBER WITH AN ACTUAL OR POTENTIAL CONFLICT IS PERMITTED TO COMMENT, BUT IS NOT ALLOWED TO VOTE ON THE PARTICULAR MATTER. OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN FORM 990, PART VI, LINES 15A AND 15B THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. THE EMPLOYEES OF RELATED ORGANIZATIONS PROVIDE SERVICES TO THE FOUNDATION. THE PRESIDENT IS COMPENSATED SOLELY FOR HIS DUTIES PERFORMED IN THE CAPACITY AS AN OFFICER OF TAHMO AND TAHP. THERE IS NO REMUNERATION FOR DUTIES RELATED TO THE TUFTS HEALTH PLAN FOUNDATION. THE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF DIRECTORS (THE "BOARD") OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION (TUFTS OR THE "COMPANY") REVIEWS AND ADMINISTERS TOTAL REMUNERATION OPPORTUNITIES, POLICIES, PROGRAMS, AND MAJOR CHANGES IN TUFTS' BENEFIT PLANS THAT ARE APPLICABLE TO THE OFFICERS AND EXECUTIVES OF THE COMPANY (THE "EXECUTIVES" - THESE INCLUDE THE CEO, COO, AND ALL SENIOR VICE PRESIDENTS), AS WELL AS TO ANY OTHER INDIVIDUAL OR GROUPS THE COMMITTEE DEEMS APPROPRIATE BASED ON ITS INTERPRETATION OF THE DEFINITION OF "DISQUALIFIED PERSONS" IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986. THE COMMITTEE IS COMPRISED OF INDEPENDENT DIRECTORS OF THE COMPANY. THE COMMITTEE REPORTS TO THE FULL BOARD OF DIRECTORS. FOR CEO COMPENSATION, THE COMMITTEE REVIEWS THE INFORMATION DESCRIBED BELOW AND RECOMMENDS THE CEO'S COMPENSATION TO THE FULL BOARD FOR ITS APPROVAL. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION RECOMMENDATIONS FROM THE CEO FOR OTHER EXECUTIVES, AND PROVIDES A REPORT TO THE FULL BOARD ON THIS INFORMATION. IT IS THE BOARD'S INTENTION THAT THE COMMITTEE WILL PERFORM ITS DUTIES IN A MANNER THAT WILL ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OFFERED TO EXECUTIVES AND OTHER "DISQUALIFIED PERSONS" ARE REASONABLE. COMPARABILITY DATA AND REASONABLENESS THE TOTAL COMPENSATION OPPORTUNITIES PROVIDED TO EXECUTIVES OF THE COMPANY ARE INTENDED TO BE COMPETITIVE WITH, AND IN REASONABLE COMPARISON TO, THOSE OPPORTUNITIES PROVIDED BY ORGANIZATIONS IN THOSE BUSINESS SECTORS WITH WHICH THE COMPANY COMPETES FOR EXECUTIVE TALENT. THE BOARD BELIEVES THAT SUCH COMPETITORS ARE NOT LIMITED TO OTHER HEALTHCARE INSTITUTIONS AND THAT COMPARISONS SHOULD BE MADE TO THE COMPENSATION PRACTICES OF A CROSS-SECTION OF BUSINESS SECTORS IN BOTH FOR-PROFIT AND NOT-FOR-PROFIT ORGANIZATIONS, WHEN APPROPRIATE. THE COMMITTEE RETAINS INDEPENDENT COMPENSATION CONSULTANTS TO PROVIDE DATA AS NECESSARY, AND ALSO USES AVAILABLE SOURCES OF INDEPENDENT DATA ON COMPENSATION. PEER ORGANIZATIONS AND PUBLISHED SURVEY SOURCES WILL BE APPROVED BY THE COMMITTEE BASED ON ITS REASONABLE DETERMINATION. THE COMMITTEE MAY ALSO RELY ON MEMBERS OF MANAGEMENT AND OUTSIDE ADVISORS, CONSULTANTS, AND COUNSEL TO PROVIDE MARKET DATA REPORTS, ANALYSIS, AND OPINIONS WITH RESPECT TO COMPENSATION-RELATED MATTERS. THE DATA REVIEWED CONSISTS OF COMPARABLE, RELEVANT MARKET DATA FOR THE COMPANY'S POSITIONS FROM PUBLISHED SURVEYS, AND OTHER AVAILABLE SOURCES, OF HEALTH AND MANAGED CARE INSTITUTIONS AND THE GENERAL INDUSTRY. OTHER SURVEYS OF SPECIALIZED SKILL SETS OR EMPLOYEE ATTRIBUTES CRITICAL TO THE SUCCESS OF THE COMPANY, E.G., ACTUARIAL, LEGAL, ETC., ARE ALSO INCORPORATED AS NEEDED, ALONG WITH GEOGRAPHIC REFERENCES TO THE BOSTON AND NEW ENGLAND LABOR MARKETS. THE COMMITTEE WILL RELY ON THIS MARKET DATA TO ASSESS, DETERMINE, AND VALIDATE COMPENSATION LEVELS FOR THE COMPANY'S EXECUTIVES. THE COMMITTEE USES THIS DATA IN ITS REVIEW OF: - SETTING BASE SALARIES - IN LIGHT OF MARKET DATA AND THE INDIVIDUAL'S PERFORMANCE, BACKGROUND, EXPERIENCES, AND PERSONAL SKILLS. BASE SALARY WILL BE SET SO THAT THE TARGETED POSITIONING OF AN EXECUTIVE IS AT THE 50TH PERCENTILE FOR EACH POSITION. ACTUAL BASE SALARY MAY VARY BASED ON SKILLS, BACKGROUND, AND EXPERIENCE. - ANNUAL INCENTIVE COMPENSATION - THE COMPANY'S GOAL IS TO PROVIDE COMPETITIVE AND REASONABLE OPPORTUNITIES UNDER THE TERMS OF AN EXECUTIVE ANNUAL INCENTIVE PLAN FOR THE SELECTED POSITIONS WHICH ARE RESPONSIBLE FOR ACHIEVING PERFORMANCE GOALS THAT REFLECT THE OVERALL MISSION OF THE COMPANY, THE STRATEGIC DIRECTION OF THE COMPANY FOR THE PERFORMANCE YEAR, AND THE INDIVIDUAL'S PERFORMANCE DURING THAT YEAR. THE COMMITTEE MAKES EVERY EFFORT TO ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OPPORTUNITIES PROVIDED TO EXECUTIVES ARE REASONABLE; AS SUCH PRESUMPTION IS CONTEMPLATED IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED FROM TIME TO TIME. IN ESTABLISHING THE PRESUMPTION OF REASONABLENESS, THE COMMITTEE MAY ENGAGE THE PROFESSIONAL SERVICES OF INDEPENDENT LEGAL COUNSEL, COMPENSATION EXPERTS, ACCOUNTANTS, AND OTHER EXPERTS AND ADVISORS. TIMING EXECUTIVE BENCHMARKING IS COMPLETED ON AN ANNUAL BASIS. BENCHMARKING IS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMPENSATION COMMITTEE EVERY TWO YEARS, AND BY THE INTERNAL COMPENSATION TEAM ON ALTERNATING YEARS. THE ANALYSIS COMPLETED IN Q4, 2011 WAS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMMITTEE. TO COMPLETE THE ANALYSIS, THE CONSULTANT: - COLLECTED RELEVANT INFORMATION REGARDING THE COMPANY'S OPERATIONS, COMPLEXITY, STRUCTURE, SIZE, AND SCOPE, AS WELL AS RELEVANT BACKGROUND ON THE EXECUTIVES' DUTIES AND SCOPE OF RESPONSIBILITIES - DETERMINED THE SURVEY SOURCES TO USE IN THE ANALYSIS, BASED ON THE COMPANY'S COMPETITIVE MARKET FOR EXECUTIVE POSITIONS (AS DESCRIBED ABOVE) - MATCHED THE COMPANY'S EXECUTIVE POSITIONS IN THE SURVEYS BASED ON THE COMPANY'S SIZE COMPLEXITY, AND SCOPE, AS WELL AS ACCORDING TO SPECIFIC POSITION RESPONSIBILITIES AND REPORTING RELATIONSHIPS - VALIDATED THE SURVEY SOURCES AND MARKET MATCHES WITH THE INTERNAL COMPENSATION TEAM TO ENSURE CONSISTENCY - REVIEWED, COMPILED, AND SUMMARIZED THE DATA IN REPORT FORM THE REPORT SUMMARIZING THE RESULTS OF THE ANALYSIS WAS PRESENTED TO THE COMPENSATION COMMITTEE FOR DISCUSSION AND DELIBERATION. DOCUMENTATION A SUMMARY OF THE DISCUSSIONS AND DELIBERATIONS OF THE COMMITTEE ARE DOCUMENTED IN THE MEETING MINUTES, WHICH ARE REVIEWED AND APPROVED BY THE COMMITTEE. COPIES OF ALL MEETING MATERIALS DISTRIBUTED PRIOR TO AND DURING THE MEETING ARE MAINTAINED IN THE CORPORATE RECORDS ALONG WITH MEETING MINUTES. AVAIL OF GOV DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC FORM 990, PART VI, LINE 19 THE GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE FOUNDATION ARE AVAILABLE AT ITS HEADQUARTERS IN WATERTOWN, MA. ALL REQUESTS CAN BE MADE TO THE CORPORATE COMMUNICATIONS OR FINANCE DEPARTMENTS. HOURS WORKED FOR RELATED ORGANIZATION FORM 990, PART VII HOURS LISTED BELOW ARE FOR TUFTS ASSOCIATED HEALTH PLANS, INC. (TAHP), TUFTS BENEFIT ADMINISTRATORS, INC. (TBA), TOTAL HEALTH PLAN, INC. (THP), AND TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION (TAHMO): - DAVID GREEN: 1 HOUR WITH TAHMO. - JACKIE JENKINS-SCOTT: 3 HOURS WITH TAHMO. - THOMAS P. O'NEILL, III: 3 HOURS WITH TAHMO. - JAMES ROOSEVELT: 5 HOURS WITH TAHP, 8 HOURS WITH TBA, 3 HOURS WITH THP, AND 22 HOURS WITH TAHMO. - LOIS CORNELL: 10 HOURS WITH TAHP, 8 HOURS WITH TBA, 3 HOURS WITH THP, AND 20 HOURS WITH TAHMO. - ROLAND PRICE: 5 HOURS WITH TAHP, 3 HOURS WITH TBA, 3 HOURS WITH THP, AND 26 HOURS WITH TAHMO. - DAVID ABELMAN: 14 HOURS WITH TAHP, 3 HOURS WITH TBA, 3 HOURS WITH THP, AND 13 HOURS WITH TAHMO. OTHER CHANGES IN NET ASSETS OR FUND BALANCES FORM 990, PART XI, LINE 5 UNREALIZED GAINS/(LOSS) ON INVESTMENTS: $275,696 TUFTS ASSOC HEALTH MAINTENANCE ORG INC 705 MOUNT AUBURN STREET WATERTOWN MA 02472 042674079 HMO MA 501(C)(4) N/A NA false TUFTS ASSOCIATED HEALTH PLANS INC 705 Mount Auburn St WATERTOWN MA 024721508 042985923 MANAGEMENT SVCS MA TAHMO C Corp 0 0 0.00000 false false true false false false false false false false false true true true true false false false REIMBURSEMENT PAID TO OTHER ORGANIZATION SCHEDULE R, PART V, LINE 1O THE FOUNDATION REIMBURSES TAHMO FOR ALL PAYMENTS DIRECTLY RELATED TO THE FOUNDATION.