2012-11-15T07:04:19-06:00 2012-03-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2011-04-01 061534092 HOSPITAL FOR SPECIAL CARE FOUNDATION INC HOSP 8608271958 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 LAURIE WHELAN 8608271958 2012-11-14 1 ELIZABETH SOLECKI P00235171 8605614000 2011 2016-02-24 21:20:13Z DAVID CRANDALL 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 2480394 0 X WWW.HFSC.ORG X 1999 CT THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST SPECIAL EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. IT ALSO SERVES AS THE HOLDER OF THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 18 17 0 3 0 0 1735651 2230972 0 0 151271 134805 73177 78998 1960099 2444775 498728 485536 0 0 644604 609121 148718 119502 316663 201873 153943 1493923 1368102 466176 1076673 8866253 11048629 78071 146935 8788182 10901694 THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. ADDITIONALLY, THE FOUNDATION HOLDS THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 0 0 485536 485536 FUNDRAISING PROGRAMS: HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. RAISES FUNDS FOR THE CENTER OF SPECIAL CARE, INC. AND AFFILIATES. THEIR CONTRIBUTIONS SUPPORT PATIENT NEEDS, CHILDREN AND ADULTS WITH SPECIAL HEALTH NEEDS, AND SOCIAL AND RECREATIONAL NEEDS OF RESIDENTS AND THE COMMUNITY. 485536 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 X 18 17 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X LAURIE A WHELAN 8606126309 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 CHARLES W BOOS 1.00 X X 0 0 0 TODD BOWER 1.00 X X 0 0 0 EAMON CRONIN 1.00 X 0 0 0 DIANE R CHACE ESQ 1.00 X 0 0 0 HELEN COOKE II 1.00 X 0 0 0 GERALDINE DEVERS 1.00 X 0 0 0 TERRENCE K DONAHUE MD 1.00 X 0 0 0 JOHN E DOWNES SR 1.00 X 0 0 0 RICHARD E FEITEL 1.00 X X 0 0 0 ELIZABETH FUMIATTI 1.00 X 0 0 0 DAVID KELLY 1.00 X 0 0 0 GAIL NEWMAN 1.00 X 0 0 0 STEPHEN VILLANTI 1.00 X 0 0 0 MARIE WRIGHT PHD 1.00 X 0 0 0 ALLEN ZOLTY 1.00 X 0 0 0 JOHN VOTTO DO 1.00 X X 0 555257 73062 DAVID CRANDALL 8.00 X X 110525 437204 62159 TERESA MCTAGUE 1.00 X 0 0 0 ROSEMARY CONWAY BEAUPRE 1.00 X 0 0 0 JENNIFER DIBELLA ESQ 1.00 X 0 0 0 JOHN HAX 1.00 X 0 0 0 LAURIE ANN WHELAN 2.00 X 15357 328218 16613 FELICIA DEDOMINICIS 1.00 X 7009 213292 21857 CHRISTINE ULATOWSKI 1.00 X 0 72146 10873 SHEILA HOGAN 40.00 X 153977 0 13715 286868 1606117 198279 2 0 1 0 0 6731 2224241 2230972 10381 10381 124424 0 124424 124424 124424 114617 6731 35619 78998 78998 2444775 0 0 213803 485536 485536 352653 352653 207716 120368 87348 48752 28251 20501 10125 10125 119502 119502 6246 6246 9099 2431 6668 59896 29521 30375 880 880 352 352 DONOR RELATIONS 52269 52269 BAD DEBT EXPENSE 15076 15076 1368102 485536 565903 316663 617164 736115 1478591 3138302 1223652 1380369 5546846 5792519 0 1324 8866253 11048629 62540 79240 15531 67695 78071 146935 X 1959305 2047648 6373056 8398225 455821 455821 8788182 10901694 8866253 11048629 X 1076673 1036838 X 0 1 1 X 0 X X X 0 0 0 HSC COMMUNITY SERVICES INC 061464179 9 1 1 1 255530 HOSPITAL FOR SPECIAL CARE 060646766 3 1 1 1 230006 MANES & MOTIONS THERAPEUTIC RIDING CENTER INC 061550599 7 1 1 1 0 3 485536 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5637227 2259539 97137 2500 347850 8437 7635116 3979342 1680573 329031 5000 337561 9158 5637227 1875367 1748808 782248 2500 389391 35190 3979342 2690555 757043 -1051023 7500 513708 1875367 0.22000 0.06000 0.72000 0 0 0 DUE TO AFFILIATES 67695 67695 2444775 1368102 1076673 119101 917737 1036838 2113511 3517231 119101 917736 1036837 2480394 -35619 -35619 2444775 1403720 35619 35619 1368101 0 1368101 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION HOLDS FUNDS BELONGING TO THE HOSPITAL FOR SPECIAL CARE TO FUND FUTURE FACILITY MAINTENANCE, PURCHASE NEEDED FACILITY EQUIPMENT, PURCHASE EQUIPMENT AND SERVICES FOR PATIENT CARE, FUND LECTURES, RESEARCH AND EDUCATION, AND IMPROVE THE QUALITY OF LIFE FOR OUR PATIENTS. IN FY10 A NEW FUND WAS ESTABLISHED FOR THE CONSTRUCTION OF A NEW OUTPATIENT FACILITY FOR THE HOSPITAL BEING FUNDED BY A CAPITAL CAMPAIGN. ADDITIONALLY, FUNDS ARE HELD FOR HSC COMMUNITY SERVICES, INC TO FUND SPORTS TEAMS AND SPORTS AND FITNESS PROGRAMS FOR DISABLED ATHLETES, SUPPORT DENTAL CARE FOR THE UNDERINSURED, AND UNINSURED CHILDREN OF NEW BRITAIN, FUND INITIATIVES TO IMPROVE THE QUALITY OF LIFE FOR SKILLED NURSING FACILITY PATIENTS, AND SUPPORT THE GENERAL OPERATIONS OF HSC COMMUNITY SERVICES, INC. PART XI, LINE 8 - OTHER ADJUSTMENTS: EQUITY TRANSFER FROM AFFILIATE 917,738. ROUNDING -1. TOTAL TO SCHEDULE D, PART XI, LINE 8: 917,737. PART XII, LINE 2D - OTHER ADJUSTMENTS: EQUITY TRANSFER FROM AFFILIATE 917,736. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -35,619. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 35,619. X X X X X 1 KATHERINE PADILLA 5200 HAWFORD CIRCLE ORLANDO FL 32812 GRANT APPLICATION ASSISTANCE 0 0 20153 0 D ALVERIO CO LLC 100 WELLS STREET SUITE 1E HARTFORD CT 06103 PUBLIC RELATIONS 0 0 18197 0 RPM CONSULTING PARTNERS LLC 39 HORSESHOE CIRCLE BARKHAMSTED CT 06063 GRANT APPLICATION ASSISTANCE 0 0 74480 0 112830 CT FL MA LENDL GOLF TOURNAMENT 121348 6731 114617 3009 14405 18205 121348 6731 114617 3009 14405 18205 35619 78998 1 HOSPITAL FOR SPECIAL CARE INC 2150 CORBIN AVE NEW BRITAIN CT 06053 060646766 501(C)(3) 230006 0 TO FUND OPERATIONS AND PURCHASE OF CAPITAL HSC COMMUNITY SERVICES INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464179 501(C)(3) 255530 0 TO FUND OPERATIONS AND PURCHASE OF CAPITAL 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AMOUNTS REFLECT REIMBURSEMENTS TO CENTER OF SPECIAL CARE, INC. AFFILIATES. AS SUCH, ALL AMOUNTS ARE SUBSTANTIATED AND REVIEWED TO ENSURE COMPLIANCE WITH ENDOWMENT RESTRICTIONS PRIOR TO REIMBURSEMENT. X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 JOHN VOTTO DO 0 499943 0 8706 0 46608 0 41584 0 31478 0 628319 0 0 DAVID CRANDALL 110525 387863 0 0 0 49341 8657 35605 3500 14397 122682 487206 0 0 LAURIE ANN WHELAN 15357 260582 0 49454 0 18182 136 2804 632 13041 16125 344063 0 0 FELICIA DEDOMINICIS 7009 202707 0 10313 0 272 55 1652 646 19504 7710 234448 0 0 SHEILA HOGAN 153859 0 0 0 118 0 1823 0 11892 0 167692 0 0 0 PART I, LINE 1A TWO BOARD MEMBERS SERVE AS CO-PRESIDENTS OF THE HOSPITAL FOR SPECIAL CARE, AND IN THAT ROLE, UNDER THEIR EMPLOYMENT AGREEMENTS THEY RECEIVE A DISCRETIONARY ALLOWANCE FROM HOSPITAL FOR SPECIAL CARE. ADDITIONALLY, A MONTHLY ALLOWANCE IS PROVIDED TO THE CFO. HOSPITAL FOR SPECIAL CARE ALSO OFFERED, AND ONE CO-PRESIDENT ACCEPTED, THE SERVICES OF A FINANCIAL ADVISOR. PART I, LINE 4B THE HOSPITAL FOR SPECIAL CARE COVERED THE PRESIDENT, CFO, AND SECRETARY UNDER ITS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. NONE OF THAT COMPENSATION IS ATTRIBUTABLE TO THE PERFORMANCE OF THEIR DUTIES FOR HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. DEFERRED AMOUNTS ARE DISCLOSED ON THE HOSPITAL FOR SPECIAL CARE FORM 990. ADDITIONALLY, ONE BOARD MEMBER SERVES AS CO-PRESIDENT OF HOSPITAL FOR SPECIAL CARE AND IS ALSO COVERED UNDER ITS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN, RECEIVING DEFERRED COMPENSATION UNRELATED TO HIS ROLE AS BOARD MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. THERE WERE NO PAYMENTS OR DEFFERED AMOUNTS DURING FY12 UNDER THIS PLAN. FORM 990, PART VI, SECTION A, LINE 6 HOSPITAL FOR SPECIAL CARE FOUNDATION INC.'S SOLE MEMBER IS CENTER OF SPECIAL CARE, INC. CENTER OF SPECIAL CARE, INC. IS THE PARENT ORGANIZATION OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AND ALL ITS RELATED AFFILIATES. FORM 990, PART VI, SECTION A, LINE 7A THE CENTER OF SPECIAL CARE, INC. IS PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT APPROVES THE APPOINTMENT OF ALL NEW MEMBERS OF THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE CENTER OF SPECIAL CARE, INC. IS THE PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT HAS FINAL APPROVAL OVER ALL STRATEGIC AND FINANCIAL DECISIONS MADE BY THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION PROVIDES THE 990 TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS OF CENTER OF SPECIAL CARE, INC (THE COMPANY'S PARENT ENTITY) FOR AN INDEPENDENT REVIEW. ANY QUESTIONS OR CONCERNS ARE ADDRESSED PRIOR TO THE 990 BEING FILED. PRIOR TO FILING, A COPY OF THE COMPLETED 990 IS PROVIDED TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL OFFICERS, DIRECTORS, MANAGERS, AND OTHER KEY EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT ANNUALLY. EVERY YEAR, THE STATEMENT IS PRESENTED TO THOSE INDIVIDUALS REQUIRED TO COMPLETE THE FORM, AND COMPLETION OF THE FORM IS MONITORED TO ENSURE COMPLIANCE. ALL INDIVIDUALS WORKING FOR THE FOUNDATION ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION, AND ARE, AS APPROPRIATE, REQUIRED TO FILL OUT A CONFLICT OF INTEREST STATEMENT ANNUALLY AS A CONDITION OF THEIR EMPLOYMENT. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION FOR THE ORGANIZATION'S CEOS, OFFICERS, AND KEY EMPLOYEES IS AS FOLLOWS. THE ORGANIZATION UTILIZES A COMPENSATION COMMITTEE CONSISTING ENTIRELY OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS. ANNUALLY, THE COMMITTEE IS GIVEN RECOMMENDATIONS FROM AN INDEPENDENT CONSULTANT REGARDING THE COMPENSATION OF THOSE EMPLOYEES IDENTIFIED ABOVE. THE COMMITTEE HAS THE SOLE DISCRETION TO ACCEPT OR REVISE THE RECOMMENDATIONS OF THE CONSULTANT IN SETTING THE COMPENSATION OF THE PREVIOUSLY IDENTIFIED EMPLOYEES. AS STATED EARLIER, ALL INDIVIDUALS ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION. THE PROCESSES LISTED ABOVE ARE APPLIED AT THE HOSPITAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AND OTHER OPERATING DATA AVAILABLE TO THE GENERAL PUBLIC IN ITS SEC REQUIRED CONTINUING DISCLOSURE ON ITS OUTSTANDING MUNICIPAL DEBT. THESE FILINGS HAVE BEEN MADE TO THE NATIONALLY RECOGNIZED MUNICIPAL SECURITIES INFORMATION REPOSITORIES AS MANDATED BY THE SEC. ALL OF THESE FILINGS HAVE BEEN AVAILABLE TO THE GENERAL PUBLIC FOR REVIEW. IN ADDITION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 119,101. EQUITY TRANSFER FROM AFFILIATE 917,738. ROUNDING -1. TOTAL TO FORM 990, PART XI, LINE 5: 1,036,838. HOSPITAL FOR SPECIAL CARE 2150 CORBIN AVE NEW BRITAIN CT 06053 060646766 LONG TERM ACUTE CARE HOSPITAL CT 501(C)(3) LINE 3 N/A 0 CENTER OF SPECIAL CARE INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464177 SUPPORTING ORGANIZATION OF HOSPITAL AND AFFILIATES CT 501(C)(3) 11B-TYPE II N/A 0 HSC COMMUNITY SERVICES INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464179 COMMUNITY SUPPORT CT 501(C)(3) LINE 9 N/A 0 CSI RESIDENTIAL INC 2150 CORBIN AVE NEW BRITAIN CT 06053 311584385 HOUSING FOR THE DISABLED CT 501(C)(3) LINE 9 N/A 0 MANES AND MOTIONS THERAPEUTIC RIDING CENTER INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061550599 EQUINE ASSISTED THERAPY CT 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0