2012-10-23T10:25:50-05:00 2011-12-31 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2011-01-01 521643734 ELECTRI INTERNATIONAL - THE FOUNDATION FOR ELECTRICAL CONSTRUCTION INC ELEC 3016573110 3 BETHESDA METRO CENTER BETHESDA MD 20814 RUSSELL ALESSI 3016573110 2012-10-23 1 SUBRINA L WOOD P00365899 2022932200 2011 2016-02-24 21:20:13Z RUSSELL ALESSI 3 BETHESDA METRO CENTER BETHESDA MD 20814 2234646 0 X WWW.ELECTRI.ORG X 1989 MD TO USE ITS RESOURCES TO COMMISSION AND DISSEMINATE COLLABORATIVE AND INNOVATIVE RESEARCH, EDUCATION, AND TECHNOLOGY SOLUTIONS THAT ADVANCE THE FUTURE GROWTH AND PROSPERITY OF THE ELECTRICAL CONSTRUCTION INDUSTRY. 24 20 0 20 0 0 3085562 1712719 8747 10078 237694 481134 52407 30715 3384410 2234646 0 38760 0 0 492259 433762 0 0 95128 1466179 981870 1958438 1454392 1425972 780254 18634921 18552200 694814 528122 17940107 18024078 TO USE ITS RESOURCES TO COMMISSION AND DISSEMINATE COLLABORATIVE AND INNOVATIVE RESEARCH, EDUCATION, AND TECHNOLOGY SOLUTIONS THAT ADVANCE THE FUTURE GROWTH AND PROSPERITY OF THE ELECTRICAL CONSTRUCTION INDUSTRY. 0 0 956007 10078 RESEARCH AND EDUCATION IN PRODUCTIVITY ENHANCEMENT, ORGANIZATIONAL DEVELOPMENT, TECHNOLOGY TRANSFER, AND CAREER AWARENESS WITH THE OBJECTIVE OF UPGRADING THE ELECTRICAL CONTRACTING INDUSTRY'S FUTURE SERVICE TO THE PUBLIC. 102013 HURRICANE RELIEF-KATRINA DISASTER RELIEF FUND DISTRIBUTED FUNDS TO NEEDY ELECTRICAL CONTRACTORS, EMPLOYEES, AND ELECTRICAL WORKERS IN HURRICANE-AFFECTED AREAS, AND FOUND HOUSING FOR WORKERS INVOLVED IN THE REBUILDING. 1058020 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 1 0 0 1 AC 0 0 0 0 0 0 0 0 X 24 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 MD X J MICHAEL THOMPSON 3016573110 3 BETHESDA METRO CENTER BETHESDA MD 20814 RUSSELL J ALESSI 40.00 X X 210533 0 37139 JOHN M GRAU 1.00 X X 0 525529 79369 J MICHAEL THOMPSON 1.00 X X 0 206628 40006 REX A FERRY 1.00 X X 0 0 0 GEORGE ADAMS 1.00 X 0 0 0 RON A AUTREY 1.00 X 0 0 0 TOM CURRAN 1.00 X 0 0 0 RAYMOND K FRIEND 1.00 X 0 0 0 BRAD GILES 1.00 X 0 0 0 DARRELL GOSSETT 1.00 X 0 0 0 DAVID A HARDT 1.00 X 0 0 0 JOHN LAMBERT 1.00 X 0 0 0 STANLEY R LAZARIAN 1.00 X 0 0 0 DAVID MACKAY 1.00 X 0 0 0 RICHARD W MCBRIDE 1.00 X 0 0 0 TIMOTHY R MCBRIDE 1.00 X 0 0 0 ALEX OWEN 1.00 X 0 0 0 WALTER T PARKES 1.00 X 0 0 0 DENNIS F QUEBE 1.00 X 0 0 0 DANIEL G SCHAEFFER 1.00 X 0 0 0 GREG E STEWART 1.00 X 0 0 0 GARY TUCCI 1.00 X 0 0 0 DANIEL G WALTER 1.00 X 0 245060 43055 ALBERT G WENDT 1.00 X 0 0 0 210533 977217 199569 1 0 1 0 0 475640 1237079 1712719 PUBLICATIONS 900099 10078 10078 10078 372535 372535 25076 25076 108599 0 108599 108599 108599 OTHER MISC. REVENUE 900099 5639 5639 5639 2234646 10078 0 511849 10000 10000 28760 28760 247672 184391 46702 16579 186090 138544 35090 12456 33272 33272 454301 338226 85665 30410 38480 28648 7256 2576 80138 59663 15111 5364 262015 195069 49407 17539 HHURRIANCE RELIEF AND O 113664 74719 28741 10204 1454392 1058020 301244 95128 336161 1506723 765371 4568987 4834997 10913417 11433900 1627182 1141328 18612 40443 18634921 18552200 24409 18480 670405 509642 694814 528122 X -8794762 -7578490 4819667 6616045 21915202 18986523 17940107 18024078 18634921 18552200 X 780254 -696283 X X 0 1 1 X 0 X 2152272 1630187 1438832 2599750 1712719 9533760 2152272 1630187 1438832 2599750 1712719 9533760 2154460 7379300 1011933 433744 316973 183502 372535 2318687 2041 2931705 12250 30715 2976711 14829158 68215 0.49760 0.48790 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10747825 62472 -109219 2329667 25849 8345562 11157756 2016 436091 822010 26028 10747825 10392930 212786 1286250 725009 9201 11157756 20393626 850438 -9399982 1409462 41690 10392930 1.00000 0 0 0 59600 F REAL ESTATE LIMITED PARTNERSHIPS 1081728 F 1141328 LIABILITY UNDER SPLIT-INTEREST UNITRUST 509642 509642 2234646 1454392 780254 -590502 -105781 -696283 83971 1610872 -590502 -590502 2201374 33272 33272 2234646 1526901 105781 105781 1421120 33272 33272 1454392 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF FIVE INDIVIDUAL FUNDS ESTABLISHED IN ORDER TO PROVIDE INCOME TO ADVANCE ELECTRI'S ORGANIZATIONAL MISSION. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS EXEMPT FROM THE PAYMENT OF INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS CLASSIFIED AS OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE INTERNAL REVENUE CODE. HOWEVER, THE FOUNDATION IS SUBJECT TO TAX ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE FOUNDATION MAY INCUR UNRELATED BUSINESS ACTIVITY THROUGH ITS PARTICIPATION IN HEDGE FUNDS AND OTHER ALTERNATIVE INVESTMENTS. THE FOUNDATION BELIEVES IT HAS APPROPRIATE SUPPORT FOR ANY INCOME TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE FOUNDATION'S INCOME TAX RETURNS ARE GENERALLY SUBJECT TO EXAMINATION BY THE IRS FOR THREE YEARS AFTER THEY WERE FILED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN THE VALUE OF SPLIT INTEREST TRUST -105,781. PART XIII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN SPLIT INTEREST TRUSTS 105,781. 0 NECA SAN DIEGO COUNTY CHAPTER 9350 WAXIE WAY SUITE 540 SAN DIEGO CA 92123 951589096 501C6 10000 ORGANIZATIONAL SUPPORT 0 1 STIPENDS 4 4000 SCHOLARSHIPS 64 15060 AWARDS 13 9700 X X X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 RUSSELL J ALESSI 200800 0 0 0 9733 0 22220 0 14919 0 247672 0 0 0 JOHN M GRAU 0 478541 0 25000 0 21988 0 44025 0 35344 0 604898 0 0 J MICHAEL THOMPSON 0 178800 0 6000 0 21828 0 21113 0 18893 0 246634 0 0 DANIEL G WALTER 0 218488 0 10000 0 16572 0 25601 0 17454 0 288115 0 0 PART I, LINE 1A ALL OF ELECTRI'S COMPENSATION COSTS CONSIST OF EXPENSES ALLOCATED FROM ITS AFFILIATE NECA. AS SUCH, NECA'S COMPENSATION PRACTICES ARE REFLECTED ON THIS SCHEDULE J. FIRST CLASS TRAVEL, COMPANION TRAVEL, TAX INDEMNIFICATIONS, AND CLUB DUES ARE PERMITTED BY NECA UNDER CERTAIN CIRCUMSTANCES IN ACCORDANCE WITH PRE-DETERMINED POLICIES AND PROCEDURES. PART I, LINE 4B JOHN GRAU HAS A DEFERRED SEVERANCE PLAN. THE TOTAL AMOUNT ACCRUED FOR THE PLAN AT 12/31/2011 WAS $101,301. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE SECRETARY-TREASURER. A COPY OF THE FORM 990 IS THEN SUBMITTED TO THE BOARD OF TRUSTEES FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ELECTRI INTERNATIONAL HAS A CONFLICT OF INTEREST POLICY THAT WAS ADOPTED IN 2008 TO PROVIDE GUIDANCE IN IDENTIFYING AND HANDLING POTENTIAL AND ACTUAL CONFLICTS OF INTEREST INVOLVING ELECTRI INTERNATIONAL. SOME OF THE KEY PROVISIONS ARE AS FOLLOWS: ELECTRI INTERNATIONAL'S EXECUTIVE COMMITTEE, BOARD OF TRUSTEES, ELECTRI COUNCIL, COMMITTEES, TASK FORCES, WORKING GROUPS AND OTHERS IN THE ELECTRI GOVERNANCE STRUCTURE, MUST ACT AT ALL TIMES IN THE BEST INTERESTS OF ELECTRI AND NOT FOR PERSONAL OR THIRD-PARTY GAIN OR FINANCIAL ENRICHMENT. THE ELECTRI EXECUTIVE COMMITTEE HAS THE EXCLUSIVE AUTHORITY AND RESPONSIBILITY TO DECIDE AN APPROPRIATE REACTION TO THE DISCLOSURE. THE EXECUTIVE COMMITTEE MAY, AT ITS DISCRETION, CHOOSE AMONG THE FOLLOWING REACTIONS: DISCLOSURE: THE DISCLOSURE REGARDING A VOLUNTEER'S OTHER INTEREST IS WORTHY OF THE EXECUTIVE COMMITTEE'S ATTENTION, BUT THE DISCLOSURE ITSELF, AND THE EXECUTIVE COMMITTEE'S AWARENESS OF THE DISCLOSURE, IS CONSIDERED SUFFICIENT TO CORRECT FOR ANY BIAS THAT IT MIGHT ENTAIL. IN SHORT, THE EXECUTIVE COMMITTEE WOULD LIKELY DECIDE THAT ALTHOUGH THE VOLUNTEER CLEARLY HAS SOME OTHER INTEREST, THE EXECUTIVE COMMITTEE WILL SIMPLY TAKE THE INFORMATION INTO ACCOUNT AS THE MEMBER PARTICIPATES IN DECISION-MAKING. RECUSAL: THE OTHER INTEREST THAT HAS BEEN DISCLOSED AFFECTS AN IMPORTANT POLICY OR PROGRAM FOR THE FOUNDATION. TO ASSURE THE FOUNDATION AND ITS CONSTITUENCY THAT EXECUTIVE COMMITTEE DECISION-MAKING IS WITHOUT BIAS, IT IS BEST FOR THE VOLUNTEER TO RECUSE HIMSELF/HERSELF WHEN THE EXECUTIVE COMMITTEE TAKES REPORTS, DEBATES, OR MAKES DECISIONS, REGARDING THAT POLICY OR PROGRAM. IN SHORT, THE VOLUNTEER WOULD BE ASKED TO SIT OUT ANY WORK OF THE EXECUTIVE COMMITTEE IN THE AREA WHERE HE/SHE HAS CONFLICTING INTERESTS. RESIGNATION: THE OTHER INTEREST RELATES TO A CONTINUING, PERVASIVE, AND IMPORTANT EXECUTIVE COMMITTEE FUNCTION, ONE THAT CANNOT EASILY BE ISOLATED ON AN AGENDA SO AS TO PERMIT RECUSAL. IN THIS CASE, THE MEMBER MIGHT BE ASKED TO RESIGN HIS/HER POSITION, SINCE THIS IS THE ONLY WAY TO ENSURE THAT THE OTHER INTEREST DOES NOT INTRUDE UPON AND SKEW EXECUTIVE COMMITTEE DECISION-MAKING. WHILE THIS IS AN EXTREME AND RARE RESULT OF A MEMBER'S DISCLOSURE, IT IS SOMETIMES THE BEST AND ONLY FAIR ALTERNATIVE. EFFECTIVE JANUARY 2011, AT THE EXECUTIVE COMMITTEE'S FIRST MEETING OF EACH YEAR, THE COMMITTEE WILL REVIEW THE CONFLICT OF INTEREST POLICY. THE MEMBERS OF THE COMMITTEE WILL THEN HAVE THE OPPORTUNITY TO DISCUSS ANY POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 AS ELECTRI'S PERSONNEL EXPENSES CONSIST SOLELY OF ALLOCATED CHARGES FROM NECA,ELECTRI DOES NOT HAVE ITS OWN PROCESS IN PLACE FOR SETTING COMPENSATION. RATHER, NECA'S PROCESS IS THE KEY MECHANISM RELIED UPON BY ELECTRI. A SUMMARY OF NECA'S COMPENSATION SETTING PROCEDURE IS AS FOLLOWS: THE COMPENSATION COMMITTEE OF THE EXECUTIVE COMMITTEE IS THE BODY CHARGED WITH REVIEWING NECA'S CEO'S COMPENSATION PACKAGE. THE COMMITTEE REVIEWS MARKET DATA AND THE CEO'S PERFORMANCE IN DETERMINING WHAT AN EQUITABLE COMPENSATION PACKAGE SHOULD BE. IN TURN, THE CEO OF NECA IS CHARGED WITH PREPARING EVALUATIONS FOR NECA'S SENIOR MANAGEMENT TEAM BASED ON EACH INDIVIDUAL'S PERFORMANCE DURING THE CURRENT YEAR. THIS DATA IS THEN USED BY THE CEO, WITH ADVISEMENT FROM THE COMPENSATION COMMITTEE, IN SETTING COMPENSATION PACKAGES FOR THE ORGANIZATION'S OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE ANNUAL REPORT, WHICH INCLUDES THE FINANCIAL STATEMENTS IS MADE AVAILABLE ON OUR WEBSITE. THE GOVERNING DOCUMENTS AND A COPY OF NECA'S CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -590,502. CHANGE IN THE VALUE OF SPLIT INTEREST TRUST -105,781. TOTAL TO FORM 990, PART XI, LINE 5: -696,283. FORM 990, PART XI, LINE 2C, THE AUDIT REVIEW PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. FORM 990, PART VI SECTION B, ITEMS 12-14 ELECTRI DOES NOT HAVE ITS OWN "SEPARATE" WHISTLEBLOWER, OR DOCUMENT RETENTION POLICIES. RATHER, ELECTRI RELIES ON THE POLICIES PUT IN PLACE BY ITS AFFILIATE, NECA. NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION INC 3 BETHESDA METRO CENTER SUITE 1100 BETHESDA MD 20814 530115267 PROMOTE HIGHER STANDARDS, QUALITY, AND TRAINING IN THE ELECTRICAL INDUSTRY MD 501(C)(5) NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION C 475640 FMV NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION M 898973 FMV NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION N 433762 FMV NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION O 1020404 FMV