2012-10-05T09:58:11-05:00 2012-03-31 420714325 MCGLADREY LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2011-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 ALMA MONTCLAIR 2125492500 2012-10-04 1 MARTIN GREIF P00029738 2123721000 2011 2016-02-24 21:20:13Z ANTHONY ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 501043505 0 X WWW.ACLU.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 11 11 269 118 395150 34985 64722436 58074573 2189804 2374888 6355732 18466269 1522517 1692015 74790489 80607745 4367815 5551018 0 0 28130454 31023307 859458 722147 7052902 36807989 34239034 70165716 71535506 4624773 9072239 376124099 341064393 87287126 68191565 288836973 272872828 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTIONS AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER PEOPLE; PRISONERS; AND PEOPLE WITH DISABILITIES. 0 0 23556663 1364237 2374888 THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U. S. DEPARTMENT OF JUSTICE. 25909717 4186781 THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT, THE NATIONAL ACLU ALSO PROVIDES GRANTS TO AFFILIATES TO SUPPORT WORK ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. THE AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 7159225 48706 THROUGH NEWSLETTERS, ITS COMPREHENSIVE WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 500,000 MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 3896378 THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 3896378 60521983 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 1 0 1 158 0 1 269 1 1 1 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 ANGELOS CLAUDIA 2.50 X 0 0 0 BEEM MARC 2.50 X 0 0 0 BUITRAGO LUZ 2.50 X 0 0 0 CHESTER ROBERT 2.50 X 0 0 0 ESTES MILTON 2.50 X X 0 0 0 HERMAN SUSAN 2.50 X X 0 0 0 HERRON AUNDRE 2.50 X 0 0 0 LEWIS M CALIEN 2.50 X 0 0 0 REMAR ROBERT 2.50 X X 0 0 0 SCHATZ ANDREW 2.50 X 0 0 0 SWEAT JOSEPH 2.50 X 0 0 0 WILLIAMS GARY 2.50 X X 0 0 0 ANTHONY D ROMERO 35.00 X 0 382339 23882 ALMA MONTCLAIR 35.00 X 0 285692 135006 TERENCE DOUGHERTY 35.00 X 0 233704 29052 DOROTHY M EHRLICH 35.00 X 0 302214 71807 CAROLINE GREENE 35.00 X 0 242875 56719 LAURA W MURPHY 35.00 X 0 273430 18873 DONNA MCKAY 35.00 X 249042 0 24601 GERI ROZANSKI 35.00 X 255688 0 53824 STEVEN SHAPIRO 35.00 X 299777 0 54963 EMILY TYNES 35.00 X 251008 0 62776 MATTHEW COLES 35.00 X 221260 0 48722 JAMEEL JAFFER 35.00 X 201768 0 33154 DENNIS PARKER 35.00 X 171752 0 51708 RACHEL FISHMAN 35.00 X 195721 0 42173 LOUISE MELLING 35.00 X 191535 0 24320 2037551 1720254 731580 45 0 1 0 SCHOENBACH CONSTRUCTION CORP 140 WOOD AVE MIDDLESEX NJ 08846 BUILDING REPAIRS & MAINTENANCE 664038 MATHIAS & CARR INC 225 VARICK ST NEW YORK NY 10014 PRINTING & OFFICE SUPPLIES 647302 BLACKBAUD INC PO BOX 930256 ATLANTA GA 31193 DATABASE SUPPORT 576627 ZEROCHAOS PO BOX 534305 ATLANTA GA 30353 CONSULTING SERVICES 441840 L & E MERIDIAN 7400 FULLERTON RD SPRINGFIELD VA 22153 PRINTING & PUBLISHING 266096 5 268490 40000 57766083 2254391 58074573 LEGAL EXP AWARDED,NET 900099 2374888 2374888 2374888 6102731 6102731 1643309 0 1643309 1643309 395150 1248159 432799298 420435760 12363538 12363538 12363538 OTHER INCOME 900099 40224 40224 PAMPHLET AND BOOK SALE 900099 8482 8482 48706 80607745 2423594 395150 19714428 5538518 5538518 12500 12500 2656635 1660953 720199 275483 20378118 16614338 919430 2844350 2743269 2211292 189300 342677 3566189 2874630 246086 445473 1679096 1353484 115866 209746 273000 105585 128905 38510 164991 164991 462285 462285 722147 722147 3731463 3147576 494774 89113 1442051 972834 61245 407972 2460169 2209978 4948 245243 1659912 1356260 136403 167249 421136 361894 14314 44928 161093 117801 18225 25067 3479090 2247078 677548 554464 SHARED PORTION - CONTR. 7214134 7214134 SHARED PORTION - BEQUES 5399053 5399053 SPECIAL AFFILIATE SUBSI 5087340 5087340 OTHER EXPENSES 948700 667771 28600 252329 1334617 906679 39787 388151 71535506 60521983 3960621 7052902 18371237 17140012 6111363 5533179 35807376 14379873 1383552 1395767 51076421 18499711 34650633 32576710 275040871 263742852 4759067 6296000 376124099 341064393 2490487 2848315 21773089 16170000 63023550 49173250 87287126 68191565 X 184141095 172810254 65693669 59709239 39002209 40353335 288836973 272872828 376124099 341064393 X 9072239 -25036384 X 0 1 1 X 0 X 76362326 62247393 78208002 64722436 58074573 339614730 76362326 62247393 78208002 64722436 58074573 339614730 46866507 292748223 10972050 7547260 5430971 5850741 7350890 37151912 -1544 17129 22628 -27965 34985 45233 92348 49404 51652 48706 242110 377053985 12850591 0.77640 0.71790 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ROYALTY & OTHER MISC. INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62519 399766 462285 70755532 71217817 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 771429 926026 407622 462285 2567362 250000 250000 250000 250000 1000000 1500000 190741 201549 85666 62519 540475 53004434 1884014 -20724 1846569 53021155 48404027 214555 6142555 1756703 53004434 36581995 362722 13265164 1805854 48404027 50337752 321382 12876199 1200940 36581995 1.00000 0 0 4925713 4925713 42982487 16436475 26546012 1448227 1015416 432811 1719994 1047820 672174 32576710 SPLIT INTEREST LIABILITY 11895316 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 7280663 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 24109829 DUE TO AFFILIATES 5887442 49173250 80607745 71535506 9072239 -24118648 -917736 -25036384 -15964145 63532179 -24118648 7960818 -917736 -17075566 80607745 0 80607745 79496324 7960818 7960818 71535506 0 71535506 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3), OF THE U.S. INTERNAL REVENUE CODE. THE FOUNDATION IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME. THE LLC IS TREATED AS A DISREGARDED (TAX) ENTITY. THE FOUNDATION FILES TAX AND INFORMATION RETURNS WITH THE INTERNAL REVENUE SERVICE AND WITH VARIOUS STATES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2008, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. AT MARCH 31, 2012, THE FOUNDATION HAS UNRECOGNIZED TAX BENEFITS AND IMPLEMENTED A SETTLEMENT WITH THE IRS DURING 2012. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -917,736. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -917,736. 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CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF FLORIDA 4500 BISCAYNE BLVD SUITE 340 MIAMI FL 33137 237137529 501(C)(3) 303519 AFFILIATE PROGRAM ACLU OF FLORIDA 4500 BISCAYNE BLVD SUITE 340 MIAMI FL 33137 590883831 501(C)(4) 20000 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ROGER BALDWIN FOUNDATION OF ACLU INC (ILLINOIS AFFILIATE) 180 N MICHIGAN AVE SUITE 2300 CHICAGO IL 60601 362682569 501(C)(3) 86340 AFFILIATE PROGRAM ACLU OF INDIANA 1031 E WASHINGTON STREET INDIANAPOLIS IN 46202 350930337 501(C)(4) 5000 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF KANSAS & WESTERN MISSOURI 3601 MAIN ST KANSAS CITY MO 64111 430926406 501(C)(3) 11500 AFFILIATE PROGRAM ACLU FOUNDATION OF KENTUCKY 315 GUTHRIE ST SUITE 300 LOUISVILLE KY 40202 616058569 501(C)(3) 15000 AFFILIATE PROGRAM ACLU FOUNDATION OF LOUISIANA PO BOX 56157 NEW ORLEANS LA 70156 720717944 501(C)(3) 10000 AFFILIATE PROGRAM ACLU OF MARYLAND 3600 CLIPPER MILL RD SUITE 350 BALTIMORE MD 21211 520746271 501(C)(4) 10000 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF MARYLAND 3600 CLIPPER MILL RD SUITE 350 BALTIMORE MD 21211 237209538 501(C)(3) 11188 AFFILIATE PROGRAM ACLU FOUNDATION OF MASSACHUSETTS 211 CONGRESS ST BOSTON MA 21100 237312949 501(C)(3) 60000 AFFILIATE PROGRAM ACLU FOUNDATION OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 237243421 501(C)(3) 399953 AFFILIATE PROGRAM ACLU OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 381643182 501(C)(4) 10000 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF MISSISSIPPI PO BOX 2242 JACKSON MS 39225 640694013 501(C)(3) 293608 AFFILIATE PROGRAM ACLU OF EASTERN MISSOURI FUND 454 WHITTIER AVE ST LOUIS MO 63108 436070952 501(C)(3) 269474 AFFILIATE PROGRAM ACLU FOUNDATION OF MONTANA PO BOX 1317 HELENA MT 59624 810445339 501(C)(3) 290040 AFFILIATE PROGRAM ACLU OF MONTANA PO BOX 1317 HELENA MT 59624 810431527 501(C)(4) 5200 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF NEW MEXICO PO BOX 566 ALBUQUERQUE NM 87103 850275276 501(C)(3) 382106 AFFILIATE PROGRAM NEW YORK CIVIL LIBERTIES UNION 125 BROAD ST 19TH FLOOR NEW YORK NY 10004 135628799 501(C)(4) 5000 AFFILIATE PROGRAM - 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CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF UTAH 355 N 300 W SUITE 1 SALT LAKE CITY UT 84103 870439810 501(C)(3) 25000 AFFILIATE PROGRAM ACLU FOUNDATION OF VIRGINIA 530 E MAIN ST SUITE 310 RICHMOND VA 23219 521283242 501(C)(3) 5000 AFFILIATE PROGRAM ACLU FOUNDATION OF WASHINGTON 901 5TH AVE SUITE 630 SEATTLE WA 98164 237076867 501(C)(3) 87495 AFFILIATE PROGRAM MISSISSIPPIANS FOR HEALTHY FAMILIES PO BOX 55662 JACKSON MS 39296 453273830 501(C)(4) 50000 AFFILIATE PROGRAM - CHARITABLE LOBBYING ACTIVITES (INCLUDED IN 501H ELECTION) ADVOCATES FOR YOUTH 2000 M STREET NW SUITE 750 WASHINGTON DC 20036 521173590 501(C)(3) 10724 LEGAL PROGRAM LONG ISLAND GLBT SERVICE NETWORK 34 PARK AVENUE BAYSHORE NY 11706 113192966 501(C)(3) 12500 ROGER BALDWIN MEDAL OF LIBERTY 31 12 ROGER BALDWIN MEDAL OF LIBERTY 1 12500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS TO ITS AFFILIATES, AS WELL AS FOR MONITORING OF OUTCOMES TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE AFFILIATE'S COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONSWHO RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND/OR QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 ANTHONY D ROMERO 0 380125 0 0 0 2214 0 12927 0 10955 0 406221 0 0 ALMA MONTCLAIR 0 258147 0 0 0 27545 0 114259 0 20747 0 420698 0 0 TERENCE DOUGHERTY 0 216954 0 0 0 16750 0 8687 0 20365 0 262756 0 0 DOROTHY M EHRLICH 0 292888 0 0 0 9326 0 38119 0 33688 0 374021 0 0 CAROLINE GREENE 0 252762 0 0 0 -9887 0 23309 0 33410 0 299594 0 0 LAURA W MURPHY 0 276075 0 0 0 -2645 0 15216 0 3657 0 292303 0 0 DONNA MCKAY 252900 0 0 0 -3858 0 14404 0 10197 0 273643 0 0 0 GERI ROZANSKI 258147 0 0 0 -2459 0 33077 0 20747 0 309512 0 0 0 STEVEN SHAPIRO 288643 0 0 0 11134 0 34126 0 20837 0 354740 0 0 0 EMILY TYNES 234678 0 0 0 16330 0 42114 0 20662 0 313784 0 0 0 MATTHEW COLES 204500 0 0 0 16760 0 28429 0 20293 0 269982 0 0 0 JAMEEL JAFFER 184050 0 0 0 17718 0 6413 0 26741 0 234922 0 0 0 DENNIS PARKER 178589 0 0 0 -6837 0 18724 0 32984 0 223460 0 0 0 RACHEL FISHMAN 205027 0 0 0 -9306 0 9152 0 33021 0 237894 0 0 0 LOUISE MELLING 194275 0 0 0 -2740 0 13993 0 10327 0 215855 0 0 0 PART I, LINE 1A GROSS-UP PAYMENTS TO EMPLOYEES WITH DOMESTIC PARTNER COVERAGE; ALL TREATED AS TAXABLE INCOME. SUPPLEMENTAL INFORMATION PART III PART I, LINE 4B: OTHER REPORTABLE COMPENSATION (PART II, COLUMN B (III)) INCLUDES, AMONG OTHER THINGS (SEE BELOW), SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN PAYMENTS FOR THE FOLLOWING INDIVIDUALS: A. ROMERO ($6,773); A. MONTCLAIR ($2,603); D. EHRLICH ($11,097); C. GREENE ($28); L. MURPHY ($1,574); AND S. SHAPIRO ($9,977). PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS (THERE WERE NONE IN 2011) AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY "GROSS UPS" FOR DOMESTIC PARTNER HEALTH COVERAGE, AND REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE NEW DEFINED CONTRIBUTION 401(K) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH WE HAVE ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C3V4 2005-01-05 20000000 SEE PART VI FOR DETAILS 0 0 0 3830000 20225905 225905 390719 160000 15782366 3665915 2008 1 0 1 1 0 1 0 0 1 0 1 1 JP MORGAN CHASE 5.000000000000 0 0 0 NA 0 1 0 SCHEDULE K SUPPLENTAL INFORMATION SCHEDULE K, PART I, LINE A, COLUMN F: DESCRIPTION OF PURPOSE: (1) PAY PORTION OF THE COSTS OF PURCHASING, RENOVATING, AND EQUIPPING THE 19TH FLOOR AND THE COST OF PURCHASING A PROPORTIONAL COMMON INTEREST IN LAND ASSOCIATED WITH THE 17TH, 18TH AND 19TH FLOORS AT 125 BROAD STREET, NY, NY; (2) REFUNDING 1997 BONDS, AND (3) COST OF ISSUANCE. SCHEDULE K, PART III, LINE 4: FOLLOWING IMPLEMENTATION OF VOLUNTARY CLOSING AGREEMENT WITH IRS EFFECTIVE NOVEMBER 7, 2011. SCHEDULE K, PART IV, LINE 5: PROCEEDS INVESTED AT BELOW ARBITRAGE YIELD ON BONDS. GARY D SOWARDS SPOUSE OF A KEY EMPLOYEE 43263 PAYMENT FOR LEGAL SERVICES 0 PART IV DESCRIPTION OF TRANSACTION DURING FISCAL YEAR 2012 GARY D. SOWARDS, THE SPOUSE OF KEY EMPLOYEE, DOROTHY EHRLICH, PROVIDED LEGAL SERVICES IN CONNECTION WITH THE ACLU FOUNDATION'S JOHN ADAMS PROJECT, WHICH HAS ARRANGED FOR THE REPRESENTATION OF AN INDIVIDUAL CHARGED WITH A CAPITAL CRIME. A NATIONALLY KNOWN EXPERT IN CAPITAL PUNISHMENT, MR. SOWARDS WAS RETAINED VIA A DECISION MAKING PROCESS THAT DID NOT INVOLVE THE KEY EMPLOYEE AND AT RATES THAT ARE CUSTOMARY FOR THE SERVICES PROVIDED. X 109 2254391 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER AND BOARD DIRECTOR AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF FINANCIAL OFFICER AND THE IN-HOUSE GENERAL COUNSEL/ASSISTANT SECRETARY OF THE ORGANIZATION REVIEW ANY DISCLOSURE MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER OR AN OFFICER, THEY REFER THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE THEY REFER THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS AND KEY EMPLOYEES ALSO MAY REPORT CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15A ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION. NO MEMBER OF THE COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. THE COMMITTEE PERIODICALLY REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR OTHER EXECUTIVE DIRECTORS AT SIMILARLY SITUATED ORGANIZATIONS. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS IN ITS MINUTES ITS DELIBERATIONS AND DECISIONS. NO ACLU FOUNDATION OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS OFFICER. COMPENSATION OF KEY EMPLOYEES OTHER THAN THE EXECUTIVE DIRECTOR IS SET BY THE ORGANIZATION'S EXECUTIVE DIRECTOR OR THE KEY EMPLOYEE'S MANAGER, IF THE MANAGER IS NOT THE EXECUTIVE DIRECTOR. COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS PERIODICALLY IS CONSIDERED AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. SCHEDULE B OF THE FORM 990 AND THE ORGANIZATION'S FORM 990-T ARE AVAILABLE UPON REQUEST. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -24,118,648. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -917,736. TOTAL TO FORM 990, PART XI, LINE 5: -25,036,384. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC N/A AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NE 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 11D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN CIVIL LIBERTIES UNION M 405931 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION N 9548382 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION O 405931 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION P 9548382 REVENUE BASED ALLOCATION METHOD