2012-07-26T14:00:13-05:00 2011-09-30 MCGLADREY LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 208787340 990 2010-10-01 203568840 UNITED CEREBRAL PALSY INC UNIT 2027760406 1825 K STREET NW NO 600 WASHINGTON DC 20006 STEPHEN BENNETT 2027760406 2012-07-25 1 WILLIAM E TURCO CPA 3012963600 2010 2016-02-24 21:20:13Z X STEPHEN BENNETT 1825 K STREET NW NO 600 WASHINGTON DC 20006 5972906 0 X WWW.UCP.ORG X 1948 DC TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY AND FULL CITIZENSHIP OF PEOPLE WITH DISABILITIES THROUGH AN AFFILIATE NETWORK. 16 16 31 50 0 0 3588875 2493907 2564637 2581918 205968 177629 -25133 148347 6334347 5401801 0 0 0 0 2359700 2393377 0 116648 724210 3552809 2815550 5912509 5325575 421838 76226 10215120 10391195 1562415 1950034 8652705 8441161 X TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY AND FULL CITIZENSHIP OF PEOPLE WITH DISABILITIES THROUGH AN AFFILIATE NETWORK. 0 0 1369696 2423617 SUPPORT FOR AFFILIATES:APPROXIMATELY 96 LOCAL SERVICE PROVIDERS, OR UCP AFFILIATES, REACHED MORE THAN 176,000 INDIVIDUALS AND THEIR FAMILIES IN THE U.S., AUSTRALIA, CANADA AND SCOTLAND. AFFILIATES' SERVICES INCLUDE HOUSING, THERAPY, ASSISTIVE TECHNOLOGY, TRAINING EARLY INTERVENTION PROGRAMS, INDIVIDUAL AND FAMILY SUPPORT, SOCIAL AND RECREATION PROGRAMS, COMMUNITY LIVING, STATE AND LOCAL REFERRALS, EMPLOYMENT ASSISTANCE AND ADVOCACY. UCP NATIONAL SUPPORTED THE AFFILIATE NETWORK THROUGH FUNDRAISING, MARKETING AND COMMUNICATIONS, BEST PRACTICES AND PROGRAMMATIC SUPPORT. IN ADDITION, UCP NATIONAL FACILITATED A NATIONAL ANNUAL MEETING, REGIONAL MEETINGS AND AIDED IN STRATEGIC PLANNING, GOVERNANCE, EXECUTIVE RECRUITING, MERGERS AND ACQUISITIONS AND OPERATIONAL EFFICIENCIES. 540128 59551 PUBLIC POLICY:UCP CONTINUED TO ADVOCATE ON BEHALF OF INDIVIDUALS WITH DISABILITIES, ADVANCING FEDERAL DISABILITY PUBLIC POLICY THROUGH ITS DISABILITY POLICY COLLABORATION. UCP IMPACTED NATIONAL PUBLIC POLICY FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES BY EDUCATING CONGRESS AND THE ADMINISTRATION ON SEVERAL MAJOR LAWS AND PENDING BILLS THAT IMPACT THE DISABILITIES COMMUNITY. IT ALSO CONTINUED TO PLAY AN ACTIVE ROLE IN SHAPING PENDING FEDERAL REGULATIONS THAT IMPACT THE DISABILITIES COMMUNITY. 398352 PUBLIC EDUCATION:UCP ENDEAVORED TO CREATE BROAD-SCALE SYSTEM CHANGE BY ARMING SOCIETY WITH THE LATEST INFORMATION ON DISABILITIES ISSUES AND BY FACILITATING THE CREATION OF SELF-SUSTAINING NETWORKS FOR PEOPLE WITH DISABILITIES, THEIR LOVED ONES AND THE SOCIETY AT LARGE. UCP PROVIDED PUBLIC INFORMATION ON DISABILITIES AND LINKED PEOPLE TO DIRECT SERVICES THROUGH ITS COMPREHENSIVE INFORMATION AND REFERRAL PROGRAM. IT CONTINUED TO CREATE WEB-BASED SYSTEMS TO CONNECT COMMUNITIES AND ADVOCATES TO DISABILITY ISSUES. UCP ADVANCED ITS MY CHILD WITHOUT LIMITS PROGRAM, PROVIDING FAMILY MEMBERS OF THOSE WITH DISABILITIES THE KNOWLEDGE, RESOURCES, AND NETWORK TO ENSURE THAT A FUTURE IS WITHOUT LIMITS FOR PERSONS WITH DISABILITIES BY ASSISTING FAMILIES IN OBTAINING THE NECESSARY SUPPORT AND SERVICES IN CHILD CARE, SUPPORTED LIVING, EDUCATION, HEALTH, EMPLOYMENT, HEALTH AND RECREATIONAL ACTIVITIES. UCP RESEARCHED AND DISSEMINATED ITS ANNUAL CASE FOR INCLUSION REPORT, A 50-STATE ANALYSIS OF MEDICAID SERVICES FOR PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, CREATING A BENCHMARK FOR STATEWIDE SERVICE AND AN IMPORTANT EDUCATION TOOL. IT CONTINUED ITS GROUNDBREAKING LIFE WITHOUT LIMITS INITIATIVE, CREATING AN INCUBATOR FOR NEW PROGRAMS AND INITIATIVES TO ALLOW PEOPLE WITH DISABILITIES TO LEAD THEIR OWN LIVES ON THEIR OWN TERMS THROUGH DYNAMIC AND SELF-SUSTAINING NETWORKS. 156923 NON-FEDERAL (BELLOWS):PROVIDED DIRECT GRANTS TO INDIVIDUALS FOR THE ACQUISITION OF PERSONAL ASSISTIVE TECHNOLOGY DEVICES. LIFE WITHOUT LIMITSAN INITIATIVE TO EMPOWER PEOPLE WITH DISABILITIES TO ENVISION AND BUILD A BETTER FUTURE FOR THEMSELVES AND THEIR COMMUNITY. 156923 2465099 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 31 1 0 0 0 0 0 1 1 1 2 0 0 0 X 16 16 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CT FL GA IL KS KY LA MA MD ME MI MS MN NC ND NJ NH NM NY OH OK OR PA RI SC TN UT VA WA WI WV X X X STEPHEN BENNETT 2027760406 1825 K STREET NW NO 600 WASHINGTON DC 20006 BRUCE MERLIN FRIED 1.00 X X 0 0 0 KEITH GREEN 1.00 X X 0 0 0 MARK BOLES MD 1.00 X X 0 0 0 MICHAEL BURKE SR 1.00 X X 0 0 0 GLORIA JOHNSON-CUSACK 1.00 X X 0 0 0 RICHARD DONOVAN 1.00 X 0 0 0 ERIC HESPENHEIDE 1.00 X 0 0 0 JOE ANIELLO 1.00 X 0 0 0 JAMES BENNETT 1.00 X 0 0 0 WOODY CONNETTE 1.00 X 0 0 0 MARK LEZOTTE 1.00 X 0 0 0 EMILIO PARDO 1.00 X 0 0 0 IAN RIDLON 1.00 X 0 0 0 CHRISTOBEL SELECKY 1.00 X 0 0 0 PAMELA TALKIN 1.00 X 0 0 0 CHERYL HINES 1.00 X 0 0 0 STEPHEN BENNETT 40.00 X 400584 0 32488 TANNEKA JONES 37.50 X 84979 0 13634 CHRISTOPHER THOMSON 37.50 X 152128 0 18100 JULIE WARD 37.50 X 101256 0 10583 ARMETTA PARKER 37.50 X 127098 0 17018 ANITA PORCO 37.50 X 142691 0 31239 1008736 0 123062 5 0 1 0 0 40206 36150 2417551 13900 2493907 MEMBERSHIP FEES 900099 2423617 2423617 ANNUAL CONFERENCE 900099 158301 59551 98750 2581918 192453 192453 114316 114316 114316 114316 546728 561552 -14824 -14824 -14824 0 36150 9553 -9553 -9553 OTHER REVENUE 900099 43584 43584 43584 5401801 2483168 0 424726 686512 248865 338053 99594 1412472 514452 693510 204510 13958 4867 7034 2057 123597 41085 63966 18546 156838 57124 77006 22708 50344 50344 45400 45400 116648 116648 50527 50527 709642 364410 117395 227837 64350 36445 22386 5519 510583 510583 123137 83773 25953 13411 130467 114684 12846 2937 26501 26501 982721 982721 44770 44770 MEMBERSHIP DUES, SUPPOR 64344 7758 47244 9342 OTHER EXPENSES 11064 7665 2298 1101 RECRUITMENT 1700 1250 450 5325575 2465099 2136266 724210 X 500 500 755140 234391 433548 537597 112000 156234 48879 77664 1106931 58767 61959 1048164 5946318 5411617 2513976 2675155 342800 249873 10215120 10391195 424050 433103 38647 40202 444186 400000 655532 1076729 1562415 1950034 X 2690333 2929588 1332983 890827 4629389 4620746 8652705 8441161 10215120 10391195 X 76226 -287770 X 0 1 1 X 0 X 7003498 6038512 5619147 6055916 4917524 29634597 7003498 6038512 5619147 6055916 4917524 29634597 535015 29099582 797396 658022 656886 265080 306769 2684153 6683 141785 36792 18683 43584 247527 32566277 740471 0.89350 0.85750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10000 20000 30000 5319952 5349952 417498 104375 0 0 362186 481104 445625 417498 1706413 2559620 34579 42000 68700 30000 175279 90547 120276 111406 104375 426604 639906 1202 16000 25000 10000 52202 7699081 108659 -3445 169006 22185 7613104 7781269 149227 210484 20931 7699081 8471740 -469440 210484 10547 7781269 0.39300 0.60700 1 0 1106931 58767 1048164 1048164 113,224.369 GS STRATEGIC INTL EQ FD CL A SHS 1111863 F 134,188.085 GS CONCENTRATED GRO MUTUAL FD 1563292 F 2675155 DUE TO AFFILIATES 376446 DEFERRED RENT 700283 1076729 5401801 5325575 76226 -276582 -11188 -287770 -211544 5149596 -276582 -276582 5426178 -24377 -24377 5401801 5349952 24377 24377 5325575 0 5325575 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS AT SEPTEMBER 30, 2011, CONSIST OF THE BELLOWS ENDOWMENT DETAILED ABOVE, AS WELL AS CHARITABLE ANNUITY TRUST INTERESTS. EARNINGS ON THE BELLOWS ENDOWMENT FUND ARE TEMPORARILY RESTRICTED FOR PROGRAM PURPOSES AS SPECIFIED BY THE DONOR. UCP IS THE BENEFICIARY OF THE INCOME OF TWO CHARITABLE ANNUITY TRUSTS THAT IT DOES NOT ADMINISTER. THE INVESTMENTS OF EACH TRUST ARE ADMINISTERED BY A TRUSTEE WHO IS INDEPENDENT OF UCP, AND DISTRIBUTIONS ARE MADE TO UCP IN ACCORDANCE WITH THE TRUST AGREEMENT FOR EACH TRUST. THESE TRUSTS ARE INVESTED IN CASH AND CASH EQUIVALENTS, FIXED INCOME FUNDS, MUTUAL FUNDS, AND EQUITIES. UCP RECORDS ITS INTEREST IN THESE TRUSTS AT FAIR MARKET VALUE WITHIN PERMANENTLY RESTRICTED NET ASSETS. ANNUALLY, UCP BUDGETS FOR 5% OF THE BOARD DESIGNATED ENDOWMENT FUNDS TO BE SPENT IN THE FOLLOWING YEAR. THROUGHOUT THE YEAR, MONTHLY, 5% OF THE INVESTMENT BALANCE IS TRANSFERRED TO OPERATIONS FOR UTILIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: UCP IS A NON-PROFIT VOLUNTARY HEALTH AND WELFARE AGENCY EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE IRC). IT HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509(A)(1) OF THE IRC AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION ALLOWABLE TO DONORS. INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. UCP DID NOT HAVE ANY NET UNRELATED BUSINESS INCOME FOR THE YEAR ENDED SEPTEMBER 30, 2011. UCP FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, UCP MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED UCP'S TAX POSITIONS AND CONCLUDED THAT UCP HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, UCP IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE SEPTEMBER 30, 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTERESTS IN TRUSTS HELD BY THIRD PARTIES -11,188. PART XII, LINE 4B - OTHER ADJUSTMENTS: GALA EXPENSES REPORTED ON LINE 8B -9,553. LOSS ON DISPOSAL OF PROPERTY & EQUIPMENT REPORTED ON LINE 7C -14,824. PART XIII, LINE 2D - OTHER ADJUSTMENTS: GALA EXPENSES REPORTED ON LINE 8B 9,553. LOSS ON DISPOSAL OF PROPERTY & EQUIPMENT REPORTED ON LINE 7C 14,824. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES BUSINESS DISCUSSIONS ABOUT THE TYPE OF PROGRAMS THEY CONDUCT FOR PEOPLE WITH DISABILITES AND HOW WE CAN PARTNER TO IMPROVE ADVOCACY AND ASSISTANCE TO PEOPLE WITH DISABILITIES. 11178 0 0 0 0 0 0 11178 0 11178 0 0 0 0 0 0 X 1 MINDSET DIRECT 16900 SCIENCE DRIVE STE 210 BOWIE MD 20715 CONSULT ON DIRECT MAIL PROGRAM 0 311821 116648 195173 311821 116648 195173 AK AL AR AZ CA CT FL GA IL KS KY LA MA MD ME MI MS MN NC ND NJ NH NM NY OH OK OR PA RI SC TN UT VA WA WI WV FALL FORUM 36150 36150 9553 36150 36150 9553 9553 -9553 X X X 1 0 0 0 0 0 0 0 0 STEPHEN BENNETT 400584 0 0 0 0 0 12342 0 20146 0 433072 0 0 0 CHRISTOPHER THOMSON 152128 0 0 0 0 0 8152 0 9948 0 170228 0 0 0 ANITA PORCO 142691 0 0 0 0 0 7661 0 23578 0 173930 0 0 0 PART I, LINE 4A ARMETTA PARKER RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $43,000. FORM 990, PART VI, SECTION A, LINE 6 UCP'S MEMBERSHIP IS COMPOSED OF DOMESTIC 501(C)(3) CHARITABLE NONPROFITS WHICH PROVIDE SERVICES TO AND ADVOCACY ON BEHALF OF PEOPLE WITH DISABILITIES AND THEIR FAMILIES. FORM 990, PART VI, SECTION A, LINE 7A A NOMINATING COMMITTEE ASSESSES THE NEEDS OF THE UCP BOARD AND THEN PURSUES AND VETS CANDIDATES FOR THE BOARD OF TRUSTEES. THE NOMINATING COMMITTEE RECOMMENDS CANDIDATES TO THE MEMBERS OF THE CORPORATION AT AN ANNUAL MEETING OF THE MEMBERS. NAMES OF FURTHER CANDIDATES ARE SOLICITED FROM THE MEMBERSHIP AT THE ANNUAL MEETING. THE MEMBERS THEN VOTE ON THE CANDIDATES SUBMITTED BY THE NOMINATING COMMITTEE AS WELL AS ANY CANDIDATES WHICH ARE NOMINATED FROM THE FLOOR AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF THE ORGANIZATION VOTE ON CHANGES TO THE ORGANIZATIONAL DOCUMENTS OF UCP, INCLUDING ITS ARTICLES OF INCORPORATION OR BYLAWS; ELECTION OF TRUSTEES BY THE BOARD TO SERVE A VACANT SEAT ON THE BOARD; ELECTION OF MEMBERS OF THE NOMINATING COMMITTEE; AND ELECTION OF MEMBERS OF THE PROFESSIONAL COUNCIL. FORM 990, PART VI, SECTION B, LINE 11 UCP'S 990 WAS REVIEWED BY THE BOARD AND FINANCE COMMITTEE BEFORE BEING SIGNED BY THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION B, LINE 12C UCP'S BOARD CHAIR ANNUALLY REQUESTS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES, WHICH ARE SUBMITTED TO UCP'S GENERAL COUNSEL. OTHER INDIVIDUALS MAY ALSO SUBMIT TO THE GENERAL COUNSEL INFORMATION REGARDING POTENTIAL CONFLICTS OF WHICH THEY ARE AWARE. UCP'S GENERAL COUNSEL REVIEWS THE POTENTIAL CONFLICT DISCLOSURES AND REPORTS CONFLICTS TO THE BOARD CHAIR OR OTHER RELEVANT BOARD LEADER IF THE BOARD CHAIR IS CONFLICTED. IF A CONFLICT IS PRESENT, THE BOARD CHAIR OR OTHER BOARD LEADER WILL SEEK RECUSAL OF THE INDIVIDUAL WITH A CONFLICT. THE POLICY REQUIRES THAT ALL BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES MUST SUBMIT UPDATED DISCLOSURE STATEMENTS TO THE GENERAL COUNSEL AND/OR THE BOARD CHAIR UPON A CHANGE IN MATERIAL CIRCUMSTANCES WHICH MAY PRESENT THE APPEARANCE OF A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 AN EXECUTIVE SALARY COMMITTEE OF THE BOARD CONDUCTS A SALARY AND BENEFITS REVIEW AND APPROVAL. THE COMMITTEE CONSULTS SURVEYS OF COMPARABLE SALARIES AND BENEFITS PROVIDED TO INDIVIDUALS IN SIMILAR POSITIONS WITHIN SIMILAR GEOGRAPHICAL AREAS. THE COMMITTEE ALSO REVIEWS COMPARABLE SALARIES AND BENEFITS AT OTHER 501(C)(3) NONPROFIT CORPORATIONS AVAILABLE VIA IRS 990S. THE COMMITTEE CONSIDERS INDIVIDUAL PERFORMANCE FACTORS, COMPARABLE SALARIES, AND POSITION DESCRIPTIONS IN APPROVING SALARIES AND BENEFITS. THE COMMITTEE'S RECOMMENDATION IS THEN SUBMITTED TO THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -276,582. CHANGE IN BENEFICIAL INTERESTS IN TRUSTS HELD BY THIRD PARTIES -11,188. TOTAL TO FORM 990, PART XI, LINE 5: -287,770.