2012-08-06T09:31:21-05:00 2011-09-30 MCGLADREY LLP 8000 TOWERS CRESCENT DR STE 500 VIENNA VA 221826205 990 2010-10-01 521340267 INTERNATIONAL REPUBLICAN INSTITUTE INTE 2024089450 1225 EYE STREET NW NO 700 WASHINGTON DC 20005 LORNE W CRANER 2024089450 2012-07-27 1 JAMES P SWEENEY CPA 7033366400 2010 2016-02-24 21:20:13Z LORNE W CRANER 1225 EYE STREET NW NO 700 WASHINGTON DC 20005 75494554 0 X WWW.IRI.ORG X 1983 DC ADVANCE FREEDOM AND DEMOCRACY WORLDWIDE DEVELOPING POLITICAL PARTIES, CIVIC INSTITUTIONS, OPEN ELECTIONS, GOOD GOVERNANCE AND THE RULE OF LAW. 29 29 287 200 0 0 85458313 75493223 0 0 920 1331 -172953 -59889 85286280 75434665 1432767 2586872 0 0 16857846 17275587 50000 37500 37500 67004518 55486259 85345131 75386218 -58851 48447 11219683 10475459 8427063 7634392 2792620 2841067 X IRI ADVANCES FREEDOM AND DEMOCRACY WORLDWIDE BY DEVELOPING POLITICAL PARTIES, CIVIC INSTITUTIONS, OPEN ELECTIONS, DEMOCRATIC GOVERNANCE AND THE RULE OF LAW. 0 0 8329716 INCREASED ELECTORAL PARTICIPATION IN AFGHANISTAN (USAID VIA CEPPS 306-A-00-08-00529-00 8180)IRI AFGHANISTAN SUPPORTS THE AFGHAN POLITICAL PROCESS BY PROMOTING CITIZEN POLITICAL PARTICIPATION AND IMPROVING THE CAPACITY OF INDEPENDENT CANDIDATES TO EFFECTIVELY RUN FOR ELECTIVE OFFICE. INCREASED AFGHAN ELECTORAL PARTICIPATION IS PROMOTED BY TRAINING CANDIDATES AND MEMBERS OF ISSUE-BASED COALITIONS ACROSS THE COUNTRY. BY THE END OF SEPTEMBER 2010, IRI-SUPPORTED ISSUE-BASED COALITIONS REACHED A COMBINED MEMBERSHIP OF MORE THAN 150,000 AFGHANS WITH REPRESENTATION IN 90 PERCENT OF ALL DISTRICTS THROUGHOUT THE COUNTRY. FOR THE PARLIAMENTARY ELECTIONS IN SEPTEMBER 2010, IRI FIELDED AN ELECTION OBSERVATION MISSION WHICH RELIED ON REAL TIME REPORTING VIA MOBILE TELEPHONE CALL-IN TO AN AUTOMATED TRACKING SYSTEM FROM 160 AFGHAN OBSERVERS AND FIVE TEAMS OF INTERNATIONAL OBSERVERS DISPERSED ACROSS 12 PROVINCES. COMPLEMENTARY TO THESE INITIATIVES, IRI DIRECTED MEDIA PROGRAMS TO EDUCATE AFGHANS ABOUT THEIR ELECTORAL PROCESS AND CONDUCTED BOTH QUANTITATIVE AND QUALITATIVE PUBLIC OPINION RESEARCH TO ASSESS AFGHAN SENTIMENT. AFTER THE ELECTIONS, IRI SUPPORTS THE GROWTH OF SOCIAL MOVEMENTS AND IMPROVE THEIR ORGANIZATIONAL CAPACITY TO ENGAGE IN FUTURE ELECTIONS AND PROMOTE PRIORITIES BEFORE THE PARLIAMENT. 6240554 IRAQ POST-ELECTION INITIATIVES (DOS S-LMAQM-10-GR-535 6984)UNDER THIS BROAD GRANT, IRI WORKS WITH POLITICAL ACTORS THROUGHOUT IRAQ, INCLUDING LEADERSHIP AT THE PROVINCIAL LEVEL, POLITICAL PARTIES, CIVIL SOCIETY ORGANIZATIONS AND ACADEMIC THINK TANKS, TO STRENGTHEN AND EXPAND DEMOCRATIC INSTITUTIONS NATIONWIDE. IRI HAS FOCUSED ITS WORK ON BRINGING GREATER ACCOUNTABILITY AND TRANSPARENCY TO GOVERNMENT, AND INCREASING EFFECTIVENESS IN LEGISLATIVE DRAFTING. TO DATE, IRI HAS SUPPORTED 115 TOWN HALL MEETINGS THROUGH THIS GRANT, FACILITATING DIALOGUE BETWEEN IRAQI ELECTED OFFICIALS AND THEIR CONSTITUENTS. THROUGH THESE EVENTS, IRI CIVIL SOCIETY PARTNERS HAVE EMPOWERED MORE THAN 6,000 IRAQIS TO HOLD THEIR GOVERNMENT ACCOUNTABLE. IRI CONTINUES TO TRAIN POLITICAL PARTIES ON THE IMPORTANCE OF PUBLIC OPINION RESEARCH, WHICH ENCOURAGES MORE SOPHISTICATED POLITICAL PARTY OUTREACH. AS A RESULT OF THESE TRAININGS, TWO POLITICAL PARTIES IN THE KURDISTAN REGION OF IRAQ HAVE TAKEN STEPS TOWARDS ESTABLISHING THEIR OWN INTERNAL POLLING CAPACITY. 6212779 536281 ENHANCING CREDIBILITY OF NIGERIA'S 2011 ELECTIONS (Z-620-A-00-10-00007-00 8041)UNDER THE CURRENT GRANT IRI ASSISTED VARIOUS GROUPS AND INDIVIDUALS TO PREPARE FOR THE 2011 NATIONAL ELECTIONS, AND SUPPORTED A PUBLIC DISCOURSE ON ELECTORAL AND CONSTITUTIONAL CHANGES AFTER THE ELECTIONS. TO BETTER ENABLE NIGERIA'S POLITICAL PARTIES TO ADDRESS CITIZEN AND COMMUNITY NEEDS IRI PROVIDED THEM WITH PUBLIC OPINION DATA ON THE TOP PRIORITIES OF CONSTITUENCIES AND. BASED ON THIS INFORMATION, PARTIES IMPROVED VOTER OUTREACH AND DEVELOPED ISSUE-BASED PLATFORMS THAT REFLECTED THE NEEDS OF THEIR CONSTITUENCIES. IRI RECOGNIZES THAT A VIBRANT AND ACTIVE MEDIA IS A POWERFUL AND INFLUENTIAL TOOL IN NIGERIA'S CONTINUING DEMOCRATIC DEVELOPMENT. IN ADDITION TO PLAYING A CRITICAL ROLE IN ENSURING A LEGITIMATE, PARTICIPATORY AND TRANSPARENT ELECTORAL PROCESS, IT CAN ALSO GREATLY INFLUENCE PUBLIC PERCEPTION OF GOVERNMENT OFFICIALS AND POLITICAL PARTIES. IRI WORKED WITH LOCAL NIGERIAN MEDIA AND INTERNATIONAL MEDIA EXPERTS TO ENSURE THAT REPORTERS HAVE THE SKILLS AND SUPPORT TO CARRY OUT THEIR DUTIES. YOUTH, WOMEN AND PEOPLE WITH DISABILITIES HAVE TRADITIONALLY BEEN DISENFRANCHISED AT ALL LEVELS OF POLITICS AND CIVIC DEBATE. THROUGH FOSTERING CIVIL SOCIETY DEVELOPMENT AND SUPPORTING ALREADY FLOURISHING ADVOCACY GROUPS, IRI WORKS TO EXPAND ACCESS TO POLITICS, LEADERSHIP AND GOVERNMENT TO EVERYONE REGARDLESS OF GENDER, PHYSICAL ABILITY OR AGE. 44462497 2050591 OTHER PROGRAM SERVICES INCLUDE WORK CONDUCTED IN SUDAN, EGYPT, CAMBODIA, JORDAN AND OTHER COUNTRIES. 44462497 2050591 65245546 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 66 0 1 287 1 0 1 AF AL AO AJ BG BL BK CB CH CO TT ES GG GT ID IZ JO KZ KE KG LE LH MK MX MD MG MO NU NI MU PK PE RS LO SF SU TU UG UP VE OC 0 0 0 0 0 0 0 0 X 29 29 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT FL GA IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV DC HI X SONYA VEKSTEIN COO 2024089450 1225 EYE STREET NW SUITE 700 WASHINGTON DC 20005 SENATOR JOHN MCCAIN 1.00 X X 0 0 0 RICHARD S WILLIAMSON 1.00 X X 0 0 0 J WILLIAM MIDDENDORF II 1.00 X X 0 0 0 THOMAS M BARBA 1.00 X X 0 0 0 GAHL HODGES BURT 1.00 X 0 0 0 REPRESENTATIVE DAVID DREIER 1.00 X 0 0 0 FRANK J FAHRENKOPF JR 1.00 X 0 0 0 ALISON B FORTIER 1.00 X 0 0 0 SENATOR LINDSEY GRAHAM 1.00 X 0 0 0 REPRESENTATIVE KAY GRANGER 1.00 X 0 0 0 JANET MULLINS GRISSOM 1.00 X 0 0 0 CHERYL F HALPERN 1.00 X 0 0 0 AL HOFFMAN 1.00 X 0 0 0 WILLIAM J HYBL 1.00 X 0 0 0 SENATOR MARK KIRK 1.00 X 0 0 0 JIM KOLBE 1.00 X 0 0 0 MICHAEL KOSTIW 1.00 X 0 0 0 TAMI LONGABERGER 1.00 X 0 0 0 PETER T MADIGAN 1.00 X 0 0 0 STEPHAN M MINIKES 1.00 X 0 0 0 CONSTANCE BERRY NEWMAN 1.00 X 0 0 0 ALEC L POITEVINT II 1.00 X 0 0 0 JOHN FW ROGERS 1.00 X 0 0 0 RANDY SCHEUNEMANN 1.00 X 0 0 0 JOSEPH R SCHMUCKLER 1.00 X 0 0 0 BRENT SCOWCROFT 1.00 X 0 0 0 GORDON SMITH 1.00 X 0 0 0 MARGARET TUTWILER 1.00 X 0 0 0 OLIN L WETHINGTON 1.00 X 0 0 0 LORNE W CRANER 40.00 X 204520 0 59152 JUDY VAN REST 40.00 X 167917 0 41737 HAROLD W COLLAMER 40.00 X 154672 0 24386 SONYA VEKSTEIN 40.00 X 140052 0 51146 THOMAS GARRETT 40.00 X 139250 0 30752 DANIEL FISK 40.00 X 136153 0 18229 SABINA AGARUNOVA 40.00 X 98702 0 30064 JOHANNA KAO 40.00 X 174776 0 20771 HANS HOLZEN 40.00 X 150934 0 14799 PAUL MCCARTHY 40.00 X 133420 0 22060 STEPHEN NIX 40.00 X 129021 0 30157 JAN SUROTCHAK 40.00 X 127719 0 24193 1757136 0 367446 33 0 1 0 ARDAN ENERGY SERVICES PO BOX 262286 DUBAI AE SECURITY 9609824 PILGRIMS GROUP LIMITED LINKS BUSINESS CENTRE OLD WOKING R WOKING SURRY UK SECURITY 5425765 GREYSTONE LIMITED WHITEPARK HOUSE WHITEPARK RD BRDIGETOWN BB SECURITY 2313050 MOBY MEDIA FZ-LLC PO BOX 502595 DUBAI AE MEDIA SERVICES 673434 XE SERVICES 1001 19TH ST 19TH FLOOR ARLINGTON VA 22209 SECURITY 406578 14 359003 74868770 265450 75493223 1331 1331 0 359003 59889 -59889 -59889 75434665 0 0 -58558 2586872 2586872 1296732 882720 414012 10836820 7394065 3442755 1079762 728056 351706 2897841 1953939 943902 1164432 785146 379286 125821 71119 54702 179130 69670 109460 37500 37500 9568883 9444555 124328 15625 10525 5100 2912912 2689762 223150 710380 426538 283842 6442119 4020445 2421674 12202330 11873909 328421 3099785 3027418 72367 320350 320350 360163 81439 278724 SECURITY SERVICES 9363145 9363145 FIELD OFFICE 5873873 5873873 POLLING 2481088 2481088 EQUIPMENT RENTAL/MAINTE 1553007 1376551 176456 PUBLICATIONS & SUBSCRIP 117025 62171 54854 160623 42540 118083 75386218 65245546 10103172 37500 4600 4600 4184298 5030795 3845004 2019118 1071243 1420520 861536 991286 1946369 1288259 902962 658110 350040 351030 11219683 10475459 5668289 4036370 690937 1080872 1522556 1960624 545281 556526 8427063 7634392 X 2663812 2705833 128808 135234 2792620 2841067 11219683 10475459 48447 0 X X 0 1 1 X 1 1 X 75160367 81724752 96131650 85478428 75493223 413988420 75160367 81724752 96131650 85478428 75493223 413988420 413988420 47536 56212 5979 920 1331 111978 414100398 0.99970 0.99970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 632058 417990 214068 992185 708662 283523 322126 161607 160519 658110 DEFERRED RENT 556526 556526 75434665 75386218 48447 0 48447 76287067 792513 59889 852402 75434665 0 75434665 76238620 792513 59889 852402 75386218 0 75386218 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IRI IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, IRI QUALIFIES FOR THE CHARITABLE CONTRIBUTIONS DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. IRI HAD NO NET UNRELATED BUSINESS INCOME FOR THE YEARS ENDED SEPTEMBER 30, 2011 AND 2010. IRI FOLLOWS THE ACCOUNTING STANDARD FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, IRI MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED IRI'S TAX POSITIONS AND CONCLUDED THAT IRI HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, IRI IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES REPORTED ON LINE 8B 59,889. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES REPORTED ON LINE 8B 59,889. 1 CENTRAL AMERICA AND THE CARIBBEAN 2 13 PROGRAM SERVICES DEMOCRACY ASSISTANCE 1172028 CENTRAL AMERICA AND THE CARIBBEAN GRANTMAKING 256260 EAST ASIA AND THE PACIFIC 7 41 PROGRAM SERVICES DEMOCRACY ASSISTANCE 4057494 EAST ASIA AND THE PACIFIC GRANTMAKING 851311 EUROPE (INCLUDING ICELAND & GREENLAND) 3 10 PROGRAM SERVICES DEMOCRACY ASSISTANCE 1618217 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING 28615 MIDDLE EAST AND NORTH AFRICA 10 102 PROGRAM SERVICES DEMOCRACY ASSISTANCE 15238508 MIDDLE EAST AND NORTH AFRICA GRANTMAKING 130467 NORTH AMERICA 1 8 PROGRAM SERVICES 799505 RUSSIA & THE NEWLY INDEPENDENT STATES 8 45 PROGRAM SERVICES DEMOCRACY ASSISTANCE 4104765 RUSSIA & THE NEWLY INDEPENDENT STATES GRANTMAKING 130234 SOUTH AMERICA 3 27 PROGRAM SERVICES DEMOCRACY ASSISTANCE 3139442 SOUTH AMERICA GRANTMAKING 51697 SOUTH ASIA 4 42 PROGRAM SERVICES DEMOCRACY ASSISTANCE 8375713 SOUTH ASIA GRANTMAKING 123000 SUB-SAHARAN AFRICA 8 49 PROGRAM SERVICES DEMOCRACY ASSISTANCE 11368370 SUB-SAHARAN AFRICA GRANTMAKING 1015288 22 166 24 171 46 337 23352900 29108014 52460914 CENTRAL AMERICA AND THE CARIBBEAN STRENGTHENING CIVIC PARTICIPATION 256260 BANK WIRE EAST ASIA AND THE PACIFIC ENCOURAGE DEMOCRATIC MULTI-PARTY SYSTEMS AND RAISE POLITICAL AWARENESS 32000 BANK WIRE EAST ASIA AND THE PACIFIC PROMOTE DEMOCRACY AND ETHNIC EQUALITY AND NURTURE NEW GENERATION OF LEADERS 12397 BANK WIRE EAST ASIA AND THE PACIFIC SUPPORT DEMOCRACY WORK AND DEMOCRATIC TRANSITION 162500 BANK WIRE EAST ASIA AND THE PACIFIC ENCOURAGE A HEALTHY POLITICAL OPPOSITION 110000 BANK WIRE EAST ASIA AND THE PACIFIC SUPPORT FEDERALISM AND ETHNIC COOPERATION 10000 BANK WIRE EAST ASIA AND THE PACIFIC ENCOURAGE YOUTH POLITICAL PARTICIPATION 113286 BANK WIRE EAST ASIA AND THE PACIFIC PROMOTE TRANSPARENCY IN LOCAL GOVERNANCE, ELECTIONS AND POLICY DEVELOPMENT 43699 BANK WIRE EAST ASIA AND THE PACIFIC PROMOTING EFFECTIVE GRASSROOTS CIVIL SOCIETY AND GOVERNANCE 27949 BANK WIRE EAST ASIA AND THE PACIFIC ENCOURAGE WOMEN TO RUN IN ELECTIONS 14000 BANK WIRE EAST ASIA AND THE PACIFIC IMPROVE POLICY RESEARCH AND ANALYSIS 128000 BANK WIRE EAST ASIA AND THE PACIFIC MONITOR POLITICAL DISSENT AND SOCIAL PROTEST 65000 BANK WIRE EAST ASIA AND THE PACIFIC PROMOTE EFFECTIVE GRASSROOTS CIVIL SOCIETY AND GOVERNANCE 125000 BANK WIRE EUROPE (INCLUDING ICELAND & GREENLAND) ENCOURAGE WOMEN'S POLITICAL AND CIVIC PARTICIPATION 22000 BANK WIRE EUROPE (INCLUDING ICELAND & GREENLAND) INCREASE WOMEN'S CIVIC/POLITICAL PARTICIPATION 6615 BANK WIRE MIDDLE EAST AND NORTH AFRICA ENCOURAGE WOMEN'S AND CIVIL SOCIETY'S PARTICIPATION 8467 BANK WIRE MIDDLE EAST AND NORTH AFRICA MONITOR HUMAN RIGHTS VIOLATIONS 22000 BANK WIRE MIDDLE EAST AND NORTH AFRICA STRENGTHEN MEDIA STANDARDS AND ELECTION COVERAGE 100000 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES ENCOURAGE THE FREE FLOW OF INFORMATION AND NEWS 31247 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES ENCOURAGE PARTY PLATFORM, ISSUE DEVELOPMENT 15000 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES STRENGTHEN POLITICAL PARTIES 20198 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES STRENGTHEN WOMEN'S LEADERSHIP SKILLS AND INCREASE WOMEN'S RATE ON CANDIDATE LISTS 9903 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES ENCOURAGE YOUTH POLITICAL PARTICIPATION 26000 BANK WIRE RUSSIA & THE NEWLY INDEPENDENT STATES ENCOURAGE YOUTH POLITICAL PARTICIPATION 27886 BANK WIRE SOUTH AMERICA STRENGTHEN POLITICAL PARTIES' REPRESENTATION AND RELATIONS WITH VOTERS AND THEIR REGIONS 51697 BANK WIRE SOUTH ASIA INCREASE WOMEN'S PARTICIPATION IN ECONOMIC AND CIVIL LIFE 8000 BANK WIRE SOUTH ASIA STRENGHTHEN POLITICAL PARTIES 115000 BANK WIRE SUB-SAHARAN AFRICA INCREASE PARTICIPATION OF WOMEN IN LEADERSHIP 15000 BANK WIRE SUB-SAHARAN AFRICA PROMOTE A FREE AND OPEN SOCIETY BASED ON RULE OF LAW AND GOVERNANCE 24509 BANK WIRE SUB-SAHARAN AFRICA SUPPORT OPEN/TRANSPARENT ELECTIONS 536281 BANK WIRE SUB-SAHARAN AFRICA SUPPORT CIVIL SOCIETY 438930 BANK WIRE 31 0 0 0 0 0 0 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: IRI EVALUATES FINANCIAL RISK AND PERFORMS MANAGEMENT ASSESSMENT OF GRANTEES. MONITORING IS ESTABLISHED BASED ON RISK FACTORS. GRANTEES SUBMIT NARRATIVE AND FINANCIAL REPORTS ACCORDING TO ESTABLISHED SCHEDULE. PERFORMANCE IS EVALUATED AND MONITORED REGULARLY. PROGRAM STAFF PERFORMS ON-SITE VISITS TO EVALUATE PROGRAM ACTIVITIES. FIELD OFFICES REPORT FINANCIAL TRANSACTIONS ON A MONTHLY BASIS. FINANACIAL OVERSIGHT IS PROVIDED BY A REGIONAL ACCOUNTANT IN THE FIELD AND HQ ACCOUNTING DEPARTMENT IN DC. PROGRAM AND FINANCIAL STAFF VISIT FIELD OFFICE ON A REGULAR BASIS. OTHER INFORMATION SCHEDULE F, PART V SCHEDULE F, PART IV, LINE 6: THE ORGANIZATION HAS FILED FORM 5713 UNDER SEPARATE COVER TO THE IRS. THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 990-T. X X X 1 THE EUDY COMPANY 211 N UNION STREET 200 ALEXANDRIA VA 22314 FREEDOM AWARD DINNER 0 359003 37500 321503 359003 37500 321503 AK AL AR AZ CA CO CT DC FL GA HI IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV FREEDOM AWARD DINNER 2010 224003 224003 236 16064 34837 6296 FREEDOM AWARD DINNER 2011 135000 135000 2066 390 359003 359003 2302 16064 34837 6686 59889 -59889 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS ARE MADE TO THE FUNDRAISER FOR PROFESSIONAL SERVICES RELATED TO THE FUNDRAISING ACTIVITY. SPECIAL EVENT DETAIL SCHEDULE G, PART II EVENT #1: IRI'S FREEDOM AWARD DINNER 2010 HONORING FORMER SECRETARY OF STATE GEORGE P. SHULTZ WAS HELD ON OCTOBER 4, 2010, THE BEGINNING OF IRI'S FISCAL YEAR 2011. SOME REVENUE AND EXPENSES HAVE BEEN REPORTED IN PRIOR 990 FILINGS. EVENT #2: IRI'S FREEDOM AWARD DINNER 2011 HONORING FORMER SECRETARIES OF STATE, JAMES A. BAKER AND LAWRENCE EAGLEBURGER WAS HELD ON NOVEMBER 10, 2011, AFTER IRI'S FISCAL YEAR 2011. HOWEVER, AMOUNTS REPORTED REFLECT CONTRIBUTIONS RECEIVED AND EXPENSES INCURRED DURING IRI'S FISCAL YEAR 2011. X 1 1 X X X 0 0 0 0 0 0 0 0 0 LORNE W CRANER 202982 0 0 0 1538 0 37500 0 21652 0 263672 0 0 0 JUDY VAN REST 165937 0 0 0 1980 0 33500 0 8237 0 209654 0 0 0 HAROLD W COLLAMER 148491 0 0 0 6181 0 19125 0 5261 0 179058 0 0 0 SONYA VEKSTEIN 139362 0 0 0 690 0 31000 0 20146 0 191198 0 0 0 THOMAS GARRETT 137618 0 0 0 1632 0 22250 0 8502 0 170002 0 0 0 DANIEL FISK 135463 0 0 0 690 0 10500 0 7729 0 154382 0 0 0 JOHANNA KAO 88029 0 0 0 86747 0 8975 0 11796 0 195547 0 0 0 HANS HOLZEN 89679 0 0 0 61255 0 9030 0 5769 0 165733 0 0 0 PAUL MCCARTHY 79193 0 0 0 54227 0 8132 0 13927 0 155479 0 0 0 STEPHEN NIX 128331 0 0 0 690 0 13097 0 17060 0 159178 0 0 0 JAN SUROTCHAK 96964 0 0 0 30755 0 9909 0 14283 0 151911 0 0 0 PART I, LINE 1A SOME RESIDENT COUNTRY DIRECTORS RECEIVED HOUSING ALLOWANCE, WHICH IS TAXABLE. FORM 990, PART VI, SECTION B, LINE 11 IT IS IRI'S POLICY THAT IRI'S BOARD OF DIRECTORS REVIEWS THE IRS FORM 990 THAT IS FILED ON THE ORGANIZATIONS BEHALF BEFORE IT IS FILED WITH THE IRS. A BOARD RESOLUTION IS NOT REQUIRED IN ORDER FOR THE FORM 990 TO BE FILED. THE MEANS OF DELIVERY SHALL BE VIA EMAIL TO EACH DIRECTOR'S EMAIL ADDRESS. BEFORE THE FORM 990 IS DELIVERED TO THE IRI'S BOARD OF DIRECTORS, THE FORM IS REVIEWED BY THE MEMBERS OF THE AUDIT COMMITTEE. THE FORM 990 IS DELIVERED TO THE AUDIT COMMITTEE VIA EMAIL TO EACH COMMITTEE MEMBER'S EMAIL ADDRESS. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES ARE TO MAINTAIN A HIGH STANDARD OF ETHICAL BUSINESS PRACTICES IN ALL INSTITUTE OPERATIONS. ACTIVITIES, ACTIONS, OR BUSINESS INTERESTS THAT JEOPARDIZE OR OVERLAP THE INTERESTS OF THE INSTITUTE ARE A BASIS FOR CONFLICT AND ARE PROHIBITED. TO AVOID ANY POTENTIAL CONFLICTS OF INTEREST, EMPLOYEES ARE PROHIBITED FROM ENGAGING IN ANY OUTSIDE ACTIVITIES OR EMPLOYMENT THAT MAY MATERIALLY INTERFERE WITH THE EFFECTIVE PERFORMANCE OF INSTITUTE RESPONSIBILITIES OR WHICH CLEARLY ARE NOT COMPATIBLE WITH THE INSTITUTE'S BEST INTERESTS. THE PRESIDENT SHOULD BE NOTIFIED IMMEDIATELY OF ANY POTENTIAL CONFLICTS OF INTEREST. IRI DOES NOT PROHIBIT THE HIRING OF INDIVIDUALS RELATED TO EXISTING IRI STAFF. HOWEVER, SUCH INDIVIDUALS CANNOT BE CONSIDERED FOR POSITIONS WHERE THE HIRING DECISION WOULD BE MADE BY A RELATIVE. IN ADDITION, RELATIVES MAY NOT WORK IN POSITIONS THAT WOULD ENTAIL A SUPERVISOR/SUBORDINATE RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE COMPENSATION COMMITTEE OF IRI'S BOARD REVIEWED THE COMPARABILITY OF DATA FOR THE COMPENSATION LEVELS OF IRI'S PRESIDENT AND ALL OTHER OFFICERS, INTERVIEWED ALL OFFICERS AND PRESENTED HIS FINDINGS TO THE FULL BOARD FOR DISCUSSION AND APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. THE NUMBER OF VOLUNTEERS FORM 990, PART I, LINE 6 NUMBER OF VOLUNTEERS IS BASED ON IN-KIND CONTRIBUTIONS RECOGNIZED FOR FISCAL YEAR 2011.