2012-08-03T10:07:20-05:00 2011-09-30 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2010-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 200362505 KENNETH P KIRK 2028332672 2012-08-01 1 FRANK H SMITH 2028225000 2012-08-03 2010 2016-02-24 21:20:13Z KENNETH P KIRK 1816 JEFFERSON PLACE NW WASHINGTON DC 200362505 7085059 0 X WWW.NACWA.ORG X 1970 DC BE THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. 31 31 25 36 29895 -21741 362598 928500 4190883 4084356 72956 87654 -31238 -34225 4595199 5066285 0 0 0 0 2469423 2397945 0 0 0 2464100 2559884 4933523 4957829 -338324 108456 4149294 4125780 3424399 3362545 724895 763235 NACWA PLAYS A PROMINENT ROLE IN CLEAN WATER LEGISLATION, REGULATIONS, AND LITIGATION. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORMWATER, AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR OVER 40 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 15 0 1 25 1 1 1 0 0 0 1 1 0 X 31 31 0 0 1 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X KENNETH P KIRK 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 200362505 X DAVID R WILLIAMS 1.00 X X 0 0 0 SUZANNE E GOSS 1.00 X X 0 0 0 JULIUS CIACCIA 1.00 X X 0 0 0 KAREN PALLANSCH 1.00 X X 0 0 0 KEVIN T AIELLO 1.00 X 0 0 0 DICK CHAMPION JR 1.00 X 0 0 0 PATRICIA CLEVELAND 1.00 X 0 0 0 RICKY L CLIFTON 1.00 X 0 0 0 TERESA DANIELL THRU 122010 1.00 X 0 0 0 PHILIP L FRIESS 1.00 X 0 0 0 TIMOTHY HAAG 1.00 X 0 0 0 ADEL H HAGEKHALIL 1.00 X 0 0 0 GEORGE S HAWKINS 1.00 X 0 0 0 SUSAN T HOLMES 1.00 X 0 0 0 MICHAEL J HORNBROOK 1.00 X 0 0 0 TIMOTHY HOUGHTON 1.00 X 0 0 0 SCOTT W JELLISON 1.00 X 0 0 0 RICHARD LANYON THRU 122010 1.00 X 0 0 0 NORMAN E LEBLANC 1.00 X 0 0 0 CHARLES LOGUE PE 1.00 X 0 0 0 DEAN C MARRIOTT 1.00 X 0 0 0 RAYMOND J MARSHALL 1.00 X 0 0 0 DEBRA MCCARTY THRU 072011 1.00 X 0 0 0 SAMUEL T MCGHEE 1.00 X 0 0 0 ROBERT MOORE THRU 032011 1.00 X 0 0 0 JAMES MUELLER THRU 072011 1.00 X 0 0 0 JOHN P O'NEIL 1.00 X 0 0 0 JAMES A PARROTT 1.00 X 0 0 0 LARRY N PATTERSON 1.00 X 0 0 0 STEVE PEARLMAN 1.00 X 0 0 0 KEVIN L SHAFER 1.00 X 0 0 0 DENNIS W STOWE 1.00 X 0 0 0 CARTER H STRICKLAND JR 1.00 X 0 0 0 JEFF THEERMAN 1.00 X 0 0 0 DANIEL C THOMPSON 1.00 X 0 0 0 MARK A YEAGER 1.00 X 0 0 0 PAULA DANNENFELDT 37.50 X 182659 0 56678 KENNETH P KIRK 37.50 X 640285 0 50908 ADAM KRANTZ 37.50 X 158917 0 52167 KEITH JONES 37.50 X 97203 0 21484 MEREDITH RISTIC 30.00 X 112804 0 23150 1094665 0 182903 4 0 1 0 UNC BUS SCHOOL CB 3490 MCCOLL BUILDING CHAPEL HILL NC 27599 PASS THROUGH OF TUITION 337000 THE ACCORD GROUP 1730 RHODE ISLAND AVE NW SUITE 70 WASHINGTON DC 20036 PROFESSIONAL LOBBYING 232000 2 928500 928500 MEMBERSHIP DUES 900099 3367373 3367373 MEETING FEES 900099 468760 468760 LEADERSHIP CENTER 900099 244500 244500 PUBLICATION SALES 900099 3723 3723 4084356 75206 28521 46685 23000 66140 -43140 -43140 -43140 1965082 1952634 12448 12448 1374 11074 NON-DUES INCOME 900099 8915 8915 8915 5066285 4050131 29895 57759 758911 1198280 100520 215681 124553 336132 25979 232000 261396 24796 217110 46442 204469 104331 526579 94986 22869 UBIT TAX 159 SERVICE CONTRACTS 311850 PROPERTY/SALES/USE TAX 54628 BAD DEBT 40000 DUES AND SUBSCRIPTIONS 37298 18860 4957829 465854 46813 537260 484609 90000 26206 5057 21855 9689 2900115 874600 1949669 2025515 901285 858351 497220 0 247165 108526 4149294 4125780 333553 223554 277488 429299 2772218 2709692 41140 0 3424399 3362545 X 694604 526056 30291 237179 724895 763235 4149294 4125780 X 108456 -70116 X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 3367373 339245 339245 269390 69855 984645 984645 1456342 480233 976109 124996 112189 12807 334132 282178 51954 2025515 CERTIFICATES OF DEPOSIT 497220 F 497220 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2011 AND 2010, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON THE TAX-EXEMPT STATUS OF EITHER ENTITY. X 1 1 X X X 0 1 0 PAULA DANNENFELDT 182659 0 0 0 0 0 34705 0 21973 0 239337 0 0 0 KENNETH P KIRK 249032 0 0 0 391253 0 49000 0 1908 0 691193 0 0 0 ADAM KRANTZ 158917 0 0 0 0 0 30194 0 21973 0 211084 0 0 0 PART I, LINE 1A AIRFARE FOR KENNETH P. KIRK'S WIFE IN THE AMOUNT OF $3,586. PART I, LINE 4B KENNETH P. KIRK, EXECUTIVE DIRECTOR, HAS OTHER COMPENSATION OF $391,253, WHICH IS A 457(F) PLAN FUND PAYOUT. IT WAS HELD IN TRUST AND VESTED ON DECEMBER 31, 2010. FORM 990, PART VI, SECTION A, LINE 4 ON JULY 20, 2011 NACWA'S MEMBERSHIP APPROVED FOUR AMENDMENTS TO THE ASSOCIATION'S BYLAWS. MEMBERSHIP APPROVAL OF THESE BYLAWS AMENDMENTS ALIGNED NACWA POLICY AND PRACTICE, WITH ITS PRIMARY GOVERNANCE DOCUMENT. THE AMENDMENTS INCLUDE CHANGES TO TWO SECTIONS OF ARTICLE IV - BOARD OF DIRECTORS; ONE REVISION TO ARTICLE VI - COMMITTEES; AND AN UPDATING OF ARTICLE IX - MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 6 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES' MEMBERS ELECT THE ASSOCIATION'S BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES' MEMBERS APPROVE THE ASSOCIATION'S BOARD OF DIRECTORS AND ANY BYLAWS CHANGES/AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND MANAGING DIRECTOR OF FINANCE BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES' CONFLICT OF INTEREST POLICY, BOARD MEMBERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A CONFLICT OF INTEREST DECLARATION FORM. NACWA STAFF REVIEW AND ENSURE THAT ALL KEY EMPLOYEES AND BOARD MEMBERS SUBMIT THE CONFLICT OF INTEREST DECLARATION FORM EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES DOES NOT COMPENSATE ITS OFFICERS. NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE AND LOCATION. ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY THE ASSOCIATION'S EXECUTIVE COMMITTEE ANNUALLY. THE EXECUTIVE DIRECTOR'S EMPLOYMENT CONTRACT IS REVIEWED AND APPROVED BY THE ASSOCIATION'S EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS. AFTER APPROVAL, THE ASSOCIATION'S PRESIDENT AND SECRETARY SIGN THE EXECUTIVE DIRECTOR'S EMPLOYMENT CONTRACT. FORM 990, PART VI, SECTION C, LINE 19 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES WILL PROVIDE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND ITS FORM 990 TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, LINE 1A: MEREDITH RISTIC, MANAGING DIRECTOR OF FINANCE, AND KENNETH P. KIRK, EXECUTIVE DIRECTOR, DEVOTE 6 AND 1 HOURS PER WEEK RESPECTIVELY TO THE RELATED ORGANIZATION CLEAN WATER AMERICA ALLIANCE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -70,116. CLEAN WATER AMERICA ALLIANCE 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 262112661 TO EXPLORE THE COMPLEX ISSUE OF WATER SUSTAINABILITY. DC 501(C)(3) LINE 7 N/A 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 1 0 0