2012-07-11T11:04:38-05:00 2011-12-31 O'CONNOR DAVIES MUNNS AND DOBBINS LLP 60 EAST 42ND STREET 36TH FL NEW YORK NY 101653698 990 2011-01-01 135505367 THE ANIMAL MEDICAL CENTER ANIM 2128388100 510 EAST 62ND STREET NEW YORK NY 100658314 PAUL GREENE 2128388100 2012-07-11 1 MARK PISZKO P01402796 2122862600 2012-07-11 2011 2016-02-24 21:20:13Z PAUL GREENE 510 EAST 62ND STREET NEW YORK NY 100658314 39626778 0 X WWW.AMCNY.ORG X 1910 NY SEE SCHEDULE O FOR MISSION STATEMENT. 29 29 399 57 0 0 9367942 6580508 24545498 25213303 129380 699206 -1153485 -707101 32889335 31785916 845571 1100951 0 0 20562572 20743748 38288 42870 973565 12722561 12338700 34168992 34226269 -1279657 -2440353 77859218 73287964 18653595 20387605 59205623 52900359 X THE AMC OPERATES AN INSTITUTE FOR VETERINARY EDUCATION, CLINICAL RESEARCH AND CHARITY CARE FOR ANIMALS AT A FACILITY LOCATED IN NEW YORK CITY. 0 0 22667429 25139790 POSTGRADUATE EDUCATION FOR NEARLY 50 YEARS, THE AMC HAS MAINTAINED FLAGSHIP OFFERINGS IN POSTGRADUATE EDUCATION. WITH A CASELOAD OF NEARLY 40,000 ANIMAL VISITS PER YEAR - ONE OF THE LARGEST IN THE US - THE AMC PROVIDES EXTENSIVE TRAINING FOR INTERNS AND RESIDENTS. THE ANIMAL MEDICAL CENTER WAS FOUNDED IN 1910 TO PROVIDE THE BEST IN VETERINARY CARE. IN 1954, THE CASPARY RESEARCH INSTITUTE WAS ESTABLISHED TO EXPLORE THE CAUSES OF NATURALLY OCCURRING ANIMAL DISEASE AND DEVELOP NEW TREATMENTS. THE AMC IMMEDIATELY BEGAN ATTRACTING A NEW GENERATION OF VETERINARIANS AND, IN THE MID-1960'S ESTABLISHED FORMAL INTERNSHIP AND RESIDENCY PROGRAMS FOR VETERINARY SCHOOL GRADUATES. THE FIRST CLASS OF INTERNS GRADUATED IN 1964. SINCE THEN, MORE THAN 1,000 VETERINARIANS HAVE PARTICIPATED IN THE AMC POSTGRADUATE PROGRAM. PARTICIPANTS IN BOTH THE INTERNSHIP AND RESIDENCY PROGRAMS DEVELOP AND REFINE CLINICAL SKILLS AND DIAGNOSTIC ABILITIES UNDER THE TUTELAGE OF SOME OF THE WORLD'S FINEST VETERINARIANS. THEY GAIN VALUABLE INSIGHTS THROUGH INTENSIVE ROTATIONS IN 17 DIFFERENT VETERINARY SPECIALTY SERVICES AND TRAINING IN THE LATEST PRACTICES, THERAPIES, AND TECHNOLOGIES. IN ADDITION, INTERNS AND RESIDENTS GAIN MORE THAN 300 HOURS OF LECTURES, MAKING THEM WELL PREPARED TO CONTINUE TO THE NEXT STEP IN THEIR CAREERS. BY THE END OF THE INTERNSHIP PROGRAM, GRADUATES ARE PREPARED TO ESTABLISH OR JOIN A QUALITY PRIVATE PRACTICE, ENGAGE IN CLINICAL RESEARCH, OR CONTINUE THEIR PROFESSIONAL TRAINING. FOLLOWING THE COMPLETION OF A RESIDENCY, THE CANDIDATE IS ELIGIBLE FOR BOARD CERTIFICATION IN HIS OR HER CHOSEN FIELD IN ORDER TO OBTAIN SPECIALIST STATUS. THE POSTGRADUATE EXPERIENCE AT THE AMC PROVIDES A FIRM FOUNDATION FOR A LIFE DEDICATED TO VETERINARY MEDICINE. AMC GRADUATED INTERNS AND RESIDENTS OFTEN BECOME LEADERS IN THEIR CHOSEN FIELDS AND ARE KNOWN FOR MAKING GROUNDBREAKING DISCOVERIES, PUBLISHING THEIR WORK IN MEDICAL JOURNALS AND TEXTBOOKS, SHARING THEIR EXPERTISE WITH COLLEAGUES WORLDWIDE AND DISSEMINATING KNOWLEDGE GENERATED AT THE AMC THROUGHOUT THE VETERINARY COMMUNITY. 191954 73513 RESEARCH PROGRAM CASPARY RESEARCH INSTITUTE SOUND RESEARCH IS ONE OF THE AMC'S KEY STRENGTHS. THROUGH THE CASPARY RESEARCH INSTITUTE, NEW KNOWLEDGE IS GENERATED WHICH HELPS TO PROMOTE BOTH VETERINARY AND HUMAN MEDICINE. THE ANIMAL MEDICAL CENTER PARTICIPATES IN SCIENTIFIC STUDIES THAT CENTER AROUND INVESTIGATING NATURALLY OCCURRING DISEASE IN COMPANION ANIMALS. SUCH INITIATIVES INVOLVE COLLECTING AND ANALYZING DATA ASSOCIATED WITH PATIENT DEMOGRAPHICS, EPIDEMIOLOGY, PATHOPHYSIOLOGY, HEALTH OUTCOMES, PATHOLOGY, AND EVALUATIONS THAT AIM TO DETERMINE SAFER OR MORE EFFECTIVE DIAGNOSTIC AND TREATMENT OPTIONS. TOWARD THESE ENDS, THE ANIMAL MEDICAL CENTER HAS WON COMPETITIVE GRANT AWARDS TO SUPPORT SUCH STUDIES FROM MORRIS ANIMAL FOUNDATION, WINN FELINE FOUNDATION, THE CANINE HEALTH FOUNDATION OF THE AMERICAN KENNEL CLUB, AND OTHER SOURCES. ADDITIONAL FUNDING HAS BEEN OBTAINED FROM CORPORATE SPONSORSHIP INCLUDING IDEXX, BAYER, AND ORION. RESEARCH INITIATIVES INCLUDE COLLABORATIVE, MULTICENTER TRIALS INVOLVING VETERINARY AND MEDICAL COLLEGES AND SPECIALISTS IN PRIVATE PRACTICE. THE AMC HOSTS A BI-ANNUAL ADVANCED RENAL THERAPIES SYMPOSIUM (ARTS), WHICH BRINGS TOGETHER A RECORD-BREAKING ATTENDANCE OF VETERINARIANS FROM AROUND THE WORLD TO PROMOTE NEW TECHNIQUES IN TREATING KIDNEY DISEASE. THERE ARE FEW RESOURCES AVAILABLE THAT SPECIFICALLY FOCUS ON VETERINARY EXTRA-CORPOREAL THERAPIES, AND ARTS REPRESENTS THE ONLY VETERINARY EVENT CREATED TO HELP FILL THIS GAP. THE AMC IS CURRENTLY PREPARING FOR ITS 2012 SYMPOSIUM. IN ADDITION TO THE LECTURES AND HANDS-ON DEMONSTRATIONS, THE SYMPOSIUM WILL ALSO INCLUDE A SESSION ON THE ADEQUACY OF DIALYSIS IN DETAIL. WE ARE ALSO EXPANDING THE LABORATORIES TO BE MORE INTERACTIVE AND THE SEMINAR AGENDA WILL INCLUDE MORE ABSTRACT SESSIONS, POSTER PRESENTATIONS, AND A TOPICAL DEBATE. ANOTHER FEATURE OF THIS SYMPOSIUM IS THE PRESENTATION OF DATA FROM A MULTI-CENTER COLLABORATION ON COMPLICATIONS OF HEMODIALYSIS. AFTER THE AMC AND PARTNER VETERINARY CENTERS MERGE OUR RESPECTIVE DATABASES FOR THIS PROJECT, THIS COLLABORATIVE EFFORT WILL LAY THE GROUNDWORK FOR MANY MORE JOINT ENDEAVORS IN THE FUTURE, WHICH WE HOPE WILL LEAD TO THE DEVELOPMENT OF AN INTERNATIONAL DATABASE FOR VETERINARY HEMODIALYSIS. THIS WILL FURTHER EXPAND THE AMC'S ABILITY TO PRACTICE EVIDENCE-BASED MEDICINE AND PUBLISH DATA FROM PATIENTS TREATED WITH HEMODIALYSIS FOR NATURALLY OCCURRING DISEASE. IT IS OUR HOPE THAT AS MORE PEOPLE BECOME INVOLVED IN RENAL REPLACEMENT THERAPIES, FUTURE RESEARCH OPPORTUNITIES WILL CONTINUE TO EXPAND. IN RECENT YEARS, FIVE NEW HEMODIALYSIS FACILITIES HAVE OPENED IN THE US, INCREASING THE NUMBER FROM 10 TO 15. EACH OF THE TEAMS AT THESE NEW FACILITIES INCLUDES AT LEAST ONE VETERINARIAN WHO ATTENDED THE 2008 SYMPOSIUM. THIS POINTS TO A HUGE DEMAND AND NEED TO CONTINUE TO PROVIDE CONSISTENT, HIGH-QUALITY RESEARCH AND TRAINING FOCUSED ON RENAL THERAPIES. FOR THE MAJORITY OF OUR CONFERENCE ATTENDEES, HEMODIALYSIS AND RELATED THERAPY INFORMATION IS CRITICAL, AND IN MANY CASES, NEW; OUR GOAL IS TO PROVIDE THE MOST COMPREHENSIVE AND INFORMATIVE EXPERIENCE POSSIBLE. 2246893 1100951 COMMUNITY OUTREACH SERVING THE ANIMALS OF THOSE LESS FORTUNATE HAS ALWAYS BEEN A CENTRAL PART OF THE AMC'S MISSION. THE AMC'S FOUNDERS RECOGNIZED THAT PETS AND THEIR OWNERS WERE SUFFERING BECAUSE THEY COULD NOT AFFORD VETERINARY CARE. THEY STEPPED IN, AND NEARLY A CENTURY LATER WE CONTINUE THIS TRADITION THROUGH OUR VARIOUS COMMUNITY FUNDS. THE NEED FOR FREE AND/OR SUBSIDIZED CARE CONTINUES TO SEE RISING DEMAND, ESPECIALLY IN THIS CHALLENGING ECONOMIC CLIMATE. FOR ANIMAL LOVERS WHO ARE STRUGGLING TO MAKE ENDS MEET, THE COST OF THEIR PET'S HEALTH CARE MAY ALREADY BE DIFFICULT TO BEAR, AND THE ADDED BURDEN OF EMERGENCY OR SPECIALTY TREATMENT IS OFTEN MORE THAN THEY CAN HANDLE. FORTUNATELY, THE AMC'S COMMUNITY FUNDS PROVIDE A RESOURCE FOR THESE PET OWNERS. THE AMC'S COMMUNITY FUNDS ARE COMPRISED OF FOUR INDIVIDUAL PROGRAMS, EACH SERVING A DIFFERENT SEGMENT OF THE COMMUNITY. THEY INCLUDE THE FOLLOWING: THE PATIENT ASSISTANCE FUND (PAF) PROVIDES URGENT CARE TO ANIMALS WHOSE OWNERS DEMONSTRATE FINANCIAL HARDSHIP. THESE CASES MOST OFTEN COME THROUGH OUR EMERGENCY SERVICE, WHERE PETS ARE STABILIZED AND TRANSFERRED TO ONE OF OUR 17 SPECIALTIES FOR MORE COMPREHENSIVE CARE. THE SENIORS' ANIMAL VETERINARY EFFORT (SAVE) PROVIDES WELLNESS AND PREVENTIVE VETERINARY CARE FOR THE PETS OF ELDERLY CLIENTS OF LIMITED FINANCIAL MEANS. FOR MANY SENIORS, PETS ARE THEIR ONLY FAMILY, AND THEY PROVIDE MUCH-NEEDED COMPANIONSHIP AND AFFECTION. BECAUSE SO MANY SENIORS LIVE ON A FIXED INCOME, ASSISTANCE PROVIDED BY SAVE IS OFTEN CRUCIAL TO THE CONTINUATION OF THE IMPORTANT BOND BETWEEN ANIMAL AND OWNER. THE FRANK V.D. LLOYD FUND FOR GUIDE DOGS PROVIDES WELLNESS AND PREVENTIVE VETERINARY CARE FOR THE WORKING GUIDE DOGS OF VISUALLY IMPAIRED CLIENTS IN THE TRI-STATE AREA. WITHOUT PROPER MEDICAL ATTENTION, EVEN A MINOR AILMENT CAN END THE CAREER OF A SERVICE DOG, ALONG WITH THE EXTRAORDINARY PARTNERSHIP IT SHARES WITH ITS OWNER. THE FUND FOR GUIDE DOGS HELPS CARE FOR THESE CANINE FRIENDS AND ESCORTS. THE BUDDY FUND IS THE MOST RECENT ADDITION TO OUR COMMUNITY FUNDS. IT PROVIDES FULL OR PARTIAL SUBSIDIES FOR THE TREATMENT OF CANCER IN COMPANION ANIMALS. FOR MANY PEOPLE THE COST OF CANCER CARE CAN BE PROHIBITIVELY EXPENSIVE. THE BUDDY FUND WORKS TO ALLEVIATE THE FINANCIAL BURDEN, AND KEEP PETS HEALTHY AND WITH THEIR FAMILIES FOR AS LONG AS POSSIBLE. HUMAN-ANIMAL BOND PROGRAMSCOUNSELING:COUNSELORS ARE AVAILABLE AT THE AMC TO HELP EXPLORE PET OWNER'S CONCERNS ABOUT TREATMENT CHOICES AND THE MANAGEMENT OF A SICK PET AT HOME. HELP IS OFTEN PROVIDED TO ASSIST WITH FEELINGS THAT MAY ARISE ABOUT LIFE AND DEATH DECISIONS THAT NEED TO BE MADE ABOUT A BELOVED PET. THE AMC COUNSELING STAFF PROVIDES AN IMPORTANT LINK BETWEEN THE PET OWNER AND HOSPITAL STAFF. PET LOSS SUPPORT GROUP:THE PET LOSS SUPPORT GROUP ALLOWS PET OWNERS TO SHARE EXPERIENCES AND FEELINGS IN A SUPPORTIVE AND COMPASSIONATE ENVIRONMENT. PRIVATE PET LOSS COUNSELING IS ALSO AVAILABLE FOR AMC CLIENTS NEEDING ADDITIONAL SUPPORT. THE PET OUTREACH PROGRAM:THE PET OUTREACH PROGRAM SERVES THE COMMUNITY THROUGH PET VISITS TO NURSING HOMES, HOSPITALS, SCHOOLS, AND OTHER INSTITUTIONS IN THE NEW YORK AREA. TRAINED VOLUNTEERS AND FRIENDLY ANIMALS OFFER COMPANIONSHIP TO ELDERLY AND DISABLED PEOPLE WHO CAN'T HAVE PETS OF THEIR OWN. THE SERVICE HELPS ISOLATED PEOPLE MAKE FRIENDS. 25106276 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 18 0 1 399 1 0 0 0 0 0 1 1 0 0 0 0 X 29 29 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT NJ NY X PAUL GREENE CFO 2128388100 510 EAST 62ND STREET NEW YORK NY 100658314 MR ROBERT LIBERMAN 20.00 X X 0 0 0 MR NEIL MCCARTHY 3.00 X X 0 0 0 MR ELI HOFFMAN 4.00 X X 0 0 0 MRS CASS ADELMAN 1.00 X 0 0 0 MR MICHAEL HEANER 1.00 X 0 0 0 MRS SUSAN BAKER 1.00 X 0 0 0 MRS WILLIAM ACQUAVELLA 1.00 X 0 0 0 MRS EDWIN M BURKE 1.00 X 0 0 0 MR BRUCE CRAWFORD 1.00 X 0 0 0 DR WILLIAM D DEHOFF 1.00 X 0 0 0 MRS J PEPE FANJUL 1.00 X 0 0 0 TINA SANTI FLAHERTY 1.00 X 0 0 0 MR EM HERSHEY II 1.00 X 0 0 0 MRS HENRY A KISSINGER 1.00 X 0 0 0 EMILIA ST A KRIMENDAHL 1.00 X 0 0 0 DR ELISABETH COHEN 1.00 X 0 0 0 PROFESSOR IRIS C LOVE 1.00 X 0 0 0 MR RODMAN DRAKE 1.00 X 0 0 0 MRS KATHERINE RAYNER 1.00 X 0 0 0 DR ALAN H REBAR 2.00 X 0 0 0 MRS OSCAR DE LA RENTA 1.00 X 0 0 0 MRS DAVID T SCHIFF 1.00 X 0 0 0 MRS JANET B YORK 1.00 X 0 0 0 MAL BRETT SCHWARTZ 1.00 X 0 0 0 MR JAMES MARCUS 1.00 X 0 0 0 MRS KENNETH LANGONE 1.00 X X 0 0 0 MR NORMAN ISRAEL 1.00 X 0 0 0 MRS SHARON AMSTERDAM KOPLIN 1.00 X 0 0 0 MRS ALEXANDRA GOELET 1.00 X 0 0 0 MRS LAURA SLOATE 1.00 X 0 0 0 MR PAUL GREENE 50.00 X 148599 0 29426 DR WILLIAM MUIR 21.00 X 269958 0 0 MRS KATHRYN COYNE 50.00 X 423975 0 17573 DR JANET KOVAK MCCLARAN 40.00 X 250785 0 27088 DR MARK P MACINA 40.00 X 228270 0 10237 DR CHARLES WEISSE 40.00 X 263145 0 7583 DR DOUGLAS PALMA 40.00 X 223408 0 18593 DR NICOLE LEIBMAN 40.00 X 241813 0 1739 2049953 0 112239 39 0 1 0 CAULDWELL WINGATE CO LLC 380 LEXINGTON AVENUE NEW YORK NY 10168 CONSTRUCTION SERVICES 1517008 ALX LLC 510 E 62ND STREET NEW YORK NY 10065 LABORATORY SERVICES 1042537 INFOGROUP 625 AVENUE OF THE AMERICAS NEW YORK NY 10011 DEVELOPMENT CONSULTANT 335887 NAVISITE 400 MINUTEMAN ROAD ANDOVER MA 01810 IT SUPPORT AND CONSULTING 180297 NEXERA CONSULTING 555 WEST 57TH STREET NEW YORK NY 10019 HEALTH CARE CONSULTING 179583 13 1197121 5383387 507797 6580508 PATIENT SERVICES 900099 25006388 25006388 EDUCATION AND OTHER 900099 206915 206915 25213303 725165 725165 1861944 2378389 -516445 -516445 -516445 5127258 45000 5198217 -70959 45000 -25959 -25959 73600 1197121 264256 -190656 -190656 31785916 25213303 0 -7895 1100951 1100951 889531 269958 619573 17009171 13369864 3332160 307147 80033 74533 2437 3063 1622526 1316836 289130 16560 1142487 834015 274197 34275 88133 88133 114800 114800 42870 42870 74345 74345 2688869 1710647 569316 408906 4682047 3558082 1018169 105796 457007 457007 1046270 19852 1026418 78744 30215 45855 2674 250192 71667 154936 23589 50515 50515 1600188 1600188 377594 377594 BAD DEBT 447759 447759 EQUIPMENT 190231 141458 48588 185 MISCELLANEOUS 160787 103954 28333 28500 EDUCATION 31219 28188 3031 34226269 25106276 8146428 973565 8927884 1286270 1050000 4277577 2097131 1497588 613656 735494 0 347074 345920 392107 475503 64776931 23714756 40658253 41062175 15336147 18098275 6645235 3890239 1791731 1618923 77859218 73287964 5925906 7193944 164871 249842 10981917 10747211 1580901 2196608 18653595 20387605 X 45452529 38953252 5810731 6034734 7942363 7912373 59205623 52900359 77859218 73287964 X -2440353 -3864911 X X 0 1 1 X 0 X 4242150 7960578 5569843 9367942 6580508 33721021 25989820 25311662 21615165 24643439 25286903 122846989 30231970 33272240 27185008 34011381 31867411 156568010 708287 973469 821049 1693794 1397933 5594532 0 708287 973469 821049 1693794 1397933 5594532 150973478 2758916 2654284 1887365 2001014 2587109 11888688 2758916 2654284 1887365 2001014 2587109 11888688 32990886 35926524 29072373 36012395 34454520 168456698 0.89620 0.89830 0.07060 0.07150 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 68369 29372 12230 85511 1 6389154 5085 -323129 6071110 7419179 107376 762599 1900000 6389154 6435654 983525 7419179 17883188 -2795498 8652036 6435654 1.00000 0 0 1676075 1676075 52649185 17012853 35636332 8415427 4863427 3552000 2036244 1838476 197768 41062175 INVESTMENT - HEDGE FUNDS 3890239 F 3890239 CAPITAL LEASE PAYABLE 1349717 FAIR VALUE OF INTEREST SWAP AGREEMENT 846891 2196608 31785916 34226269 -2440353 -1542573 -2322338 -3864911 -6305264 31446436 -1542573 2378389 835816 30610620 74345 1100951 1175296 31785916 35429362 2378389 2378389 33050973 74345 1100951 1175296 34226269 PART IV, LINE 1B: THE AMC IS THE OWNER OF TWO BUILDINGS, PRIMARILY USED TO HOUSE AMC STAFF/INTERNS AND RESIDENTS. THE AMC COLLECTS ONE MONTHS RENT AS A SECURITY DEPOSIT. ALL TENANT SECURITY DEPOSITS ARE HELD SEPARATELY IN ESCROW ACCOUNTS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE AMC MAINTAINS VARIOUS DONOR-RESTRICTED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG TERM SUPPORT FOR ITS CHARITABLE PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: AMC RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THEY ARE MORE THAN LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT OF AMC IS NOT AWARE OF ANY VIOLATION OF ITS TAX STATUS AS AN ORGANIZATION EXEMPT FROM INCOME TAXES, NOR OF ANY EXPOSURE TO UNRELATED BUSINESS INCOME TAX. MANAGEMENT HAS DETERMINED THAT AMC HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. AMC IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENT -1,135,830. CHANGE IN BENEFICIAL INTEREST IN TRUST -123,994. PENSION LIABILITY ADJUSTMENT -1,062,514. TOTAL TO SCHEDULE D, PART XI, LINE 8: -2,322,338. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 2,378,389. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANT EXPENSE (NETTED AGAINST INCOME ON F/S) 1,100,951. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 2,378,389. PART XIII, LINE 4B - OTHER ADJUSTMENTS: GRANT EXPENSE 1,100,951. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 959662 0 0 0 0 0 0 959662 0 959662 1 0 1 1 0 0 X X X X X 1 INFOGROUP 200 PEMBERWICK ROAD GREENWICH CT 06830 FUNDRAISING CONSULTANT 0 392394 42870 349524 392394 42870 349524 NY CT NJ TOP DOG GALA 1211025 1148625 62400 200475 TOP TAILS 26255 20155 6100 10593 1 33441 28341 5100 53188 1270721 1197121 73600 264256 264256 -190656 1 CHARITY GRANTS 395 909202 FAIR VALUE GRANTS TO HELP GUIDE DOGS, STRAYS AND ASSIST SENIOR CITIZENS WITH THE CARE OF THEIR PETS, AS WELL AS OTHERS IN NEED CASE STUDY GRANTS 61 104160 FAIR VALUE GRANTS TO ASSIST CLIENTS PARTICIPATING IN VARIOUS STUDIES BLOOD DONOR GRANTS 13 30567 FAIR VALUE GRANTS TO COVER WELLNESS, CHECK-UPS AND BLOOD TESTS FOR ANIMAL DONORS CONTRACTUAL GRANTS 63 57022 FAIR VALUE GRANTS TO ASSIST IN THE CARE OF NYPD CANINE OFFICERS PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SELECTION OF GRANT RECIPIENTS IS BASED ON THE TYPE OF FUND THAT IS BEING APPLIED FOR. NEED CAN BE BASED ON BUT IS NOT LIMITED TO APPLICANTS' INCOME LEVELS AND PHYSICAL DISABILITIES. AS THESE GRANTS ARE IN THE FORM OF FORGIVENESS OF FEES THERE IS NO REQUIREMENT TO MONITOR THEIR USE. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MR PAUL GREENE 148599 0 0 0 0 0 0 0 29426 0 178025 0 0 0 DR WILLIAM MUIR 248612 0 0 0 21346 0 0 0 0 0 269958 0 0 0 MRS KATHRYN COYNE 354975 0 0 0 69000 0 0 0 17573 0 441548 0 0 0 DR JANET KOVAK MCCLARAN 250785 0 0 0 0 0 2399 0 24689 0 277873 0 0 0 DR MARK P MACINA 228270 0 0 0 0 0 2810 0 7427 0 238507 0 0 0 DR CHARLES WEISSE 263145 0 0 0 0 0 0 0 7583 0 270728 0 0 0 DR DOUGLAS PALMA 223408 0 0 0 0 0 533 0 18060 0 242001 0 0 0 DR NICOLE LEIBMAN 241813 0 0 0 0 0 1739 0 0 0 243552 0 0 0 PART I, LINE 1A AS A CONDITION OF THEIR EMPLOYMENT, IN ORDER TO FULFILL THE CONDITIONS OF THEIR EMPLOYMENT, DR. WILLIAM MUIR AND MRS. KATHRYN COYNE ARE PROVIDED WITH HOUSING BY THE AMC. THE VALUE OF THE HOUSING PROVIDED IN 2011 WAS $21,346 AND $69,000, RESPECTIVELY. X 9 346697 FMV X 1 161100 COST VALUE 0 0 1 0 ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1: MISSION STATEMENT THE ANIMAL MEDICAL CENTER (AMC) IS A NOT-FOR-PROFIT HOSPITAL FOR COMPANION ANIMALS AND AN INSTITUTE FOR VETERINARY EDUCATION AND RESEARCH. FORM 990, PART VI, SECTION B, LINE 11 "THE ANIMAL MEDICAL CENTER, INC." HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND THE FINANCE COMMITTEE AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT'S SUBMITTED ELECTRONICALLY AND/OR IN PERSON TO MEMBERS OF THE ORGANIZATION'S GOVERNING BODY FOR ANY COMMENTS PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANIMAL MEDICAL CENTER REQUIRES ALL OFFICERS, TRUSTEES, AND KEY EMPLOYEES TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY COMPLETING THE ANIMAL MEDICAL CENTER'S INTERNAL " CONFLICT OF INTEREST" POLICY AND RETURNING IT TO OUR ORGANIZATIONAL DEVELOPMENT AND HUMAN RESOURCES DIRECTOR FOR DETERMINATION OF WHETHER A CONFLICT EXISTS. ACTUAL CONFLICTS ARE REVIEWED BY BOTH THE ORGANIZATIONAL DEVELOPMENT AND HUMAN RESOURCES DIRECTOR AND THE CEO. SHOULD A CONFLICT EXIST THE PERSON WITH THE CONFLICT WOULD NEED TO CEASE THE CONFLICTING BEHAVIOR OR RESIGN THEIR POSITION. FORM 990, PART VI, SECTION B, LINE 15 THE ANIMAL MEDICAL CENTER HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE CEO, EXECUTIVE DIRECTOR, TOP MANAGEMENT OFFICIAL (CFO AND CMO), OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMPENSATION COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMPENSATION COMMITTEE NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES, SUCH AS 990'S OF RELATED ORGANIZATION'S, SALARY SURVEYS OF LIKE POSITIONS IN SIMILARLY SIZED ORGANIZATIONS, BOTH FOR PROFIT AND NON-PROFIT. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS REQUIRED TO BE ADEQUATELY DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT AND SHOULD DOCUMENT THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION AND THOSE WHO VOTED ON IT, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ANIMAL MEDICAL CENTER MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE AND IS AVAILABLE ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION FORM 990 AS WELL AS THE FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST AT 510 E. 62ND STREET, NEW YORK, NY 10021-8314 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-858-8100. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,542,573. CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENT -1,135,830. CHANGE IN BENEFICIAL INTEREST IN TRUST -123,994. PENSION LIABILITY ADJUSTMENT -1,062,514. TOTAL TO FORM 990, PART XI, LINE 5: -3,864,911. FORM 990, PART XII, LINE 2C: AMC HAS NOT CHANGED ITS OVERSIGHT AND SELECTION PROCESS OF AN INDEPENDENT ACCOUNTANT.