2012-05-21T14:19:27-05:00 2011-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 21 EAST MAIN STREET WESTBORO MA 01581 990 2011-01-01 300592577 THE FULL FRAME INITIATIVE INC FULL 4137733400 308 MAIN STREET SUITE 2A GREENFIELD MA 01301 KATYA FELS SMYTH 4137733400 2012-05-18 1 DAVID KELLEHER CPA P01059560 5083669100 2012-05-18 2011 2016-02-24 21:20:13Z KATYA FELS SMYTH 308 MAIN STREET SUITE 2A GREENFIELD MA 01301 335819 0 X WWW.FULLFRAMEINITIATIVE.ORG X 2009 MA THE FULL FRAME INITIATIVE (FFI) IS BUILDING A MOVEMENT TO TRANSFORM THE WAY HUMAN (CONTINUED) SERVICE SYSTEMS IN THE UNITED STATES RESPOND TO PEOPLE TRAPPED IN DEADLY CYCLES OF POVERTY, VIOLENCE AND TRAUMA. FFI'S MISSION IS TO INCREASE THE LIKELIHOOD THAT PEOPLE WHO ARE FAILED BY MAINSTREAM SERVICES HAVE ACCESS TO INTERVENTIONS THAT WORK. FFI WORKS WITH POLICY MAKERS AND COMMUNITY-BASED PROGRAMS TO DEMONSTRATE AT THE COMMUNITY, STATE, AND ULTIMATELY FEDERAL LEVEL THAT WHEN SOCIAL SERVICE SYSTEMS SUPPORT A SPECIFIC TYPE OF HOLISTIC PRACTICE (WHAT WE CALL THE FULL FRAME APPROACH), OUTCOMES ARE BETTER AND EVEN THE MOST CHALLENGED INDIVIDUALS AND FAMILIES BEGIN TO THRIVE AND ATTAIN NEW LEVELS OF WELLBEING IN YEARS, NOT GENERATIONS. 9 8 6 5 0 0 371025 178529 8400 155773 137 217 4494 1300 384056 335819 0 0 0 0 139293 295050 0 0 43865 47040 110086 186333 405136 197723 -69317 270892 206862 16861 22148 254031 184714 X THE FULL FRAME INITIATIVE (FFI) IS BUILDING A MOVEMENT TO TRANSFORM THE WAY HUMAN SERVICE SYSTEMS IN THE UNITED STATES RESPOND TO PEOPLE TRAPPED IN DEADLY CYCLES OF POVERTY, VIOLENCE AND TRAUMA. FFI'S MISSION IS TO INCREASE THE LIKELIHOOD THAT PEOPLE WHO ARE (CONTINUED) FAILED BY MAINSTREAM SERVICES HAVE ACCESS TO INTERVENTIONS THAT WORK. FFI WORKS WITH POLICY MAKERS AND COMMUNITY-BASED PROGRAMS TO DEMONSTRATE AT THE COMMUNITY, STATE, AND ULTIMATELY FEDERAL LEVEL THAT WHEN SOCIAL SERVICE SYSTEMS SUPPORT A SPECIFIC TYPE OF HOLISTIC PRACTICE (WHAT WE CALL THE FULL FRAME APPROACH), OUTCOMES ARE BETTER AND EVEN THE MOST CHALLENGED INDIVIDUALS AND FAMILIES BEGIN TO THRIVE AND ATTAIN NEW LEVELS OF WELLBEING IN YEARS, NOT GENERATIONS. 0 0 276249 157073 FFI PROVIDED SERVICES (E.G., CONSULTING, TRAINING, EDUCATIONAL MATERIALS) TO HUMAN SERVICE AGENCIES AND TO FUNDERS, BOTH PUBLIC AND PRIVATE, TO SUPPORT THEM IN DEVELOPING AND ADOPTING TOOLS BASED ON THE FULL FRAME APPROACH/FIVE DOMAINS IN ORDER TO IMPROVE THE EFFICACY OF THEIR WORK AND INVESTMENTS. FFI ALSO ENGAGED IN SEVERAL PROJECT PARTNERSHIPS DESIGNED TO DEMONSTRATE HOW THE FULL FRAME APPROACH/FIVE DOMAINS PRINCIPLES AND PRACTICES CAN BE APPLIED IN A VARIETY OF PRACTICE SETTINGS, BOTH TO GENERATE MORE LASTING SUCCESS FOR PROGRAM PARTICIPANTS AND TO MEASURE PROGRAM OUTCOMES. 276249 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 4 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA X X KATYA FELS SMYTH 4137733400 308 MAIN STREET SUITE 2A GREENFIELD MA 01301 MIKI AKIMOTO 5.00 X X 0 0 0 GEORGE GENDRON 0.00 X 0 0 0 LEE GOLDBERG 5.00 X X 0 0 0 NAOMI LEAVITT 3.00 X 0 0 0 CEASAR MCDOWELL 3.00 X 0 0 0 CARLENE PAVLOS 5.00 X X 0 0 0 KATYA FELS SMYTH 40.00 X X 98163 0 1281 JONATHAN ZAFF 3.00 X 0 0 0 SWAPNIL MANIAR 3.00 X 0 0 0 98163 0 1281 0 0 0 0 0 178529 178529 PROGRAM SERVICE FEES 900099 155773 155773 155773 217 217 MISCELLANEOUS 900099 1300 1300 1300 335819 157073 0 217 103705 75704 14519 13482 167307 101943 45294 20070 3697 2358 720 619 20341 13431 4469 2441 9120 9120 35791 32517 1939 1335 2447 2033 207 207 3655 2900 506 249 13716 10505 2632 579 22846 21286 396 1164 4743 3634 1109 1341 550 791 TELEPHONE AND INTERNET 6348 4629 1311 408 PRINTING AND POSTAGE 4627 1762 167 2698 MISCELLANEOUS 4546 2453 1552 541 LICENSES AND FEES 690 400 290 216 144 72 405136 276249 85022 43865 89038 49442 30058 50240 150000 75000 29105 1796 3075 270892 206862 16861 22148 16861 22148 X 104031 73598 150000 111116 254031 184714 270892 206862 -69317 0 X X 1 0 1 X 0 X 371025 178529 549554 371025 178529 549554 414474 135080 137 217 354 4494 1300 5794 555702 164173 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 335819 405136 -69317 -69317 470142 134323 134323 335819 0 335819 539459 134323 134323 405136 0 405136 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FFI FOLLOWS THE STANDARDS OF ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES STANDARD WHICH REQUIRES FFI TO REPORT UNCERTAIN TAX POSITIONS, RELATED INTEREST AND PENALTIES, AND TO ADJUST ITS ASSETS AND LIABILITIES RELATED TO UNRECOGNIZED TAX BENEFITS AND ACCRUED INTEREST AND PENALTIES ACCORDINGLY. AS OF DECEMBER 31, 2011, FFI DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS TO REPORT. INFORMATIONAL RETURNS FILED FOR THE YEARS ENDED DECEMBER 31, 2010 AND 2009, REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND MASSACHUSETTS. FFI DOES NOT EXPECT THAT THE AMOUNTS OF UNRECOGNIZED TAX BENEFITS WILL CHANGE SIGNIFICANTLY WITHIN THE NEXT TWELVE MONTHS. FORM 990, PART VI, SECTION B, LINE 11 FFI WILL PROVIDE A COPY OF THE 990 TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR THEIR REVIEW. THE EXECUTIVE COMMITTEE MUST VOTE TO APPROVE THE 990, AFTER WHICH IT WILL BE SENT TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND APPROVAL. THE FULL BOARD MUST VOTE TO APPROVE THE 990 PRIOR TO ITS BEING FILED WITH THE IRS. IF AT ANY POINT THE COMMITTEE OR FULL BOARD VOTES FOR A CHANGE OR CORRECTION, IT WILL BE MADE AND THE REVISED 990 WILL BE RESUBMITTED FOR A VOTE. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE THE ORGANIZATION OPERATES IN A MANNER CONSISTENT WITH CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS, PERIODIC REVIEWS SHALL BE CONDUCTED. THE PERIODIC REVIEW SHALL, AT A MINIMUM, INCLUDE THE FOLLOWING SUBJECTS: (A) WHETHER COMPENSATION ARRANGEMENTS AND BENEFITS ARE REASONABLE, BASED ON COMPETENT SURVEY INFORMATION, AND THE RESULT OF ARM'S LENGTH BARGAINING; AND (B) WHETHER PARTNERSHIPS, JOINT VENTURES AND ARRANGEMENTS WITH MANAGEMENT ORGANIZATIONS CONFORM TO THE ORGANIZATION'S WRITTEN POLICIES, ARE PROPERLY RECORDED, REFLECT REASONABLE INVESTMENT OR PAYMENTS FOR GOODS AND SERVICES, FURTHER CHARITABLE PURPOSES AND DO NOT RESULT IN INUREMENT, IMPERMISSIBLE PRIVATE BENEFIT OR IN AN EXCESS BENEFIT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15A IN 2010, THE CHAIR OF THE BOARD OF THE FULL FRAME INITIATIVE LED THE REVIEW OF THE CEO. ALL BOARD MEMBERS WERE ASKED FOR INPUT REGARDING THE PROCESS (E.G. WHAT AREAS OF PERFORMANCE WERE MOST SALIENT FOR THE REVIEW) AND A REVIEW FORM WAS CREATED. INPUT ON THE CEO'S PERFORMANCE WAS SOLICITED FROM ALL BOARD MEMBERS, COMPILED AND SHARED WITH BOARD MEMBERS. THE CEO AND THE BOARD CHAIR THEN MET TO DISCUSS THE REVIEW. FOLLOWING THAT DISCUSSION, THE FULL BOARD MET IN EXECUTIVE SESSION TO DISCUSS THE CEO'S PERFORMANCE AND COMPENSATION. THE CEO'S SALARY ADJUSTMENT WAS COMPARED AGAINST MARKET AVERAGES, AND SPECIFICALLY REVIEWED IN TERMS OF SIZE OF COMPARABLE ORGANIZATIONS IN THE REGION. THE BOARD'S FINAL DECISION WAS DOCUMENTED IN THE EXECUTIVE SESSION SECTION OF THE CONTEMPORANEOUS BOARD MINUTES. A FORMAL COMPENSATION REVIEW WAS NOT CONDUCTED IN 2011 AND THERE WAS NO CHANGE IN THE CEO'S SALARY. THE ABOVE-NOTED POLICY WILL BE USED ANY TIME THE BOARD REVIEWS COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST FORM 990, PART XII, LINE 2C FFI PRESENTED THE FULL BOARD OF DIRECTORS WITH A COPY OF THE REVIEW OF THE FINANCIAL STATEMENTS FOR APPROVAL. THE EXECUTIVE COMMITTEE OF THE BOARD ASSUMES RESPOSIBILITY FOR THE OVERSIGHT OF THE REVIEW OF FFI'S FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT.