2012-05-15T14:09:37-05:00 2011-06-30 KPMG LLP 345 PARK AVE NEW YORK NY 10154 990 2010-07-01 131847137 LINCOLN CENTER FOR THE PERFORMING ARTS INC LINC 2128755000 70 LINCOLN CENTER PLAZA NO 9TH FL NEW YORK NY 100236583 DANIEL RUBIN 2128755000 2012-05-15 1 2127589700 2010 2016-02-24 21:20:13Z REYNOLD LEVY 70 LINCOLN CENTER PLAZA NO 9TH FL NEW YORK NY 100236583 312355159 0 X WWW.ABOUTLINCOLNCENTER.ORG X 1956 NY TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS. SEE SCH. O FOR CONTINUATION.TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS AND TO EDUCATE THE PUBLIC WITH RELATION THERETO. IN ADDITION TO MAINTAINING A PERFORMING ARTS COMPLEX AND SOME OF THE PERFORMANCE FACILITIES AT THE LINCOLN CENTER SITE IN NEW YORK CITY, THE ORGANIZATION PROVIDES PROGRAMS AND PRESENTS CONCERTS AND OTHER PERFORMANCES THAT SUPPLEMENT THE PRESENTATIONS OF LINCOLN CENTER CONSTITUENT ORGANIZATIONS. THESE CONSTITUENT ORGANIZATIONS, ALL OF WHICH ARE PUBLIC CHARITIES DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, CONSIST OF THE CHAMBER MUSIC SOCIETY OF LINCOLN CENTER, THE FILM SOCIETY OF LINCOLN CENTER, JAZZ AT LINCOLN CENTER, THE JUILLIARD SCHOOL, LINCOLN CENTER THEATER, THE METROPOLITAN OPERA, NEW YORK CITY BALLET, NEW YORK PHILHARMONIC, THE NEW YORK LIBRARY FOR THE PERFORMING ARTS, AND SCHOOL OF AMERICAN BALLET. 73 69 1574 308 2456384 0 146394337 93567992 44095175 58937779 5072392 6317954 10036441 449956 205598345 159273681 132500 30494400 0 0 55716170 57802272 6610 32200 7132080 178591403 78728220 234446683 167057092 -28848338 -7783411 794342763 739433731 438000870 359492711 356341893 379941020 X TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS AND TO EDUCATE THE PUBLIC WITH RELATION THERETO AND TO MAINTAIN AND IMPROVE THE LINCOLN CENTER CAMPUS. 0 1 45439353 LINCOLN CENTER IS THE WORLD'S LEADING PERFORMING ARTS CENTER, UNITING ON ONE CAMPUS 11 OF THE FINEST PERFORMING ARTS AND EDUCATIONAL ORGANIZATIONS LOCATED ANYWHERE. AFTER FIVE DECADES OF ARTISTIC EXCELLENCE AND SERVICE TO ITS COMMUNITY, THE NATION, AND THE WORLD, LINCOLN CENTER HAS SUBSTANTIALLY COMPLETED MAJOR TRANSFORMATION TO FULLY MODERNIZE ITS CONCERT HALLS AND PUBLIC SPACES, RENEW ITS 16-ACRE URBAN CAMPUS, AND REINFORCE ITS VITALITY FOR DECADES TO COME. THIS YEAR LINCOLN CENTER COMPLETED THE FIRST PHASE OF THE VIDEO BLADE INSTALLATION WHICH GREATLY IMPROVED WAYFINDING AND INFORMATION SHARING ACROSS THE CAMPUS. EIGHT BLADES WERE ACTIVATED ALONG THE WEST 65TH STREET SIDEWALK IN SEPTEMBER 2010. 61519273 44355400 LCPA IS MANAGER OF THE LINCOLN CENTER CAMPUS, PROVIDING SUPPORT AND SERVICES FOR THE LINCOLN CENTER COMPLEX AND ITS RESIDENT ORGANIZATIONS. LCPA MAINTAINS AND IMPROVES THE COMPLEX'S FACILITIES, COORDINATING SUCH SERVICES AS THE SECURITY AND PARKING FOR THE BENEFIT OF MILLIONS OF PATRONS, VISITORS, AND EMPLOYEES ANNUALLY. IN ADDITION, LCPA IS LEADING A SERIES OF MAJOR CAPITAL PROJECTS ON BEHALF OF ARTISTIC ORGANIZATIONS. 19887828 6724243 LCPA IS THE WORLD'S LEADING PRESENTER OF PERFORMING ARTS.ITS SERIES ("LINCOLN CENTER PRESENTS") INCLUDE AMERICAN SONGBOOK; GREAT PERFORMERS; LINCOLN CENTER FESTIVAL; LINCOLN CENTER OUT OF DOORS; MIDSUMMER NIGHT SWING; THE MOSTLY MOZART, TULLY SCOPE, AND WHITE LIGHT FESTIVALS. THESE PROGRAMS OFFER MORE THAN 400 PERFORMANCES OF MUSIC, OPERA, THEATER, DANCE, AND MULTI-MEDIA EVENTS EACH YEAR, RANGING FROM AUTHENTIC KABUKI THEATER AND DANCE PREMIERES FROM WORLD-RENOWNED CHOREOGRAPHERS TO GROUNDBREAKING OUTDOOR VIDEO INSTALLATIONS; OUTDOOR DANCING TO LIVE MUSIC ON JOSIE ROBERTSON PLAZA; OPERA PERFORMED WITH LIFE-SIZE PUPPETS; AND FREE PERFORMANCES OF KOREAN DRUMMING AND AFRICAN DANCE. LAST SEASON ALONE, THESE EVENTS BROUGHT SOME 5,000 PERFORMANCES WITH ARTISTS FROM EVERY CORNER OF THE GLOBE TO LINCOLN CENTER. 9012478 182000 1133822 EDUCATION AND OUTREACH- LCPA IS AN INTERNATIONAL LEADER IN ARTS AND EDUCATION AND COMMUNITY RELATIONS, TAKING A WIDE RANGE OF ACTIVITIES BEYOND ITS CONCERT HALLS THROUGH ITS EDUCATIONAL ARM, LINCOLN CENTER INSTITUTE (LCI), AS WELL AS OFFERING ARTS-RELATED SYMPOSIA, FAMILY PROGRAMMING, AND OTHER COMMUNITY INITIATIVES. LCI'S PROGRAMS SERVE MORE THAN 400,000 STUDENTS IN NEARLY 80 NEW YORK AREA PUBLIC SCHOOLS, AND LCI WELCOMED 1,158 EDUCATORS AND PROFESSIONALS FROM 35 STATES AND 10 COUNTRIES TO WORKSHOPS, PERFORMANCES, AND PROGRAMS. LCPA ALSO WORKS TO IMPROVE ARTS ACCESSIBILITY FOR PATRONS AND VISITORS WITH DISABILITIES. IN ADDITION, EMMY AWARD-WINNING LIVE FROM LINCOLN CENTER TELECASTS, THE ONLY SERIES OF LIVE BROADCAST PERFORMANCES ON AMERICAN TELEVISION TODAY, EXTEND THE REACH OF LINCOLN CENTER TO MILLIONS OF AMERICANS NATIONWIDE. 3675229 1988736 VISITOR AND PATRON SERVICES - IN THE COMMUNITY LCPA EXPANDS ITS PRESENCE WITH A HOST OF INITIATIVES TO MAKE THE ARTS MORE ACCESSIBLE, INCLUDING MEET THE ARTIST AND THE YOUNG MUSIC MAKERS COMMUNITY BAND PROGRAM. 2961134 3467343 NEW VENTURES AND SPECIAL PROJECTS - IN ADDITION TO ITS WORK WITH WNET, LINCOLN CENTER HAS WELCOMED FASHION WHICH EXPOSES HUNDREDS OF THOUSANDS OF PEOPLE TO CULTURAL AND OTHER AMENITIES AT THE CAMPUS. 15648841 182000 6589901 142495295 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 403 0 1 1574 1 1 1 0 0 0 0 1 1 0 0 0 0 X 73 69 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X X DANIEL RUBIN 2128755000 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 X KATHERINE FARLEY 15.00 X X 0 0 0 DAVID ALAN COULTER 2.00 X X 0 0 0 RICHARD K DESCHERER 2.00 X X 0 0 0 JOEL S EHRENKRANZ 3.00 X X 0 0 0 ROY FURMAN 2.00 X X 0 0 0 JOHN B HESS 1.00 X X 0 0 0 BRUCE KOVNER 2.00 X X 0 0 0 LAURIE M TISCH 1.00 X X 0 0 0 ANN ZIFF 1.00 X X 0 0 0 BLAIR W EFFRON 1.00 X X 0 0 0 RONNIE ACKMAN 1.00 X 0 0 0 ROBERT J ALEXANDER 1.00 X 0 0 0 SUSAN BAKER 1.00 X 0 0 0 JOHN B BEINECKE 1.00 X 0 0 0 RENEE BELFER 2.00 X 0 0 0 ALBERT C BELLAS 1.00 X 0 0 0 FRANK A BENNACK JR 1.00 X 0 0 0 ANNA NIKOLAYEVSKY BENTON 4.00 X 0 0 0 RICHARD S BRADDOCK 1.00 X 0 0 0 SUSAN S BRADDOCK 1.00 X 0 0 0 DIANE M COFFEY 1.00 X 0 0 0 DANIEL CROWN 1.00 X 0 0 0 DINYAR DEVITRE 1.00 X 0 0 0 JAMES G DINAN 1.00 X 0 0 0 ROBERT ESSNER 1.00 X 0 0 0 HAROLD FORD JR 1.00 X 0 0 0 PETER FRELINGHUYSEN 1.00 X 0 0 0 BART FRIEDMAN 3.00 X 0 0 0 MASAAKI FUJITA 1.00 X 0 0 0 STEPHANIE GEORGE 2.00 X 0 0 0 EDWARD P GILLIGAN 1.00 X 0 0 0 HARVEY GOLUB 1.00 X 0 0 0 EFRAIM GRINBERG 1.00 X 0 0 0 AUDREY BUTVAY GRUSS 1.00 X 0 0 0 WILLIAM B HARRISON JR 1.00 X 0 0 0 RITA E HAUSER 5.00 X 0 0 0 JAMES H HERBERT II 1.00 X 0 0 0 J TOMILSON HILL 2.00 X 0 0 0 DAVID A HUNT 3.00 X 0 0 0 CARL C ICAHN 1.00 X 0 0 0 ROBERT A IGER 1.00 X 0 0 0 MITSUHIKO KAWAI 1.00 X 0 0 0 JUDITH S KAYE 1.00 X 0 0 0 JEFF KINDLER 1.00 X 0 0 0 DAVID H KOCH 1.00 X 0 0 0 PETER S KRAUS 1.00 X 0 0 0 SHELLY LAZARUS 1.00 X 0 0 0 THOMAS H LEE 5.00 X 0 0 0 NATHAN LEVENTHAL 2.00 X 0 0 0 BETTY LEVIN 1.00 X 0 0 0 XIAOJING LI 1.00 X 0 0 0 FRAYDA B LINDEMANN 1.00 X 0 0 0 JUDSON C LINVILLE 1.00 X 0 0 0 PETER L MALKIN 4.00 X 0 0 0 SIR DERYCK C MAUGHAN 1.00 X 0 0 0 RAYMOND J MCGUIRE 1.00 X 0 0 0 WILLIAM R MILLER 1.00 X 0 0 0 PHILIP L MILSTEIN 1.00 X 0 0 0 WILLIAM C MORRIS 1.00 X 0 0 0 INDRA NOOYI 1.00 X 0 0 0 DIAN D OGILVIE 1.00 X 0 0 0 JETTE PARKER 1.00 X 0 0 0 GARY W PARR 1.00 X 0 0 0 JOSEPH R PERELLA 1.00 X 0 0 0 THOMAS A RENYI 1.00 X 0 0 0 JULIAN H ROBERTSON JR 1.00 X 0 0 0 ELIZABETH ROHATYN 1.00 X 0 0 0 JIM ROSENTHAL 1.00 X 0 0 0 STEPHEN M ROSS 1.00 X 0 0 0 DAVID M RUBENSTEIN 1.00 X 0 0 0 LISA SCHIFF 1.00 X 0 0 0 STEFAN M SELIG 1.00 X 0 0 0 MAX R SHULMAN 1.00 X 0 0 0 DAISY M SOROS 1.00 X 0 0 0 JULIEN J STUDLEY 1.00 X 0 0 0 ALAIR A TOWNSEND 5.00 X 0 0 0 ANN UNTERBERG 5.00 X 0 0 0 JOHN L VOGELSTEIN 1.00 X 0 0 0 GEORGE WALKER 1.00 X 0 0 0 CHARLES R WALL 1.00 X 0 0 0 CHRISTOPHER J WILLIAMS 1.00 X 0 0 0 JOHN WREN 1.00 X 0 0 0 SHIQIANG WU 4.00 X 0 0 0 REYNOLD LEVY 35.00 X X 1396441 0 372188 JANE MOSS 35.00 X 335969 0 148427 DANIEL RUBIN 35.00 X 368079 0 84039 TAMAR PODELL 35.00 X 342324 0 100872 LESLEY FRIEDMAN ROSENTHAL 35.00 X 342020 0 54687 KERRY MADDEN 35.00 X 318581 0 76453 LIZA PARKER 35.00 X 250901 0 83828 ELIZABETH VORCE 35.00 X 243013 0 85613 PETER DUFFIN 35.00 X 203884 0 43461 ROSEMARIE GARIPOLI 35.00 X 480531 0 110914 JOHN GOBERMAN 35.00 X 270016 0 286443 SCOTT NOPPE-BRANDON 35.00 X 240326 0 197694 NIGEL REDDEN 35.00 X 228203 0 137100 FRANK T FERRANTE 70.00 X 281384 0 96879 BRENDAN TENDRICH 60.00 X 242311 0 80246 RICHARD NORTON 62.00 X 224756 0 77388 KAREN DAVIDSON 35.00 X 214990 0 56324 RONALD BUSCH 74.00 X 214705 0 45368 6198434 0 2137924 88 0 1 0 STRUCTURAL CONTRACTING SVCS INC 100 PEARL STREET MOUNT VERNON NY 10550 CONSTRUCTION 1529448 KUHN ORGAN BUILDERS SEESTRASSE 141 MANNEDORF SZ ORGAN REPAIR 1140318 RESTAURANT ASSOCIATES CATERERS 132 WEST 65TH STREET NEW YORK NY 10023 CATERING 1115485 GEMINI MUSIC PRODUCTIONS 617 PIERMONT ROAD CLOSTER NJ 07624 ARTIST FEES 1026520 RC DOLNER CONSTRUCTION LLC 2 PENN PLAZA EAST NEWARK NJ 07105 CONSTRUCTION 926496 77 4750188 8140470 16356018 64321316 1854906 93567992 FACILITIES SERVICES 561000 26557018 26557018 FACILITIES RENTAL 532000 23436240 20979750 2456490 PRESENT PERFORMANCES 711300 7169103 7169103 SCHOOL PROGRAMS 611600 917133 917133 VISITOR & PATRON SVCS. 711300 795554 795554 62731 62731 58937779 2231812 -106 2231918 10243 10243 149893676 5760341 147811034 3767084 2082642 1993257 4075899 4075899 724215 8140470 1462514 -738299 -738299 195926 40846 155080 155080 SUPPORTING SERVICES 561000 510076 510076 INFOSCAPE SERVICES 519130 275510 275510 CONCESSION INCOME 453000 117662 117662 129927 129927 1033175 159273681 57669544 2456384 5579761 30312400 30312400 182000 182000 5978234 1587719 3445394 945121 39091541 30870568 4895094 3325879 1851640 1502581 223411 125648 7794360 6694545 696840 402975 3086497 2425879 414252 246366 310046 180663 126983 2400 250656 250656 175634 175634 32200 32200 890623 890623 1683147 1290161 325507 67479 3755294 3393451 172492 189351 3697631 3021233 462486 213912 1260393 613371 578658 68364 112353 110794 1559 9124495 9020495 104000 695004 454532 196551 43921 88145 32139 44172 11834 13831180 13453400 377780 12638983 12140670 412231 86082 1591501 1550679 40822 ARTISTS & PERFORMANCES 9640836 9640836 PRODUCTION EXPENSES 5864358 5864358 REDEVELOPMENT PROJECTS 5222741 1803960 3418781 MAINTENANCE CONTRACTS 1472470 1472470 ELEVATOR SERVICE 557869 557869 5864861 4318522 455425 1090914 167057092 142495295 17429717 7132080 41959307 51517330 139078819 81918039 15300938 17358879 701458 694545 4188620 6949416 570877187 191435840 333188170 379441347 93328661 64596323 78436306 134894170 88160484 2063682 794342763 739433731 40429249 18850444 5221965 11386584 359162543 303271474 33187113 25984209 438000870 359492711 X 273274575 255567687 12529631 40772060 70537687 83601273 356341893 379941020 794342763 739433731 X -7783411 31382538 X 0 1 1 X 0 X 127474416 123906141 194983243 146394337 93567992 686326129 127474416 123906141 194983243 146394337 93567992 686326129 11762694 674563435 5242500 4015169 2957487 2762740 2242055 17219951 36943864 38070936 42737893 8445633 1188257 127386583 830932663 150872063 0.81180 0.78670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 224045 224045 224045 224045 168304207 171202992 168528252 171427037 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 475835 133006 59927 224045 892813 250000 250000 250000 250000 1000000 1500000 PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE C, PART II-A, AFFILIATED ORGANIZATIONS ORGANIZATION NAME: LINCOLN CENTER DEVELOPMENT PROJECT, INC. ADDRESS: 70 LINCOLN CENTER PLAZA, 9TH FL NEW YORK, NY 10023-6583 EIN: 13-4172481 GRASSROOTS LOBBYING AMOUNT: DIRECT LOBBYING AMOUNT: TOTAL LOBBYING EXPENDITURES: OTHER EXEMPT PURPOSE EXPENDITURES: 2,898,785 TOTAL OTHER EXEMPT PURPOSE EXPENDITURES: 2,898,785 LOBBYING NONTAXABLE AMOUNT: 294,939 GRASSROOTS NONTAXABLE AMOUNT: 73,735 TOTAL GRASSROOTS LESS NONTAXABLE AMOUNT: TOTAL EXPENDITURES LESS NONTAXABLE AMOUNT: SHARE OF EXCESS LOBBYING EXPENDITURES: NONE ORGANIZATION NAME: LINCOLN CENTER FOR THE PERFORMING ARTS, INC. ADDRESS: 70 LINCOLN CENTER PLAZA, 9TH FL NEW YORK, NY 10023-6583 EIN: 13-1847137 GRASSROOTS LOBBYING AMOUNT: DIRECT LOBBYING AMOUNT: 224,045 TOTAL LOBBYING EXPENDITURES: 224,045 OTHER EXEMPT PURPOSE EXPENDITURES: 168,304,207 TOTAL OTHER EXEMPT PURPOSE EXPENDITURES: 168,528,252 LOBBYING NONTAXABLE AMOUNT: 1,000,000 GRASSROOTS NONTAXABLE AMOUNT: 250,000 TOTAL GRASSROOTS LESS NONTAXABLE AMOUNT: TOTAL EXPENDITURES LESS NONTAXABLE AMOUNT: SHARE OF EXCESS LOBBYING EXPENDITURES: NONE 167221912 14215285 29596722 165000 10575791 200293128 162167018 2114774 15161436 115000 12106316 167221912 205419724 1663894 -35378068 215000 9323532 162167018 0.45700 0.41800 0.12500 0 0 15513280 15513280 520306270 186226232 334080038 27003735 968266 26035469 6363788 4241342 2122446 1690114 1690114 379441347 ALTERNATIVE INVESTMENTS 134894170 F 134894170 FAIR VALUE OF INTEREST RATE SWAPS 25984209 25984209 159273681 167057092 -7783411 31382538 31382538 23599127 194093595 31382538 4287153 35669691 158423904 890623 -40846 849777 159273681 170494468 4287153 40846 4327999 166166469 890623 890623 167057092 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: LINCOLN CENTER'S ENDOWMENT IS INTENDED TO FUND THE SUSTAINMENT, ENCOURAGEMENT, AND PROMOTION OF THE PERFORMING ARTS. PART X-FIN 48-AS NOTED IN LINCOLN CENTER'S AUDITED FINANCIAL STATEMENTS, LINCOLN CENTER RECOGNIZES THE BENEFIT OF TAX POSITIONS WHEN IT IS MORE-LIKELY-THAN-NOT THAT THE POSITION WILL BE SUSTAINABLE BASED ON THE MERITS OF THE POSITION. FIN 48 HAD NO MATERIAL IMPACT ON LINCOLN CENTER'S FINANCIAL STATEMENTS FOR THE JUNE 30, 2011 YEAR. PART XII LINE 4B- OTHER OF 40,846 IS COST OF GOODS SOLD PART XIII LINE 2D- OTHER OF 40,846 IS COST OF GOODS SOLD CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 44372000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 626658 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PERFORMING ARTS 93208 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PERFORMING ARTS 17838 NORTH AMERICA 0 0 PROGRAM SERVICES PERFORMING ARTS 2453 0 0 0 45112157 0 45112157 1 0 1 1 1 0 OTHER INFORMATION SCHEDULE F, PART V PART I - LINES 3-5 PERFORMING ARTS EXPENSES OF $93,208, 17,838, AND 2,453 RESPECTIVELY, REPRESENT DIRECT PROGRAMMING EXPENSES. X X X X X X X 1 SHARE GROUP INC 73 CHAPEL STREET NEWTON MA 02458 TELEFUNDRAISING 0 37060 32200 4860 37060 32200 4860 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY SPRING GALA 2271425 2174913 96512 550 70235 142752 FALL GALA 1644372 1559872 84500 63300 83615 13 4934805 4405685 529120 73062 431652 118745 465962 8850602 8140470 710132 73612 565187 118745 692329 1449873 -739741 1 LINCOLN CENTER DEVELOPMENT PROJECT INC 1865 BROADWAY NEW YORK NY 10023 134172481 501(C)(3) 30312400 TO PROVIDE FUNDING FOR REDEVELOPMENT OF THE LINCOLN CENTER CAMPUS 1 0 MARTIN SEGAL AWARD 2 15000 AVERY FISHER ARTIST'S PROGRAM AWARD 7 150000 JP MORGAN CHASE SCHOLARSHIP 9 17000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE AVERY FISHER ARTIST'S GRANT IS GIVEN TO OUTSTANDING INSTRUMENTALISTS ON THE BASIS OF EXCELLENCE ALONE. THE MUSICIANS MUST BE U.S. CITIZENS OR PERMANENT U.S. RESIDENTS. UP TO FIVE GRANTS OF $25,000 AND ONE GRANT OF $75,000 MAY BE GIVEN OUT EACH YEAR. THE SEGAL AWARD IS GIVEN ANNUALLY IN RECOGNITION OF YOUNG ARTISTS FROM THE LINCOLN CENTER COMMUNITY. THE PURPOSE OF THE AWARD IS TO HIGHLIGHT AND REWARD THE EXCELLENT WORK OF UP-AND-COMING STARS CONNECTED TO LINCOLN CENTER'S VARIOUS CONSTITUENTS. TWO AWARDS OF $7,500 ARE GIVEN OUT EACH YEAR TO ADVANCE THE CAREERS OF THE WINNERS. THE JP MORGAN CHASE SCHOLARSHIP PROGRAM PROVIDES SCHOLARSHIPS TO COLLEGE OR OTHER ACCREDITED POST-HIGH SCHOOL EDUCATIONAL COURSES FOR THE FIRST FOUR GRADUATING CLASSES OF THE HIGH SCHOOL FOR ARTS, IMAGINATION AND INQUIRY, A COLLABORATIVE SCHOOL BETWEEN LINCOLN CENTER INSTITUTE AND THE NEW YORK CITY BOARD OF EDUCATION. THE SCHOLARSHIP PROGRAM WILL RUN THROUGH 2012. X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 REYNOLD LEVY 988335 0 100000 0 308106 0 345619 0 28306 0 1770366 0 133333 0 JANE MOSS 320961 0 0 0 15008 0 141279 0 8885 0 486133 0 0 0 DANIEL RUBIN 356200 0 0 0 11879 0 63970 0 21806 0 453855 0 0 0 TAMAR PODELL 324308 0 0 0 18016 0 74303 0 31256 0 447883 0 0 0 LESLEY FRIEDMAN ROSENTHAL 337500 0 0 0 4520 0 31918 0 24506 0 398444 0 0 0 KERRY MADDEN 310759 0 0 0 7822 0 57384 0 20806 0 396771 0 0 0 LIZA PARKER 249301 0 0 0 1600 0 63009 0 25316 0 339226 0 0 0 ELIZABETH VORCE 241190 0 0 0 1823 0 77565 0 9785 0 330363 0 0 0 PETER DUFFIN 203464 0 0 0 420 0 36313 0 9701 0 249898 0 0 0 ROSEMARIE GARIPOLI 282255 0 0 0 198276 0 99223 0 13428 0 593182 0 0 0 JOHN GOBERMAN 252624 0 0 0 17392 0 267374 0 20806 0 558196 0 0 0 SCOTT NOPPE-BRANDON 238520 0 0 0 1806 0 171125 0 28306 0 439757 0 0 0 NIGEL REDDEN 225853 0 0 0 2350 0 113031 0 25887 0 367121 0 0 0 FRANK T FERRANTE 281384 0 0 0 0 0 55763 0 41116 0 378263 0 0 0 BRENDAN TENDRICH 242311 0 0 0 0 0 48747 0 31499 0 322557 0 0 0 RICHARD NORTON 224756 0 0 0 0 0 46999 0 30389 0 302144 0 0 0 KAREN DAVIDSON 213184 0 0 0 1806 0 49896 0 9233 0 274119 0 0 0 RONALD BUSCH 214705 0 0 0 0 0 19977 0 25391 0 260073 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVED A GROSS UP PAYMENT RELATED TO CERTAIN DE MINIMIS EXPENSES REIMBURSED BY LINCOLN CENTER AND SUCH PAYMENT, INCLUDED AS REPORTABLE TAXABLE INCOME, WAS MADE PURSUANT TO THE PRESIDENT'S APPROVED WRITTEN CONTRACT. PART I, LINES 4A-B REFLECTS PAYMENTS OF ACTUARIALLY CALCULATED SUPPLEMENTAL RETIREMENT BENEFITS INTENDED TO COMPENSATE FOR IRS LIMITATIONS IN DEFINED BENEFIT PENSION PLANS. PAYMENTS WERE MADE AS FOLLOWS: REYNOLD LEVY $164,726; DANIEL RUBIN $10,073; JANE MOSS $13,202; LESLEY FRIEDMAN ROSENTHAL $3,890; KERRY MADDEN $6,016; TAMAR C. PODELL $5,899; ROSEMARIE GARIPOLI $26,687; BETSY VORCE $17; LIZA PARKER $634; AND JOHN GOBERMAN $12,058. ROSEMARIE GARIPOLI - KEY EMPLOYEE - MS. GARIPOLI'S COMPENSATION INCLUDES A SEVERANCE PAYMENT OF $166,255. SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II - REYNOLD LEVY - PRESIDENT, DIRECTOR AND FULL-TIME EMPLOYEE OFFICER - INCLUDED IN BONUS AND INCENTIVE COMPENSATION AND OTHER REPORTABLE COMPENSATION ARE PAYMENTS FOR THE ACHIEVEMENT OF CERTAIN TIME BASED AND PERFORMANCE BASED OBJECTIVES, WITH EMPHASIS ON THE REDEVELOPMENT PROJECTS, AS DETERMINED BY ANNUAL REVIEWS BY THE EXECUTIVE COMMITTEE, OF WHICH $133,333 WAS ACCRUED IN PRIOR YEARS AND REPORTED IN PRIOR FORM 990'S. MR. LEVY'S DEFERRED COMPENSATION INCLUDES AN ACCRUAL FOR AN INCENTIVE COMPENSATION PLAN SUBJECT TO ACHIEVING GENERAL AND PERFORMANCE PROJECT TARGETS. THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717NX9 2008-07-01 151250000 REFUND BOND ISSUE DATED 1/12/06 & 2008A ISSUANCE COSTS 0 0 0 THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717PL3 2008-10-23 102756556 REDEVELOPMENT PROJECT CONSTRUCTION & EXPANSION OF FACILITIES 0 0 0 THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717PN9 2008-11-13 100000000 REDEVELOPMENT PROJECT CONSTRUCTION & EXPANSION OF FACILITIES 0 0 0 151250000 1013709 260000 150000000 2011 1 0 0 1 50000000 102756556 5397279 679057 47241594 2011 0 0 0 1 100000000 7998814 589960 92018971 2011 0 0 0 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 1 1 1 MORGAN STANLEY AND BANK OF NEW YORK 28.500000000000 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 LAZARD SEE PART V 111615 INV. FEESGARY W. PARR, DEPUTY CHAIRMAN AT LAZARD, IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $111,615 TO THIS FIRM FOR INVESTMENT MANAGEMENT FEES IN FISCAL YEAR 2011. THIS RELATIONSHIP PRE-DATES MR. PARR'S MEMBERSHIP ON THE BOARD AND THE ONGOING RELATIONSHIP IS SUBJECT TO PERIODIC REVIEW BY THE AUDIT COMMITTEE. LINCOLN CENTER ACTED CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. 0 MORGAN STANLEY SEE PART V 163475 RE-MARKETING FEESHAROLD FORD, JR., MANAGING DIRECTOR AT MORGAN STANLEY IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $163,475 TO THIS FIRM FOR RE-MARKETING FEES RELATED TO AN INTEREST RATE SWAP IN FISCAL YEAR 2011. THIS RELATIONSHIP PRE-DATES MR. FORD'S MEMBERSHIP ON THE BOARD AND THE ONGOING RELATIONSHIP IS SUBJECT TO PERIODIC REVIEW BY THE AUDIT COMMITTEE. LINCOLN CENTER ACTED CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. 0 MORGAN STANLEY SEE PART V 163475 RE-MARKETING FEESJIM ROSENTHAL, CHIEF OPERATING OFFICER AT MORGAN STANLEY IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $163,475 TO THIS FIRM FOR RE-MARKETING FEES RELATED TO AN INTEREST RATE SWAP IN FISCAL YEAR 2011. THIS RELATIONSHIP PRE-DATES MR. ROSENTHAL'S MEMBERSHIP ON THE BOARD AND THE ONGOING RELATIONSHIP IS SUBJECT TO PERIODIC REVIEW BY THE AUDIT COMMITTEE. LINCOLN CENTER ACTED CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. 0 X 28 1854906 FAIR MARKET VALUE 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): NUMBER OF CONTRIBUTORS REPRESENTS THE NUMBER OF GIFTS RECEIVED THIRD PARTY USE: PART I, LINE 32B: LINCOLN CENTER USES A BROKER TO SELL ITS SECURITIES. CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 LINCOLN CENTER'S AMBITIOUS PLAN TO TRANSFORM ITS PHYSICAL CAMPUS, MOST NOTABLY, THE TRANSFORMATION OF ALICE TULLY HALL, THE UPGRADING OF THE PUBLIC AREAS, INCLUDING THE ADDITION OF NEW GREEN SPACES, THE CREATION OF A NEW POPULAR COMMUNITY AND PERFORMANCE VENUE, AND THE REDESIGN OF LINCOLN CENTER'S MAIN ENTRANCEWAY WAS BROUGHT TO NEAR COMPLETION IN FY 2011. ALL OF THESE NEW COMPONENTS WERE PUT IN SERVICE TO RAVE REVIEWS AND AN OVERALL UPTICK IN ATTENDEES WAS EXPERIENCED. AS A RESULT, AS THE YEAR EVOLVED, CONTRIBUTIONS TAPERED OFF AS DID CONSTRUCTION RELATED EXPENSES. FORM 990, PART VI, SECTION A, LINE 2 RICHARD S. BRADDOCK AND SUSAN S. BRADDOCK HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE LINCOLN CENTER 2010 FORM 990 WAS PREPARED BY LINCOLN CENTER'S FINANCE DEPARTMENT AND REVIEWED BY ITS INDEPENDENT AUDITOR KPMG, WHO ALSO SIGNS THE RETURN AS PAID PREPARER. THE LINCOLN CENTER AUDIT COMMITTEE REVIEWS AND APPROVES THE 990 PRIOR TO ITS FILING ON BEHALF OF THE LINCOLN CENTER BOARD OF DIRECTORS. THE AUDIT COMMITTEE HAS REVIEWED AND UNANIMOUSLY APPROVED THE LINCOLN CENTER 2010 FORM 990. A COPY OF THE RETURN WAS PROVIDED TO THE FULL BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF LINCOLN CENTER'S BOARD OF DIRECTORS AND SENIOR MANAGEMENT MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH COMPANIES DOING BUSINESS WITH LINCOLN CENTER. FOR SENIOR MANAGEMENT, LINCOLN CENTER REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN, OR EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH, ENTITIES DOING BUSINESS WITH LINCOLN CENTER. WHEN SUCH RELATIONSHIPS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE THE ACTUAL OR PERCEIVED CONFLICT IN THE BEST INTERESTS OF LINCOLN CENTER, AND TO UNDERTAKE PERIODIC REVIEW OF CONTINUING SUCH RELATIONSHIPS. LINCOLN CENTER HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF DIRECTORS CAN PARTICIPATE IN ANY DECISION IN WHICH HE OR SHE (OR IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. EACH DIRECTOR IS REQUIRED TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND INDICATE WHETHER LINCOLN CENTER DOES BUSINESS WITH AN ENTITY IN WHICH THE DIRECTOR HAS A MATERIAL FINANCIAL INTEREST. WHEN SUCH A RELATIONSHIP EXISTS, MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT, INCLUDING REQUIRING THAT SUCH TRANSACTIONS BE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF LINCOLN CENTER, AND IN ACCORDANCE WITH APPLICABLE CONFLICT OF INTEREST LAWS. NO SUCH ASSOCIATIONS ARE CONSIDERED TO BE SIGNIFICANT. THE TRANSACTION OR ARRANGEMENT MUST FURTHER LINCOLN CENTER'S CHARITABLE PURPOSES, AND DOES NOT RESULT IN PRIVATE INUREMENT, AN EXCESS BENEFIT TRANSACTION OR IMPERMISSIBLE PRIVATE BENEFIT UNDER LAWS APPLICABLE TO ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR SENIOR MANAGEMENT IS DETERMINED ANNUALLY BY THE PRESIDENT IN CONSULTATION WITH THE CHIEF ADMINISTRATIVE OFFICER/VP HUMAN RESOURCES AND ADMINISTRATION, AND REVIEWED WITH, AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. PERIODICALLY, THE ORGANIZATION RETAINS AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THE 990 TAX RETURNS OF SUCH ORGANIZATIONS ARE ALSO CONSIDERED. NEITHER THE PRESIDENT NOR THE CHIEF ADMINISTRATIVE OFFICER IS INVOLVED IN THEIR OWN COMPENSATION DETERMINATION PROCESS. COMPENSATION FOR THE PRESIDENT IS SET PURSUANT TO WRITTEN MULTI-YEAR AGREEMENTS. NEW COMPENSATION LEVELS AND OTHER TERMS ARE DETERMINED IN CONJUNCTION WITH THE DECISION TO EXTEND OR RENEW HIS EMPLOYMENT AGREEMENT. IN CONJUNCTION WITH SUCH DECISIONS, THE ORGANIZATION, THROUGH ITS CHAIR OF THE BOARD, ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THE 990 TAX RETURNS OF SUCH ORGANIZATIONS ARE ALSO CONSIDERED. THE EXECUTIVE COMMITTEE OF THE BOARD SITS AS A COMPENSATION COMMITTEE (THE "AUTHORIZED BODY") AT SUCH INTERVALS AND ITS DELIBERATIONS, DECISIONS AND APPROVAL REGARDING COMPENSATION ARE RECORDED IN CONFIDENTIAL MINUTES TAKEN BY THE CHAIRMAN. NEITHER THE PRESIDENT NOR ANY MEMBER OF MANAGEMENT IS PRESENT AT SUCH MEETINGS, WHICH ARE HELD IN EXECUTIVE SESSION. ALL PARTICIPATING MEMBERS OF THE COMPENSATION COMMITTEE ARE INDEPENDENT UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. LINCOLN CENTER COMPLIES WITH THE "REBUTTABLE PRESUMPTION" PROCEDURES FOR DETERMINING THAT COMPENSATION IS REASONABLE UNDER INTERNAL REVENUE CODE SECTION 4958. FORM 990, PART VI, SECTION C, LINE 19 LINCOLN CENTER MAKES ITS ANNUAL FINANCIAL STATEMENTS AND 990 AVAILABLE VIA THE ORGANIZATION'S WEBSITE. OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A THE DIRECTORS LISTED BELOW HAVE WORKED SEVERAL HOURS PER WEEK FOR LINCOLN CENTER DEVELOPMENT PROJECT, INC. A RELATED TAX-EXEMPT ORGANIZATION. DINYAR DEVITRE: 2 HOURS PER WEEK BART FRIEDMAN: 2 HOURS PER WEEK PETER MALKIN: 2 HOURS PER WEEK PHILIP MILSTEIN: 2 HOURS PER WEEK CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 31,382,538. LINCOLN CENTER DEVELOPMENT PROJECT INC 1865 BROADWAY NEW YORK NY 10023 134172481 IMPLEMENT & OVERSEE RECONSTRUCTION & RENOVATION NY 501(C)(3) LINE 7 LINCOLN CENTER FOR THE PERFORMING ARTS 1 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 LINCOLN CENTER DEVELOPMENT PROJECT INC B 30312400 FMV LINCOLN CENTER DEVELOPMENT PROJECT INC K 924310 FMV