2012-05-15T12:18:51-05:00 2011-06-30 MOSS ADAMS LLP 101 SECOND STREET 9TH FLOOR SAN FRANCISCO CA 94105 990 2010-07-01 942697305 ERNEST GALLO CLINIC AND RESEARCH CENTER ERNE 5109853100 5858 HORTON STREET NO 200 EMERYVILLE CA 94608 WILLIAM SAWYERS 5109853100 2012-05-14 1 4159561500 2010 2016-02-24 21:20:13Z RAYMOND WHITE 5858 HORTON STREET NO 200 EMERYVILLE CA 94608 24669975 0 X WWW.GALLORESEARCH.ORG X 1980 CA RESEARCH RELATING TO ALCOHOLISM, SUBSTANCE ABUSE AND RELATED CONDITIONS. 3 2 192 11 0 0 26311868 24536818 0 0 127702 118782 37227 14375 26476797 24669975 0 0 0 0 16069036 15040879 0 0 0 10611246 9843488 26680282 24884367 -203485 -214392 12205180 12279535 4992212 4576297 7212968 7703238 X RESEARCH RELATING TO ALCOHOLISM, SUBSTANCE ABUSE AND RELATED CONDITIONS. 0 0 21168091 SEE SCHEDULE OMEDICAL RESEARCH, GENERAL/OTHER: THE WORK OF THE ERNEST GALLO CLINIC AND RESEARCH CENTER IS INTENDED TO LEAD TO AN UNDERSTANDING OF THE NEUROLOGICAL EFFECTS OF ETHANOL AND SUBSTANCES OF ABUSE AND TO THE DEVELOPMENT OF MEDICATIONS FOR THE TREATMENT OF ADDICTION AND OTHER NEUROPSYCHIATRIC CONDITIONS. LONG-TERM OBJECTIVES INCLUDE BLOCKING AND REVERSING THE EFFECTS OF ALCOHOL AND SUBSTANCES OF ABUSE IN THE BRAIN AND IDENTIFYING INDIVIDUALS AT RISK OF DEVELOPING ALCOHOL AND SUBSTANCE USE DISORDERS. SEVERAL RESEARCH PROJECTS ARE CURRENTLY IN PROGRESS AND ARE BEING FUNDED PRINCIPALLY BY GRANTS FROM THE STATE OF CALIFORNIA, THE NATIONAL INSTITUTE ON ALCOHOL ABUSE AND ALCOHOLISM (NIAAA), THE NATIONAL INSTITUTE OF DRUG ABUSE (NIDA), THE NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE (NINDS), THE NATIONAL INSTITUTE OF MENTAL HEALTH (NIMH), AND THE U.S. DEPARTMENT OF DEFENSE. GALLO CENTER FACULTY ALSO PARTICIPATE IN THE TEACHING PROGRAM OF THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO. (67 PUBLICATIONS) 21168091 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 52 0 192 1 0 0 0 0 0 0 0 0 0 0 X 3 2 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X AMBER SHOMO 5109853100 5858 HORTON ST 200 EMERYVILLE CA 94608 JOHN A DE LUCA 10.00 X 58333 0 15128 JOSEPH E GALLO 1.00 X 0 0 0 MARY C GALLO 1.00 X 0 0 0 RAYMOND WHITE 40.00 X 594155 0 88494 ROBERT MESSING 40.00 X 165137 0 40630 WILLIAM R SAWYERS 40.00 X 354755 0 63853 AMBER SHOMO 40.00 X 86762 0 33152 HOWARD FIELDS 40.00 X 353384 0 52803 ANTONELLO BONCI 40.00 X 198570 0 30590 PATRICIA JANAK 40.00 X 174416 0 44906 JENNIFER WHISTLER 40.00 X 184072 0 46346 DORIT RON 40.00 X 195526 0 37643 2365110 0 453545 23 0 1 0 CAPSTONE NATIONAL PARTNERS 900 SECOND ST NE STE 117 WASHINGTON DC 20002 CONSULTING/LOBBYING 165306 FENWICK AND WEST LLP 555 CALIFORNIA ST 12TH FLR SAN FRANCISCO CA 94104 LEGAL SERVICES 115789 UNIVERSITY OF CALIF LOS ANGELES 10920 WILSHIRE BLVD 107 LOS ANGELES CA 90024 SCIENTIFIC RESEARCH 115145 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 AUDITING/TAX PREPARATION 112305 4 50000 23936679 550139 24536818 118782 118782 14375 14375 24669975 0 0 133157 1685421 1229778 455643 9543064 8900058 643006 1037160 944507 92653 2775234 2507620 267614 93373 61061 32312 75728 49522 26206 63498 63498 995325 872913 122412 50473 50473 152682 127788 24894 4477940 3021429 1456511 241309 221365 19944 6406 4290 2116 36540 36540 LAB. & MED. SUPPLIES 1821866 1815062 6804 EQUIPMENT 656475 627208 29267 R/M & SRVC. CONTRACTS 301830 254539 47291 RECRUITING EXPENSES 135906 121096 14810 734137 409855 324282 24884367 21168091 3716276 0 5050 5050 4718415 2885995 2351243 3253286 17775 83652 158960 102200 3652 561735 569724 740262 717596 29072 22666 4359278 5356962 12205180 12279535 2884766 2531709 614855 367719 1492591 1676869 4992212 4576297 X 7212968 7703238 7212968 7703238 12205180 12279535 X -214392 704662 X 0 1 0 X 1 1 X 24934402 27620047 29189793 26311868 24536818 132592928 24934402 27620047 29189793 26311868 24536818 132592928 132592928 236302 644595 299174 162202 133157 1475430 5850 2727 8577 134076935 0.98890 0.98820 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 63498 63498 24820869 24884367 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 68103 62080 63498 193681 250000 250000 250000 750000 1125000 740262 717596 22666 22666 DEFERRED COMPENSATION PLAN 676869 ERNEST GALLO FOUNDATION LOAN 1000000 1676869 24669975 24884367 -214392 704662 704662 490270 25374637 704662 704662 24669975 0 24669975 24884367 0 24884367 0 24884367 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE CENTER HAD NO UNRECOGNIZED TAX BENEFITS OR UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2011 AND 2010, RESPECTIVELY. X 1 1 X X X 0 0 0 0 0 0 0 0 0 RAYMOND WHITE 459483 0 0 0 134672 0 36750 0 15336 0 646241 0 0 0 ROBERT MESSING 162815 0 0 0 2322 0 24577 0 16053 0 205767 0 0 0 WILLIAM R SAWYERS 342036 0 0 0 12719 0 36750 0 21329 0 412834 0 0 0 HOWARD FIELDS 342260 0 0 0 11124 0 36750 0 16053 0 406187 0 0 0 ANTONELLO BONCI 171336 0 0 0 27234 0 18375 0 12215 0 229160 0 0 0 PATRICIA JANAK 170477 0 0 0 3939 0 26801 0 18105 0 219322 0 0 0 JENNIFER WHISTLER 179837 0 0 0 4235 0 27953 0 18393 0 230418 0 0 0 DORIT RON 194574 0 0 0 952 0 29618 0 8025 0 233169 0 0 0 PART I, LINE 1A ON OCCASION THE ORGANIZATION WILL PAY A NOMINAL FEE TO UPGRADE BUSINESS FLIGHTS TO FIRST CLASS TO OBTAIN THE ADDITIONAL SPACE NECESSARY FOR WORK DURING CROSS-COUNTRY FLIGHTS. RAYMOND WHITE PURCHASE OF PERSONAL RESIDENCE X 450000 102200 0 1 1 102200 FORM 990, PART VI, SECTION A, LINE 2 MARY C. GALLO IS JOSEPH E. GALLO'S SISTER-IN-LAW. FORM 990, PART VI, SECTION A, LINE 6 THE CENTER HAS TWO MEMBERS: MARY C. GALLO AND JOSEPH E. GALLO. THE CENTER HAS NO STOCKHOLDERS. FORM 990, PART VI, SECTION A, LINE 7A THE CENTER'S MEMBERS ELECT ITS BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE CONTROLLER IN CONJUNCTION WITH OUR OUTSIDE TAX PREPARER. IT IS THEN REVIEWED BY THE CHIEF ADMINISTRATIVE OFFICER AND SUBMITTED ELECTRONICALLY TO THE FULL BOARD OF DIRECTORS FOR FINAL REVIEW ON APRIL 24, 2012. EACH BOARD MEMBERS IS PROVIDED SUFFICIENT AMOUNT OF TIME TO REVIEW. THE REVIEWS WERE CONDUCTED PRIOR TO FILING THE FORM 990 WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CENTER MANAGEMENT MONITORS POTENTIAL CONFLICTS OF INTEREST THROUGH REGULAR COMMUNICATION WITH INTERESTED PERSONS. FORM 990, PART VI, SECTION B, LINE 15 PURSUANT TO OUR INTERNAL POLICY, THE COMPENSATION OF OUR PRESIDENT AND OUR CHIEF ADMINISTRATIVE OFFICER IS REVIEWED BY OUR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS CONSISTS OF PERSONS WHO HAVE NO CONFLICT OF INTEREST WITH REGARD TO THE COMPENSATION OF THESE OFFICERS. COMPENSATION DATA FOR SIMILAR POSITIONS, PROVIDED FOR SIMILAR ORGANIZATIONS UNDER SIMILAR CIRCUMSTANCES, WERE REVIEWED BY THE BOARD. THE PROCESS, DISCUSSION, AND OUTCOMES OF SUCH REVIEW WERE DOCUMENTED CONTEMPORANEOUSLY. THIS PROCESS WAS LAST UNDERTAKEN IN 2008. FORM 990, PART VI, SECTION C, LINE 19 THE CENTER DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 704,662. ERNEST GALLO FOUNDATION PO BOX 1130 MODESTO CA 95353 946061537 CHARITABLE, RELIGIOUS, AND EDUCATIONAL ACTIVITIES CA 501(C)(3) PF N/A 0 INSTITUTE FOR MOLECULAR NEUROSCIENCE 5858 HORTON STREET EMERYVILLE CA 94608 453060999 FUNDING RESEARCH CA 501(C)(3) 11-I ERNEST GALLO CLINIC AND RESEARCH CENTER 0 DRY CREEK CORPORATION PO BOX 1130 MODESTO CA 95353 942230446 HOLDING COMPANY DE N/A C 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0