2012-05-14T13:34:40-05:00 2011-09-30 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2010-10-01 223098727 INSTITUTE FOR SUSTAINABLE COMMUNITIES INST 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 MARY WASHBURN 8022292900 2012-05-14 1 FRANK H SMITH 2028225000 2012-05-14 2010 2016-02-24 21:20:13Z MARY WASHBURN 535 STONE CUTTERS WAY MONTPELIER VT 05602 15705858 0 X WWW.ISCVT.ORG X 1991 VT HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES. 15 15 41 35 0 0 13787270 14719152 232485 238331 15180 7628 -3954 42226 14030981 15007337 5360395 4579168 0 0 4784470 4994922 0 0 212101 3361012 3054267 13505877 12628357 525104 2378980 4730016 7180567 1055687 972806 3674329 6207761 X ISC'S MISSION IS TO HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES TO BUILD A BETTER FUTURE SHAPED AND SHARED BY ALL. THROUGH VARIOUS PROGRAMS ISC GIVES PASSIONATE, COMMITTED PEOPLE THE TOOLS AND SKILLS THEY NEED TO INSPIRE ACTIVE CITIZENSHIP, PROTECT THE ENVIRONMENT AND TAKE ON CLIMATE CHANGE. 0 0 5820301 3393809 20811 EUROPE AND EURASIA:SERBIA CIVIL SOCIETY ADVOCACY INITIATIVE (CSAI) - CSAI'S MISSION IS TO SUPPORT TARGETED CITIZEN ADVOCACY PROGRAMS TO ENHANCE THE ABILITY OF CITIZENS OF SERBIA TO TAKE RESPONSIBILITY FOR DEFINING THEIR OWN FUTURE, AND TO IMPROVE THE LEGAL AND REGULATORY ENVIRONMENT FOR THE NGO SECTOR TO ACT AS TRUSTED PARTNERS IN THAT EFFORT. ISC'S THREE-YEAR PROGRAM FUNDED BY THE UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID), KOSOVO CIVIL SOCIETY STRENGTHENING PROJECT (K-CSSP), SUPPORTED CIVIL SOCIETY IN BECOMING A MORE EFFECTIVE AND INFLUENTIAL PARTNER TO GOVERNMENT IN PUBLIC DECISION MAKING AND CONTRIBUTING TO AN INCLUSIVE AND DEMOCRATIC KOSOVO. THE PROGRAM BEGAN IN SEPTEMBER 2008 AND ENDED IN SEPTEMBER 2011. ISC'S INTEGRATED APPROACH PRIORITIZED INDIVIDUAL SUPPORT TO DIVERSE NGOS, INCLUDING KOSOVO SERB AND OTHER MINORITY ORGANIZATIONS, AND ENABLED THEM TO EFFECTIVELY IMPROVE THEIR ORGANIZATIONAL CAPACITY, INFLUENCE PUBLIC POLICY, AND MOBILIZE LOCAL RESOURCES. PROJECT PARTNERS SUCCESSFULLY ADVOCATED FOR POLICY CHANGES ON BEHALF OF CONSTITUENTS, COLLABORATIVELY WORKED WITH GOVERNMENT AGENCIES, MONITORED GOVERNMENT ACCOUNTABILITY AND TRANSPARENCY, AND PROVIDED DIRECT SERVICES TO BENEFICIARIES. IN PARALLEL, K-CSSP WORKED WITH CIVIL SOCIETY REPRESENTATIVES, KOSOVO'S DEPARTMENT FOR REGISTRATION AND LIAISON WITH NGOS, AND THE EUROPEAN CENTER FOR NOT-FOR-PROFIT LAW TO SUPPORT IMPLEMENTATION AND FOLLOW-UP LEGISLATION FOR KOSOVO'S LAW ON THE FREEDOM OF ASSOCIATION IN NON-GOVERNMENTAL ORGANIZATIONS AND DEVELOPED AN ONLINE NGO REGISTRATION SYSTEM AND DATABASE. 3438473 1097612 14821 ASIA: ISC'S PARTNERSHIP FOR CLIMATE ACTION PROGRAM IN CHINA (WHICH MERGES THE GUANGDONG ENVIRONMENTAL PARTNERSHIP THAT WAS INITIATED IN 2007 AND THE PARTNERSHIP FOR CLIMATE ACTION PROGRAM THAT WAS INITIATED IN 2009) IS BRINGING CLEANER, HEALTHIER, AND MORE SUSTAINABLE ENVIRONMENTAL PROGRAMS AND PRACTICES TO TWO OF CHINA'S MOST INDUSTRIAL PROVINCES, GUANGDONG AND JIANGSU. TAKING ADVANTAGE OF THE BEST CHINESE AND U.S. EXPERTISE, ISC'S WORK FOCUSES ON DEVELOPING COOPERATION AMONG COMMUNITIES, BUSINESSES, SCHOOLS AND GOVERNMENT TO BUILD COMMITMENT AND SUPPORT AROUND GREENHOUSE GAS MANAGEMENT, ENVIRONMENTAL HEALTH AND SAFETY AND ENERGY EFFICIENCY TO TACKLE THE PRIMARY SOURCES OF EMISSIONS IN CHINA, WHILE GETTING PUBLIC AND PRIVATE COMMITMENT TO REDUCE ENERGY USE AND INCREASE EFFICIENCY. WITH FUNDING FROM USAID AND CORPORATE AND FOUNDATION SOURCES, ISC HAS ESTABLISHED TWO ENVIRONMENT, HEALTH AND SAFETY ACADEMIES TO TRAIN FACTORY MANAGERS TO REDUCE HARMFUL EMISSIONS AND IMPROVE WORKER HEALTH AND SAFETY, WORKING WITH COMMUNITIES TO IMPLEMENT ENERGY EFFICIENCY PROJECTS IN FACTORIES, AND ALSO WORKING WITH THE GOVERNMENT TO IMPROVE PLANNING AND IMPLEMENTATION OF LOW CARBON DEVELOPMENT. 970163 11500 202699 U.S. PROGRAMS: IN 2009, ISC LAUNCHED THE CLIMATE LEADERSHIP ACADEMY, A STATE-OF-THE-ART TRAINING AND TECHNICAL ASSISTANCE PROGRAM FOCUSED ON COMMUNITY-BASED CLIMATE SOLUTIONS. ITS PURPOSE IS TO BUILD THE CAPACITY OF COMMUNITIES TO TAKE SMARTER, SWIFTER, MORE EFFECTIVE ACTION TO INCREASE ENERGY EFFICIENCY, REDUCE CLIMATE POLLUTION AND DEPENDENCY ON FOSSIL FUELS, CREATE GREEN BUSINESSES AND JOBS, AND STRENGTHEN THEIR RESILIENCE TO THE LOCAL IMPACTS OF CLIMATE DISRUPTIONS. THE ACADEMY HELPS LOCAL CLIMATE AND ENERGY PRACTITIONERS ACCOMPLISH THEIR CLIMATE-RELATED GOALS BY SHARING BEST PRACTICES; CONNECTING THEM TO THEIR PEERS IN OTHER CITIES AND TO LEADING NATIONAL EXPERTS; BUILDING THEIR CAPACITY TO ACCESS, AND EFFECTIVELY USE, AVAILABLE FUNDING SOURCES; PROVIDING THEM WITH EASIER ACCESS TO THE BEST AVAILABLE TOOLS AND RESOURCES; AND FACILITATING COLLABORATION WITH THEIR REGIONAL, STATE AND FEDERAL COUNTERPARTS. 159866 76247 CARIBBEAN 59432 SPECIAL PROGRAMS 219298 76247 10448235 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 X 30 0 1 41 1 0 1 CH DR MK SE OC 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X X MARY WASHBURN 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 STEPHEN D RAMSEY 1.00 X X 0 0 0 JANET BALLANTYNE 1.00 X X 0 0 0 ELIZABETH KNUP 1.00 X X 0 0 0 JOHN A DOOLEY 1.00 X X 0 0 0 JERRY GREENFIELD 1.00 X X 0 0 0 JAN BLITTERSDORF 1.00 X 0 0 0 LAUREL COLLESS 1.00 X 0 0 0 ANN VAN DUSEN 1.00 X 0 0 0 PEREZ EHRICH 1.00 X 0 0 0 MADELEINE KUNIN 1.00 X 0 0 0 RAMSEY LUHR 1.00 X 0 0 0 GREG NICKELS 1.00 X 0 0 0 RICHARD PAISNER 1.00 X 0 0 0 GUS SPETH 1.00 X 0 0 0 SANDY STASH 1.00 X 0 0 0 GEORGE HAMILTON 40.00 X 144321 0 19870 MARY WASHBURN 40.00 X 56119 0 9158 BRENDAN KELEHER 40.00 X 107400 0 10429 ALBERT CEVALLOS 40.00 X 115127 0 31432 422967 0 70889 3 0 1 0 UNIVERSITY OF CA - LAWRENCE BERKELEY LAB PO BOX 39000 SAN FRANCISCO CA 94139 CONSULTING 136741 1 9073551 5645601 14719152 CONTRACTS 900099 199331 199331 REGISTRATION FEES 900099 39000 39000 238331 8149 8149 698000 698521 -521 -521 -521 SUBLEASE INCOME 900099 21900 21900 OTHER INCOME 900099 20326 20326 42226 15007337 238331 0 49854 699098 699098 3880070 3880070 331468 42010 255388 34070 3446209 2529591 803948 112670 96533 76683 16477 3373 966726 682428 247635 36663 153986 106800 41304 5882 7119 4483 2636 68697 63347 4492 858 879763 804532 70514 4717 70044 63313 5909 822 204730 134122 63464 7144 65704 51886 12229 1589 479780 284330 195450 371105 284762 85620 723 152554 152554 454681 452664 1939 78 35062 35062 31541 1065 30476 BAD DEBT EXPENSE 133396 101250 32146 STAFF RECRUITMENT & DEV 69563 12969 56384 210 OTHER OFFICE OPERATIONS 17025 15551 0 1474 SUBSCRIPTIONS & PUBS 13503 4727 6948 1828 12628357 10448235 1968021 212101 68946 75241 1425962 1620244 2223336 4995295 188423 15415 507921 180729 573676 477848 98784 95828 161163 151902 55481 45913 4730016 7180567 1049962 972806 3225 2500 0 1055687 972806 X 533487 690551 3140842 5517210 3674329 6207761 4730016 7180567 X 2378980 154452 X 0 1 1 X 1 1 X 9324989 8812137 8785925 13937270 14719152 55579473 9324989 8812137 8785925 13937270 14719152 55579473 4464893 51114580 74534 22781 18545 1689 30049 147598 5334 1345 1288 20326 28293 55755364 1286781 0.91680 0.93610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 56719 33216 23503 207917 198394 9523 309040 246238 62802 95828 15007337 12628357 2378980 -4167 150000 8619 154452 2533432 16298693 -4167 1295523 1291356 15007337 0 15007337 13915261 1295523 -8619 1286904 12628357 0 12628357 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2011, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 8 - OTHER ADJUSTMENTS: RETURN OF UNUSED PRIOR YEAR GRANT 8,619. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RETURN OF UNUSED PRIOR YEAR GRANT -8,619. 1 EUROPE (INCLUDING ICELAND AND GREELAND) 1 23 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 3672062 EAST ASIA AND THE PACIFIC 3 16 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2340861 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CAPACITY BUILDING 133572 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING 3393809 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 76247 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 410014 4 39 0 0 4 39 10026565 0 10026565 X EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 425852 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 299000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 151899 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 149997 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 90244 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 88683 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 83198 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 78900 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 67940 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 38768 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32940 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32394 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 30244 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29207 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25360 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23950 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23631 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23485 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23392 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22650 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22626 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22439 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22115 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21550 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21153 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20403 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20140 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19981 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19605 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19525 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19485 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19465 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19232 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19193 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19120 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18854 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18791 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18593 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17500 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17097 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16847 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16367 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16350 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15857 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15702 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15586 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15556 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14879 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14744 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13948 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13767 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13453 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13258 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12923 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12316 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12200 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 10316 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 10178 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 9945 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 7514 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 7450 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 6185 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 5505 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 5472 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 57625 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 46176 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 44155 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 43382 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 39406 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 36293 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33658 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 30944 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29392 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 27335 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25208 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18575 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17418 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16688 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 10194 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8765 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8174 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 6647 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 5180 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12561 CHECK/DRAFT CENTRAL AMERICA AND THE CARIBBEAN CIVIL SOCIETY DEVELOPMENT 76247 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 60381 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 52807 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 48767 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 48724 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 47387 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 38688 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 38688 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 250438 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 138335 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 13000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 8239 CHECK/DRAFT 2 98 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. 1 ROCKEFELLER PHILANTHROPY ADVISORS INC (FISCAL SPONSORS OF GULF COAST FUND) 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 133615533 501(C)(3) 11500 CLIMATE & ENVIRONMENT. WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 521257057 501(C)(3) 648368 CLIMATE & ENVIRONMENT SHELBURNE FARMS 1611 HARBOR ROAD SHELBURNE VT 05482 030229347 501(C)(3) 39230 CLIMATE & ENVIRONMENT 3 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. X 1 1 X X 0 0 0 0 0 0 0 1 0 GEORGE HAMILTON 144321 0 0 0 0 0 9045 0 10825 0 164191 0 0 0 PART I, LINE 1A ALBERT CEVALLOS, SENIOR ADVISOR, RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION FOR THE YEAR ENDED SEPTEMBER 30, 2011. PART I, LINE 7 ALL BONUSES PAID TO ANY OFFICER, KEY EMPLOYEE AND HIGHEST PAID EMPLOYEE LISTED IN FORM 990, PART VII DURING THE YEAR ENDED DECEMBER 31, 2011, WERE BASED ON A PERFORMANCE APPRAISAL. MAPLE CAPITAL MANAGEMENT BOARD MEMBER 34025 BOARD MEMBER, RAMSEY LUHR, IS A PRINCIPAL IN MAPLE CAPITAL MANAGEMENT. MAPLE CAPITAL MANAGEMENT OFFICE IS SUBLEASED AT 535 STONE CUTTERS WAY, MONTPELIER, VT 05602. THE SUBLEASE WAS ORGINALLY EXECUTED BEFORE MR. LUHR WAS A BOARD MEMBER. ADJUSTMENTS TO THE SUBLEASE HAVE BEEN LIMITED TO CHANGES RESULTING FROM MODIFICATIONS IN THE PRIMARY ISC LEASE. ALL TRANSACTIONS WERE COMPLETED AT ARMS LENGTH AND AT FAIR MARKET VALUE. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS AND THEN SENT TO ISC FOR REVIEW. THE GOVERNING BODY RECEIVES A COPY OF THE FINAL FORM 990 FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE STAFF AND THE BOARD OF DIRECTORS ARE ASKED TO REVIEW THE ISC CONFLICT OF INTEREST POLICY STATEMENT AND INDICATE COMPLIANCE WITH THE POLICY. IF A CONFLICT ARISES THE ISSUE MAY BE BROUGHT TO THE PRESIDENT. THE DECISION OF THE PRESIDENT IS FINAL UNLESS, IN THE OPINION OF EITHER PARTY, THE PRESIDENT'S DECISION IS CONSIDERED TO BE A MAJOR VIOLATION OF ISC'S POLICY. IF THE DECISION OF THE PRESIDENT IS CONSIDERED TO BE A MAJOR VIOLATION OF ESTABLISHED ISC POLICY BY ONE OF THE PARTIES, THE AGGRIEVED PARTY MAY APPEAL THE DECISION OF THE PRESIDENT BY SENDING A COMPLETE DESCRIPTION OF THE PROBLEM TO THE PRESIDENT AND TO THE CHAIRMAN OF THE ISC BOARD OF DIRECTORS. STAFF MEMBERS SHOULD BE CERTAIN THAT THE CONFLICT IS WELL DOCUMENTED AND REPRESENTS SIGNIFICANT AND SUBSTANTIVE DIFFERENCES WITH ESTABLISHED ISC POLICY. APPEALING A DECISION OF THE PRESIDENT WILL NOT INTERFERE WITH DECISIONS OR PROCEDURES REGARDING TERMINATION OF EMPLOYMENT OR "INVOLUNTARY SEPARATION." THE CHAIRMAN WILL CONSIDER THE APPEAL AND ISSUE FINDINGS AND A DECISION WITHIN SEVEN DAYS. THE CHAIRMAN'S DECISION ON WHETHER THE PRESIDENT VIOLATED ISC POLICY IS FINAL AND CANNOT BE APPEALED. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT'S COMPENSATION, AND ANY ADJUSTMENTS, IS ANNUALLY REVIEWED BY THE BOARD OF DIRECTORS. IN ADDITIONAL TO THE BOARD MEMBERS' EXPERIENCE, THIS REVIEW INCLUDES A REVIEW OF COMPENSATION LEVELS FROM COMPARABLE ORGANIZATIONS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. THE DECISION IS RECORDED IN THE BOARD OF DIRECTOR'S MINUTES. THE ISC MANAGEMENT TEAM PERIODICALLY REVIEWS THE COMPENSATION OF KEY STAFF MEMBERS AGAINST THAT PROVIDED TO COMPARABLE POSITIONS IN OTHER NGOS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ISC MAKES AVAILABLE ON ITS WEBSITE, EITHER DIRECTLY OR THROUGH APPROPRIATE LINKS, LISTS OF BOARD MEMBERS, STAFF, ORGANIZATION CONTACT INFORMATION, AUDITED FINANCIAL STATEMENTS, IRS FORM 990 REPORTS AND ITS 501(C)(3) DESIGNATION. OTHER GOVERNING DOCUMENTS, INCLUDING CONFLICT OF INTEREST STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -4,167. PRIOR PERIOD ADJUSTMENTS: 150,000. RETURN OF UNUSED PRIOR YEAR GRANT 8,619. TOTAL TO FORM 990, PART XI, LINE 5: 154,452. ISC ENTERPRISES L3C 535 STONE CUTTERS WAY MONTPELIER VT 05602 383844778 FURTHER ISC MISSION VT 0 11858 INSTITUTE FOR SUSTAINABLE COMMUNITIES