2012-05-11T05:21:27-04:00 2011-06-30 ERNST & YOUNG US LLP 1900 SCRIPPS CENTER 312 WALNUT CINCINNATI OH 45202 990 2010-07-01 310536715 University of Dayton UNIV 9372294333 300 College Park Dayton OH 454691640 Thomas E Burkhardt 2012-04-26 5136121400 2010 2016-02-24 21:20:13Z Daniel J Curran PhD 300 College Park Dayton OH 454691624 931524364 false 0928 X www.udayton.edu X 1850 OH A comprehensive Catholic university, a diverse community committed in the Marianist tradition, to educating the whole person and to linking learning and scholarship with leadership and service. 34 30 7667 285 1977687 -75591 21063383 26753781 409735919 419169038 11717624 29250152 9570734 10392452 452087660 485565423 77459649 89527185 0 0 203388656 208928338 0 0 8161184 149660671 152504328 430508976 450959851 21578684 34605572 1091366394 1198022155 480631078 482497722 610735316 715524433 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT, COMPREHENSIVE CATHOLIC EDUCATIONAL INSTITUTION FOUNDED IN 1850. THE PRIMARY EXEMPT PURPOSE IS PROVIDING POST SECONDARY EDUCATION THROUGH UNDERGRADUATE, GRADUATE, DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE UNIVERSITY IS COMMITTED, IN THE MARIANIST TRADITION, TO EDUCATING THE WHOLE PERSON AND TO LINKING LEARNING AND SCHOLARSHIP WITH LEADERSHIP AND SERVICE. false false 304507718 89527185 326201957 The University serves over 11,000 full and part time students, as well as hundreds of additional students through its other programs. The majority of our undergraduates reside on campus and the University provides living, learning, and working experiences through a wide variety of methods. The University also operates dormitories, food services, and a bookstore internally for the benefit of its students. In support of its educational mission, the University operates its fundraising division internally, which allows the funds raised to be directed to supporting its programs and students. Instruction Statistics for this fiscal year: 7,734 - Undergraduate Students 3,465 - Graduate, Law, Doctoral Students Degrees Awarded this fiscal year: 1,820 - Bachelor 932 - Master 32 - Doctorate 160 - Law In addition to degreed academic programs for students, the University conducts continuing education, speaker series, educational and services centers, and cultural events for its students, alumni, other life-long learners, and the public. An integral part of our Catholic and Marianist identity is service to the community. We encourage our students, as part of their educational experience, to become involved in service learning projects on a local, state, national and international level. 87703156 90857717 The University, as part of its educational mission, is also involved in basic and applied research. This activity provides hands-on learning opportunities and on campus employment for our students; support for our faculty by providing equipment and laboratories for their use; and a positive economic impact to the regional community through increased employment opportunities and training. Research Areas: US Government Contracts-79.5% State and Local Government-12.7% Business and Industry-5.7% Private Foundations/Universities/Non-U.S. Sponsors-2.1% 392210874 true true false true false false false false true true true false false true true true false true true true false false false false false false false true true true false false false false false false true false true true true false false false true true false false false false true 16742 0 true 7667 true true true false false false false true true false false false false X 34 30 true false false false false false true true true false false true true true true true true true true true true OH X THOMAS E BURKHARDT 9372294333 300 COLLEGE PARK Dayton OH 454691660 Daniel Curran 40.0 X X 497843 0 167841 H John Jack Proud 5.0 X 0 0 0 Catherine V Babington 5.0 X 0 0 0 Margaret A Cavanaugh PhD 5.0 X 0 0 0 Richard P Davis 5.0 X 0 0 0 Rev James F Fitz SM 40.0 X X 25938 0 21227 Bro Thomas F Giardino SM 5.0 X 0 0 0 John R Haley 5.0 X 0 0 0 Allen M Hill 5.0 X 0 0 0 Susan S Kettering 5.0 X 0 0 0 Peter A Luongo 5.0 X 0 0 0 Richard J Pfleger 5.0 X 0 0 0 Katherine Schipper PhD 5.0 X 0 0 0 Westina Matthews Shatteen PhD 5.0 X 0 0 0 Sr Francis Marie Thrailkill OSU EdD 5.0 X 0 0 0 Andrew F Veres 5.0 X 0 0 0 David P Yeager 5.0 X 0 0 0 Bro Edward M Brink SM 5.0 X 0 0 0 Steven D Cobb 5.0 X 0 0 0 John C Riazzi 5.0 X 0 0 0 Kurt P Sanford 5.0 X 0 0 0 Darlene Gutmann 5.0 X 0 0 0 George P Hanley 5.0 X 0 0 0 Linda S Berning 5.0 X 0 0 0 Mary H Boosalis 5.0 X 0 0 0 Thomas G Breitenbach 5.0 X 0 0 0 Bro Joseph H Kamis SM 5.0 X 0 0 0 Lynton Scotland 5.0 X 0 0 0 Rev Rudy A Vela SM 5.0 X 0 0 0 Bro Martin A Solma SM 5.0 X 0 0 0 Kevin Crotty 5.0 X 0 0 0 Deborah Flanagan Tobias 5.0 X 0 0 0 Bro Francisco Gonzalez SM MD 5.0 X 0 0 0 Dennis Marx 5.0 X 0 0 0 Thomas E Burkhardt 40.0 X 236192 0 27566 Sundar Kumarasamy 40.0 X 161729 0 20464 Michael V McCabe 40.0 X 253060 0 32045 Joyce M Carter 40.0 X 153155 0 23968 Deborah Read 40.0 X 261534 0 78845 Joseph E Saliba 40.0 X 277509 0 43217 Timothy J Wabler 40.0 X 195260 0 23812 Beth H Keyes 40.0 X 108637 0 9014 William M Fischer 40.0 X 117979 0 17320 Paul H Benson 40.0 X 170572 0 34726 Lisa A Kloppenberg 40.0 X 278730 0 82606 Matthew D Shank 40.0 X 201048 0 21451 Thomas D Skill 40.0 X 175889 0 39418 Tony E Saliba 40.0 X 189352 0 53267 Brian F Gregory 40.0 X 905067 0 36459 Richard P Perna 40.0 X 222498 0 27870 Dilip R Ballal 40.0 X 209441 0 26313 John J Kanet 40.0 X 193561 0 21569 Mikhail A Vorontsov 40.0 X 208386 0 10372 Rev Paul Marshall 40.0 X 44557 0 0 Annette T Schmeling 40.0 X 162510 0 10639 William Schuerman 40.0 X 117110 0 18262 F Thomas Eggemeier 40.0 X 186300 0 13801 Thomas J Lasley 40.0 X 191999 0 28299 5745856 0 890371 317 true true false One Sixty Over Ninety 1 South Broad Street PHILADELPHIA PA 19107 Marketing Consultant 417020 NanoSperse LLC 2000 Composite Drive KETTERING OH 45420 Engineering Subcont 845640 Kendell Construction 2048 S Alex Road WEST CARROLLTON OH 45449 General Contractor 693382 Commconnect LLC 915 E Central Avenue DAYTON OH 45449 General Contractor 372574 Ralph Rhoden Painting 1413 Acorn Drive KETTERING OH 45440 General Contrator 325906 21 1673148 25080633 1146741 26753781 TUITION & FEES 900099 264286580 264286580 ACADEMIC PROJECTS 900099 12723246 12723246 AUXILIARY ACTIVITY 900099 57879982 55770618 2109364 GOVERNMENT CONTRACTS 900099 84279230 84279230 419169038 7732502 7732502 0 0 457635473 436117823 21517650 21517650 21517650 0 0 20424589 9841118 10583471 59342 10524129 OTHER INV INCOME 523000 -191019 -191019 -191019 485565423 417059674 1977687 39774281 0 89527185 89527185 0 0 4907486 4907486 929886 929886 150504497 131314334 14925085 4265078 13287966 11559299 1353222 375445 28171211 23993057 3398862 779292 11127292 9390423 1431869 305000 0 317719 317719 269625 269625 289099 289099 0 2539240 2539240 22492530 17299798 5192732 507179 383902 47695 75582 39779970 33268793 5308031 1203146 3824593 2273957 1410906 139730 0 12648614 12626289 19233 3092 8395569 7392701 656696 346172 0 4222458 2739422 835128 647908 15338000 14509685 828315 0 21118620 17628296 3471114 19210 2614015 2374584 237902 1529 OTHER 18147097 15929149 2217948 450959851 392210874 50587793 8161184 33345467 32729006 22179195 19341355 23054242 24094912 39115885 33564706 20611074 20223297 2765387 2769929 1475737 1405336 734727855 272116751 451983089 462611104 343359642 385499535 132746810 191614197 20729867 24168778 1091366394 1198022155 34423681 31205209 26170715 24597771 285955744 291298881 15733694 12746859 118347244 122649002 480631078 482497722 X 423929732 515164614 58656399 66655983 128149185 133703836 610735316 715524433 1091366394 1198022155 X 34605572 70183545 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 1454 false true 20000 true 287645 false false 309099 false PART II-B THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL 355550216 12397730 68551915 6317903 6762642 423419316 328967471 14083914 41605226 5585123 23521272 355550216 369572678 71592259 -97600168 6043281 8554017 328967471 0.57000 0.43000 false false 5424966 40199545 45624511 473791949 140915948 332876001 181419809 1142878633 67132176 33891586 16913170 16978416 462611104 REAL ESTATE/PE PARTNERSHIPS 191614197 F 191614197 0 POST RETIREMENT BENEFITS 63633339 NDSL LOAN FUNDS 11679284 ANNUITY FUNDS 11451773 DEBT RETIRMENT 4645281 OTHER DEPOSITS AND PAYROLL WIT 6438967 MEDICAL CLAIMS ESTIMATED LIABI 1212543 COLLATERAL HELD FOR SECURITIES 23587815 122649002 485565423 450959851 34605572 65723716 4459829 70183545 104789117 402231703 65723716 9841118 75564834 326666869 158898554 158898554 485565423 370030216 9841118 9841118 360189098 90770753 90770753 450959851 PART XI LINE 8 UNREALIZED LOSS ON INTEREST RATE SWAP $2,841,821, DECREASE IN POST RETIREMENT BENEFIT OBLIGATION $1,618,008 PART XII LINE 2d COST OF GOODS SOLD $9,841,118 PART XII LINE 4b ANNUITY PAYMENTS $1,243,568; STUDENT AID $89,527,185; INVESTMENT RETURN $68,127,801 PART XIII LINE 2d COST OF GOODS SOLD $9,841,118 PART XIII LINE 4b ANNUITY PAYMENTS $1,243,568; STUDENT AID $89,527,185 PART V THE UNIVERSITY USES ITS ENDOWMENT FUNDS TO PROVIDE SCHOLARSHIPS AND GRANTS TO ITS STUDENTS; TO SUPPORT THE SCHOLARLY WORK OF ITS FACULTY MEMBERS; AND TO MAINTAIN AND ENHANCE ITS LIBRARY HOLDINGS. PART X THE UNIVERSITY COMPLETED AN ANALYSIS OF ITS TAX POSITION, IN ACCORDANCE WITH ASC 740 INCOME TAXES, AND DETERMINED THAT NO AMOUNTS WERE REQUIRED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS AT JUNE 30, 2011 OR 2010. true true true true true true true false false false false false false false false true false true Part I Line 3 THE UNIVERSITY OF DAYTON RECRUITS ON NATIONAL AND INTERNATIONAL LEVELS AND INCLUDES OUR NON-DISCRIMINATION POLICY IN OUR PRINTED AND WEB-BASED RECRUITMENT AND REGISTRATION MATERIALS. South Asia 1 Program Services STUDENT RECRUITMENT 46836 East Asia and the Pacific 1 Program Services Student Recruitment 49380 South America Program Services Study Abroad 20249 Europe (Including Iceland and Greenland) Program Services Study Abroad 878489 East Asia and the Pacific Program Services Study Abroad 56615 Central America and the Caribbean Program Services Study Abroad 36651 Central America and the Caribbean Program Services Teacher Evaluations 64879 Europe (Including Iceland and Greenland) Unrelated Trade or Business 112282 Sub-Saharan Africa Program Services Study Abroad 25244 Central America and the Caribbean Investments 98546705 2 2 99837330 99837330 true false false false true false PART I, LINE 3 STUDENT RECRUITMENT EXPENDITURES ARE FOR THE SERVICES OF THE RECRUITING AGENTS AND ANY EXPENSES ASSOCIATED WITH STUDENT RECRUITMENT IN THAT SPECIFIC GEOGRAPHIC REGION. SERVICES ARE PAID ACCORDING TO A WRITTEN CONTRACT WITH THE AGENT AND ARE EVALUATED YEARLY. ALL EXPENSES ARE REIMBURSED AT COST. STUDY ABROAD EXPENSES ARE FOR THE PROGRAMS CONDUCTED BY THE UNIVERSITY FOR ITS STUDENTS DURING THE SUMMER TERM (MAY-JULY) AND DURING THE CHRISTMAS BREAK (DECEMBER-JANUARY). DURING THIS FISCAL YEAR, THERE WERE EIGHT PROGRAMS CONDUCTED IN EUROPE, TWO PROGRAMS IN EAST ASIA, ONE PROGRAM IN AFRICA, ONE PROGRAM IN CENTRAL AMERICA, AND TWO PROGRAMS IN SOUTH AMERICA. THE TEACHER EVALUATIONS ARE ASSOCIATED WITH UNIVERSITY OF DAYTON PUBLISHING, A PARTNERSHIP BETWEEN THE UNIVERSITY AND GRUPO SM, THE THIRD-LARGEST EDUCATIONAL PUBLISHER IN THE SPANISH-SPEAKING WORLD. THE PUBLISHER HAS DEVELOPED A LINE OF PRE K-12 ENGLISH LANGUAGE TEACHING MATERIALS AND TRAINING PROGRAMS FOR DISTRIBUTION TO TEACHERS AND STUDENTS IN LATIN AMERICA AND SPAIN UNDER THE UNIVERSITY OF DAYTON PUBLISHING BANNER. THE EXPENSES WERE INCURRED FOR EVALUATING THE TEACHERS' ABILITIES TO TEACH ENGLISH AS A FOREIGN LANGUAGE. THE UNRELATED BUSINESS EXPENSE WAS A TRAVEL TOUR TO EUROPE CONDUCTED BY THE UNIVERSITY'S ADVANCEMENT DIVISION FOR ALUMNI AND DONORS. true ACADEMIC SCHOLARSHIPS FOR UD STUDENTS 9422 89527185 NONE NONE PART I, LINE 2 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT UNIVERSITY THAT PROVIDES SCHOLARSHIPS AND GRANTS TO ITS STUDENTS. THE STUDENTS QUALIFY TO RECEIVE THIS AID BASED UPON THEIR FINANCIAL NEED AND ACADEMIC TALENT. RECORDS ARE MAINTAINED THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR THE SCHOLARSHIPS AND GRANTS, AND THE AMOUNTS AWARDED ON AN ANNUAL BASIS. X X X X X X true true X X X X X X false true false false false false false false false Daniel Curran 343569 0 0 0 154274 0 114650 0 56912 0 669405 0 0 0 Thomas E Burkhardt 221962 0 0 0 14230 0 18588 0 10212 0 264992 0 0 0 Sundar Kumarasamy 157554 0 0 0 4175 0 8033 0 13366 0 183128 0 0 0 Michael V McCabe 228511 0 0 0 24549 0 20109 0 13108 0 286277 0 0 0 Annette T Schmeling 161884 0 0 0 626 0 4063 0 7522 0 174095 0 0 0 William Schuerman 116064 0 0 0 1046 0 10219 0 8636 0 135965 0 0 0 Joyce M Carter 130900 0 0 0 22255 0 10601 0 14249 0 178005 0 0 0 Deborah Read 243351 0 0 0 18183 0 12250 0 68051 0 341835 0 0 0 Joseph E Saliba 242135 0 0 0 35374 0 22050 0 23110 0 322669 0 0 0 Timothy J Wabler 170798 0 0 0 24462 0 15134 0 9716 0 220110 0 0 0 Paul H Benson 169716 0 0 0 856 0 15156 0 20577 0 206305 0 0 0 F Thomas Eggemeier 162136 0 0 0 24164 0 13801 0 805 0 200906 0 0 0 Lisa A Kloppenberg 277661 0 0 0 1069 0 17150 0 67111 0 362991 0 0 0 Thomas J Lasley 162370 0 0 0 29629 0 14925 0 14238 0 221162 0 0 0 Matthew D Shank 183642 0 0 0 17406 0 10100 0 12521 0 223669 0 0 0 Thomas D Skill 174861 0 0 0 1028 0 16331 0 24137 0 216357 0 0 0 Brian F Gregory 868244 0 15000 0 21823 0 12542 0 25395 0 943004 0 0 0 Richard P Perna 203878 0 0 0 18620 0 20038 0 8952 0 251488 0 0 0 Dilip R Ballal 191087 0 0 0 18354 0 18835 0 8506 0 236782 0 0 0 John J Kanet 191976 0 0 0 1585 0 13591 0 8955 0 216107 0 0 0 Tony E Saliba 172451 0 0 0 16901 0 16417 0 37445 0 243214 0 0 0 Mikhail A Vorontsov 207442 0 0 0 944 0 10372 0 838 0 219596 0 0 0 Paul M Vanderburgh 121408 0 0 0 775 0 9591 0 51816 0 183590 0 0 0 Patrick G Donnelly 136081 0 0 0 6055 0 12511 0 40735 0 195382 0 0 0 Rev Paul Marshall 36732 0 0 0 7825 0 0 0 0 0 44557 0 0 0 PART I, LINE 1A THE PRESIDENT TRAVELS BUSINESS CLASS WHEN AVAILABLE OR FIRST CLASS WHEN OTHER OPTIONS ARE NOT AVAILABLE ON INTERNATIONAL BUSINESS TRIPS. THE MEN'S BASKETBALL TEAM MAY TRAVEL VIA CHARTERED FLIGHTS TO GAMES TO MINIMIZE THE TIME SPENT AWAY FROM CAMPUS FOR THE PLAYERS. THE PRESIDENT RECEIVES A YEARLY TAXABLE HOUSING ALLOWANCE. THE PRESIDENT RECEIVED A YEARLY TAXABLE PERSONAL SERVICE ALLOWANCE FOR THE SERVICES OF A FINANCIAL PLANNER. SPOUSES OF THE PRESIDENT, VP FOR ATHLETICS, AND HEAD MEN'S BASKETBALL COACH MAY TRAVEL TO A LIMITED NUMBER OF EVENTS FOR BUSINESS PURPOSES EACH YEAR; THESE EVENTS INCLUDE ALUMNI EVENTS, MEN'S BASKETBALL CONFERENCE TOURNAMENTS, AND THE NCAA MEN'S BASKETBALL TOURNAMENT. THESE EMPLOYEES ARE TAXED ON SUCH TRAVEL. THE UNIVERSITY PAYS SOCIAL CLUB DUES FOR THE PRESIDENT, SOME VICE PRESIDENTS, AND DEANS. THESE EMPLOYEES ARE TAXED ON THEIR PERSONAL USE OF THESE CLUBS. THE UNIVERSITY GROSSED UP CERTAIN PAYMENTS FOR THE PRESIDENT, VP OF ATHLETICS, AND MEN'S BASKETBALL COACH TO MITIGATE THE TAX EFFECT OF THE PAYMENTS. PART I, LINE 4B PARTICIPATION IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN, 457(f) PLAN: DANIEL J. CURRAN $97,500 (FUNDING OF PLAN). DR. CURRAN IS THE ONLY EMPLOYEE PARTICIPATING IN THIS PLAN. PART VII AND SCHEDULE J REV. PAUL MARSHALL, SM IS A VOWED MEMBER OF THE SOCIETY OF MARY. FOR 2010, HIS TOTAL COMPENSATION (SALARY & BENEFITS) FROM THE UNIVERSITY WAS $44,556.62. REV. MARSHALL STEPPED DOWN AS RECTOR ON JUNE 30, 2010. REV. JAMES FITZ, SM WAS APPOINTED AS RECTOR BEGINNING JULY 1, 2010. REV. FITZ IS ALSO A VOWED MEMBER OF THE SOCIETY OF MARY. FOR 2010 HIS TOTAL COMPENSATION WAS $87,629.00 (SALARY & BENEFITS). ALL OF THE COMPENSATION FOR REV. MARSHALL AND REV. FITZ FROM THE UNIVERSITY IS PAID DIRECTLY TO THE SOCIETY OF MARY, THEY DO NOT RECEIVE ANY FUNDS. THEREFORE, THEY DO NOT RECEIVE A W-2 FORM. THEY ARE INCLUDED ON PART VII AND SCHEDULE J BECAUSE THE POSITION OF RECTOR IS THE HIGHEST RANKING MARIANIST AT THE UNIVERSITY AND THE RESPONSIBILITIES ARE AT THE SAME LEVEL AS A VICE PRESIDENT. SR. ANNETTE SCHMELING IS A VOWED MEMBER OF THE SOCIETY OF THE SACRED HEART. FOR 2010, HER TOTAL COMPENSATION (SALARY & BENEFITS) FROM THE UNIVERSITY WAS $174,095.00. ALL OF HER COMPENSATION FROM THE UNIVERSITY IS PAID DIRECTLY TO THE ORDER, SHE DOES NOT RECEIVE ANY FUNDS. THEREFORE, SHE DOES NOT RECEIVE A W-2 FORM. SHE IS INCLUDED ON SCHEDULE J BECAUSE OF HER POSITION AS VICE PRESIDENT FOR STUDENT DEVELOPMENT. SR. SCHMELING STEPPED DOWN FROM HER POSITION IN AUGUST 2010. SCHEDULE J, PART I, SECTION B, COLUMN ii THE MEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED ON THE PERFORMANCE OF THE MEN'S BASKETBALL TEAM ADVANCING TO THE FINAL FOUR OF THE NIT TOURNAMENT. OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AUF7 2004-12-02 16744216 2004 Rev. Bonds - Refunding false false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AUF7 2004-12-02 35082783 2004 Rev. Bonds - Construction false false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AXP2 2006-08-04 92808635 2006 Rev. Bonds - Construction false false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYD8 2006-08-04 22824354 2006 Rev. Bonds - Refunding false false false 17333251 153051 84495 17095705 2007 true true true true 35659187 181315 349435 433348 34695089 2007 false false true true 98559146 735623 707589 29081262 68034672 2010 true true true true 23533957 183956 23350001 2006 true false true true false false false false true 0.02370 0.02370 true false false false true true 0.00850 0.03160 0.04010 true false false false true true 0.00850 0.03160 0.04010 true false false false true true 0.00241 0.01020 0.01261 true false false false false false false false false false false false false false false true Morgan Stanley 18.6 false false false false true false false true Morgan Stanley 9.1 false false false false true Part I Column f A & B - THE 2004 BOND PROCEEDS WERE USED TO CONSTRUCT AND EQUIP A NEW STUDENT FITNESS AND RECREATION COMPLEX; TO RENOVATE STUDENT RESIDENCE HALLS; TO ACQUIRE AND RENOVATE STUDENT HOUSES; TO CONSTRUCT A NEW SOFTBALL FIELD; TO RENOVATE OFFICES AND CLASSROOMS IN SEVERAL ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUES DATED JUNE 30, 1994 AND JULY 2, 1997, WHICH WERE USED TO CONSTRUCT AND EQUIP THE LAW SCHOOL AND LIBRARY, INSTALL COMPUTER SYSTEMS, RENOVATE STUDENT RESIDENCE HALLS; AND UPGRADE CLASSROOM AND OFFICE SPACE IN VARIOUS CAMPUS BUILDINGS. C, D, & A-2 - THE 2006 BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997, WHICH WAS USED TO CONSTRUCT THE LAW SCHOOL BUILDING; UPGRADE ENVIROMENTAL SYSTEMS IN CAMPUS BUILDINGS; RENOVATE THE STUDENT UNION; CONSTRUCT STUDENT INTRAMURAL ATHLETIC FIELDS AND CONDITIONING ROOMS; RENOVATE THE ARENA FACILITIES AND PARKING LOTS; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 20, 2000, WHICH WAS USED TO CONSTRUCT, IMPROVE, AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE; TO RENOVATE STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; TO RENOVATE LABORATORY, RESEARCH AND CLASSROOM AREAS; AND TO RENOVATE THE UNIVERSITY RESEARCH INSTITUE AND OTHER LABORATORY FACILITIES. B-2 & C-2 - THE 2009 BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE FACILITIES; RENOVATE STUDENT CLASSROOM AND LABORATORY FACILITIES; RENOVATE ADMINISTRATIVE FACILITIES AND STUDENT HOUSES; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; REFUND THE BOND ISSUE DATED JULY 9, 1998, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; AND REFUND A PORTION OF THE BANK NOTE ISSUED ON APRIL 16, 2008 USED TO REFUND THE STATE OF OHIO HIGHER EDUCATION FACILITY REVENUE BONDS DATED MAY 1, 2002, WHICH WERE ISSUED TO RENOVATE THE ARENA ATHLETIC FACILITIES, CONSTRUCT NEW SCIENCE LABORATORY FACILITIES AND ACQUIRE AND RENOVATE STUDENT HOUSES. D-2 & A-3 - THE 2011 BOND PROCEEDS WERE USED TO CONSTRUCT, FURNISH, AND EQUIP AN APPROXIMATELY 400 BED APARTMENT STYLE STUDENT RESIDENCE COMPLEX, RENOVATE THE COLLEGE PARK CENTER TO PROVIDE SPACE FOR THE VISUAL ARTS DEPARTMENT INCLUDING CLASSROOM AND STUDENT WORKSPACE, UPGRADE DINING AND FOOD SERVICE FACILITIES IN A CAMPUS RESIDENCE HALL, CONSTRUCT A CENTRAL CAMPUS MALL, ACQUIRE AND UPGRADE TECHNOLOGY EQUIPMENT FOR THE UNIVERSITY OWNED BUILDING AT 1700 SOUTH PATTERSON STREET, AND TO REFUND THE REFUNDED 2001 BOND ISSUE DATED MARCH 9, 2001. Thomas Burkhardt III Family member of officer 49437 EMPLOYMENT false Susan Saliba Family member of officer 125340 EMPLOYMENT false Susan McCabe Family member of officer 124225 EMPLOYMENT false Matthew Luongo Family member of trustee 82000 EMPLOYMENT false Bro Raymond L Fitz SM Family member of officer 154504 EMPLOYMENT false Brenda Donnelly Family member of officer 80044 EMPLOYMENT false Alexandra Hall Family member of officer 62083 EMPLOYMENT false Steven Zabarnick Family member of officer 138276 Employment false Lexis Nexis Corporation See Part V 127904 See Part V false Porter Wright Morris Arthur LLP See Part V 168472 See Part V false Part IV Line 28c A Board of Trustee member is an officer of Lexis Nexis Corporation. The University purchases products and services from this company. A Board of Trustee member is an employee of Porter Wright Morris & Arthur LLP, the law firm the University uses for its primary external legal services. X 1500 Selling price X 28 Cost X 1 7000 Comparable FMV Price X 53 703344 Price-date of sale X 1 125000 Face Value of Note X Equipment 2 268045 List Price X Event Items 3 40277 Cost X Airfare 1 522 Cost X Gift Cards 3 1025 Cost 1 false true false SCHEDULE O PART VI, SECTION A, LINE 1b FOUR MEMBERS OF THE BOARD OF TRUSTEES ARE NOT CONSIDERED INDEPENDENT. ONE MEMBER RECEIVES COMPENSATION AS AN EMPLOYEE OF THE UNIVERSITY, ANOTHER HAS A FAMILY MEMBER WHO RECEIVES AN ACADEMIC SCHOLARSHIP FROM THE UNIVERSITY AS PART OF AN OVERALL STUDENT FINANCIAL AID PACKAGE, AND TWO OTHER MEMBERS HAVE FAMILY MEMBERS WHO ARE EMPLOYEES OF THE UNIVERSITY. THIS INFORMATION IS DISCLOSED ON SCHEDULE L, PARTS III & IV. PART VI, LINE 2 H. JOHN PROUD AND STEVEN D. COBB - BUSINESS RELATIONSHIP. PART VI, LINE 7b THE MARIANISTS OF THE UNITED STATES, INC. ARE MEMBERS OF THE UNIVERSITY OF DAYTON CORPORATION AND AS SUCH, THEY MAY NOMINATE CANDIDATES FOR ELECTION/OR REMOVAL TO THE UNIVERSITY'S BOARD OF TRUSTEES AND THEY MUST APPROVE BY TWO-THIRDS VOTE, ANY ACTION OF THE BOARD OF TRUSTEES REGARDING MERGERS OF THE CORPORATION, SALES OF ASSETS OF THE CORPORATION, OR PARTIAL OR TOTAL DISSOLUTION OF THE CORPORATION. PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBLITY TO REVIEW THE FORM 990 AT ONE OF ITS REGULARLY SCHEDULED MEETINGS. THESE COMMITTEE MEMBERS WILL REPORT THEIR OBSERVATIONS TO THE FULL BOARD OF TRUSTEES. ALL MEMBERS OF THE BOARD OF TRUSTEES MAY ACCESS THE RETURN ON AN INTERNALLY MANAGED BOARD OF TRUSTEES DISCUSSION SITE, TO ALLOW THEM TO REVIEW THE FINAL RETURN BEFORE IT IS FILED. PART VI, LINE 12 C THE UNIVERSITY'S LEGAL DEPARTMENT AND BOARD OF TRUSTEE OFFICE REVIEW THE RESPONSES TO ANNUAL QUESTIONNAIRES SENT TO EMPLOYEES AND BOARD OF TRUSTEE MEMBERS RESPECTIVELY. ANY ISSUES DISCLOSED ARE REVIEWED AND REPORTED TO THE PRESIDENT, BOARD OF TRUSTEES, AND APPROPRIATE VICE PRESIDENTS. IF A CONFLICT EXISTS, THE INDIVIDUAL IS EXCUSED FROM DISCUSSION AND VOTING ON THE MATTER IN QUESTION. PART VI, LINE 15A THE UNIVERSITY HAS A FORMAL, WRITTEN COMPENSATION POLICY FOR THE PRESIDENT. THERE IS ALSO A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHO REVIEWS THIS POLICY, EXTERNAL COMPENSATION INFORMATION (COMPARABLE DATA SUCH AS COMPENSATION LEVELS PAID BY SIMILAR ORGANIZATIONS, THE LEVEL OF THE EMPLOYEE'S EDUCATION AND EXPERIENCE, AND THE RESPONSIBILITIES OF THE POSITION) AND PRIOR YEAR COMPENSATION INFORMATION TO DETERMINE YEARLY COMPENSATION. THIS INFORMATION, ALONG WITH THE COMMITTEE'S RECOMMENDATION IS DISCUSSED AT A REGULARLY SCHEDULED EXECUTIVE COMMITTEE MEETING AND VOTED ON BY EXECUTIVE COMMITTEE MEMBERS. PART VI, LINE 15B COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT AFTER AN ANNUAL REVIEW AND ACCORDING TO PRIOR WRITTEN COMPENSATION AGREEMENTS. DISCUSSIONS ON THE COMPENSATION OF ALL OTHER OFFICERS AND KEY EMPLOYEES IS CONDUCTED AT MEETINGS OF THE COMPENSATION COMMITTEE. THE UNIVERSITY UTILIZES DATA FROM PEER INSTITUTIONS AS REPORTED IN THE ANNUAL ADMINISTRATIVE COMPENSATION CUPA-HR SURVEY TO ENSURE THAT COMPENSATION FOR THESE POSITIONS IS AT APPROPRIATE LEVELS. PART VI, LINE 19 THE PUBLIC MAY ACCESS THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS THROUGH THE UNIVERSITY'S WEBSITE. PART VII, SECTION B RALPH RHODEN PAINTING IS A LOCAL PAINTING CONTRACTOR. ONE SIXTY OVER NINETY PROVIDES CREATIVE SERVICES (DESIGN, PHOTOGRAPHY, AND EDITING), PRINTING, AND MAILING SERVICES FOR THE ADVANCEMENT AND ENROLLMENT MANAGMENT DIVISIONS. COMMCONNCET IS A LOCAL TELECOMMUNICATIONS CONTRACTOR FOR VARIOUS PROJECTS ON CAMPUS. KENDELL CONSTRUCTION IS A LOCAL GENERAL CONTRACTOR USED FOR VARIOUS CONSTRUCTION PROJECTS AROUND THE CAMPUS. NANOSPERSE IS A SUBCONTRACTORS THAT PROVIDES ENGINEERING SERVICES TO THE RESEARCH INSTITUTE. PART XI LINE 5 - SEE SCHEDULE D PART EAST AQUA DEVELOPMENT LLC 300 COLLEGE PARK DAYTON OH 45469 202967521 REAL ESTATE OH 0 15129657 NA EAST AQUA DEVELOPMENT II LLC 300 COLLEGE PARK DAYTON OH 45469 204504624 REAL ESTATE OH 0 599137 NA EAST AQUA DEVELOPMENT III LLC 300 COLLEGE PARK DAYTON OH 45469 262559044 REAL ESTATE OH 0 3520672 NA WEST AQUA DEVELOPMENT LLC 300 COLLEGE PARK DAYTON OH 45469 202493883 REAL ESTATE OH 0 1305157 NA EAST AQUA DEVELOPMENT V 300 COLLEGE PARK DAYTON OH 45469 202493883 REAL ESTATE OH 0 4526669 NA Charitable Remainder Unitrust (28) Char Rem Trust OH Univ of Dayton Trust Charitable Remainder Trust (3) Char Rem Trust OH Univ of Dayton Trust Unitrust Trust OH Univ of Dayton Trust Charitable Remainder Annuity Trust (2) Char Rem Trust OH Univ of Dayton Trust Charitable Remainder Unitrust (3) Char Rem Trust NA Trust Charitable Trust (5) Char Rem Trust NA Trust