2012-05-10T08:33:56-05:00 2011-06-30 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2010-07-01 061062912 THE MARITIME AQUARIUM AT NORWALK INC MARI 2038520700 10 NORTH WATER STREET SOUTH NORWALK CT 06854 ROY A DOWDELL 2038520700 2012-05-09 1 DOUGLAS FARRINGTON 2037771099 2010 2016-02-24 21:20:13Z ROY A DOWDELL 10 NORTH WATER STREET SOUTH NORWALK CT 06854 11666027 0 X WWW.MARITIMEAQUARIUM.ORG X 1985 CT THE MARITIME AQUARIUM INSPIRES PEOPLE OF ALL AGES TO APPRECIATE LONG ISLAND SOUND AND PROTECT IT FOR FUTURE GENERATIONS. A VIBRANT AND ENTERTAINING LEARNING ENVIRONMENT, IT ACHIEVES THIS GOAL THROUGH LIVING EXHIBITS, MARINE SCIENCE, AND ENVIRONMENTAL EDUCATION. 36 36 165 220 0 0 3149674 4336365 5333632 5516475 49409 45226 1165392 1137753 9698107 11035819 0 0 0 0 3854029 3962605 20408 22897 528831 6311690 6327552 10186127 10313054 -488020 722765 16850084 17741420 1538148 1706719 15311936 16034701 X THE MARITIME AQUARIUM INSPIRES PEOPLE OF ALL AGES TO APPRECIATE LONG ISLAND SOUND AND PROTECT IT FOR FUTURE GENERATIONS. A VIBRANT AND ENTERTAINING LEARNING ENVIRONMENT, IT ACHIEVES THIS GOAL THROUGH LIVING EXHIBITS, MARINE SCIENCE, AND ENVIRONMENTAL EDUCATION. 0 0 4404308 4243999 THE AQUARIUM PROVIDES VISITORS WITH LIVE ANIMAL EXHIBITS, AND LEARNING OPPORTUNITIES TO EDUCATE THE PUBLIC CONCERNING THE ENVIRONMENT, MARINE SCIENCE AND CONSERVATION AND PROTECTION OF OUR NATURAL RESOURCES. 1797223 524119 THE IN-SCHOOL EDUCATION PROGRAMS PROVIDE STUDENTS WITH LIVE ANIMAL EXHIBITS, AND LEARNING OPPORTUNITIES TO EDUCATE THE STUDENTS CONCERNING THE ENVIRONMENT, MARINE SCIENCE, CONSERVATION AND PROTECTION OF OUR NATURAL RESOURCES. 415096 748356 THE IMAX THEATRE PROVIDES VISITORS WITH LEARNING OPPORTUNITIES TO EDUCATE THE PUBLIC CONCERNING THE ENVIRONMENT, SCIENCE AND CONSERVATION AND PROTECTION OF OUR NATURAL RESOURCES. 1392427 986984 OTHER PROGRAM SERVICES INCLUDE VOLUNTEER AND COMMUNITY SERVICES WHICH ARE GEARED TOWARD THE ORGANIZATION'S THREE MAIN PROGRAMS. 1392427 986984 8009054 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 19 0 1 165 1 0 0 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X X CFO IN FINANCE OFFICE 2038520700 10 NORTH WATER ST NORWALK CT 06854 EMIL ALBANESE 0.30 X 0 0 0 JAMES A BARKER JR 0.30 X 0 0 0 JOHN CASTRUCCI CPA 0.30 X 0 0 0 RICHARD W CLEMENS II 0.30 X 0 0 0 KELLY CONSIDINE 0.30 X 0 0 0 SANDERS DAVIES 0.30 X X 0 0 0 GINA S ELY 0.30 X 0 0 0 JOHN F ERDMANN III 0.30 X 0 0 0 CLAYTON H FOWLER 0.30 X 0 0 0 ANN GILMARTIN 0.30 X 0 0 0 DOUGLAS GRABE 0.30 X 0 0 0 FRITZ HEIDENREICH 0.30 X 0 0 0 MICHAEL HERDE 0.30 X 0 0 0 CHARLES A HINNANT 0.30 X 0 0 0 RICHARD HOKIN 0.30 X X 0 0 0 JUDITH G HYERS 0.30 X 0 0 0 RICHARD E JAFFE 0.30 X 0 0 0 DAVID L LEVINSON PHD 0.30 X 0 0 0 FREDERICK M LIONE JR 0.30 X 0 0 0 KATHLEEN K LUNDQUIST PHD 0.30 X 0 0 0 HON JOSEPH E MANN 0.30 X 0 0 0 ROBERT M MANNING 0.30 X 0 0 0 BASIL MAVROLEON 0.30 X 0 0 0 KATHRYN P BOWLER MITCHELL 0.30 X 0 0 0 HON RICHARD A MOCCIA 0.30 X 0 0 0 EDWARD J MUSANTE JR 0.30 X 0 0 0 BRADLEY PALMER 0.30 X 0 0 0 TERESA RESSEL 0.30 X 0 0 0 ASHRAF RIZVI 0.30 X 0 0 0 ROBERT L ROHN 0.30 X 0 0 0 ANTHONY RUGGIERO 0.30 X 0 0 0 THOMAS SHRUM 0.30 X 0 0 0 WILLIAM R TOMMINS 0.30 X 0 0 0 AUDREY WEIL 0.30 X 0 0 0 BRETT L WHITTON 0.30 X 0 0 0 MICHAEL L WIDLAND ESQ 0.30 X X 0 0 0 KARL ZIEGLER 0.30 X 0 0 0 FRANK N ZULLO ESQUIRE 0.30 X X 0 0 0 JENNIFER HERRING 35.00 X 230597 0 9274 ROY A DOWDELL 35.00 X 124217 0 20836 354814 0 30110 3 0 1 0 CAMBRIDGE ASSOCIATES 1050 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 MUSEUM EXHIBIT 353969 PREMIER MAINTENANCE INC PO BOX 392 MILFORD CT 064600392 CLEANING SERVICES 300659 IMAX CORPORATION 2525 SPEAKMAN DRIVE MISSISAUGA ONTARIO CA LK51B1 FILMS 180873 CABLEVISION MEDIA SALES CORP PO BOX 19301 NEWARK NJ 07195 MEDIA 162854 IWERKS ENTERTAINMENT 4520 W VALERIO STREET BURBANK CA 91505 EXHIBIT 159141 9 734010 601910 3000445 96936 4336365 ADMISSIONS 900099 4070992 4070992 MEMBERSHIP DUES 900099 921364 921364 EDUCATION 900099 524119 524119 5516475 45226 45226 53000 734010 203878 -150878 -150878 1004901 426330 578571 578571 COMMUNITY SERVICES 900099 408412 408412 FOOD SERVICES 900099 191173 191173 FACILITY RENTAL INCOME 900099 74434 74434 36041 36041 710060 11035819 6503458 0 195996 375416 68768 192034 114614 2665916 1997554 440949 227413 97837 69629 19161 9047 540401 355720 121505 63176 283035 201281 57245 24509 11111 11111 28355 28355 44750 44750 22897 22897 183753 180188 3565 993875 863665 128676 1534 440450 324103 92395 23952 23644 23039 86 519 824875 824875 29466 12316 16768 382 13839 13839 530888 357334 148880 24674 223540 150462 62688 10390 CAMPAIGN EXP-F/R & CAPI 674131 674131 RESTRICTED GRANT EXP 629711 629711 CLEANING & MAINTENANCE 618381 544438 73943 EXHIBITS 404995 404995 CAPITAL RESERVE EXPENSE 225057 225057 426731 326845 97727 2159 10313054 8009054 1775169 528831 584669 900268 6451590 6480390 1122201 1402450 102413 45138 151082 148609 37038 38253 15985816 7306504 8354091 8679312 47000 47000 16850084 17741420 1184300 1352871 353848 353848 1538148 1706719 X 99938 99938 14711998 15434763 500000 500000 15311936 16034701 16850084 17741420 722765 0 X X 0 1 1 X 0 X 2527973 7654239 4369864 3149674 4336365 22038115 2527973 7654239 4369864 3149674 4336365 22038115 544362 21493753 63487 52680 32635 49409 45226 243437 22281552 34887449 0.96460 0.96780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 44750 0 0 44750 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: BROWN AND RUDNICK LOBBY TO PROMOTE AND ADVANCE THE ORGANIZATION'S AGENDA ON THE ENVIRONMENT & CONSERVATION OF LONG ISLAND SOUND, PROMOTE & SUPPORT CONTINUED/INCREASED GOVERNMENT FUNDING, AND HELP WITH STRATEGIES & CONTACTS IN GOVERNMENTAL POSITION FOR THE ORGANIZATION. 500000 500000 500000 500000 500000 500000 1.00000 0 0 9257296 2458707 6798589 996851 663654 333197 2043266 1951783 91483 3688403 2232360 1456043 8679312 ADVANCE FROM THE AUTHORITY 212418 PAYABLE TO ESCROW AGENT 141430 353848 11035819 10313054 722765 0 722765 11666027 630208 630208 11035819 0 11035819 10943262 630208 630208 10313054 0 10313054 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT PRINCIPAL IS PERMANENTLY RESTRICTED. EARNINGS AND INTEREST ARE USED TO SUPPORT OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE AQUARIUM AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. THE AQUARIUM HAS ANALYZED THE TAX POSITIONS TAKEN BY THE AQUARIUM, AND HAS CONCLUDED THAT AS OF JUNE 30, 2011, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE AQUARIUM IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. GENERALLY, FEDERAL, STATE AND LOCAL AUTHORITIES MAY EXAMINE THE AQUARIUM'S TAX RETURNS FOR THREE YEARS FROM THE FILING DATE AND CURRENT AND PRIOR THREE YEARS REMAIN SUBJECT TO EXAMINATION AS OF JUNE 30, 2011. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 426,330. FUNDRAISING DINNER EXPENSES 203,878. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 426,330. FUNDRAISING DINNER EXPENSES 203,878. X X X X X X X 1 EIDOLON COMMUNICATIONS 15 MAIDEN LN 1401 NEW YORK NY 10038 GRANT WRITING OF APPEALS 0 156990 11250 145740 COMNET MARKETING GROUP INC 1214 STOWE AVENUE MEDFORD OR 97501 TELEMARKETING FUND RAISING 0 12640 11647 993 169630 22897 146733 CT RED APPLE DINNER 787010 734010 53000 203878 787010 734010 53000 203878 203878 -150878 X X X X 0 0 0 0 0 0 0 0 0 JENNIFER HERRING 230597 0 0 0 0 0 8798 0 476 0 239871 0 0 0 X 2 79239 IRS METHOD:AVG DAY V X AUCTION ITEMS 2 17697 SALE PRICE @ AUCTION 0 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE OF THE BOARD REVIEWS THE FORM 990, APPROVES IT, AND POSTS ELECTRONICALLY WITH THE REMAINDER OF THE BOARD OF DIRECTORS FOR COMMENT AND REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD IS GIVEN AN UPDATE AT THE ANNUAL MEETING WITH OFFICERS, DIRECTORS, AND TRUSTEES, AS WELL AS THE UPDATES THAT COME FROM SIGNING STATE GRANTS THAT REQUIRE US TO INFORM AND ENFORCE CONFLICTS OF INTEREST. ISSUES THAT ARISE ARE DEALT WITH IN REGULAR MEETINGS THAT CONTAIN MINUTES. FORM 990, PART VI, SECTION B, LINE 15 OTHER COMPARABLE ORGANIZATIONS WERE SURVEYED FOR DATA. THE BOARD CHAIR ASSIGNED A COMMITTEE TO REVIEW THE CEO COMPENSATION. SURVEYS WERE USED FOR OTHER KEY EMPLOYEES AND COMPARATIVE DATA WAS USED IN DETERMINING PREVAILING MARKET WAGES GIVEN PERFORMANCE, EDUCATION, TRAINING, AND EXPERIENCE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION, UPON REQUEST, AT ITS ADMINISTRATIVE OFFICES IN NORWALK, CONNECTICUT. FORM 990, PART XII, LINE 2C: THE AUDIT SUBCOMMITTEE OF THE BOARD OVERSEES AND SELECTS THE INDEPENDENT AUDITORS, REVIEWS THE AUDIT, MEETS WITH AUDITORS AND DETERMINES ADEQUATENESS OF AUDIT PRIOR TO RECOMMENDING ACCEPTANCE/REJECTION OF AUDIT TO FULL BOARD.