2012-04-17T14:37:04-05:00 2011-06-30 MARKS PANETH & SHRON LLP 622 THIRD AVENUE NEW YORK NY 10017 990 2010-07-01 135598710 GOOD SHEPHERD SERVICES GOOD 2122437070 305 SEVENTH AVENUE NEW YORK NY 10001 GREGHAN FISCHER 2122437070 2012-04-17 1 ROBERT LYONS 2125038800 2010 2016-02-24 21:20:13Z SR PAULETTE LOMONACO 305 SEVENTH AVENUE NEW YORK NY 10001 70267496 0 0928 X WWW.GOODSHEPHERDS.ORG X 1947 NY THE MISSION OF GOOD SHEPHERD SERVICES IS TO SURROUND AT-RISK NEW YORK CITY YOUTH AND THEIR FAMILIES WITH A WEB OF SUPPORTS THAT PROMOTE A SAFE PASSAGE TO SELF-SUFFICIENCY. TO ACHIEVE OUR MISSION, WE LEAD IN THE DEVELOPMENT OF INNOVATIVE YOUTH DEVELOPMENT PROGRAMS; PROVIDE QUALITY, EFFECTIVE SERVICES THAT STRENGTHEN PARTICIPANTS' CONNECTIONS WITH FAMILY, SCHOOL AND COMMUNITY; AND ADVOCATE ON THEIR BEHALF FOR BROADER CHANGE. 22 22 2881 170 0 0 9783671 10959515 55129102 54667389 208492 634488 92085 352019 65213350 66613411 0 0 0 0 43444000 44906269 50400 60496 1197681 22111073 21466396 65605473 66433161 -392123 180250 55562749 57561279 13970189 12370217 41592560 45191062 X THE MISSION OF GOOD SHEPHERD SERVICES IS TO SURROUND AT-RISK NEW YORK CITY YOUTH AND THEIR FAMILIES WITH A WEB OF SUPPORTS THAT PROMOTE A SAFE PASSAGE TO SELF-SUFFICIENCY. TO ACHIEVE OUR MISSION, WE LEAD IN THE DEVELOPMENT OF INNOVATIVE YOUTH DEVELOPMENT PROGRAMS; PROVIDE QUALITY, EFFECTIVE SERVICES THAT STRENGTHEN PARTICIPANTS' CONNECTIONS WITH FAMILY, SCHOOL AND COMMUNITY; AND ADVOCATE ON THEIR BEHALF FOR BROADER CHANGE. 0 0 31120642 28459729 COMMUNITY-BASED PROGRAMS - TO PROVIDE CHILDREN AND FAMILIES WITH ADVICE, COUNSELING AND REFERRAL SERVICES, OPERATE AND MAINTAIN PREVENTIVE SERVICES AND OPERATE HIGHSCHOOL AND AFTER SCHOOL PROGRAMS. 25716464 25983081 FOSTER CARE AND RESIDENTIAL SERVICES- TO PROVIDE TEMPORARY OR PERMANENT SHELTER FOR CHILDREN AND OTHER FAMILY MEMBERS IN NEED OF SUPERVISION AS DEFINED BY THE STATE SOCIAL SERVICE LAW. 429693 224579 TRAINING SERVICES- TO PROVIDE TRAINING TO HUMAN SERVICES SOCIAL WORKERS AND SOCIAL SERVICE AGENCIES. 57266799 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 153 0 2881 1 0 0 0 0 0 1 1 0 0 0 0 X 22 22 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X GREGHAN FISCHER 2122437070 305 SEVENTH AVENUE NEW YORK NY 10001 JAMES SULLIVAN 2.00 X X 0 0 0 DENISE M KELLY 2.00 X X 0 0 0 EDUARDO CRUZ 2.00 X X 0 0 0 SHEILA RULE 2.00 X X 0 0 0 JEEP BRYANT 2.00 X 0 0 0 SR ELLEN KELLY 2.00 X 0 0 0 TIMOTHY BRADLEY 2.00 X 0 0 0 ISACC MIZRAHI 2.00 X 0 0 0 LILLIAM BARRIOS- PAOLI 2.00 X 0 0 0 JOHN K ADAMS 2.00 X 0 0 0 JI-YEUN LEE 2.00 X 0 0 0 SR DEBORAH DRAGO 2.00 X 0 0 0 RAYMOND J IWANOWSKI 2.00 X 0 0 0 MONICA M MANDELLI 2.00 X 0 0 0 DAVID A BARR 2.00 X 0 0 0 BROOKE BARRETT 2.00 X 0 0 0 JEFF BUCKALEW 2.00 X 0 0 0 JEFFREY KOTTKAMP 2.00 X 0 0 0 MICHAEL R LYNCH 2.00 X 0 0 0 DAN MILLER 2.00 X 0 0 0 JOHN G STATHIS 2.00 X 0 0 0 BILL WHELAN 2.00 X 0 0 0 SR PAULETTE LOMONACO 35.00 X 199462 0 19158 GREGHAN FISCHER 35.00 X 109853 0 27097 ADEL AYAD 35.00 X 174073 0 28705 KATHY GORDON 35.00 X 132653 0 16034 JIM MARLEY 35.00 X 131630 0 26725 LAURIE WILLIAMS 35.00 X 143879 0 24551 RACHEL FORSYTH 35.00 X 120947 0 16448 DENISE HINDS 35.00 X 127441 0 20468 1139938 0 179186 16 0 1 0 METRO CONSTRUCTION 8660 18TH AVENUE BROOKLYN NY 11214 MAINTENANCE 1664975 WHITSONS FOOD SERVICE CORP 1800 MOTOR PARKWAY ISLANDIA NY 11749 FOOD 597604 D & R COMPUTER BROKERAGE INC 920 LINCOLN AVENUE HOLBROOK NY 11741 COMPUTER MAINTENANCE 498175 LAW OFFICES OF JOSEPH T GATTI 150 EAST 37TH STREET NEW YORK NY 10016 LEGAL 412391 ADP PO BOX 9001007 LOUISVILLE KY 40290 DATA PROCESSING 229252 10 1238236 9721279 438857 10959515 GOV'T FEES & CONTRACTS 900099 50540254 50540254 MEDICAID 900099 3424938 3424938 WORKSHOP FEES 611710 662918 662918 SCHOOL LUNCH PROGRAM 611710 39279 39279 54667389 552908 552908 3492115 3410535 81580 81580 81580 460097 1238236 243550 216547 216547 MISCELLANEOUS 900099 135472 135472 135472 66613411 54667389 0 986507 573596 31539 436926 105131 34584578 30973333 3133876 477369 725509 671175 47290 7044 6336755 5625603 602453 108699 2685831 2370877 267949 47005 428512 413778 14579 155 79000 79000 79500 79500 60496 60496 3302607 2375859 914402 12346 296644 213505 82262 877 2314860 2119291 193506 2063 43328 23733 19388 207 367363 52552 311490 3321 1475425 1296683 176856 1886 752877 99072 646907 6898 FOSTER BDING HOME PMT 4149070 4149070 REPAIRS AND MAINTENANCE 2552379 2107640 440047 4692 CHILDREN AND OTHERS 913718 909127 4543 48 FOOD 905805 869603 35820 382 STIPENDS 573185 565435 7668 82 3232123 2398924 474219 358980 66433161 57266799 7968681 1197681 X 483645 161774 1997406 1157338 2699566 3754227 11929069 9714544 469117 619996 38621440 18492610 20025086 20128830 17244974 21324272 713886 700298 55562749 57561279 8255454 7809657 1995000 1540000 3695823 3006088 23912 14472 13970189 12370217 X 31356730 34196227 4249426 5008331 5986404 5986504 41592560 45191062 55562749 57561279 X 180250 3418252 X X 0 1 1 X 1 1 X 15397773 10811518 10972941 9783671 11044515 58010418 41643669 49769554 52508553 55195792 55127486 254245054 57041442 60581072 63481494 64979463 66172001 312255472 0 0 0 312255472 359476 565971 628348 457889 552908 2564592 359476 565971 628348 457889 552908 2564592 912631 1129343 976152 72757 135472 3226355 58313549 62276386 65085994 65510109 66860381 318046419 0.98180 0.00810 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 79500 0 0 79500 0 21802795 100 4052740 1929727 11761 23914147 20637683 30200 2068818 863742 70164 21802795 20847303 2987454 -3126780 70294 20637683 0.74970 0.25030 0 0 382651 382651 11271694 4626131 6645563 11513371 7384166 4129205 6408757 5854042 554715 9044967 628271 8416696 20128830 CAPITAL LEASE OBLIGATIONS 14472 14472 66613411 66433161 180250 3418252 3418252 3598502 69702244 3418252 85000 -414419 3088833 66613411 0 66613411 66103742 85000 85000 66018742 414419 414419 66433161 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: AS AN INSTITUTION PROVIDING SOCIAL SERVICES, GSS OPERATES IN A RELATIVELY HIGH RISK, EXTREMELY REGULATED AND LOW MARGIN ENVIRONMENT. IT IS DEPENDENT UPON OFTEN-CHANGEABLE LEVELS OF PUBLIC FUNDING AND CHARITABLE GIVING FOR ITS OPERATING REVENUES. GSS RELIES UPON ITS ENDOWMENT TO PROVIDE ANNUAL SUPPORT TO OPERATIONS THROUGH A SPENDING POLICY. IN ADDITION, GSS MAY NEED TO ACCESS ITS ENDOWMENT FOR SHORT-TERM BORROWING TO SUPPORT OPERATING OR CAPITAL FUNDING REQUIREMENTS. GIVEN ITS OPERATING ENVIRONMENT AND NEED FOR WORKING AND INVESTMENT CAPITAL, GSS'S PRIMARY ENDOWMENT OBJECTIVES MUST BE PRESERVATION OF CAPITAL, GENERATION OF INVESTMENT INCOME, LONG TERM GROWTH AND A RELATIVELY HIGH DEGREE OF LIQUIDITY. THIS SHOULD BE REFLECTED IN ITS ASSET ALLOCATION AND SELECTION OF DIVIDEND AND INTEREST PAYING SECURITIES THAT HAVE RELATIVELY STABLE MARKET VALUES. THE PORTFOLIO SHOULD MAINTAIN SUFFICIENT LIQUIDITY TO MEET GSS OBLIGATIONS AS THEY COME DUE. THE PURPOSE OF THIS INVESTMENT POLICY STATEMENT (IPS) AS SET FORTH BY THE GSS FINANCE COMMITTEE IS TO PROVIDE: I. FINANCIAL STABILITY - A HEALTHY ENDOWMENT DISSIPATES INSECURITY AND EASES FINANCIAL PRESSURES II. REGULAR INCOME - THROUGH SMART INVESTING THE ENDOWMENT WILL PROVIDE RELIABLE REVENUE TO FUND PROGRAMS OR OVERHEAD III. EMERGENCY FUNDS - THE ENDOWMENT CAN SERVE AS A SAFEGUARD AGAINST MAJOR DISASTERS IV. FUTURE OPPORTUNITIES - ENDOWMENTS CAN PROVIDE FUNDING FOR NEW VENTURES OR SUDDEN OPPORTUNITIES V. GENERATIONAL EQUITY - ALLOWS THE AGENCY TO MEET THE NEEDS OF THE FUTURE GENERATIONS VI. DONOR OPPORTUNITIES - ALLOWS MAJOR DONORS TO HAVE A LASTING IMPACT VII. CONFIDENCE BUILDER - FUNDER ARE ATTRACTED TO SUCCESSFUL ENDEAVORS AND A STRONG ENDOWMENT CAN BUILD DONOR CONFIDENCE DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FIN 48 DISCLOSURE: EFFECTIVE JULY 1, 2009, CFR ADOPTED THE PROVISIONS OF FASB INTERPRETATION NO. 48 ("FIN 48"), ASC TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. THE ADOPTION OF FIN 48 DID NOT HAVE AN EFFECT ON GOOD SHEPHERD'S FINANCIAL POSITION AS OF JULY 1, 2010 OR GOOD SHEPHERD'S RESULTS OF OPERATIONS AND CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2011. GOOD SHEPHERD IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: INDIRECT FUNDRAISING EXPENSES -414,419. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INDIRECT FUNDRAISING EXPENSES 414,419. X X 1 INNOVATIVE PHILANTHROPHY 5 HANOVER SQUARE SUITE 1801 NEW YORK NY 100042682 SPECIAL EVENTS 0 677300 60496 616804 677300 60496 616804 NY SPRING GALA 636670 633770 2900 93985 ANNUAL BENEFIT 516020 463520 52500 72203 4 545643 140946 404697 77362 1698333 1238236 460097 243550 243550 216547 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) PROFESSIONAL FEES FOR CERTAIN SERVICES RENDERED IN CONNECTION WITH ASSISTANCE PROVIDED ON CERTAIN SPECIAL EVENTS. 1 X X X 0 0 0 0 0 0 0 0 0 SR PAULETTE LOMONACO 199462 0 0 0 0 0 13452 0 5706 0 218620 0 92168 0 ADEL AYAD 174073 0 0 0 0 0 12184 0 16521 0 202778 0 86320 0 JIM MARLEY 131630 0 0 0 0 0 9308 0 17417 0 158355 0 64814 0 LAURIE WILLIAMS 143879 0 0 0 0 0 7306 0 17245 0 168430 0 70958 0 X 1 325000 FMV X GIFT CRDS/CRT 6 5606 FMV X MISCELLANEOUS 16 28886 FMV X TICKETS 7 9825 FMV X PROGRAMS 1 69540 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THIS IS AN ORGANIZATION WITH MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY MEMBERS: 1) CHANGE IN THE PHILOSOPHY, OBJECTIVES AND PURPOSES OF THE CORPORATION FOR WHICH IT WAS AND IS FORMED AND EXISTS; 2) AMENDMENTS AFFECTING THE RIGHTS OF THE MEMBERS AS PROVIDED BY LAW OR AS SET FORTH IN THE CERTIFICATE OF INCORPORATION OR BY-LAWS; 3) ADVICE AND CONSENT ON THE APPOINTMENT OF THE CORPORATIONS EXECUTIVE DIRECTOR; 4) ELECTION OF THE MEMBERS TO THE BOARD OF DIRECTORS AND TO REMOVE THE SAME WITH OR WITHOUT CAUSE; AND 5) MERGER, CONSOLIDATION, OR AFFILIATE TO THE AGENCY WITH ANOTHER CORPORATION, ORGANIZATION OR PROGRAM. FORM 990, PART VI, SECTION B, LINE 11 THE FORM IS REVIEWED BY THE EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER, AND CONTROLLER. THE FORM IS THEN FORWARDED TO THE BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST RESOLUTION IS REAFFIRMED BY THE BOARD AND SENIOR MANAGEMENT EACH YEAR AT THE ANNUAL MEETING OF THE BOARD. ANY MEMBER OF THE BOARD OF DIRECTORS OR SENIRO MANAGEMENT HAVING A POSSIBLE CONFLICT OF INTEREST WITH RESPECT TO A MATTER SUBMITTED AT A BOARD MEETING FOR ACTION THEREON, AFTER DISCLSING SAME, IS NOT COUNTED IN DETERMINING THE EXISTENCE OF A LEGAL QUORUM FOR SUCH MEETING, SHALL NOT VOTE ON SAID MATTER AND SHALL NOT USE ANY INFLUENCE TO OBTAIN FAVORABLE BOARD ACTION THEREON, EVEN IF OTHERWISE PERMITTED BY LAW, THE MINUTES OF THE MEETING TO REFLECT THE DISCLOSURE MADE BY SUCH BOARD MEMBER, THE QUORUM SITUATION AND SUCH MEMBER'S NON-VOTING. NO MEMBER OF THE BOARD OF DIRECTORS, SENIOR MANAGMENT, ADVISORY BAORDS, PERSONNEL OR CONSULTANTS WORKING AT GOOD SHEPHERD SERVICES BE GIVEN PREFERENTIAL TREATMENT IN APPLYING FOR OR RECEIVING THE ORGANIZATION'S SERVICES. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT SET SALARY AND BENEFITS SCALES ACCORDING TO PREVAILING LABOR MARKET TRENDS FOR ALL EMPLOYEES. TO ASSIST WITH THIS TASK, RELEVANT DATA SUCH AS CHILD WELFARE LEAGUE OF AMERICA BIANNUAL SALARY SURVEY, ERNST & YOUNG METRO NEW YORK NOT-FOR PROFIT COMPENSATION AND BENEFITS SURVEY, THE ROBIN HOOD FOUNDATION SALARIES AND BENEFITS SURVEY OF NONPROFIT SOCIAL SERVICE AGENCIES, THE PERSONNEL ASSOCIATION OF NON-PROFIT ORGANIZATION'S BIANNUAL SURVEY AND THE NEW YORK CHILD WELFARE AGENCY SALARY SURVEY ARE CONSULTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. AFTER REQUESTED, THEY ARE COPIED AND SENT VIA E-MAIL OR THEY ARE MAILED. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,418,252. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. CHANGE FROM 509(A)(1) TO 509(A)(2) SCHEDULE A PART I LINE 9 THE ORGANIZATION DETERMINED THAT GOOD SHEPHERD SERVICES IS MORE APPROPRIATELY CLASSIFIED AS A 509(A)(2) ORGANIZATION DUE TO THE NATURE OF ITS PUBLIC SUPPORT TRANSACTIONS. SISTERS OF GOOD SHEPHERD PROVINCE OF NEW YORK 25-30 21ST AVE ASTORIA NY 11105 136262058 SPONSORING RELIGIOUS COMMUNITY NY 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0