2012-03-12T17:31:14-07:00 2011-06-30 990 2010-07-01 410693960 TRUSTEES OF THE HAMLINE UNIVERSITY OF MINNESOTA TRUS 6515232800 1536 Hewitt Ave MS A-1775 Saint Paul MN 551041235 Douglas P Anderson 6515232329 2012-03-12 2010 2016-02-24 21:20:13Z Hamline University Dr Linda N Hanson 1536 Hewitt Ave MS A-1775 Saint Paul MN 554011284 132970522 0 X www.hamline.edu X 1854 MN Hamline University is a nationally ranked comprehensive university serving 4,900 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificate and continuing studies programs. 33 32 2692 400 0 -1404 16127045 9732615 99299883 103445185 4410281 5388510 170520 123222 120007729 118689532 26605098 29010342 0 0 57599806 54698395 133375 79802 1578489 29052290 30004015 113390569 113792554 6617160 4896978 183949045 228834125 57883247 89939810 126065798 138894315 The mission of the university is to create a diverse and collaborative community of learning dedicated to the development of students' knowledge, values and skills for successful lives of leadership, scholarship and service. 0 0 63196464 29010342 98174231 Hamline University is a nationally ranked comprehensive university serving 4,900 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificate and continuing studies programs. Founded in 1854, Hamline was the first institution of higher learning in Minnesota. During the past 156 years, Hamline has established a national reputation for academic quality, as well as providing students with personal attention and exceptional experiences. Hamline is one of only 276 Phi Beta Kappa institutions in the United States. Among comprehensive universities, US News and World Report ranks Hamline first in Minnesota. Hamline is ranked seventh in the nation by Washington Monthly's College Rankings of service-oriented schools. The School of Law's Alternative Dispute Resolution Program is ranked third in the nation by US News and World Report. Hamline University is recognized as a diverse, learning-centered university that is rooted in a tradition of liberal arts; dynamic and actively inclusive; locally engaged and globally connected. The university has a strong tradition of excellence in teaching, research and scholarship. Among its longstanding values are commitments to rigorous academics, creation, dissemination, and practical application of knowledge; multicultural competencies; the development and education of the whole person; and an ethic of social justice and civic responsibility. 14932104 0 584758 Academic support - administrative support functions, such as libraries that are directly related to instructional programs. 13511720 0 596372 Student Services - expenditures of those offices and activities whose primary purpose is to contribute to students' well-being and development. 6350405 0 4089824 Auxiliaries - Expenditures for student housing, etc. 98331 0 0 Other Program Services - Expenditures of those offices and activities whose primary purpose is to support the program activities of the University. 6448736 0 4089824 98089024 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 349 0 1 2692 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 33 32 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN X X Douglas P Anderson 6515232203 1536 Hewitt Ave MS A-1775 Saint Paul MN 551041284 Linda N Hanson 40 X X 399049 0 86796 Kita McVay 2 X X 0 0 0 Robert C Klas Jr 2 X X 0 0 0 Mary K Murray-Boyd 2 X X 0 0 0 Steven J Olson deceased 2 X X 0 0 0 John Banovetz 2 X 0 0 0 Ann Bentdahl 2 X 0 0 0 Laura Chin 2 X 0 0 0 Allan R DeBoar 2 X 0 0 0 Sally Dyck 2 X 0 0 0 Winston Folkers 2 X 0 0 0 Jeanne M Forneris 2 X 0 0 0 Joseph P Graba 2 X 0 0 0 Cindy Gregorson 2 X 0 0 0 Jeffrey Hamiel 2 X 0 0 0 Brenda Edmondson Heim 2 X 0 0 0 Tony Heredia 2 X 0 0 0 Richard A Hoel 2 X 0 0 0 Charles H Johnson 2 X 0 0 0 Gloria H Kauls 2 X 0 0 0 Michael S LaFontaine 2 X 0 0 0 Kent T Larson 2 X 0 0 0 Gwen M Lerner 2 X 0 0 0 Richard Mack 2 X 0 0 0 Katherine Austin Mahle 2 X 0 0 0 William Manning 2 X 0 0 0 Kenneth Paulus 2 X 0 0 0 David M Petrocchi 2 X 0 0 0 Joel Portice 2 X 0 0 0 Mary Schrock 2 X 0 0 0 Julie Hagen Showers 2 X 0 0 0 Ricardo P Vallejos 2 X 0 0 0 Wendy Watson 2 X 0 0 0 Douglas P Anderson 40 X 181942 0 20186 David S Stern 40 X 210115 0 27670 Donald M Lewis 40 X 243590 0 23927 Dan Loritz 40 X 185103 0 20113 Catherine P Wassberg 40 X 184809 0 21061 Larry A Bakken 40 X 171193 0 26415 Edwin J Butterfoss 40 X 155875 0 22036 1731676 0 248204 49 0 1 0 ARAMARK CAMPUS SERVICES INC MS C1928 1536 HEWITT AVE SAINT PAUL MN 55104 FOOD SERVICE 2750088 ABM JANITORIAL NORTH CENTRAL 75 REMITTANCE DR SUITE 3048 CHICAGO IL 60675 JANITORIAL 1514978 EIIA INC 200 S WACKER DR SUITE 1000 CHICAGO IL 60606 INSURANCE 809952 MCGOUGH CONSTRUCTION 2737 FAIRVIEW AVE N SAINT PAUL MN 55113 CONSTRUCTION 755960 GABRIEL DEGROOD BENDT LLC 608 2ND AVE S SUITE 129 MINNEAPOLIS MN 55402 MARKETING SERVICES 647770 25 0 0 73605 0 2063855 7595155 1410170 9732615 Tuition and Fees 611600 98174231 98174231 0 0 Auxiliary Enterprises 611600 4089824 4089824 0 0 Sales and Services 611600 492218 492218 0 0 Other Program Revenues 611600 688912 688912 0 0 0 0 0 0 103445185 1824943 0 0 1824943 2083 0 0 2083 0 0 0 0 161871 0 10178 0 151693 0 151693 0 0 151693 14598221 0 11036737 0 3561484 0 3561484 0 0 3561484 23736 73605 56935 -33199 0 -33199 0 0 0 0 0 0 3181868 3177140 4728 4728 0 0 0 118689532 103449913 0 5507004 28442134 28442134 568208 568208 922045 922045 42830951 35959807 5902094 969050 2291253 1923679 315734 51840 5693524 4330723 1238772 124029 2960622 2485665 407973 66984 113863 113863 0 0 202765 60487 142178 100 73222 0 73222 0 90301 0 90301 0 79802 79802 445638 1835 443803 0 2339692 1830132 478733 30827 1946834 1399829 471486 75519 3340932 2700524 569501 70907 1168328 502970 665358 0 1182 1182 0 0 5792785 5785765 6812 208 3077915 2879511 145725 52679 0 0 0 0 1096872 632514 443876 20482 1040792 984589 52300 3903 0 0 0 0 6829981 6507558 300035 22388 608509 228496 380013 0 Bank and Credit Card Fees 92666 756 91897 13 Bad Debt Expenses 245428 128 245300 0 Program Development 62451 62374 77 0 Program Expense 611333 0 611333 0 Support to Other Organizations 99643 71218 28325 100 722883 615077 98148 9658 113792554 98089024 14125041 1578489 12037697 42307766 9576477 8417680 4259536 4243782 223193 168232 620519 1596311 173408214 90419127 79364906 82989087 50746150 60373594 17431670 19160070 8208190 7848354 1480707 1729249 183949045 228834125 11767581 14979775 8721131 8788958 4365506 3991645 30545143 55730732 300000 4450000 2183886 1998700 57883247 89939810 X 48870307 53500121 17194547 24800282 60000944 60593912 126065798 138894315 183949045 228834125 X 4896978 7931539 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 90301 0 0 90301 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 The University engaged two firms to assist in legislative activities that affect the University. 0 0 X X X 0 66540362 36052 11573990 1329895 1070882 687734 75061893 58581182 3185588 7942168 1352082 1096524 719970 66540362 75040376 1325758 -14109366 1438404 1852718 384464 58581182 0.1264 0.7637 0.1099 1 0 0 2998980 2998980 0 102315154 49445113 52870041 0 7979140 4941714 3037426 0 33623067 24451493 9171574 0 26491873 11580807 14911066 82989087 3309955 F 6989227 F Hedge Funds 8860888 F 19160070 0 Annuities and Unitrusts Payable 1998700 1998700 118689532 113792554 4896978 7472507 0 0 0 459032 7931539 12828517 91962728 7496232 0 0 -25462788 -17966556 109929284 406776 8353472 8760248 118689532 87279602 0 0 0 3244253 3244253 84035349 406776 29350429 29757205 113792554 SchD_P03_S00_L01 Schedule D, Part III, Line 1 The University's collections, which were acquired through purchases and contributions since the University's inception, are not recognized as assets on the balance sheet. Purchases of collection items are recorded as decreases in unrestricted net assets in the year in which the items are acquired or as temporarily restricted net assets if the assets used to purchase the items are restricted by donors. Contributed collection items are not reflected on the financial statements. Proceeds from de-accessions or insurance recoveries are reflected as increases in the appropriate net asset classes. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University's collections are made up of pottery, prints, musical instruments and paintings that are held for educational and performance purposes. Each of the items is cataloged, preserved and cared for, and activities verifying their existence and assessing their condition are performed continuously. SchD_P05_S00_L04 Schedule D, Part V, Line 4 The intended uses of the endowment funds are to establish a scholarship or prize, to create a chair in a specific academic area, to fund a particular research program, to fund other programs such as professorships, fellowships, library, buildings, equipment and lectures and discretionary use by the president (unrestricted). SchD_P11_S00_L08 Schedule D, Part XI, Line 8 Change in split-interest agreements. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Student Financial Aid: -29,010,342; Chg in value of split interest: 459,043; Appropriation of endow assets: 3,088,511 SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Investment Income: 11,573,989; Fundraising expenses: -33,199; Cost of sales for auxiliaries: -3,177,140; Cost of rental house: -10,178 SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Cost of sales - Auxiliaries: 3,177,140; Fundraising event expenses: 56,935; Rental expenses: 10,178 SchD_P13_S00_L04b Schedule D, Part XIII, Line 4b Student aid: 29,010,342; Board designated unrestricted spending: 387,844; Interest on fund: 3,292; Interest rate swap: -51,038 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 Hamline University publicizes its racially nondiscriminatory policy in all major publications, including those related to admission and student services, Hamline Magazine, and the annual report, as well as on the University website. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University receives federal and state funding. 1 Central America and the Caribbean Investments 23799411 Central America and the Caribbean Program Services Study Abroad 1934 East Asia and the Pacific 1 Program Services Study Abroad/Recruitment/Fac Dev 179548 Europe (including Iceland and Greenland) 1 Program Services Study Abroad/Fac Dev 503170 Middle East and North Africa Program Services Study Abroad/Fac Dev 125182 North America (including Canada and Mexico, but not the United States) Program Services Study Abroad/Fac Dev 63321 South America Program Services Study Abroad/Fac Dev 106330 Russia and the newly independent States Program Services Study Abroad 38118 South Asia Program Services Study Abroad 49412 Sub-Saharan Africa Program Services Study Abroad 18976 0 2 24885402 EDUCATIONAL FINANCIAL ASSISTANCE South America 3 29673 0 EDUCATIONAL FINANCIAL ASSISTANCE Central America and the Caribbean 3 47000 EDUCATIONAL FINANCIAL ASSISTANCE East Asia and the Pacific 31 263254 EDUCATIONAL FINANCIAL ASSISTANCE Europe (including Iceland and Greenland) 5 68728 EDUCATIONAL FINANCIAL ASSISTANCE Sub-Saharan Africa 6 78700 EDUCATIONAL FINANCIAL ASSISTANCE South Asia 5 67853 EDUCATIONAL FINANCIAL ASSISTANCE North America (including Canada and Mexico, but not the United States) 1 13000 0 0 0 0 0 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 HAMLINE DOES MONITOR ACADEMIC ACHIEVEMENT OF RECIPIENTS FOR THE PURPOSE OF QUALIFICATION FOR ASSISTANCE. X X X X X X X 1 RuffaloCODY LLC 65 KIRKWOOD NO RD SW CEDAR RAPIDS IA 52406 Call center solicitation 0 0 38678 -38678 REEHER LLC 165 WESTERN AVE N STE 8 SAINT PAUL MN 55102 Provides data base consultation 0 0 41124 -41124 0 79802 -79802 MN Law Dean's Dinner 73675 57975 15700 0 0 4185 12478 300 22870 Law School Alumni Golf Tournament 12710 7090 5620 0 0 8171 0 0 1523 2 10956 8540 2416 0 645 5857 0 0 906 97341 73605 23736 0 645 18213 12478 300 25299 56935 -33199 1 EDUCATIONAL FINANCIAL ASSISTANCE 2480 28442134 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 HAMLINE FOLLOWS THE FEDERAL REGULATIONS ON AWARDING ANY GRANT FUNDS. THERE IS AN ANNUAL AUDIT TO ENSURE COMPLIANCE WITH THESE REGULATIONS. X X X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 Linda N Hanson 308820 0 69000 0 21229 0 28406 0 58390 0 485845 0 0 0 Douglas P Anderson 181942 0 0 0 0 0 13608 0 6578 0 202128 0 0 0 David S Stern 210115 0 0 0 0 0 16495 0 11175 0 237785 0 0 0 Donald M Lewis 243590 0 0 0 0 0 12500 0 11427 0 267517 0 0 0 Dan Loritz 185103 0 0 0 0 0 13245 0 6868 0 205216 0 0 0 Catherine P Wassberg 184809 0 0 0 0 0 13875 0 7186 0 205870 0 0 0 Larry A Bakken 171193 0 0 0 0 0 9654 0 16761 0 197608 0 0 0 Edwin J Butterfoss 155875 0 0 0 0 0 11291 0 10745 0 177911 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Linda Hanson - First Class Travel - Not includible in taxable compensation; Linda Hanson - Residence for Personal Use - Not includible in taxable compensation; Linda Hanson - Social Club Dues - Not includible in taxable compensation; Linda Hanson - Travel for Companions - Not includible in taxable compensation. Linda Hanson - Personal services tax preparer - Includible in taxable compensation. SchJ_P01_S00_L07 Schedule J, Part I, Line 7 The University has an incentive program wherein the Board of Trustees may provide for a bonus pool to be allocated among enployees should certain operational targets be met. In addition, the president of the organization has a provision written into her contract which provides for a non-fixed payment. All amounts reported in Schedule J Part II column (B) (II) bonus and incentive compensation reflect payments under the provision. MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HEP5 2005-06-30 9580000 REFUND OF PRIOR BOND 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HEQ3 2005-06-30 8580000 FINANCE CONSTRUCTION AND REFINANCE A LOAN 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HHT4 2006-08-24 2195000 REFUND OF PRIOR BOND 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HRM8 2010-06-28 14890000 REFUND OF PRIOR BOND AND REFINANCE A LOAN 0 0 0 4080000 0 10777873 0 10625408 152465 0 0 2005 0 1 1 1 1285000 0 8580000 0 0 118935 0 6830000 0 2006 0 0 1 1 795000 0 2810890 0 2749360 61530 0 0 2006 0 0 1 1 295000 0 15500882 1425003 0 6644247 130000 0 0 2010 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 1 1 RBC DAIN 6.00000 0 0 0 0 0 0 0 0 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWP5 2011-03-09 18330000 CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWM2 2011-03-09 8810000 BRIDGE LOAN FOR CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2011-02-08 8000000 CONSTRUCTION OF ANDERSON CENTER 0 0 0 0 0 17979815 1586080 308555 0 191206 0 6662558 0 14455411 0 0 1 1 0 0 8856280 761600 89974 0 91900 0 0 0 8048400 0 0 1 1 0 0 4000000 0 0 0 0 4000000 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 Thomas McGough Sr Life Trustee 4707432 Construction 0 X 27 1410170 Stock market 0 0 1 0 F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The Trustees of Hamline University are appointed by the Minnesolta Annual Conference of the United Methodist Church. The President of the University are the Bishop of the Conference are Ex Officio Trustees with full voting powers. F990_P06_S0B_L11a Form 990, Part VI, Section B, Line 11a The Form 990 was reviewed by management, audit committee and provided to the Board of Trustees prior to being filed with the IRS. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The Audit Committee of the Board of Trustees is responsible for monitoring and responding to conflicts of interest. An individual with a conflict is required to abstain from discussions and voting on the issue. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The determination of compensation for the individuals identified included review and approval by independent persons, review of comparability data and contemporaneous substantiation of the deliberation and decision. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Hamline's University's governing documents are available at the Minnesota Secretary of State's office. Hamline University's financial statements are available on its website. Hamline University's Form 990 is available on Guidestar.org. Hamline University's conflict of interest policy is not open to the public. F990_P11_S00_L05 Form 990, Part XI, Line 5 Net realized gains: 7,472,507; Change in split-interest agreements: 459,032