2012-03-12T15:53:03-05:00 2011-06-30 MARKS PANETH & SHRON LLP 622 THIRD AVENUE NEW YORK NY 10017 990 2010-07-01 132946970 SAFE HORIZONINC SAFE 2125777700 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 ARIEL ZWANG 2125777700 2012-03-12 1 2125038800 2010 2016-02-24 21:20:13Z ARIEL ZWANG 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 91231207 0 X WWW.SAFEHORIZON.ORG X 1978 NY SAFE HORISON'S MISSION IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 20 19 851 250 0 0 46688599 47742525 2504640 2834834 40517 36074 425840 171163 49659596 50784596 0 942049 0 0 29569519 31372885 70500 15900 1800604 18977940 17629307 48617959 49960141 1041637 824455 39495056 42599684 20061768 22206985 19433288 20392699 X THE MISSION OF SAFE HORIZON IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 0 0 19492212 444367 DOMESTIC VIOLENCE SHELTER AND HOTLINE PROGRAMS:SAFE HORIZON OPERATES THREE 24-HOUR HOTLINES - THE NEW YORK CITY DOMESTIC VIOLENCE HOTLINE, THE CRIME VICTIMS HOTLINE, AND THE RAPE AND SEXUAL ASSAULT HOTLINE. FOR VICTIMS OF VIOLENCE AND THEIR FAMILIES, A PHONE CALL TO ONE OF OUR HOTLINES SERVES AS A GATEWAY TO A RANGE OF SERVICES, SUCH AS SAFETY PLANNING AND EMERGENCY SHELTER LINKING FOR VICTIMS OF DOMESTIC VIOLENCE. IN FY11 THE COMBINED HOTLINES RECEIVED 137,400 CALLS. NEARLY 8,000 INDIVIDUALS CALLED THE HOTLINES IN NEED OF DOMESTIC VIOLENCE SHELTER TO MEET THEIR IMMEDIATE SAFETY NEEDS. SAFE HORIZON IS NEW YORK CITY'S LARGEST DOMESTIC VIOLENCE SHELTER PROVIDER, WITH MORE THAN 730 BEDS AVAILABLE THROUGHOUT THE FIVE BOROUGHS. SAFE HORIZON OPERATES BOTH EMERGENCY SHELTERS FOR CRISIS SITUATIONS AND TRANSITIONAL SHELTERS WHERE WOMEN OR MEN AND THEIR DEPENDENT CHILDREN ARE TRANSFERRED IN ORDER TO CONTINUE SERVICES AND PLAN FOR A FUTURE FREE FROM VIOLENCE AND ABUSE. THE SHELTERS OFFER SAFETY AND COMPREHENSIVE SERVICES SUCH AS: CASE MANAGEMENT, CHILD CARE, LIFE SKILLS AND PARENTING, HOUSING ASSISTANCE, PRACTICAL ASSISTANCE (SUCH AS FOOD, CLOTHING AND METRO CARDS), AND REFERRALS TO CRITICAL SERVICES (SUCH AS MEDICAL, MENTAL HEALTH, SCHOOLS, AND JOB CENTERS). 11149086 1656210 COMMUNITY AND CRIMINAL JUSTICE PROGRAMS:SAFE HORIZON OFFERS SERVICES TO VICTIMS OF CRIME AND ABUSE, INCLUDING VICTIMS OF DOMESTIC VIOLENCE, SEXUAL ASSAULT, STALKING, AND FAMILIES OF HOMICIDE VICTIMS. STAFF LOCATED AT COMMUNITY PROGRAMS, PRECINCTS AND COURT PROGRAMS PROVIDE SERVICES THAT INCLUDE CRISIS INTERVENTION, SUPPORT, ASSISTANCE WITH UNDERSTANDING AND NAVIGATING THE CRIMINAL JUSTICE SYSTEM, HOUSING AND PUBLIC SYSTEMS, AND INDIVIDUAL AND GROUP EDUCATION ABOUT VICTIMIZATION AND COPING SKILLS. CASE MANAGEMENT SERVICES INCLUDE ADVOCACY; COURT ACCOMPANIMENT; PRACTICAL ASSISTANCE INCLUDING FOOD, CLOTHING, AND ASSISTANCE WITH ACCESSING SHELTER; AND SUPPORT SERVICES THROUGH SAFETY ASSESSMENT AND RISK MANAGEMENT PLANNING AND SUPPORTIVE COUNSELING. STAFF PROVIDES INFORMATION AND LINKAGES TO PUBLIC ENTITLEMENT PROGRAMS AND COMMUNITY-BASED ORGANIZATIONS. IN FY11, THESE PROGRAMS OPENED CASES FOR NEARLY 20,000 CRIME VICTIMS. 9853154 734257 CHILD ADOLESCENT AND MENTAL HEALTH PROGRAM:SAFE HORIZON HAS DEVELOPED COMPREHENSIVE PROGRAMS FOR CHILDREN AND ADOLESCENTS WHO HAVE EXPERIENCED CRIME, ABUSE AND/OR TRAUMA, INCLUDING SPECIFIC PROGRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED, HOMELESS YOUTH, AND MINOR VICTIMS OF TRAFFICKING . SAFE HORIZON IS THE PIONEER OF THE URBAN CHILD ADVOCACY CENTER MODEL THAT CO-LOCATES A MULTI-DISCIPLINARY TEAM OF EXPERTS INCLUDING PROFESSIONALS FROM THE NYPD, DISTRICT ATTORNEY'S OFFICE, ADMINISTRATION FOR CHILDREN'S SERVICES, MEDICAL PROVIDERS AND SAFE HORIZON. THE CHILD ADVOCACY CENTERS PROVIDE COORDINATED SERVICES THAT EXPEDITE THE INVESTIGATION AND PROSECUTION OF CHILD ABUSE CASES WHILE ENSURING VICTIMS AND IMPACTED FAMILY MEMBERS RECEIVE AN IMMEDIATE AND EFFECTIVE ARRAY OF SUPPORT. STREETWORK REACHES YOUTH THROUGH A HARM-REDUCTION MODEL DROP-IN CENTER AND EMERGENCY SHELTER PROGRAM FOR HOMELESS YOUTH. SERVING CLIENTS FROM AGE 13 TO 23, STREETWORK PROVIDES INDIVIDUAL AND GROUP COUNSELING, CASE MANAGEMENT, ADVOCACY, EMERGENCY AND TRANSITIONAL HOUSING, GED PREPARATION AND SUPPORT, ASSISTANCE OBTAINING MEDICAID AND OTHER BENEFITS, HOT MEALS, SHOWERS, CLOTHING, ACUPUNCTURE, YOGA, HIV PREVENTION COUNSELING, AND PARENTING GROUPS, IN A SAFE, NON-JUDGMENTAL SETTING. STREETWORK ALSO REFERS CLIENTS FOR LEGAL, MEDICAL AND PSYCHIATRIC SERVICES. 40494452 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 214 0 851 1 0 0 0 0 0 1 1 0 0 0 0 X 20 19 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X EMILY SACHS 2125777700 2 LAFAYETTE STREET NEW YORK NY 10007 STEVEN C PARRISH 2.00 X X 0 0 0 PAMELA M HOOTKIN 2.00 X X 0 0 0 NEIL RUBLER 2.00 X X 0 0 0 LINDA LAM 2.00 X X 0 0 0 LINDA A FAIRSTEIN 2.00 X X 0 0 0 SIL LAI ABRAMS 1.00 X 0 0 0 CELIA GOLDWAG BARENHOLTZ 1.00 X 0 0 0 PAUL GERMAIN 1.00 X 0 0 0 MONICA KEANY 1.00 X 0 0 0 STEPHANIE KUGELMAN 1.00 X 0 0 0 JOANN LANG 1.00 X 0 0 0 MAGGIE RUBEY LYNCH 2.00 X 0 0 0 STEPHANIE MARCH 1.00 X 0 0 0 STEPHEN MCCANDLESS 2.00 X 0 0 0 BROOKE MCMURRAY 1.00 X 0 0 0 MARTIN D NEWMAN ESQ 2.00 X 0 0 0 MICHAEL J PALLADINO 1.00 X 0 0 0 EUGENE PICKENS 1.00 X 0 0 0 MICHAEL C SLOCUM 2.00 X 0 0 0 LAUREN BREITMAN TANEN 1.00 X 0 0 0 ARIEL ZWANG 40.00 X 315913 0 23174 EMILY SACHS 40.00 X 178479 0 12607 MICHAEL WILLIAMS 40.00 X 136729 0 15999 ALESIA SOLTANPANAH 40.00 X 179612 0 11017 KATHERINE WICKHAM 40.00 X 155077 0 14547 RAFAIL PORTNOY 40.00 X 149518 0 17274 NATHANIEL FIELDS 40.00 X 111539 0 14933 NANCY ARNOW 40.00 X 114282 0 18105 RONALD MOORE 40.00 X 117896 0 17274 1459045 0 144930 13 0 1 0 CDW-G 75 REMITTANCE DRIVE SUITE 1515 CHICAGO IL 60675 COMPUTER SERVICES 612804 DEPARTMENT OF PEDIATRICS THE BROOKLYN H 121 DEKALB AVE BROOKLYN NY 11201 MEDICAL SERVICES PROVIDER 372459 BUTLER WOODCRAFTERS INC PO BOX 99 CHASE CITY VA 29324 MANUFACTURING SERVICE 307992 MCGRAW COMMUNICATIONS INC 521 5TH AVE - 14TH FLOOR NEW YORK NY 10175 TELECOMMUNICATION SERVICE 276492 BROADVIEW NETWORKS PO BOX 9242 UNIONDALE NY 11555 TELECOMMUNICATION SERVICE 267969 5 957169 41451152 5334204 431475 47742525 SERVICE FEE INCOME 900099 2834834 2834834 2834834 29554 29554 40283966 40277446 6520 6520 6520 141249 957169 169165 -27916 -27916 MISCELLANEOUS INCOME 900099 199079 199079 199079 50784596 2834834 0 207237 942049 942049 903698 704926 198772 24266238 19604095 4022687 639456 506692 406287 82780 17625 3921093 3084274 716079 120740 1775164 1378834 336514 59816 43301 43301 141909 141909 161608 161608 15900 15900 14875 14875 4320324 3941825 189055 189444 111356 9059 102297 393481 288204 64402 40875 7254128 6723264 372743 158121 345625 194338 131470 19817 20963 16431 3354 1178 1439064 1288845 134111 16108 411272 358764 43555 8953 EQUIP. RENTAL & MAINT. 937131 779910 136209 21012 TELEPHONE 811628 692121 100179 19328 MISCELLANEOUS 449184 61350 320346 67488 EQUIPMENT SUPPLIES 328735 244029 73292 11414 444723 328224 24239 92260 49960141 40494452 7665085 1800604 3436124 1451563 11153796 13663047 101534 115489 24087623 20448553 3589498 3639070 10282978 10455756 502873 584021 10428253 12690738 39495056 42599684 6592967 7278094 13468801 14928891 20061768 22206985 X 16127215 16238688 2522692 3289482 783381 864529 19433288 20392699 39495056 42599684 X 824455 134956 X X 0 1 1 X 1 1 X 44024036 50885968 50163524 46688599 47742526 239504653 44024036 50885968 50163524 46688599 47742526 239504653 239504653 775387 759085 24486 15227 29554 1603739 139184 148624 280227 568035 241676427 11834573 0.99100 0.99010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 474 161508 161982 49726546 49888528 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 297601 186388 153792 161982 799763 250000 250000 250000 250000 1000000 1500000 85029 474 85503 195901 72203 268104 95969 77867 22065 195901 173099 -77130 95969 0.00000 1.00000 0.00000 1 0 10632863 8287527 2345336 9825980 9158440 667540 3628780 3002586 626194 3639070 RESTRICTED CASH 12200195 DEPOSITS 490543 12690738 BANK LINES OF CREDIT 1500000 DUE TO GRANTOR 1228696 RESTITUTION AND CLIENT ASSISTANCE PAYABLE 12200195 14928891 50784596 49960141 824455 134956 134956 959411 51983748 149831 1135809 -71613 1214027 50769721 14875 14875 50784596 51024337 1135809 1135809 49888528 71613 71613 49960141 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO USE COLLATERAL FOR OUR LINE OF CREDIT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: EFFECTIVE JULY 1, 2009, SAFE HORIZON ADOPTED THE PROVISIONS OF FASB INTERPRETATION NO. 48 ("FIN 48"), "ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES - AN INTERPRETATION OF FASB STATEMENT NO. 109," NOW INCORPORATED IN ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. THE ADOPTION OF FIN 48 DID NOT HAVE AN EFFECT ON SAFE HORIZON'S FINANCIAL POSITION AS OF JULY 1, 2009 OR SAFE HORIZON'S RESULTS OF OPERATIONS AND CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2011. SAFE HORIZON IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: UNREALIZED LOSS ON MARKETABLE SECURITIES 68,683. GAIN ON INTEREST IN PERPETUAL TRUST 81,148. INVESTMENT EXPENSES -14,875. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT INDIRECT EXPNESES -71,613. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT INDIRECT EXPNESES 71,613. X 1 CHANGING OUR WORLD INC 220 EAST 42ND STREET 5TH FLOOR NEW YORK NY 10017 SEE PART IV 0 0 15900 0 15900 AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CHAMP. GALA 1098418 957169 141249 146130 23035 1098418 957169 141249 146130 23035 169165 -27916 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) TOTAL SUM OF $15,900 WAS PAID BASED ON AGREEMENT WITH CONSULTANT. ACTIVITY: SCHEDULE G, PART 1, LLINE 2B: DEVELOPING A COMPREHENSIVE TWO-YEAR STRATEGIC INDIVIDUAL DONOR PLAN. 1 DIRECT CASH ASSISTANCE TO INDIVIDUALS 179 252868 MEALS/FOOD VOUCHERS AND SUPPLIES 78773 333867 FAIR MARKET VALUE SEE PART IV BELOW. EMERGENCY CLIENT ASSISTANCE 5225 355314 FAIR MARKET VALUE SEE PART IV BELOW. OTHER INFORMATION: PART IV: SCHEDULE I, PART III: SAFE HORIZON PROVIDES SMALL AMOUNTS OF CASH AND NON-CASH ASSISTANCE TO CLIENTS IN CONNECTION WITH THE DELIVERY OF ITS SERVICES ON DAILY BASIS. SUCH SERVICES INCLUDE, BUT ARE NOT LIMITED TO FOOD, TRANSPORTATION, "START-UP KITS" FOR SHELTER CLIENTS, LOCKS AND ASSISTANCE FOR OTHER DAILY LIVING REQUIREMENTS. PARTICIPANTS ARE REQUIRED TO MEET PROGRAM ELIGIBILITY REQUIREMENTS DETERMINED BASED ON INITIAL SCREENING AND SUPERVISORY APPROVALS. X X X X X 1 0 0 0 0 0 0 1 0 ARIEL ZWANG 265913 0 50000 0 0 0 6029 0 17145 0 339087 0 190673 0 EMILY SACHS 178479 0 0 0 0 0 5400 0 7207 0 191086 0 92078 0 MICHAEL WILLIAMS 136729 0 0 0 0 0 4339 0 11660 0 152728 0 73961 0 ALESIA SOLTANPANAH 179612 0 0 0 0 0 0 0 11017 0 190629 0 94635 0 KATHERINE WICKHAM 89028 0 0 0 66049 0 7926 0 6621 0 169624 0 81088 0 RAFAIL PORTNOY 149518 0 0 0 0 0 2504 0 14770 0 166792 0 79288 0 PART I, LINE 7 THE BONUS PAID TO ARIEL ZWANG WAS CONTINGENT ON HER SATISFACTORY ACHIEVEMENT OF PERSONAL PERFORMANCE GOALS, INCLUDING BUDGET MANAGEMENT, THAT WERE MUTUALLY ESTABLISHED WITH THE EXECUTIVE COMMITTEE OF THE BOARD. MARTIN NEWMAN DIRECTORS 292519 PROP.RENTALMARTIN NEWMAN IS A BOARD MEMBER OF SAFE HORIZON AND ALSO A BOARD MEMBER OF NEW DESTINY SUPPORTIVE HOUSING, A NONPROFIT CORPORATION THAT PROVIDES HOUSING AND SUPPORTIVE SERVICES TO LOW INCOME DOMESTIC VIOLENCE SURVIVORS. SAFE HORIZON, INC. RENTS TWO SHELTER BUILDINGS FROM NEW DESTINY. 0 MICHAEL SLOCUM DIRECTORS 15000000 LINE OF CR.MICHAEL SLOCUM IS A BOARD MEMBER OF SAFE HORIZON AND ALSO PRESIDENT WITH CAPITAL ONE BANK, WHICH PROVIDES SAFE HORIZON WITH TWO LINES OF CREDIT AND WITH OPERATING SUPPORT. 0 X 1 405070 SELLING PRICE X 1 26405 SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 TWO BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: BEGINNING IN JANUARY 2011, LAUREN TANEN BECAME EMPLOYED BY A COMPANY, FOR WHICH PAM HOOTKIN SERVES AS AN OFFICER. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS SENT TO EACH BOARD MEMBER BY EMAIL BEFORE IT IS FILED AND THE BOARD MEMBERS ARE REQUESTED TO COMMENT WITHIN A SPECIFIED TIME FRAME. IN ADDITION, STAFF MEMBERS INFORM THE BOARD ABOUT SIGNIFICANT CHANGES TO THE FORM 990 SO THAT THE BOARD IS FAMILIAR WITH THE NEW DISCLOSURES AND OTHER ISSUES BEFORE THE FILING IS PREPARED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS PROVIDED WITH A COPY OF SAFE HORIZON'S CONFLICT OF INTEREST POLICY. AT THAT TIME, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS ASKED TO SIGN AN ANNUAL STATEMENT THAT AFFIRMS HIS/HER RECEIPT AND UNDERSTANDING OF THE POLICY AND THAT REQUIRES THE DISCLOSURE OF ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE REVIEWS THE COMPENSATION OF SAFE HORIZON'S CEO AND OFFICERS AND KEY EMPLOYEES WHO RECEIVE A BASE SALARY OF MORE THAN $150,000. IN CONDUCTING SUCH REVIEW, THE EXECUTIVE COMMITTEE RELIES ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY SUBSTANTIATES ITS DELIBERATION AND DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 SAFE HORIZON MAKES OUR ANNUAL FORM 990 AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON OUR WEBSITE. SAFE HORIZON'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE BY REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: UNREALIZED LOSS ON MARKETABLE SECURITIES 68,683. GAIN ON INTEREST IN PERPETUAL TRUST 81,148. INVESTMENT EXPENSES -14,875. TOTAL TO FORM 990, PART XI, LINE 5: 134,956. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XI, LINE 2C: HAS NOT BEEN CHANGED FROM PRIOR YEAR. HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 133601410 PROVIDE HOUSING FACILITY FOR LOW-INCOME AND NEEDY PERSONS IN NYC AREA NY 501(C)(3) 509(A)(2) HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0