2012-03-05T20:05:36-06:00 2011-06-30 MCGLADREY & PULLEN LLP 7351 OFFICE PARK PL MELBOURNE FL 32940 990 2010-07-01 590974739 THE UNIVERSITY OF FLORIDA FOUNDATION INC UNIV 3523921691 PO BOX 14425 GAINESVILLE FL 326042425 ALAN WEST 3523921691 2012-03-02 1 THERESA A BURDINE 3217516200 2010 2016-02-24 21:20:13Z TOM MITCHELL PO BOX 14425 GAINESVILLE FL 326042425 519620263 0 X WWW.UFF.UFL.EDU X 1964 FL THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS A NOT-FOR-PROFIT ORGANIZATION WHOSE PURPOSE IS TO RAISE, INVEST, AND MANAGE FUNDS WHICH ARE USED TO ASSIST WITH THE TEACHING, RESEARCH, AND SERVICE MISSION OF THE UNIVERSITY OF FLORIDA. 97 86 98 710 1292820 0 115410384 118905765 0 0 9939546 28618538 6763411 5548915 132113341 153073218 93388995 95928031 0 0 21454172 16131186 72210 539609 16524635 9346531 7770061 124261908 120368887 7851433 32704331 1510515496 1711205997 73757696 78854726 1436757800 1632351271 X THE MISSION OF THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS TO SUPPORT AND ENHANCE THE UNIVERSITY OF FLORIDA BY ENCOURAGING ALUMNI AND FRIENDS TO PROVIDE PRIVATE FUNDS AND OTHER RESOURCES FOR THE UNIVERSITY'S BENEFIT, TO MANAGE THOSE ASSETS, TO PROVIDE VOLUNTEER LEADERSHIP IN SUPPORT OF THE UNIVERSITY'S OBJECTIVES, AND TO PERFORM ALL BUSINESS-RELATED MATTERS TO ACCOMPLISH THESE PURPOSES. 0 0 39234835 39234835 THE UNIVERSITY OF FLORIDA FOUNDATION, INC. RECEIVES AND ADMINISTERS PRIVATE SUPPORT, IN ACCORDANCE WITH DONOR RESTRICTIONS, TO THE MANY COLLEGES, UNITS, AND PROGRAMS OF THE UNIVERSITY OF FLORIDA. 13900792 12742135 THE FOUNDATION RECEIVES AND ADMINISTERS, THROUGH THE UNIVERSITY, DONOR-PROVIDED FINANCIAL AID TO QUALIFIED STUDENTS IN ORDER TO ATTRACT AND MAINTAIN A DIVERSE STUDENT BODY AT THE UNIVERSITY OF FLORIDA. 12749288 12749288 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR FACULTY AND STAFF OF THE MANY COLLEGES AND UNITS OF THE UNIVERSITY OF FLORIDA INCLUDING, BUT NOT LIMITED TO, ENDOWED CHAIRS AND PROFESSORSHIPS. 33982512 31201773 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR THE UNIVERSITY OF FLORIDA IN OTHER WAYS, INCLUDING RESEARCH FUNDING, NEW BUILDING CONSTRUCTION, EQUIPMENT PURCHASES, AND RENOVATION OF EXISTING FACILITIES. 33982512 31201773 99867427 1 1 0 1 1 1 1 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 1 134 0 1 98 1 1 1 0 0 0 1 1 1 1 1 4 0 0 0 0 0 0 X 97 86 1 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 AK AZ CA KY MD MI MN NH NJ NY OH OK OR SC UT WA WI X X ALAN WEST 3523925958 3012 W UNIVERSITY AVE GAINESVILLE FL 32603 X WILLIAM J ALCORN 1.00 X 0 0 0 REBECCA S ALLEN 1.00 X 0 0 0 S ANDREW BANKS 1.00 X 0 0 0 ANN B BUSSEL 1.00 X 0 0 0 ROBERT B CARTER 1.00 X 0 0 0 MARSHALL M CRISER III 1.00 X 0 0 0 TROY M DAVIS 1.00 X 0 0 0 THOMAS M DONAHOO 1.00 X 0 0 0 WILLIAM E DUDZIAK 1.00 X 0 0 0 MAURICE O EDMONDS 1.00 X 0 0 0 MARTIN L FACKLER 1.00 X 0 0 0 JOHN W FROST II 1.00 X 0 0 0 THOMAS E GIBBS 1.00 X 0 0 0 ROBERT H GIDEL 1.00 X 0 0 0 JAMES R HARPER 1.00 X 0 0 0 SCOTT G HAWKINS 1.00 X 0 0 0 JAMES W HEAVENER 1.00 X 0 0 0 LINDA PARKER HUDSON 1.00 X 0 0 0 DAVID H HUGHES 1.00 X 0 0 0 SUSAN M IVEY 1.00 X 0 0 0 JOHN W KIRKPATRICK III 1.00 X 0 0 0 DELORES T LASTINGER 1.00 X 0 0 0 CARLOS E MARTINEZ 1.00 X 0 0 0 JEROME H MODELL 1.00 X 0 0 0 DEBRA G NOUSS 1.00 X 0 0 0 ALBERT C O'NEILL JR 1.00 X 0 0 0 PAUL T PHILLIPS 1.00 X 0 0 0 MICHAEL W POOLE 1.00 X 0 0 0 WILLIAM F POWERS 1.00 X 0 0 0 KATHRYN S PRESSLY 1.00 X 0 0 0 ALEXIS C PUGH 1.00 X 0 0 0 DAVIS M REMBERT JR 1.00 X 0 0 0 FRED N ROBERTS SR 1.00 X 0 0 0 GARRISON A ROLLE 1.00 X 0 0 0 JOSE M SANCHEZ 1.00 X 0 0 0 SACHIO SEMMOTO 1.00 X 0 0 0 THOMAS J SHANNON JR 1.00 X 0 0 0 JEFFREY S SHUMAN 1.00 X 0 0 0 W CRIT SMITH 1.00 X 0 0 0 CHARLES P STEINMETZ 1.00 X 0 0 0 HANS G TANZLER III 1.00 X 0 0 0 WARREN L TEDDER JR 1.00 X 0 0 0 JOHN K VREELAND 1.00 X 0 0 0 JOEL D WAHLBERG 1.00 X 0 0 0 B J WILDER 1.00 X 0 0 0 NATHAN S COLLIER 1.00 X 0 0 0 SNEAD Y DAVIS 1.00 X 0 0 0 WILLIAM A EMERSON 1.00 X 0 0 0 FREDERICK E FISHER 1.00 X 0 0 0 DON FUQUA 1.00 X 0 0 0 GARY R GERSON 1.00 X 0 0 0 PEDRO J GREER JR 1.00 X 0 0 0 BEN HILL GRIFFIN III 1.00 X 0 0 0 JOHN B HIGDON JR 1.00 X 0 0 0 ANDREW H HINES JR 1.00 X 0 0 0 WILLIAM R HOUGH 1.00 X 0 0 0 ROBERT F LANZILLOTTI 1.00 X 0 0 0 ALLEN L LASTINGER JR 1.00 X 0 0 0 DAVID LAWRENCE JR 1.00 X 0 0 0 ROBERT C MAGOON 1.00 X 0 0 0 WAYNE K MASUR 1.00 X 0 0 0 J WAYNE MIXSON 1.00 X 0 0 0 CORNEAL B MYERS JR 1.00 X 0 0 0 NELL W POTTER 1.00 X 0 0 0 JUDY LYNN PRINCE 1.00 X 0 0 0 J CRAYTON PRUITT SR 1.00 X 0 0 0 JOHNSON S SAVARY 1.00 X 0 0 0 LEWIS M SCHOTT 1.00 X 0 0 0 STEPHEN SHEY 1.00 X 0 0 0 RICHARD T SMITH 1.00 X 0 0 0 ALFRED C WARRINGTON IV 1.00 X 0 0 0 E TRAVIS YORK 1.00 X 0 0 0 CARLOS J ALFONSO 1.00 X 0 0 0 BRIAN C BEACH 1.00 X 0 317006 44868 KAREN A BJORNDAL 1.00 X 0 108737 18871 ROBERT A BRYAN 1.00 X 0 0 0 ASHTON E CHARLES 1.00 X 0 0 0 MARSHALL M CRISER JR 1.00 X 0 0 0 JUAN A GALAN JR 1.00 X 0 0 0 JOSEPH GLOVER 1.00 X 0 335843 42153 DAVID S GUZICK 1.00 X 0 906136 49150 MARK HULSEY 1.00 X 0 0 0 ROBERT H JERRY III 1.00 X 0 286711 46242 JOHN V LOMBARDI 1.00 X 0 0 0 J BERNARD MACHEN 1.00 X 0 639777 53917 W A MCGRIFF III 1.00 X 0 0 0 LINDA C MCGURN 1.00 X 0 0 0 MARK R MCLELLAN 1.00 X 0 244767 41362 WHITFIELD M PALMER JR 1.00 X 0 0 0 JACK M PAYNE 1.00 X 0 205126 31860 DONALD P PEMBERTON 1.00 X 0 265051 42427 DOYLE ROGERS 1.00 X 0 0 0 JOAN D RUFFIER 1.00 X 0 0 0 W KELLY SMITH 1.00 X 0 0 0 MARK A TROWBRIDGE 1.00 X 0 0 0 A WARD WAGNER JR 1.00 X 0 0 0 CHARLES E YOUNG 1.00 X 0 0 0 KEITH T KOENIG 1.00 X 0 0 0 KELLEY A BERGSTROM 1.00 X 0 0 0 THOMAS J MITCHELL 32.00 X 188980 47245 30405 LESLIE D BRAM 40.00 X 157672 0 33798 MATTHEW M FAJACK 1.00 X 0 233422 39147 ALAN M WEST 40.00 X 105574 0 20992 SUSAN G GOFFMAN 40.00 X 124839 0 11437 CARTER BOYDSTON 40.00 X 177776 0 34332 CYNTHIA F BUTLER 40.00 X 144960 0 32736 ANN MCELWAIN 40.00 X 148406 0 29914 TIMOTHY WOOD 40.00 X 153565 0 22344 KENNETH DEVRIES 40.00 X 147001 0 30195 DAVID WOODALL 40.00 X 146841 0 11345 1495614 3589821 667495 10 0 1 0 UNIVERSITY OF FLORIDA INVESTMENT CORP 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 INVESTMENT MANAGEMENT 2165811 MARKETING COMMUNICATION RESOURCE 731 BETA DR MAYFIELD VILLAGE OH 44143 PRINTING AND PUBLICATIONS 522447 RUFFALOCODY PO BOX 3018 CEDAR RAPIDS IA 52406 PROFESSIONAL FUNDRAISERS 207940 JAMES MOORE & CO 5931 NW 1 PL GAINESVILLE FL 32607 AUDITING AND TAX 121062 4 586369 9467916 108851480 35883873 118905765 -762471 1292820 -2055291 577590 577590 577590 577590 393954234 1973820 362729659 3817386 31224575 -1843566 29381009 29381009 MISCELLANEOUS 900099 2831340 2831340 TRANSFERS FROM COMPONE 900099 1795360 1795360 REUNIONS AND OTHER EVE 900099 344625 344625 4971325 153073218 4971325 1292820 27903308 95928031 95928031 815799 493170 322629 13936726 800 2898697 11037229 596726 596726 407982 13 -1635857 2043826 373953 205051 168902 39508 10645 25135 3728 201200 201200 7550 5000 2550 539609 539609 1203319 1202868 451 755745 199107 287720 268918 16325 11914 3198 1213 1548630 573669 174747 800214 -195450 17270 -314587 101867 176470 160804 15211 455 666605 43246 623359 618314 44680 70818 502816 707399 707385 14 634416 195464 438052 900 227824 26353 201471 MISC. 3025602 3021644 16678 -12720 ENTERTAINMENT 327008 -10137 17361 319784 REPAIRS & MAINT. 235419 286 228071 7062 DUES & SUBSCRIPTIONS 62176 259630 7702 -205156 TAXES ON UNRELATED BUSI 51856 51856 -2539855 -2539855 120368887 99867427 3976825 16524635 1543881 4707595 55004902 30880301 78603564 64484281 438027 202868 23954603 4905409 10894504 19049194 6810473 6454869 1269738710 1488927010 87481435 96499879 1510515496 1711205997 9540010 6421660 2873500 2463000 15104501 15079277 2200000 2883248 13205112 11919874 30834573 40087667 73757696 78854726 X -17321665 14027981 419104070 535525772 1034975395 1082797518 1436757800 1632351271 1510515496 1711205997 X 32704331 162889140 X X 0 1 1 X 0 X 176848396 154546590 138271443 115410384 118905765 703982578 1678256 1466742 1442256 1458225 1392924 7438403 178526652 156013332 139713699 116868609 120298689 711420981 41242321 670178660 18855001 25541149 11835903 12865141 -184881 68912313 2337810 6383794 3484290 3675082 4971325 20852301 801185595 0.83650 0.82750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 1 50557 0 0 50557 0 1 0 109998 16211 1 1 X X 1 0.25 0 0 1 1 4.00 375 1067216 32714694 X X X X 1 1104572604 56022039 187399473 10172881 29460172 13047882 1295313181 1055987256 34051730 103431556 9388443 27518658 12224932 1144338509 1290712688 39508358 -222034088 10569246 31159481 10470975 1055987256 1.00000 0 0 15805284 15805284 6190302 3436512 2753790 1959017 1468897 490120 19049194 CORPORATE BONDS 2507043 F COMMINGLED FUNDS 26700091 F HEDGE STRATEGIES 1275744 F PRIVATE EQUITY 1458444132 F 1488927010 LIVESTOCK AND OTHER ASSETS 4957117 REAL ESTATE 12856928 LAND PRESERVE 15719467 ACCRUED INTEREST RECEIVABLE 5695 PERMANENT COLLECTIONS 32714694 EXTERNALLY MANAGED TRUSTS 2189138 OTHER RECEIVABLES 28056840 96499879 TRUST LIABILITY 15501566 AMOUNTS INVESTED ON BEHALF OF UF EN 17478756 PRESENT VALUE OF FUTURE ANNUITY 6738285 DEFERRED MANAGEMENT FEES 369060 40087667 153073218 120368887 32704331 160371840 2517300 162889140 195593471 317631840 160371840 1637789 2548993 164558622 153073218 0 153073218 131943241 1637789 4479821 6117610 125825631 -5456744 -5456744 120368887 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: CONTRIBUTIONS TO THE LAND PRESERVE ARE GENERALLY RECORDED AT THEIR APPRAISED VALUE AT THE DATE OF THE GIFT, AND ARE CONSIDERED BY MANAGEMENT TO BE NON-REVENUE PRODUCING ASSETS. THE VALUE OF THE CONTRIBUTED NON-REVENUE PRODUCING ASSETS IS INCLUDED IN THE STATEMENT OF ACTIVITIES. PART III, LINE 4: THE ORGANIZATION RECEIVES AND MAY HOLD ART OBJECTS AND OTHER COLLECTIONS, INCLUDING ARTIFACTS, BOOKS, MANUSCRIPTS, AND DOCUMENTS, EITHER GIFTED TO THE ORGANIZATION FOR THE BENEFIT OF THE UNIVERSITY OF FLORIDA OR ACQUIRED WITH FUNDS GIFTED FOR THAT PURPOSE. THESE OBJECTS ARE HELD FOR USE BY THE UNIVERSITY'S MUSEUMS AND LIBRARIES IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL MISSION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE ESTABLISHED FOR A MULTITUDE OF REASONS TO BENEFIT THE UNIVERSITY OF FLORIDA. THE REASONS INCLUDE, BUT ARE NOT LIMITED TO, PROFESSORSHIPS, SCHOLARSHIPS, RESEARCH, FACILITIES AND GENERAL COLLEGE SUPPORT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FIN 48 STATEMENT: THE FOUNDATION HAS REVIEWED AND EVALUATED THE RELEVANT TECHNICAL MERITS OF EACH OF ITS TAX POSITIONS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS OF THE FOUNDATION. PART XI, LINE 8 - OTHER ADJUSTMENTS: INCREASE IN SPLIT VALUE AGREEMENT 2,482,300. RECOGNIZED DEFERRED REVENUE PREVIOUSLY RECOGNIZED FOR TAX PURPOSES 35,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 2,548,993. PART XIII, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 4,479,821. PART XIII, LINE 4B - OTHER ADJUSTMENTS: PENSION CHANGES SHOWN AS "OTHER" ON THE FINANCIAL STATEMENTS -4,884,568. PROVISION FOR DOUBTFUL PLEDGES SHOWN AS "OTHER" ON FINANCIAL STATEMENTS -2,538,004. TRANSFERS TO THE UF ALUMNI ASSOCIATION NOT SHOWN FOR BOOK PURPOSES 1,965,828. X X X X X X 1 RUFFALOCODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 FUNDRAISING 0 787285 456340 330945 MELDA H BASSETT 3538 NW 18TH PLACE GAINESVILLE FL 32605 FUNDRAISING 0 429861 48375 381486 LEGACY LEADERS INC PO BOX 3018 CEDAR RAPIDS IA 52406 BEQUEST PLEDGE FUNDRAISING 0 266005 18750 247255 SCOTT I PEEK 2629 SILVERMOSS DRIVE WESLEY CHAPEL FL 33544 FUNDRAISING 0 115000 16144 98856 1598151 539609 1058542 AK AZ AL AR CA CO FL GA HI IL KS KY LA MD MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CT 1 UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 63464260 16389710 APPRAISAL, FMV NON-CASH DONATIONS OF TANGIBLE PERSONAL ALLOCATION UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 14108233 SCHOLARSHIPS UF ALUMNI ASSOCATION PO BOX 14425 GAINESVILLE FL 32604 592911059 501C3 1965828 ALLOCATION 1 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UF FOUNDATION TRANSFERS SCHOLARSHIP MONIES TO THE UNIVERSITY OF FLORIDA FINANCIAL AID OFFICE. MONITORING OF THESE FUNDS IS DONE BY THE UNIVERSITY'S FINANCIAL AID OFFICE. THE UF ALUMNI ASSOCIATION (UFAA) OPERATES AS A UNIT WITHIN THE UNIVERSITY OF FLORIDA FOUNDATION. THEREFORE, ALL CASH DISBURSEMENTS FOR THE UFAA ARE SUBJECT TO THE SAME CONTROLS AS THE UF FOUNDATION. THE UF FOUNDATION TRANSFERS BOTH CASH AND NON-CASH CONTRIBUTIONS TO SUPPORT THE UNIVERSITY OF FLORIDA, AN AFFILIATED ENTITY. ALL CONTRIBUTIONS RECEIVED ARE SUBJECT TO THE POLICIES AND PROCEDURES OF THE UF FOUNDATION AND ARE DEEMED ADEQUATE. X X 1 1 X X 0 0 0 0 0 0 0 0 0 BRIAN C BEACH 0 276921 0 0 0 40085 0 29926 0 14942 0 361874 0 0 JOSEPH GLOVER 0 321924 0 0 0 13919 0 34752 0 7401 0 377996 0 0 DAVID S GUZICK 0 709850 0 40000 0 156286 0 26539 0 22611 0 955286 0 0 ROBERT H JERRY III 0 275643 0 0 0 11068 0 33791 0 12451 0 332953 0 0 J BERNARD MACHEN 0 418393 0 221384 0 0 0 38424 0 15493 0 693694 0 0 MARK R MCLELLAN 0 233235 0 0 0 11532 0 29002 0 12360 0 286129 0 0 JACK M PAYNE 0 157151 0 0 0 47975 0 23725 0 8135 0 236986 0 0 DONALD P PEMBERTON 0 263875 0 0 0 1176 0 30142 0 12285 0 307478 0 0 THOMAS J MITCHELL 156060 39015 0 0 32920 8230 17244 4311 7080 1770 213304 53326 0 0 LESLIE D BRAM 155176 0 0 0 2496 0 25344 0 8454 0 191470 0 0 0 MATTHEW M FAJACK 0 219350 0 0 0 14072 0 24448 0 14699 0 272569 0 0 CARTER BOYDSTON 173679 0 0 0 4097 0 22091 0 12241 0 212108 0 0 0 CYNTHIA F BUTLER 138931 0 0 0 6029 0 20561 0 12175 0 177696 0 0 0 ANN MCELWAIN 146196 0 0 0 2210 0 17731 0 12183 0 178320 0 0 0 TIMOTHY WOOD 148642 0 0 0 4923 0 16432 0 5912 0 175909 0 0 0 KENNETH DEVRIES 140934 0 0 0 6067 0 18021 0 12174 0 177196 0 0 0 DAVID WOODALL 146175 0 0 0 666 0 11269 0 76 0 158186 0 0 0 PART I, LINE 1A PRIVATE AIRCRAFT ARE USED, AS APPROPRIATE, WHEN UNIVERSITY OF FLORIDA FOUNDATION (UFF) DIRECTORS OR OFFICERS NEED TO MAKE A FUNDRAISING TRIP TO A LOCATION BEST ACCESSED BY SUCH PLANES. TRAVEL IS PROVIDED, ON FUNDRAISING TRIPS, FOR COMPANIONS OF UFF DIRECTORS OR OFFICERS WHEN A BONA FIDE BUSINESS PURPOSE EXISTS. THESE BENEFITS ARE NOT TAXABLE INCOME TO THE RECIPIENTS ON SCHEDULE J, PART II. UNIVERSITY OF FLORIDA FOUNDATION INC 590974739 NONEAVAIL 2009-01-28 15450000 EDUCATION 0 1 0 15450000 44950 450000 14955050 2010 0 0 1 1 0 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 0 0 0 0 X 68 1383324 FAIR MARKET VALUE X 1164404 FAIR MARKET VALUE X 1 33501 FAIR MARKET VALUE X 99 4718459 FAIR MARKET VALUE X 14 10279651 FAIR MARKET VALUE X 57 3617778 FAIR MARKET VALUE X EQUIPMENT AND 64 11677005 FAIR MARKET VALUE X AUCTION ITEMS 155 55553 FAIR MARKET VALUE X LIVESTOCK 8 22332 FAIR MARKET VALUE X SPONSORSHIP T 1 60000 FAIR MARKET VALUE X FOOD 1 750 FAIR MARKET VALUE X PROMISSORY NOTES 11 2871116 FAIR MARKET VALUE 23 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE UNIVERSITY OF FLORIDA FOUNDATION USES AUCTION HOUSES AND THIRD-PARTY BROKERS TO SELL DONATED PROPERTY. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING INDIVIDUALS HAD A FAMILY RELATIONSHIP AS SELF-DISCLOSED ANNUALLY: -ALLEN LASTINGER AND DELORES LASTINGER -MARSHALL CRISER, JR AND MARSHALL CRISER, III. FORM 990, PART VI, SECTION A, LINE 7A THE UNIVERSITY PRESIDENT SELECTS TWO DEANS AND TWO FACULTY MEMBERS TO SERVE ON THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B ALL AMENDMENTS TO THE BYLAWS AND ARTICLES ARE SUBJECT TO APPROVAL BY THE UNIVERSITY OF FLORIDA PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11 AS BEST PRACTICES DICTATES, THE IRS FORM 990 WAS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE PRIOR TO ITS FILING. THE BOARD OF DIRECTORS OFFICIALLY DELEGATED THE RESPONSIBILITY FOR REVIEWING THE FORM 990 TO THE AUDIT COMMITTEE BY MOTION ADOPTED BY THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST PROVISION OF THE FOUNDATION'S BYLAWS REQUIRES DISCLOSURE OF CONFLICTS. AT THE BEGINNING OF EACH FISCAL YEAR, DISCLOSURE FORMS ARE SENT TO EACH DIRECTOR AND OFFICER. ANY RESPONSES INDICATING A POSSIBLE CONFLICT ARE REVIEWED BY LEGAL COUNSEL AND THE ASSOCIATE VICE PRESIDENT/COO TO DETERMINE WHETHER FURTHER ACTION IS NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR MANAGEMENT IS REVIEWED AND SET BY THE PRESIDENT OF THE UNIVERSITY OF FLORIDA, OR HIS DESIGNEE, IN ACCORDANCE WITH THE UNIVERSITY'S POLICIES. THESE POLICIES REQUIRE THAT COMPARABLE DATA BE USED TO DETERMINE THAT MANAGMENT IS COMPENSATED FAIRLY AND COMPETITIVELY WHEN COMPARED TO SIMILAR ROLES IN OTHER UNIVERSITY FOUNDATIONS NATIONALLY. FORM 990, PART VI, SECTION C, LINE 18 THE FORM 990 IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. IN ADDITION, A COPY WILL BE MADE AVAILABLE UPON REQUEST. THE 1023 IS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 ALL ARE AVAILABLE ON THE UNIVERSITY OF FLORIDA FOUNDATION'S WEBSITE AND UPON REQUEST. AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS FORM 990, PART VII UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION: THOMAS MITCHELL - 8 HOURS UNIVERSITY OF FLORIDA - EACH OF THE FOLLOWING INDIVIDUALS DEVOTES 40 HOURS PER WEEK: BRIAN C. BEACH KAREN A. BJORNDAL JOSEPH GLOVER DAVID S. GUZICK ROBERT H. JERRY II J. BERNARD MACHEN MARK R. MCLELLAN JACK M. PAYNE DONALD P. PEMBERTON MATTHEW M. FAJACK PENSION CHANGES FORM 990, PART IX, LINE 9 INCLUDED IN THE $407,982 OF OTHER BENEFITS REPORTED ON LINE 9 ARE REDUCTIONS IN EXPENSE OF $1,873,299 FOR MANAGMENT AND GENERAL AND $1,669,680 FOR FUNDRAISING DUE TO THE PENSION CHANGES OTHER THAN NET PERIODIC PENSION COSTS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 160,371,840. INCREASE IN SPLIT VALUE AGREEMENT 2,482,300. RECOGNIZED DEFERRED REVENUE PREVIOUSLY RECOGNIZED FOR TAX PURPOSES 35,000. TOTAL TO FORM 990, PART XI, LINE 5: 162,889,140. FORM 990, PART XII, LINE 2C: NO CHANGE FROM PRIOR YEAR. LOBBYING EXPENDITURES SCHEDULE C, PART II-B, LINE 1(G) ALL LOBBYING EXPENDITURES ARE INCURRED IN SUPPORT OF THE UNIVERSITY OF FLORIDA. LOBBYING EXPENDITURES INCLUDE PAYMENTS TO LOBBYISTS AND LOBBYING ORGANIZATIONS. THESE PAYMENTS CONSIST OF CONSULTING, TRAVEL REIMBURSEMENT, DUES, AND OTHER COSTS, AS APPROVED BY THE UNIVERSITY OF FLORIDA. UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 UNIVERSITY FL N/A 0 UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION 2012 W UNIVERSITY AVE GAINESVILLE FL 32603 592911059 DIRECT SUPPORT ORGANIZATION FL 501(C)3 LINE 7 N/A 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 27722067 471017937 0 0 0.95750 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 30806271 792055782 0 0 0.83630 FLORIDA SHORT-TERM FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 2096482 194353552 0 0 0.78390 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277727 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 32708 0 0 0.00010 0 1 1 1 0 0 0 0 1 1 1 0 1 1 0 1 1 0 UNIVERSITY OF FLORIDA C 215842 FMV UNIVERSITY OF FLORIDA D 1893648 FMV UNIVERSITY OF FLORIDA I 189383 FMV UNIVERSITY OF FLORIDA J 1392924 FMV UNIVERSITY OF FLORIDA N 7345270 FMV UNIVERSITY OF FLORIDA P 2029186 FMV UNIVERSITY OF FLORIDA Q 95040606 FMV