2012-11-15T08:22:38-06:00 2011-12-31 PricewaterhouseCoopers LLP 1301 K STREET NW STE 800W WASHINGTON DC 200053333 990 2011-01-01 530196548 AMERICAN TYPE CULTURE COLLECTION % WILBUR PRIESTER AMER 7033652700 10801 UNIVERSITY BLVD MANASSAS VA 201102209 WILBUR PRIESTER 2012-11-14 true 2024141000 2011 2016-02-24 21:20:13Z RAYMOND H CYPESS 10801 UNIVERSITY BLVD MANASSAS VA 201102209 86720350 false X WWW.ATCC.ORG X 1947 DC ATCC'S MISSION IS TO ACQUIRE, AUTHENTICATE, PRESERVE, DEVELOP & DISTRIBUTE BIOLOGICAL MATERIALS, INFORMATION, TECHNOLOGY, AND STANDARDS FOR THE ADVANCEMENT AND APPLICATION OF SCIENTIFIC KNOWLEDGE. 13 11 462 0 884349 1778 0 49996958 45924197 493390 414622 31713991 33564952 82206117 79903771 0 0 0 0 32028583 33927680 0 0 0 42713105 35241882 74741688 69169562 7464429 10734209 97164814 101306875 27910950 27733457 69253864 73573418 X THE AMERICAN TYPE CULTURE COLLECTION (ATCC) IS A GLOBAL NON PROFIT BIOSCIENCE ORGANIZATION WHOSE MISSION IS TO ACQUIRE, AUTHENTICATE, PRESERVE, DEVELOP, AND DISTRIBUTE BIOLOGICAL MATERIALS, INFORMATION, TECHNOLOGY, INTELLECTUAL PROPERTY, AND STANDARDS FOR THE ADVANCEMENT, VALIDATION, AND APPLICATION OF SCIENTIFIC KNOWLEDGE. ATCC PROVIDES THESE SERVICES TO SCIENTISTS IN GOVERNMENT, INDUSTRY, EDUCATION, HEALTHCARE, AND RESEARCH LABORATORIES AROUND THE WORLD. false false 50945669 70737897 COLLECTIONS, RESEARCH AND INFORMATICS SERVICES: AN 85 YEAR OLD ONGOING PROGRAM FOR THE ISOLATION, COLLECTION, ACQUISITION AND PROVISION OF AUTHENTIC CULTURES OF LIVING MICROORGANISMS, HUMAN, ANIMAL AND PLANT CELLS, DERIVATIVES INCLUDING GENETIC MATERIALS AND RELATED BIOPRODUCTS IN SUPPORT OF SCIENCE. THE COLLECTION'S SIZE WAS WELL OVER 100,000 STRAINS AND DNA AND RDNA MATERIALS, AND OVER 300,000 BIOLOGICAL ITEMS WERE DISTRIBUTED TO THOUSANDS OF SCIENTISTS WORLDWIDE. IN ADDITION TO THE MATERIALS, ATCC MAINTAINS EXTENSIVE INFORMATION ABOUT THE SPECIMENS, AND RELATED PRESERVATION AND LAB TECHNIQUES THERETO, IN THE COLLECTIONS. THIS INFORMATION IS MADE AVAILABLE TO THE SCIENTIFIC COMMUNITY THROUGH PUBLICATIONS AND THE EXTENSIVE ATCC INTERNET WEB SITE. 1445789 2342094 PROFESSIONAL SERVICES: THIS PROGRAM ENCOMPASSES SEVERAL ACTIVITIES RELATED TO THE SUPPORT OF THE ATCC COLLECTIONS, PROVIDING SPECIAL SUPPORT SERVICES TO THE SCIENTIFIC COMMUNITY (1) APPLIED SCIENCES: PROVIDES EXPERT TECHNICAL SUPPORT TO THE SCIENTIFIC COMMUNITY TO PROPERLY IDENTIFY, HANDLE OR OTHERWISE UTILIZE BIOLOGICAL MATERIALS. THESE ACTIVITIES INCLUDE LABORATORY, PROFESSIONAL CONSULTATION, OR TECHNICAL MANAGEMENT SERVICES. (2) PATENT DEPOSIT SERVICES: ATCC PROVIDES STORAGE FACILITIES FOR SAFEGUARDING CULTURES DEPOSITED FOR PATENT PURPOSES. UNDER THE USPTO RULES THESE DEPOSITS MUST BE MADE AVAILABLE, ON ISSUANCE OF THE PATENT, TO FURTHER ENHANCE SCIENTIFIC RESEARCH. ATCC PROVIDES SAFEKEEPING OF THE CULTURES AND DISTRIBUTION TO THE RESEARCH SCIENTISTS. R 52391458 true false false false false false false false false true true false false false true false false true false false false false false false false false false false false true false false false false false false false false false false false false false true true true false false true 30 0 true 462 true true true false false false false false false false false false X 13 11 false false false false true true true true true false false true true true true true true true true false VA X WILBUR PRIESTER 7033652717 10801 UNIVERSITY BLVD MANASSAS VA 201102209 X RAYMOND H CYPESS 37.5 X X 1209892 0 203275 BRIAN A POLLOK 37.5 X X 394115 0 52367 JAMES S BURNS 0.6 X 14000 0 0 WAYMAN W CHEATHAM 0.6 X 2750 0 0 JOHN L CHILD JR 0.6 X 18750 0 0 LEONARD P FREEDMAN 0.6 X 1000 0 0 DIANE E GRIFFIN 0.6 X 17500 0 0 DAVID M MCLOUGHLIN 0.6 X 16750 0 0 JAMES C MILLER 0.6 X 17750 0 0 EARLE R NESTMANN 0.6 X 18750 0 0 PAUL B SCHNECK 0.6 X 15000 0 0 DAVID E SHUEY 0.6 X 9500 0 0 LYDIA VILLA-KOMAROFF 0.6 X 1000 0 0 WILBUR M PRIESTER 37.5 X 284581 0 65817 NANCY J WYSOCKI 37.5 X 262336 0 48502 CARL D TIDWELL 37.5 X 256665 0 55099 FRANK P SIMIONE 37.5 X 125732 0 28992 JEFFREY T HUNG 37.5 X 68707 0 10144 MICHAEL C GOVE 37.5 X 154296 0 22206 MARY L NICHOLSON 37.5 X 208515 0 21700 MATTHEW C CHORLEY 37.5 X 149381 0 27662 TED D MULLINS 37.5 X 151818 0 24593 ROBIN S ROTHROCK 37.5 X 136548 0 17016 RONALD J ARNDT 37.5 X 136101 0 6462 COHAVA GELBER 0.0 X 213292 0 0 3884729 0 583835 42 true true false CHESAPEAKE PERL INC 8510 A CORRIDOR ROAD SAVAGE MD 20763 BIO PRODUCT SERVICES 2611059 KBR BUILDING GROUP BEK 8000 TOWERS CRESENT DR STE 650 VIENNA VA 22182 MAINTENANCE SERVICES 1575096 XPAND CORPORATION 1941 ROLAND CLARKE PLACE RESTON VA 20191 INFORMATION TECHNLGY 1301562 UNITED PARCEL SERVICE 55 GLENLAKE PARKWAY NE ATLANTA GA 30328 SHIPPING SERVICES 1189301 BIO-SYNTHESIS INC 612 EAST MAIN STREET LEWISVILLE TX 75057 BIOPRODUCTS SERVICES 1180000 42 0 FREIGHT & HANDLING 541700 5306126 5306126 APPLIED SCIENCE 541700 141961 141961 PATENT DEPOSITS & SAFE DEPOSIT FEES 541900 2342094 2342094 FEES AND CONTRACTS FROM GOVT AGENCIES 541700 38134016 38134016 45924197 426802 426802 0 5524809 5524809 0 12180 -12180 -12180 -12180 0 0 33960193 6804399 27155794 27155794 MANAGEMENT FEES 561000 884349 884349 884349 79903771 73079991 884349 5939431 0 0 0 0 5104168 2108737 2995431 0 21719463 13973931 7745532 1669697 1001102 668595 3615731 2167887 1447844 1818621 1090392 728229 0 353690 10078 343612 221769 221769 0 0 0 18292162 16114041 2178121 295077 1 295076 9699304 9062433 636871 0 0 2662375 2662375 314566 145621 168945 0 102390 46178 56212 286049 286049 0 4526999 4526999 449530 129162 320368 EQUIP RENTAL & MAINTENANCE 3117812 2338107 779705 RECRUITING 571003 6604 564399 TRAINING 278610 95034 183576 DUES/SUBSCRIPTIONS 109579 36460 73119 -6039033 -747358 -5291675 69169562 52391458 16778104 0 X 1500 1500 16112932 22258170 0 0 10323068 10198513 0 0 0 0 6982817 5814142 11851215 11204496 494734 488925 82802664 39826708 45295118 42975956 4901370 5037197 0 0 0 0 0 0 1202060 3327976 97164814 101306875 5060680 4391267 0 0 12287162 12436654 1849993 1549993 0 0 0 0 4481353 3581031 0 0 4231762 5774512 27910950 27733457 X 57400174 62698528 11173350 10194550 680340 680340 69253864 73573418 97164814 101306875 X 10734209 -6414655 X false true true X true true X 27096819 28363880 48978964 42364317 38134016 184937996 27096819 28363880 48978964 42364317 38134016 184937996 184937996 4790961 5095359 5324759 5865985 5951611 27028675 0 0 0 0 0 0 33203312 36969650 37410990 39786328 41750374 189120654 401087325 189048846 0.46109 0.45664 X 11853690 20303 999103 10874890 12833812 26421 1006543 11853690 13845371 60702 1072261 12833812 15298465 60702 1513796 13845371 0.93744 0.06256 0.00000 false false 2985532 2985532 15100898 4289657 10811241 21794835 7491975 14302860 42664995 28045076 14619919 256404 0 256404 42975956 0 INTEREST RATE SWAP AGREEMENT 155822 POSTRETIREMENT LIABILITY 5601871 BUDAPEST TREATY RESERVE 5000 DUE TO AFFILIATE 11819 5774512 PART V: INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS: IN THE PAST, SOME GOVERNMENT GRANTORS HAVE PLACED RESTRICTIONS ON THE GRANT FUNDS. THESE TEMPORARILY RESTRICTED FUNDS CAN BE USED FOR GRANTS, CAPITAL EXPANSION, AND OTHER CHARITABLE PURPOSES. ATCC'S PERMANENT ENDOWMENT IS RESTRICTED IN SUPPORT OF THE GENERAL OPERATIONS OF ATCC. THE BOARD OF DIRECTORS APPROVES AN OPERATING BUDGET ANNUALLY AND ALL INVESTMENT EARNINGS ON THE PERMANENT ENDOWMENT ARE AVAILABLE TO FUND THE OPERATIONS OF ATCC. X X true true X X X X X true false false true false true false false false RAYMOND H CYPESS 631446 0 448439 0 130007 0 193063 0 10212 0 1413167 0 148439 0 BRIAN A POLLOK 281900 0 0 0 112215 0 25049 0 27318 0 446482 0 0 0 WILBUR M PRIESTER 241231 0 41673 0 1677 0 46257 0 19560 0 350398 0 18190 0 NANCY J WYSOCKI 193274 0 66304 0 2758 0 35987 0 12515 0 310838 0 41041 0 CARL D TIDWELL 204846 0 48751 0 3068 0 34269 0 20830 0 311764 0 28576 0 FRANK P SIMIONE 98943 0 25182 0 1607 0 18417 0 10575 0 154724 0 20182 0 COHAVA GELBER 0 0 28292 0 185000 0 0 0 0 0 213292 0 28292 0 MICHAEL C GOVE 116225 0 36129 0 1942 0 9800 0 12406 0 176502 0 24180 0 MARY L NICHOLSON 115673 0 15852 0 76990 0 14190 0 7510 0 230215 0 0 0 MATTHEW C CHORLEY 134949 0 12800 0 1632 0 11262 0 16400 0 177043 0 0 0 TED D MULLINS 142847 0 7167 0 1804 0 11861 0 12732 0 176411 0 0 0 ROBIN S ROTHROCK 131158 0 4102 0 1288 0 10624 0 6392 0 153564 0 0 0 PART I, LINE 1A: BUSINESS USE OF PERSONAL RESIDENCE - ATCC PAYS FOR THE TELEPHONE SERVICE, INTERNET, AND SECURITY SYSTEM FOR DR. CYPESS' PERSONAL RESIDENCE. THESE AMOUNTS ARE NOT INCLUDED IN DR. CYPESS' TAXABLE INCOME. THE TELEPHONE SERVICE IS A LINE DEDICATED SOLELY FOR BUSINESS USE. ONLY BUSINESS USE OF THE INTERNET IS REIMBURSED. PERSONAL SERVICES - ATCC PROVIDES DR. CYPESS WITH A CAR AND DRIVER FOR BUSINESS USE. ANY PERSONAL USE OF THESE SERVICES IS REPORTED AS TAXABLE COMPENSATION TO DR. CYPESS. PART I, LINE 4A: DURING 2011, THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT AS A RESULT OF HIS OR HER SEPARATION FROM SERVICE: COHAVA GELBER: $185,000 MARY NICHOLSON: $63,787 PART I, LINE 5A & 6A: ATCC ESTABLISHED A LONG-TERM INCENTIVE PROGRAM, EFFECTIVE JANUARY 1, 2007, TO ATTRACT AND RETAIN KEY EMPLOYEES AND SENIOR EXECUTIVES. THE PROGRAM IS DESIGNED TO PROVIDE CASH BONUSES TO EXECUTIVES AND SENIOR MANAGEMENT OF ATCC WHO HELP THE ORGANIZATION ACHIEVE FINANCIAL AND STRATEGIC GOALS. SUCH LONG-TERM COMPENSATION IS IN ALIGNMENT WITH THE MARKETPLACE. AWARD AMOUNTS ARE CALCULATED BASED ON A PRE-DETERMINED FORMULA TAKING INTO ACCOUNT ATCC'S REVENUES AND NET-EARNINGS. PAYMENT OF THE AWARDS IS MADE THREE YEARS AFTER THE AWARD IS EARNED AND IS MADE COMPLETELY AT THE DISCRETION OF THE BOARD OF DIRECTORS OF ATCC. DURING THE THREE-YEAR ACCRUAL PERIOD, THESE BONUSES ARE REPORTED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). IN 2011, ACTUAL PAYMENTS WERE MADE FOR 2008 PERFORMANCE BONUSES AND ARE REPORTED ON BOTH SCHEDULE J, PART II, COLUMN B AS FORM W-2 WAGES AND SCHEDULE J, PART II, COLUMN (F). PART VI, LINE 6, 7A, & 7B: AMERICAN TYPE CULTURE COLLECTION ("ATCC") IS A CORPORATION ESTABLISHED UNDER THE DISTRICT OF COLUMBIA NON-PROFIT CORPORATION ACT. IT HAS ONE CORPORATE MEMBER, ATCC GLOBAL, WHICH IS TAX EXEMPT UNDER 501(C)(3) AND IS A TYPE II SUPPORTING ORGANIZATION UNDER 509(A)(3). ATCC GLOBAL HAS THE RIGHT TO ELECT ATCC'S BOARD OF DIRECTORS AND TO VOTE IN ANY CORPORATE PROCEEDING WHICH IS SUBMITTED TO A VOTE OF THE CORPORATE MEMBERSHIP. ATCC'S BOARD OF DIRECTORS HAS THE AUTHORITY TO MANAGE THE BUSINESS AND DO ALL SUCH LAWFUL ACTS AND THINGS AS ARE NOT PROHIBITED BY STATUTE OR BY THE ARTICLES OF INCORPORATION OR ATCC'S BYLAWS. ANY MODIFICATIONS TO THE ARTICLES OF INCORPORATION OR BYLAWS REQUIRE THE APPROVAL OF ATCC GLOBAL. PART VI, LINE 11B: THE FORM 990 IS PREPARED BY PRICEWATERHOUSECOOPERS LLP ("PWC"), BASED ON THE INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. THE BOARD OF DIRECTORS HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE FINANCE AND AUDIT COMMITTEE. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS MAILED TO THE FINANCE AND AUDIT COMMITTEE. ONCE THE FORM 990 IS REVIEWED BY THE COMMITTEE AND IS MADE AVAILABLE TO THE BOARD, PWC SIGNS AS PREPARER AND THE CHIEF FINANCIAL OFFICER SIGNS ON BEHALF OF THE ORGANIZATION. PART VI, LINE 12C: ATCC HAS A CONFLICT OF INTEREST POLICY THAT REQUIRES OFFICERS AND DIRECTORS TO DISCLOSE ANNUALLY, INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THIS POLICY IS CONSISTENTLY MONITORED AND ENFORCED. BOARD MEMBERS WHO HAVE A CONFLICT OF INTEREST DO NOT VOTE ON ANY MATTER RELATED TO THE ISSUE FOR WHICH THEY HAVE A POTENTIAL CONFLICT. PART VI, LINE 15A & 15B: THE COMPENSATION COMMITTEE OF THE IBG BOARD OF DIRECTORS REVIEWS RECOMMENDATIONS BY THE CEO OF ATCC AND GIVES FINAL APPROVAL FOR THE COMPENSATION PROGRAMS FOR ATCC TO INCLUDE MARKET AND RANGE ADJUSTMENTS, MERIT INCREASES, BONUSES AND BENEFITS. A THIRD PARTY ANALYSIS OF TOTAL EXECUTIVE COMPENSATION WAS CONDUCTED FOR CALENDAR YEAR 2011 COMPENSATION AND IS PERFORMED EVERY TWO YEARS. THE COMPENSATION COMMITTEE REVIEWS AND APPROVES COMPENSATION FOR THE CEO AND EXECUTIVES USING DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS WITHIN SIMILAR INDUSTRIES. DOCUMENTATION OF SUCH DISCUSSIONS AND DECISIONS ARE CAPTURED IN THE MEETING MINUTES. PART VI, LINE 19: THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. PART XI, LINE 5: UNREALIZED GAIN $85,345; CAPITAL CONTRIBUTION TO ATCC GLOBAL ($6,500,000); TOTAL PART XI, LINE 5 ($6,414,655) HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RAYMOND H. CYPESS TITLE:PRES THROUGH 4/11, CEO, CHRMAN HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:BRIAN A. POLLOK TITLE:PRES & BRD MEMBER (AS OF 4/11) HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES S. BURNS TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WAYMAN W. CHEATHAM TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOHN L. CHILD, JR. TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LEONARD P. FREEDMAN TITLE:BOARD MEMBER HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DIANE E. GRIFFIN TITLE:BOARD MEMBER & SECRETARY HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID M. MCLOUGHLIN TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES C. MILLER TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:EARLE R. NESTMANN TITLE:BOARD MEMBER & TREASURER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID E. SHUEY TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LYDIA VILLA-KOMAROFF TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WILBUR M. PRIESTER TITLE:SR VP FIN & ADMIN/CFO HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:NANCY J. WYSOCKI TITLE:VICE PRESIDENT, HR HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MICHAEL C. GOVE TITLE:VP, MRKTNG OPS (THROUGH 8/11) HOURS:2 ATCC GLOBAL 10801 UNIVERSITY BOULEVARD MANASSAS VA 20110 753159126 SUPPORT ATCC DC 501(C)(3) 11- TYPE II NA false BIONEXUS FOUNDATION 10801 UNIVERSITY BOULEVARD MANASSAS VA 20110 201512696 SUPPORT ATCC DC 501(C)(3) 11- TYPE II ATCC GLOBAL false ATCC CELL SYSTEMS INC 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 541805129 LAB SERVICES VA ATCC GLOBAL C CORP true false false true false true false false false false false false true true false true true false ATCC CELL SYSTEMS INC A(i) 334568 COST ATCC CELL SYSTEMS INC A(iv) 83898 COST ATCC CELL SYSTEMS INC D 7073539 END BLNC ATCC CELL SYSTEMS INC F 279823 COST ATCC CELL SYSTEMS INC P 197128 COST