2012-11-14T15:39:10-06:00 2011-12-31 383635706 REHMANN ROBSON 555 BRIARWOOD CIRCLE STE 300 ANN ARBOR MI 48108 990 2011-01-01 522060187 UNIVERSITY CORPORATION FOR ADVANCED INTERNET DEVELOPMENT UNIV 7349134250 1000 OAKBROOK DRIVE NO 300 ANN ARBOR MI 48104 JAMES A PFLASTERER 7349134250 2012-11-14 1 SCOTT W PRICE CPA P00188789 7347612005 2012-11-14 2011 2016-02-24 21:20:13Z INTERNET2 H DAVID LAMBERT 1000 OAKBROOK DRIVE NO 300 ANN ARBOR MI 48104 42262256 0 X WWW.INTERNET2.EDU X 1997 DC INTERNET2 IS A NOT-FOR-PROFIT ADVANCED NETWORKING CONSORTIUM COMPRISING MORE THAN 200 US UNIVERSITIES IN COOPERATION WITH 44 LEADING CORPORATIONS, 45 GOVERNMENT AGENCIES, LABORATORIES AND OTHER INSTITUTIONS OF HIGHER LEARNING AS WELL AS OVER 50 INTERNATIONAL PARTNER ORGANIZATIONS. BY BRINGING RESEARCH AND ACADEMIA TOGETHER WITH TECHNOLOGY LEADERS FROM INDUSTRY, GOVERNMENT AND THE INTERNATIONAL COMMUNITY, INTERNET2 PROMOTES COLLABORATION AND INNOVATION THAT HAS A FUNDAMENTAL IMPACT ON THE FUTURE OF THE INTERNET. INTERNET2 MEMBERS LEVERAGE OUR HIGH-PERFORMANCE NETWORK AND WORLDWIDE PARTNERSHIPS TO SUPPORT AND ENHANCE THEIR EDUCATIONAL AND RESEARCH MISSIONS. BEYOND JUST PROVIDING NETWORK CAPACITY, INTERNET2 ACTIVELY ENGAGES OUR COMMUNITY IN THE DEVELOPMENT OF IMPORTANT NEW TECHNOLOGY INCLUDING MIDDLEWARE, SECURITY, NETWORK RESEARCH AND PERFORMANCE MEASUREMENT CAPABILITIES WHICH ARE CRITICAL TO THE PROGRESS OF THE INTERNET. 15 14 67 0 0 0 1833157 3296355 33810449 38543555 63827 76161 154369 343846 35861802 42259917 24744 316693 0 0 8694153 9268468 0 0 0 26353175 32154593 35072072 41739754 789730 520163 45053275 113461673 30021096 100993943 15032179 12467730 X INTERNET2 PROMOTES THE MISSIONS OF ITS MEMBERS BY PROVIDING BOTH LEADING-EDGE NETWORK CAPABILITIES AND UNIQUE PARTNERSHIP OPPORTUNITIES THAT TOGETHER FACILITATE THE DEVELOPMENT, DEPLOYMENT AND USE OF REVOLUTIONARY INTERNET TECHNOLOGIES. 0 0 30574324 269739 26748828 NETWORK IS AN ADVANCED BACKBONE NETWORK THAT CONNECTS REGIONAL NETWORK AGGREGATION POINTS TO SUPPORT THE WORK OF INTERNET2 UNIVERSITIES AS THEY DEVELOP ADVANCED INTERNET APPLICATIONS. 4421167 9208219 MEMBERSHIP SERVICES SUPPORT THE EXCHANGE OF NEW IDEAS AND STRATEGIES FOR THE DEVELOPMENT OF THE NEXT GENERATION INTERNET 3661431 46954 1855038 MIDDLEWARE AND SECURITY SUPPORT THE PROGRAM DEVELOPMENT OF SOFTWARE BETWEEN THE NETWORK AND THE APPLICATIONS. THIS SOFTWARE PROVIDES SERVICES SUCH AS IDENTIFICATION, AUTHORIZATION, DIRECTORIES AND SECURITY. 1080039 MEETING SERVICES 1080039 38656922 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 59 0 1 67 1 0 0 0 0 0 0 0 0 0 0 X 15 14 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MI IN X KATHY JOHNSON 7349134250 1000 OAKBROOK DRIVE SUITE 300 ANN ARBOR MI 48104 MARY SUE COLEMAN 0.50 X 0 0 0 JAMES BOTTUM 0.50 X 0 0 0 JOHN EVANS 0.50 X 0 0 0 JAMES HILTON 0.50 X 0 0 0 WILLIAM KIRWAN 0.50 X 0 0 0 JOHN KOLB 0.50 X 0 0 0 TIMOTHY LANCE 0.50 X 0 0 0 DAVID LEEBRON 0.50 X 0 0 0 JEFFREY LEHMAN 0.50 X 0 0 0 MICHAEL MCROBBIE 0.50 X 0 0 0 LARRY PETERSON 0.50 X 0 0 0 STEVEN RELYEA 0.50 X 0 0 0 JACK SUESS 0.50 X 0 0 0 ALAN WHITNEY 0.50 X 0 0 0 H DAVID LAMBERT 40.00 X X 418323 0 30607 GARY BACHULA 40.00 X 83714 0 1817 BARBARA NANZIG 40.00 X 129365 0 34015 JAMES PFLASTERER 40.00 X 153219 0 36339 ROBERT VIETZKE 40.00 X 183908 0 38570 ANA PRESTON 40.00 X 178023 0 15506 STEPHEN WOLFF 40.00 X 160779 0 26020 KENNETH KLINGENSTEIN 40.00 X 184433 0 19648 MATTHEW ZEKAUSKAS 40.00 X 165656 0 24377 CHRIS ROBB 40.00 X 163671 0 0 RANDALL BROGLE 40.00 X 153160 0 36567 BRIAN CASHMAN 40.00 X 144628 0 18008 2118879 0 281474 20 0 1 1 UNIVERSITY OF MICHIGAN 3003 S STATE STREET ANN ARBOR MI 48109 PROFESSIONAL SERVICES 1481816 INDIANA UNIVERSITY PO BOX 66271 INDIANAPOLIS IN 462666271 PROFESSIONAL SERVICES 978729 ARENT FOX LLP PO BOX 644672 PITTSBURGH PA 15264 PROFESSIONAL SERVICES 463570 REHMANN ROBSON PO BOX 2025 SAGINAW MI 48605 PROFESSIONAL SERVICES 221248 KHALIL YAZDI 11919 SANDY HILL COURT SPOTSYLVANIA VA 22553 PROFESSIONAL SERVICES 209400 9 3102345 194010 3296355 NETWORK REVENUE 900099 26748828 26748828 MEMBERSHIP 900099 9208219 9208219 PROJECT REVENUE 900099 1799964 1799964 MEETING FEES 900099 786544 786544 38543555 71438 71438 7062 2339 4723 4723 4723 MISCELLANEOUS 900099 343846 343846 343846 42259917 38892124 0 71438 316693 316693 1490204 688336 801868 5827281 5375632 451649 434403 397324 37079 1135367 1011951 123416 381213 332998 48215 550904 394096 156808 348489 24645 323844 5310 5310 2399220 2291499 107721 31611 29399 2212 417696 333273 84423 426851 424833 2018 1092235 1091296 939 1065054 841660 223394 968252 856214 112038 114064 2049 112015 5188084 5178376 9708 155844 155844 NETWORK OPERATIONS 18915870 18896746 19124 CONTRIB,NET OF ALLOC EX 474650 13599 461051 MISCELLANEOUS 459 459 41739754 38656922 3082832 0 12031438 15968552 501188 663568 7567609 13459449 1433772 2623017 96473060 39175658 19959967 57297402 3559301 8111956 0 15337729 45053275 113461673 3583495 10151687 23620132 70948231 2609547 1747511 207922 18146514 30021096 100993943 X 15032179 12467730 15032179 12467730 45053275 113461673 X 520163 -3084612 X X 1 1 1 X 1 1 X 11295048 11266579 11397176 11043067 12504574 57506444 11295048 11266579 11397176 11043067 12504574 57506444 57506444 593306 240256 70015 56795 71438 1031810 208538 227514 323227 154368 343846 1257493 59795747 117028468 0.96170 0.94210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 1354 0 0 0 0 0 1354 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: DRAFTED LETTER TO GOVERNOR OF WISCONSIN TO ADDRESS ISSUES SURROUNDING GRANT RELATED ACTIVITIES. 1258396 389086 869310 95214664 38786572 56428092 57297402 SECURITIES AND MUTUAL FUNDS 8000000 F RABBI TRUST 111956 F 8111956 EQUIPMENT DEPOSITS 15337729 15337729 DEFERRED LEASE EXPENSE 398074 CONTRACT ADVANCES 17748440 18146514 42259917 41739754 520163 -3084612 -3084612 -2564449 42259917 0 42259917 0 42259917 41739754 0 41739754 0 41739754 PART XI, LINE 8 - OTHER ADJUSTMENTS: PRIOR PERIOD RESTATEMENT -3,084,612. EUROPE 0 1 PROGRAM SERVICES CONSULTING 6500 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES CONSULTING SERVICES AND EXPENSE REIMBURSEMENT 3492 0 2 0 0 0 2 9992 0 9992 0 0 0 0 0 1 1 UNIVERSITY OF MICHIGAN PO BOX 223131 PITTSBURGH PA 15251 386006309 501(C)(3) 86226 FUNDING TO SUPPORT DEPLOYMENT OF A DISTRIBUTED VIRTUAL INSTRUMENT TO SUPPORT DATA INTENSIVE SCIENCE, FOCUSING ON LHC BUT AVAILABLE TO ALL ACADEMIC DISCIPLINES. CALIFORNIA INSTITUTE OF TECHNOLOGY TREASURY SERVICES MAIL CODE 117-15 PASADENA CA 91125 951643307 501(C)(3) 142735 FUNDING TO SUPPORT DEPLOYMENT OF A DISTRIBUTED VIRTUAL INSTRUMENT TO SUPPORT DATA INTENSIVE SCIENCE, FOCUSING ON LHC BUT AVAILABLE TO ALL ACADEMIC DISCIPLINES. UNIVERSITY OF WISCONSIN PO BOX 500 MILWAUKEE WI 53201 391805963 501(C)(3) 46954 FUNDING TO SUPPORT EFFORTS TO ENHANCE GREATER USE WITHIN THE R&E COMMUNITY OF EXISTING AUTHENTICATION AND AUTHORIZATION TOOLS TO MANAGE IDENTITY AND ACCESS CONTROLS. VANDERBILT UNIVERSITY OFFICE OF CONTRACT/GRANT ACCT PMB 401591 NASHVILLE TN 37240 620476822 501(C)(3) 40778 FUNDING TO SUPPORT DEPLOYMENT OF A DISTRIBUTED VIRTUAL INSTRUMENT TO SUPPORT DATA INTENSIVE SCIENCE, FOCUSING ON LHC BUT AVAILABLE TO ALL ACADEMIC DISCIPLINES. 4 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANT FUNDS ARE SUBJECT TO THE EXPENDITURE AND DISBURSEMENT POLICIES OF UCAID IN COMPLIANCE WITH OMB AND FUNDING AGENCY STANDARDS, INCLUDING ALLOWABILITY AND APPROPRIATENESS (BUSINESS PURPOSE, ADEQUATE DOCUMENTATION & PROPER APPROVALS). FURTHER MONITORING OF THE USE OF GRANT FUNDS IS PROVIDED BY THE SR MANAGER OF SPONSORED PROJECTS AND THE PRINCIPAL INVESTIGATOR OF THE PROGRAM WITH REGULAR EXPENDITURE REVIEW. PROGRAMMATIC MONITORING IS MANAGED BY THE PI WITH REGULAR MEETINGS AND SUBMISSION OF REGULAR PROGRAM REPORTS. X 0 0 0 0 0 0 0 0 0 H DAVID LAMBERT 418323 0 0 0 0 0 12250 0 18357 0 448930 0 0 0 BARBARA NANZIG 129365 0 0 0 0 0 0 0 34015 0 163380 0 0 0 JAMES PFLASTERER 153219 0 0 0 0 0 15810 0 20529 0 189558 0 0 0 ROBERT VIETZKE 183908 0 0 0 0 0 17600 0 20970 0 222478 0 0 0 ANA PRESTON 178023 0 0 0 0 0 14519 0 987 0 193529 0 0 0 STEPHEN WOLFF 160779 0 0 0 0 0 10643 0 15377 0 186799 0 0 0 KENNETH KLINGENSTEIN 184433 0 0 0 0 0 18600 0 1048 0 204081 0 0 0 MATTHEW ZEKAUSKAS 165656 0 0 0 0 0 16078 0 8299 0 190033 0 0 0 CHRIS ROBB 0 0 0 0 163671 0 0 0 0 0 163671 0 0 0 RANDALL BROGLE 153160 0 0 0 0 0 15704 0 20863 0 189727 0 0 0 BRIAN CASHMAN 144628 0 0 0 0 0 14865 0 3143 0 162636 0 0 0 PART I, LINE 3 THE BOARD CHAIR DIRECTS THE CHIEF OF STAFF ON ANY RESEARCH THEY WOULD LIKE COMPLETED. THE BOARD THEN MEETS IN EXECUTIVE SESSION AND DISCUSSES THEIR PLAN FOR THE COMPENSATION OF THE CEO AND RELAYS THIS INFORMATION TO THE CEO AND CHIEF OF STAFF. SUPPLEMENTAL INFORMATION PART III PART II: BARBARA NANZIG RECEIVED UNRELATED COMPENSATION OF $163,380 FROM UNIVERSITY OF MICHIGAN; $129,365 WAGES, $34,015 NON TAXABLE BENEFITS. CHRIS ROBB RECEIVED UNRELATED COMPENSATION OF $163,671 FROM INDIANA UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS FOUR CLASSES OF MEMBERSHIP: UNIVERSITY, NETWORK, AFFILIATE AND INDUSTRY. MEMBERS IN GOOD STANDING SHALL HAVE THE RIGHT TO VOTE FOR THE ELECTION OF TRUSTEES AND COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A THE CORPORATION HAS FOUR CLASSES OF MEMBERSHIP: UNIVERSITY, NETWORK, AFFILIATE AND INDUSTRY. EACH VOTING MEMBER IN GOOD STANDING IS ENTITLED TO ONE VOTE FOR THE ELECTION OF TRUSTEES AND COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 THE OFFICERS OF INTERNET2 REVIEW THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF ARE TRAINED AND INDOCTRINATED UPON JOINING THE ORGANIZATION. ALL BOARD MEMBERS MUST AGREE TO AND SIGN A CONFLICT OF INTEREST STATEMENT WHEN INSTALLED IN THEIR POSITIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES MEET IN EXECUTIVE SESSION TO DISCUSS COMPENSATION OF THE CEO. THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS A BOARD COMMITTEE PROCESS; THE MEMBERS OF THE BOARD INVOLVED ARE ALL OUTSIDE MEMBERS. BEFORE HIRING, THE HR MANAGER CONDUCTS A SALARY BENCHMARKING PROCESS FOR EACH POSITION BASED ON DUTIES, INDUSTRY, AND AREA OF THE COUNTRY. THEN, STAFF HAVE ESTABLISHED GOALS FOR EACH YEAR. SUPERVISORS CONDUCT ANNUAL EMPLOYEE REVIEWS ASSOCIATED WITH EMPLOYEES' ANNIVERSARY DATE. THIS PART OF THE PROCESS IDENTIFIES THE BASIS FOR MERIT PAY CHANGES. THE HR MANAGER ALSO ANNUALLY CONDUCTS SURVEYS OF THE INDUSTRY TO ESTABLISH GUIDELINES FOR CHANGES IN MARKET-BASED SALARY CONDITIONS. THIS PROCESS WAS MOST RECENTLY PERFORMED IN 2011. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: PRIOR PERIOD ADJUSTMENTS: -3,084,612. FORM 990, PART XII, LINE 2C: THE PROCESS FOR SELECTING AND OVERSEEING THE WORK OF THE INDEPENDENT AUDITOR HAS NOT CHANGED FROM THE PRIOR YEAR. 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