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THE NAS OPERATES AS A PRIVATE MEMBERSHIP ORGANIZATION OF DISTINGUISHED SCHOLARS ENGAGED IN SCIENTIFIC, ENGINEERING, OR MEDICAL RESEARCH. NAS IS DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. NAS PROVIDES ADVICE AND OTHER SERVICES TO THE U.S. GOVERNMENT AND OTHER PRIVATE SPONSORS. 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OTHERS 9184725 DEFERRED GAIN 318112 ACCRUED EMPLOYEE BENEFITS 7664501 DERIVATIVE LIABILITY 13920582 ASSET RETIREMENT OBLIGATION 60000 LINE OF CREDIT 20885152 57580264 359039858 345428611 13611247 -43368017 -3103694 -46471711 -32860464 330495672 -28544186 -28544186 359039858 359039858 363356117 17927506 17927506 345428611 345428611 Part V, line 4 Earnings from the Endowment are used to further the exempt purposes of the organization. Approximately 1/3 each for unrestricted, prizes & awards, various scientific programs. Part XI, line 8 Amount consists of $3,040,169 of unrealized loss on derivatitves and $63, 525 of unrealized loss on charitable gift annuities. Part XII, line 2d Amount reported includes $43,367, 998 of unrealized loss on investments, $17,575,241 of cost of goods sold, $951,404 of rental expense, $599,139 of investment-related expenses, $3,040,169 of unrealized loss on derivatitves and $63,525 of unrealized loss on charitable gift annuities. FIN 48 (ASC 740) NAS is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code, except for unrelated business income. NAS recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. NAS does not believe its financial statements include any uncertain tax positions. Part XIII, line 2d Amount reported includes $17,575,241 of cost of goods sold, $951,404 of rental expense, and $599,139 of investment-related expenses. true East Asia and the Pacific 8 Program Services RADIATION EFFECTS RES 1640007 Sub-Saharan Africa Grantmaking AFRICAN ACADEMY DEV 385342 Central America and the Caribbean Investments 63675000 Europe (Including Iceland and Greenland) Investments 3100000 8 8 68800349 68800349 Sub-Saharan Africa AFRICAN SCIENCE ACADEMY DEVELOPMENT 50000 WIRE Sub-Saharan Africa AFRICAN SCIENCE ACADEMY DEVELOPMENT 100000 WIRE Sub-Saharan Africa AFRICAN SCIENCE ACADEMY DEVELOPMENT 180000 WIRE Sub-Saharan Africa AFRICAN SCIENCE ACADEMY DEVELOPMENT 55342 WIRE Middle East/North Africa RESEARCH GRANT 12320 WIRE Middle East/North Africa RESEARCH GRANT 91268 WIRE Middle East/North Africa RESEARCH GRANT 156499 WIRE 7 HONORARIA Middle East/North Africa 1 1250 Check HONORARIA Europe/Iceland/Greenland 1 1000 Wire FELLOWSHIP Europe/Iceland/Greenland 1 2250 WIRE FELLOWSHIP East Asia/Pacific 1 3850 WIRE FELLOWSHIP East Asia/Pacific 1 2250 WIRE HONORARIA Europe/Iceland/Greenland 1 750 Check HONORARIA Europe/Iceland/Greenland 1 500 Check true false true false true false Schedule F, Part 1, line 2 NAS programmatic staff review grant budgets submitted by recipient organizations prior to awarding the grant funds. NAS policy is to comply with restrictions on grant awards to countries on the US Government's current list of sanctioned countries. Post award, the progress budget reports are submitted by the recipient organizations and reviewed by the NAS staff during the grant period. true MICHIGAN STATE UNIVERSITY 394 Administration Bldg EAST LANSING MI 48824 386005984 GOVT 5766 RESEARCH GRANT NATIONAL SCIENCE RESOURCES CENTER 901 D ST SW STE 704B WASHINGTON DC 20024 530206027 501c3 2140936 RESEARCH GRANT SMITH COLLEGE 33 ELM STREET NORTHAMPTON MA 01063 041843040 501C3 205178 RESEARCH GRANT UNIVERSITY OF GEORGIA RESEARCH FOUNDATION 617 BOYD GRAD STUDIES RESEARCH CENT ATHENS GA 306027411 581353149 501C3 37375 RESEARCH GRANT UNIVERSITY OF ILLINOIS 506 S WRIGHT STREET URBANA IL 61801 376000511 501c3 50000 RESEARCH GRANTS UNIVERSITY OF OKLAHOMA 208 G WHITEHURST STILLWATER OK 74078 736017987 501c3 9572 RESEAERCH GRANT UNIVERSITY OF SOUTHERN MISSISSIPPI 118 COLLEGE DR 5157 HATTIESBURG MS 394060001 646000818 GOVT 15006 RESEARCH GRANT USDA 10300 BALTIMORE AVE BELTSVILLE MD 207052350 720564834 GOVT 11613 RESEARCH GRANT JOHNS HOPKINS UNIVERSITY 1101 E 33rd Street Ste D200 BALTIMORE MD 21218 520595110 501C3 12811 RESEARCH GRANT STANFORD UNIVERSITY 340 PANAMA STREET STANFORD CA 94305 941156365 501C3 100000 RESEARCH GRANT UNIVERSITY OF CALIFORNIA - SAN FRANCISCO UCSF Box 0248 San Francisco CA 94143 946036493 GOVT 51500 RESEARCH GRANT UNIVERSITY OF CALIFORNIA - DAVIS 1850 RESEARCH PARK DR STE 300 DAVIS CA 95618 946036494 GOVT 13603 RESEARCH GRANT UNIVERSITY OF CALIFORNIA - LOS ANGELES 1100 KINROSS AVE LOS ANGELES CA 90095 956006143 GOVT 100000 RESEARCH GRANT UNIVERSITY OF COLORADO CAMPUS BOX 425 BOULDER CO 80309 846000555 GOVT 76500 RESEARCH GRANT BOARD OF REGENTS UNIV OF NEVADA OFFICE OF SPONSORED PROJECTS ROSS HALL 204 RENO NV 89557 391805963 GOVT 34616 RESEARCH GRANT BRIGHAM YOUNG UNIVERSITY FINANCIAL SERVICES/RESEARCH PO BOX 21128 PROVO UT 84602 870217280 501C3 7679 RESEARCH GRANT DANFORTH PLANT SCIENCE CENTER 975 NORTH WARSON ROAD ST LOUIS MO 63132 311584621 501C3 210219 RESEARCH GRANT FOGARTY INTERNATIONAL CENTER 9000 ROCKVILLE PIKE BETHESDA MD 20892 520858115 GOVT 125215 RESEARCH GRANT GEORGE WASHINGTON UNIVERSITY 44983 KNOLL SQUARE 2ND FLOOR ASHBURN VA 20147 530196584 501C3 5820 RESEARCH GRANT JACKSON STATE UNIVERSITY PO BOX 17250 JACKSON MS 39217 646000507 GOVT 14411 RESEARCH GRANT NORTH DAKOTA STATE UNIVERSITY PO BOX 6050 FARGO ND 58108 456002439 GOVT 9585 RESEARCH GRANT NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 60208 362167817 501C3 25000 RESEARCH GRANT OHIO UNIVERSITY 104 RESEARCH TECHNOLOGY CENTER ATHENS OH 45701 316402113 GOVT 25000 RESEARCH GRANT UNIVERSITY OF WISCONSIN 21 N PARK STREET SUITE 6401 MADISON WI 53715 391805963 GOVT 12121 RESEARCH GRANT UNIVERSITY OF CENTRAL FLORIDA 12201 RESEARCH PKWY SUITE 501 ORLANDO FL 32826 532924021 GOVT 5923 RESEARCH GRANT UNIVERSITY OF DELAWARE WILLARD HALL ROOM 201 NEWARK DE 19716 516000297 501C3 9604 RESEARCH GRANT UNIVERSITY OF FLORIDA 164 GRINTER HALL GAINSVILLE FL 32611 596002052 GOVT 8901 RESEARCH GRANT UNIVERSITY OF HOUSTON 208 E CULLEN BLDG HOUSTON TX 77204 746001399 GOVT 11325 RESEARCH GRANT UNIVERSITY OF MASSACHUSETTS 70 BUTTERFIELD TERRACE AMHERST MA 01003 043167352 GOVT 10239 RESEARCH GRANT UNIVERSITY OF MICHIGAN 3003 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 501C3 56377 RESEARCH GRANT WASHINGTON UNIVERSITY IN ST LOUIS 700 ROSENDALE ST LOUIS MO 63112 430653611 501C3 100000 RESEARCH GRANT REGENTS OF THE UNIVERSITY OF CA - IRVINE 1400 BIOLOGICAL SCIENCES 3 IRVINE CA 92697 952226406 GOVT 71000 RESEARCH GRANT REGENTS OF THE UNIVERSITY OF MINNESOTA 200 OAK ST SE SUITE 450 MINNEAPOLIS MN 55455 416007513 GOVT 75000 RESEARCH GRANT RICE UNIVERSITY 6100 MAIN STREET HOUSTON TX 77252 741109620 501C3 75000 RESEARCH GRANT TRUSTEES OF PRINCETON UNIVERSITY 4 NEW SOUTH BUILDING PRINCETON NJ 08544 210634501 501C3 75000 RESEARCH GRANT UNC SCHOOL OF MEDICINE 170 MANNING DRIVE CHAPEL HILL NC 27599 561118388 GOVT 15629 RESEARCH GRANT UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL 104 AIRPORT DR STE 2200 CHAPEL HILL NC 27599 566001393 GOVT 100000 RESEARCH GRANT UNIVERSITY OF ARIZONA SPONSORED PROJECT SERVICES TUCSON AZ 85722 866004791 GOVT 15630 RESEARCH GRANT UNIVERSITY OF SOUTH CAROLINA 901 SUMTER STREET COLUMBIA SC 29208 576001153 GOVT 100000 RESEARCH GRANT UNIVERSITY OF WASHINGTON 1107 NE 45TH STREET STE 440 SEATTLE WA 98105 916001537 GOVT 53000 RESEARCH GRANT USAMRIID 1425 PORTER STREET FREDERICK MD 21702 521283120 GOVT 198525 RESEARCH GRANT VIRGINIA COMMONWEALTH UNIVERSITY 821 WEST FRANKLIN STREET RICHMOND VA 23284 546001755 GOVT 46575 RESEARCH GRANT SIGMA XI 3106 EAST NC HWY 54 RESEARCH TRIANGLE PK NC 27709 060655494 501C3 122315 RESEARCH GRANTS 15 27 STIPENDS/REL EXPENSE 1837 30000809 TRAVEL GRANTS 1177 2737725 FELLOWSHIPS 22 354316 HONORARIA PRIZES & AWARDS 96 696542 TUITION & FEES 2 301000 Schedule I, Part IV Disbursements for grants, scholarships, and fellowships are made in furtherance of the institution's exempt purposes and in accordance with procedures or subject to conditions established by the institution's governing board designed to ensure that individuals and organizations receiving disbursements from the organization in furtherance of its exempt purposes are adequately investigated to ensure that they are qualifying recipients. X X true true X X X false false false false false false false true false RALPH J CICERONE 605196 0 0 0 75945 0 45250 0 131151 0 857542 0 0 0 CHARLES VEST 602303 77981 45250 73355 798889 HARVEY FINEBERG 636539 82234 45250 24454 788477 WILLIAM COLGLAZIER 278151 16289 45250 10292 349982 MARY SALMON 195452 2182 19489 7241 224364 JAMES F HINCHMAN 341334 27135 45250 8314 422033 ERIC GRANT 93042 314840 12011 446 420339 DOUGLAS SOLVIE 104258 244381 14133 10156 372928 ROY SHORE 205577 257120 40032 25252 527981 JUDITH SALERNO 245509 7500 4772 45250 28443 331474 RICHARD BISSELL 228259 4776 43445 16629 293109 ROBERT SKINNER 241646 6529 45250 25251 318676 WAN-LING HSU 87342 316964 11448 427 416181 EVAN DOUPLE 142447 224340 28454 7402 402643 Schedule J, Part I, line 1, Tax indemnifications and gross-up payments NAS provides tax equalization payments for employees on international assignment greater than six months. The objective of the NAS tax equalization guidelines is to provide a framework whereby an employee may be transferred to and among international location(s) while incurring an individual tax burden similar to that which the employee would have been paid had the employee not received allowances and special tax considerations resulting from a foreign assignment. Schedule J, Part-Time Officers Compensation For the Vice President, Treasurer, Foreign Secretary and Home Secretary, work is based on a percentage level of effort, which ranges between 25% and 50% . NAS REIMBURSES EACH PART-TIME OFFICER'S HOME INSTITUTION FOR THE APPLICABLE PERCENTAGE OF SALARY AND BENEFITS PAID BY THE HOME INSTITUTION. SCHEDULE J, PART I, LINE 1, TRAVEL FOR COMPANIONS NAS PROVIDES REIMBURSEMENT FOR THE TRAVEL EXPENSES OF ONLY THE SPOUSES OF THE PRESIDENTS OF THE NAS, NAE AND IOM, AND ONLY IN CIRCUMSTANCES IN WHICH THE SPOUSE'S PRESENCE SERVES A BONA FIDE BUSINESS PURPOSE OF THE NAS AND THE EXPENSES HAVE BEEN PROPERLY SUBSTANTIATED, IN ACCORDANCE WITH THE NAS POLICY ON PRESIDENTIAL EXPENSES. COMPLIANCE WITH THE POLICY IS VERIFIED EACH YEAR THROUGH A SURVEY OF THE EXECUTIVE OFFICES OF THE PRESIDENTS. Schedule J, Part I, line 7 Non-fixed payments: A listed person received a lump-sum merit award. DISTRICT OF COLUMBIA 536001131 2548394D2 2008-06-19 66325000 REFUND SERIES 1999B & 1999C BONDS false false false DISTRICT OF COLUMBIA 536001131 2548395A7 2009-04-30 57500000 REFUND SERIES 1999A BONDS false false false DISTRICT OF COLUMBIA 536001131 2548398N6 2010-05-20 60876507 RESTORE CONSTITUTION AVE FACILITY false false false 0 0 66325000 763192 0 0 561808 0 0 0 0 0 true false true true 0 0 57500000 551370 0 0 309719 0 0 0 0 0 true false true true 0 0 60876507 22512242 3807935 0 297750 0 0 40623036 2326569 22512242 false false false true 0 0 false false true true true true 0 true false true false 0 false 0 false false false true false 0 false 0 false false false false false 0 false 0 false true X SCHEDULE K, PART III, LINE 3A, COLUMN C 0 NAS HAS ENTERED INTO A MANAGEMENT OR SERVICE CONTRACT, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 97-13. SCHEDULE K, PART III, LINE 3B, COLUMN C 0 THE NAS ENTERED INTO RESEARCH AGREEMENTS, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 2007-47. RALPH J CICERONE PURCHASE RESIDENCE X 2250000 2250000 false true true CHARLES VEST PURCHASE RESIDENCE X 1000000 750000 false true true 3000000 X 11 114753 Sale Price false true false Part VI, Section A, Lines 6, 7a and 7b Governance The organization is a private membership organization. Amendments to the organization's constitution and bylaws, and election of new members, officers, and council members require a vote of the members. The officers of the organization, together with twelve members to be elected, shall constitute the National Academy of Sciences (NAS) council for the transaction of such business as may be assigned to it by the constitution, bylaws, or the membership. The NAS council has general supervision over the election of the officers of the organization, and shall set the date for election and appointing nominating committees. The NAS council may delegate its authority to appropriate officials of the organization except with respect to those authorities concerning membership affairs. Part VI, Section B, Line 11 Policies The Draft 990 is prepared by the Office of the Chief Financial Officer. It is reviewed by the Office of General Counsel and an external tax advisor before being reviewed by the auditing committee. The final form is then provided to the full NAS Council prior to its submission. Part VI, Section B, Lines 12b, 12c Policies Annually, the general counsel leads a discussion at a meeting of officers and directors at which the conflict of interest policy is reviewed. All officers/directors are asked about any current conflicts and required to sign a statement that they understand and will abide by all conflict of interest policies and procedures. Part VI, Section B, Line 15 Compensation decisions for all disqualified persons as defined in IRC section 4958 are made annually by an executive compensation committee composed of independent directors on the basis of comparability data and there is a record of their deliberations and decisions. Compensation decisions are made annually for other key and highly paid employees by a committee of senior staff on the basis of comparability data. Part VI, Section C Disclosure, line 19 NAS makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. THE GOVERNING DOCUMENTS AND ANNUAL FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. Part XI, Line 5 Amount reported includes $43,368,017 of unrealized loss on investments, $3,040,169 of unrealized loss on derivatives, and $63,525 of unrealized loss on charitable gift annuities. Part VI, Section A, Line 4 In 2011, the organization amended Article IV of its bylaws to provide (1) that beginning with the organization's 2012 Annual Meeting, eighty-four members would be elected to the Annual Meeting and each Annual Meeting thereafter until 2017; and (2) an increase in the number of foreign associates resident in the US that may be elected annually from two to three. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RALPH J CICERONE TITLE:PRESIDENT HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JEREMIAH OSTRIKER TITLE:TREASURER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:CHARLES VEST TITLE:PRESIDENT - NAE HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HARVEY FINEBERG TITLE:PRESIDENT - IOM HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARY SALMON TITLE:CFO HOURS:1 NAS Title Holding LLC 5635 Bent Branch Road Bethesda MD 20816 530196932 Title Holding MD 171046529 NAS The National Academies Corporation 100 ACADEMY IRVINE CA 92617 942994279 Support Org CA 501(C)(3) 11a NAS true NAS Retiree Welfare Benefit Plan Trust 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 526976965 Support Org DC 501(C)(3) 11a NAS true National Academy of Engineering Fund 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 237284092 Support Org DC 501(C)(3) 11a NAS true false false true false false false false false false false true false true true false true true false NATIONAL ACADEMY OF ENGINEERING FUND C 3292019 CASH THE NATIONAL ACADEMIES CORPORATION P 105541 CASH NATIONAL ACADEMY OF ENGINEERING FUND P 1443094 CASH RETIREE WELFARE BENEFIT PLAN TRUST Q 849077 CASH