2012-11-14T10:31:03-06:00 2011-12-31 410746749 CLIFTONLARSONALLEN LLP 9515 DEERECO RD - SUITE 500 TIMONIUM MD 210932184 990 2011-01-01 522119011 THE HORIZON FOUNDATION OF HOWARD COUNTY INC HORI 4107150311 10480 LITTLE PATUXENT PARKWAY NO 900 COLUMBIA MD 21044 NICOLETTE HIGHSMITH VERNICK 4107150311 2012-11-13 1 MELISSA DYER CPA P01222987 4104530900 2011 2016-02-24 21:20:13Z NICOLETTE H VERNICK 10480 LITTLE PATUXENT PARKWAY NO 900 COLUMBIA MD 21044 79939481 0 X WWW.THEHORIZONFOUNDATION.ORG X 1998 MD TO PROMOTE AND ENHANCE THE HEALTH AND WELLNESS OF THE HOWARD COUNTY COMMUNITY. 23 22 8 33 17398 0 60000 20000 0 0 1655965 3359809 34600 114185 1750565 3493994 1590719 1639178 0 0 883560 1018877 0 0 0 976662 1143793 3450941 3801848 -1700376 -307854 80791381 75449898 1627257 1059940 79164124 74389958 X THE HORIZON FOUNDATION IS A STRATEGIC, ACTION-ORIENTED PHILANTHROPY DEDICATED TO IMPROVING COMMUNITY HEALTH AND WELLNESS. OUR MISSION IS TO PROMOTE AND ENHANCE THE HEALTH AND WELLNESS OF THE HOWARD COUNTY, MARYLAND COMMUNITY. FOUNDATION FUNDING SUPPORTS AN ARRAY OF INITIATIVES INTENDED TO OVERCOME BARRIERS TO COMMUNITY HEALTH AND WELLNESS, AMELIORATE DISPARITIES IN HEALTH STATUS, AND INCREASE OPPORTUNITIES FOR ALL HOWARD COUNTY RESIDENTS TO LEAD HEALTHIER LIVES. 0 0 680659 107623 COMMUNITY BUILDING - THOSE ACTIVITIES AND EXPENDITURES THAT SUPPORT AND SUSTAIN THE FOUNDATION'S STRATEGIC EFFORTS TO EFFECT POSITIVE CHANGE IN IDENTIFIED PRIORITY AREAS. THE GOAL IS TO SOLIDIFY, IMPROVE, AND EXPAND, IN CONCERT WITH OTHER ORGANIZATIONS AND GOVERNMENT, THE COMMUNITY'S OVERALL HEALTH AND WELLNESS INFRASTRUCTURE. THIS IS IN AN EFFORT TO INCREASE AND ENHANCE THE HEALTH AND WELLNESS OPPORTUNITIES FOR ALL HOWARD COUNTIANS TO LEAD HEALTHIER LIVES. 2377496 1639178 GRANTMAKING AND INITIATIVES - THOSE ACTIVITIES AND EXPENDITURES INTENDED TO STIMULATE POSITIVE CHANGES IN MAJOR HEALTH AND WELLNESS ISSUES THAT AFFECT HOWARD COUNTIANS. GRANTMAKING IS EITHER PROACTIVE ON THE PART OF THE FOUNDATION OR RESPONSIVE TO REQUESTS FROM NON-PROFIT ORGANIZATIONS OR GOVERNMENT AGENCIES. GRANTS SUPPORT ORGANIZATIONAL CAPACITY BUILDING, PLANNING, PROGRAM DEVELOPMENT, PILOT PROGRAMS, AND PROJECTS THAT IMPROVE ORGANIZATIONAL/PROGRAM SUSTAINABILITY. THE FOUNDATION ALSO CONDUCTS PROJECTS, PROGRAMS AND EVENTS THAT FURTHER THE MISSION OF PROMOTING HEALTH AND WELLNESS IN THE HOWARD COUNTY, MARYLAND COMMUNITY. 3058155 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 26 0 8 1 1 1 0 0 0 0 0 0 0 0 0 0 X 23 22 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MD X MAUREEN HAYES 4107150311 10480 LITTLE PATUXENT PARKWAY SUITE COLUMBIA MD 21044 SHIRLEY D COLLIER 1.70 X 0 0 0 ANN B MECH JD RN 1.20 X 0 0 0 RICHARD M KRIEG PHD 40.00 X X 249574 0 136099 ROBERT I JEFFREY 1.50 X 0 0 0 STEVEN W SACHS 0.50 X 0 0 0 ROBERT N SHEFF MD 0.60 X X 0 0 0 T JAMES TRUBY 0.80 X X 0 0 0 GLEN FALCAO 0.60 X 0 0 0 DR DAVID ANDERSON DPHIL 0.30 X 0 0 0 DAVID BARRETT 0.60 X 0 0 0 JOHN B ISBISTER 1.00 X 0 0 0 MICHAEL H KELEMEN MD 0.60 X 0 0 0 PAMELA J MACK 1.20 X 0 0 0 FLOYD J MALVEAUX MD PHD 0.40 X 0 0 0 MARY ELLEN DUNCAN PHD 0.80 X X 0 0 0 LYNN C COLEMAN 1.00 X 0 0 0 FELICITA SOLA-CARTER 0.80 X 0 0 0 CHARMINE B GORDON 0.50 X 0 0 0 KWANG CHUL WHANG 0.60 X 0 0 0 STEVEN GERSHMAN 0.80 X 0 0 0 GUILLERMO BIRMINGHAM 0.30 X 0 0 0 LYNNE QUINN 0.10 X 0 0 0 MARIANNE ROSS 0.60 X 0 0 0 MAUREEN HAYES 40.00 X 112088 0 43763 GLENN SCHNEIDER 40.00 X 111000 0 6766 472662 0 186628 3 0 1 0 JEAN MOON & ASSOCIATES 11117 WOOD ELVES WAY COLUMBIA MD 21044 PUBLIC RELATIONS 134773 1 20000 20000 1005043 1005043 6000 0 6000 6000 6000 78800253 76444925 562 2355328 -562 2354766 -562 17398 2337930 REIMBURSEMENTS 900099 72185 72185 CANCELLED GRANTS 900099 36000 36000 108185 3493994 107623 17398 3348973 1639178 1639178 385673 250687 134986 457033 310119 146914 44649 30460 14189 85062 58761 26301 46460 31057 15403 53579 38407 15172 83673 59980 23693 68077 68077 349072 250228 98844 73708 49744 23964 2849 1623 1226 167878 121838 46040 16096 4247 11849 75205 46330 28875 74 74 37108 24805 12303 12462 8330 4132 RECRUITING 85800 85800 PUBLIC RELATIONS 54334 18134 36200 PRINTING AND PUBLICATIO 26982 21369 5613 PROFESSIONAL DEVELOPMEN 22627 15331 7296 14269 9450 4819 3801848 3058155 743693 0 1552572 42057 936158 618522 134241 116143 21754 41551 219208 161082 86447 58126 59973270 57803452 17952439 16499628 134500 270419 80791381 75449898 111666 165427 1021778 325132 493813 569381 1627257 1059940 X 78944124 74244008 220000 145950 79164124 74389958 80791381 75449898 X -307854 -4466312 X X 0 1 1 X 0 X X 0 0 0 HOWARD COMMUNITY HEALTH FOUNDATION INC 522119018 501(C)(3) 1 1 1 0 1 0 SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART I, LINE 11H(VII): GRANTS MADE BY THE ORGANIZATION WERE MADE ON THE SUPPORTED ORGANIZATIONS BEHALF AND IN SUPPORT OF IT'S MISSION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 85947 31350 54597 15947 70000 85947 38947 23000 15947 39846 899 38947 1.00000 0 0 57356 57356 161852 161082 770 58126 PERMAL PRIVATE EQUITY HOLDINGS IV, LLP 1757751 F SILVER CREEK LOW VOLATILITY PERFORMANCE FUND II, LLP 1464215 F COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND II, LTD 437858 F TUCKERBROOK S/B DISTRESSED FUND 663687 F PERMAL PRIVATE EQUITY OPPORTUNITIES III, LP 2157454 F LAMDMARK REAL ASSETS FUND 810731 F ARCHSTONE OFFSHORE FUND, LTD 2299114 F LANX OFFSHORE PARTNERS LTD 2537353 F PINE GROVE INVESTMENTS 2096650 F VALSTONE OPPORTUNITY INVESTMENTS 1467054 F PENN SQUARE GLOBAL REAL ESTATE FUND II, LP 807761 F 16499628 DEFERRED COMPENSATION 569381 569381 3493994 3801848 -307854 -4466312 -4466312 -4774166 -1099185 -4466312 -4466312 3367127 68077 58790 126867 3493994 3694981 0 3694981 68077 38790 106867 3801848 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION'S BOARD DESIGNATED ENDOWMENT IS FOR FOUNDATION, HOWARD COUNTY GENERAL HOSPITAL AND UNITED WAY JOINT INITIATIVES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION UNDER FASB ASC 740-10. THE FEDERAL AND STATE INCOME TAX RETURNS FOR THE FOUNDATION FOR 2010, 2009, AND 2008 ARE SUBJECT TO EXAMINATION BY THE IRS AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRIBUTION INCOME 20,000. REIMBURSEMENTS 2,790. CANCELLED GRANTS 36,000. PART XIII, LINE 4B - OTHER ADJUSTMENTS: REIMBURSEMENTS 2,790. CANCELLED GRANTS 36,000. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 1 ATHELAS INSTITUTE INC 9104 RED BRANCH ROAD COLUMBIA MD 21045 521225887 501(C)(3) 15425 COMMUNITY WELLNESS PROGRAM AMERICAN INSTITUTE OF WINE AND FOOD PO BOX 962 HUNT VALLEY MD 21030 942780315 501(C)(3) 14500 COMMUNITY MODEL TO IMPROVE CHILDREN'S FOOD CHOICES ASSOCIATION OF COMMUNITY SERVICES OF HOWARD COUNTY 10480 LITTLE PATUXENT PARKWAY SUITE 920 COLUMBIA MD 21044 521320048 501(C)(4) 171563 31125 TERMS OF LEASE OFFICE SPACE FUNDING FOR THEIR OFFICE SPACE & THE POLICY ANALYSIS CENTER, AND CAPACITY BUILDING SUPPORT. BRIDGES TO HOUSING STABILITY 9520 BERGER ROAD SUITE 311 COLUMBIA MD 21046 521723716 501(C)(3) 10000 ORGANIZATIONAL ASSESSMENT & STRATEGIC PLAN BALTIMORE AREA COUNCIL BSA 701 WYMAN PARK DRIVE BALTIMORE MD 21211 520591572 501(C)(3) 15000 COPE ON THE ROAD COLUMBIA TRIATHLON ASSOCIATION 9130 G RED BRANCH ROAD COLUMBIA MD 21045 521615083 501(C)(3) 25000 YOUTH TRIATHLON PROJECT CLASS ACTS ARTS INC 8720 GEORGIA AVE SUITE 303 SILVER SPRING MD 20910 522203133 501(C)(3) 25979 DANCEFIT CHASE BREXTON HEALTH SERVICES INC 8306 MAPLE STREET LAUREL MD 20707 521638592 501(C)(3) 19425 BOARD DESIGNATED FUND; ACCESS TO CARE FIRN INC 5999 HARPERS CHOICE RD SUITE E-200 COLUMBIA MD 21044 521397480 501(C)(3) 30000 FIRN U-VISA/VAWA PROGRAM, FOREIGN BORN COMMUNITY HEALTH & WELLNESS PROGRAM, AND BRIDGE BUILDERS: 30 FOR 30 FAMILY AND CHILDREN SERVICES 4623 FALLS RAOD BALTIMORE MD 21209 520591546 501(C)(3) 70840 YOUTH INVESTMENT INITIATIVE GIRL SCOUTS OF CENTRAL MARYLAND 4806 SETON DRIVE BALTIMORE MD 21215 520780207 501(C)(3) 29270 GIRLZ GO FIT! A HEALTHIER, FABULOUS U! HC DRUGFREE INC 10451 TWIN RIVERS ROAD STE 404 COLUMBIA MD 21044 383702298 501(C)(3) 35000 PREVENTING YOUTH ALCOHOL ABUSE IN HOWARD COUNTY HEALTHY HOWARD INC 7178 COLUMBIA GATEWAY DRIVE COLUMBIA MD 21046 611549388 501(C)(3) 87786 MEDICAL CARE TO UNINSURED HO CO RESIDENTS HOWARD COMMUNITY COLLEGE EDUCATION FOUNDATION 10901 LITTLE PATUXENT PARKWAY COLUMBIA MD 21044 521272329 501(C)(3) 11000 INVESTMENT NEWS COMMUNITY LEADERSHIP AWARD, HCC EMS GRADUATES TO ENROLL IN UMBC BS PROGRAM AND HEALTH SCIENCE BUILDING HOWARD COUNTY PUBLIC SCHOOL SYSTEM 10910 ROUTE 108 ELLICOTT CITY MD 21042 526000968 501(C)(3) 6795 GREENHOUSE FOR GRASSROOTS PROJECT HOWARD COUNTY DEPARTMENT OF POLICE 3410 COURT HOUSE DRIVE ELLICOTT CITY MD 21043 521900769 501(C)(3) 5100 2011 PLEDGE SUMMER CAMP PROGRAM HOWARD COUNTY DEPT OF CITIZEN SERVICES 6751 COLUMBIA GATEWAY DRIVE COLUMBIA MD 21046 526000965 501(C)(3) 140000 NORTH LAUREL/SAVAGE MULTI SERVICE CTR HOWARD COUNTY GENERAL HOSPITAL 5755 CEDAR LANE COLUMBIA MD 21044 522093120 501(C)(3) 416348 PHYSICAL PLANT EXPANSION OF HOSPITAL LOYOLA UNIVERSITY - CLINICAL CENTERS 8890 MCGRAW ROAD COLUMBIA MD 21045 520591623 501(C)(3) 35000 EXPANDING HORIZONS: BROADWAY KIDS LAUREL WOODS ELEMENTARY SCHOOL PTA 9250 NORTH LAUREL AVENUE LAUREL MD 20723 521384544 501(C)(3) 18095 JOURNEY TO HEALTH & WELLNESS PROJECT MEALS ON WHEELS OF CENTRAL MARYLAND INC 515 SOUTH HAVEN STREET BALTIMORE MD 21224 526074723 501(C)(3) 23861 PART-TIME OUTREACH POSITION - NORTH LAUREL & SAVAGE MARYLAND FOOD BANK INC 2200 HALETHORPE FARMS RAOD BALTIMORE MD 21227 521135690 501(C)(3) 25000 SCHOOL PANTRY PROGRAM MARYLAND FOUNDATION OF DENTISTRY FOR THE HANDICAPPED 6410 DOBBIN ROAD COLUMBIA MD 21045 521962484 501(C)(3) 9400 DONATED DENTAL SERVICES - HOWARD COUNTY INITIATIVE MARYLAND SOCIETY FOR SIGHT 1313 WEST OLD COLDSPRING LANE BALTIMORE MD 21209 520591662 501(C)(3) 10000 GLAUCOMA SCREENING FOR AT-RISK POPULATIONS IN HO CO NATIONAL FAMILY RESILIENCY CENTER INC 2000 CENTURY PLAZA STE 121 COLUMBIA MD 21044 521702813 501(C)(3) 7120 PROGRAM FOR CHILDREN & TEENS WHOSE FAMILYS ARE IN TRANSITION NEIGHBOR RIDE INC 9250 BENDIX ROAD NORTH COLUMBIA MD 21045 320123282 501(C)(3) 30000 EXPAND AND SUSTAIN NEIGHBOR RIDE'S SENIOR TRANSPORTATION SERVICE UNITED WAY OF CENTRAL MARYLAND PO BOX 1576 BALTIMORE MD 21203 520591543 501(C)(3) 40000 USING 211 TO INCREASE AWARENESS & ACCESS TO HHS IN HOWARD COUNTY WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 501(C)(3) 50000 HEALTH HOME PILOT FOR HOWARD COUNTY CITIZENS WITH SERIOUS MENTAL ILLNESS THE ARC OF HOWARD COUNTY 11735 HOMEWOOD ROAD ELLICOTT CITY MD 21042 520884366 501(C)(3) 30000 AT HOME WITH TECHNOLOGY UNIVERSITY OF MARYLAND EXTENSION 3300 NORTH RIDGE ROAD SUITE 240 ELLICOTT CITY MD 21043 526002033 501(C)(3) 18214 SEEDS OF HEALTH 29 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SENIOR STAFF ASSOCIATE REVIEWS ALL EVALUATIONS, MID-YEAR REPORTS, AND/OR THE FINAL REPORT AND FINAL BUDGET REPORT AS STIPULATED IN THE CONDITIONS PRESENTED IN EACH INDIVIDUALIZED AWARD LETTER. SITE VISITS MAY BE MADE IF THERE ARE QUESTIONS OR CONCERNS. X X X X X 0 1 0 0 0 0 0 0 0 RICHARD M KRIEG PHD 243866 0 0 0 5708 0 110778 0 25321 0 385673 0 0 0 MAUREEN HAYES 112088 0 0 0 0 0 13451 0 30312 0 155851 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 IN 2011 THE BOARD CONDUCTED A COMPREHENSIVE REVIEW OF THE FOUNDATION'S OPERATIONS AND ORGANIZATIONAL DOCUMENTS INCLUDING THE BYLAWS. AS A RESULT OF THAT REVIEW, THE BYLAWS WERE AMENDED TO REFLECT CHANGES TO STANDING COMMITTEES, THE ROLE OF THE NOMINATING COMMITTEE, TERM OF OFFICE, POSITION OF VICE CHAIR AND COMMITTEES AND MORE IN ORDER TO CLARIFY OPERATIONS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. THE CHAIR OF THE AUDIT COMMITTEE WILL PRESENT AUDIT FINDINGS AND REPORT ON THE PREPARATION AND SUBMISSION OF THE 990 TO THE FULL BOARD. THE 990 WILL BE POSTED ON THE BOARD'S GROUP WEBSITE FOR REVIEW BY THE TRUSTEES. NOTIFICATION OF THE 990 POSTING IS SENT TO ALL TRUSTEES VIA E-MAIL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION HAS A CONFLICT OF INTEREST POLICY THAT IS COMPLETED BY THE TRUSTEES ON AN ANNUAL BASIS. THE COMPLETED FORMS ARE RETURNED TO THE SECRETARY WHO REVIEWS THEM ALL AND FOLLOWS UP WITH THE INDIVIDUAL ON ANY POSSIBLE CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE FOUNDATION REVIEWS THE PERFORMANCE OF THE PRESIDENT & CEO AND RECOMMENDS TO THE BOARD COMPENSATION TO BE PAID TO THE PRESIDENT. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR, CHAIR-ELECT, SECRETARY, TREASURER AND THE CHAIRS OF THE STANDING COMMITTEES OF THE FOUNDATION (GRANTS & SPECIAL INITIATIVES, FINANCE, AUDIT, AND NOMINATING COMMITTEES) AS WELL AS THE PRESIDENT WHO IS RECUSED FROM THE MEETINGS FOR THESE DELIBERATIONS. THE EXECUTIVE COMMITTEE USES THE SERVICES OF NATIONAL LEVEL OUTSIDE CONSULTANTS WHO SPECIALIZE IN NON-PROFIT AND FOUNDATION EXECUTIVE COMPENSATION. THE CONSULTANTS IDENTIFY THE APPROPRIATE LABOR MARKETS TO REVIEW AND CONSIDER WHETHER TO USE PUBLISHED COMPENSATION SURVEYS, IRS FORM 990S OF SELECT FOUNDATIONS OR A COMBINATION OF SURVEY AND FORM 990S AND HOW TO WEIGH THE DATA FROM EACH. IN ORDER TO PRESENT THE APPROPRIATE DATA FOR ANALYTICAL PURPOSES, THE CONSULTANT USES A COMBINATION OF PUBLISHED DATA, APPROPRIATE COMPARISON ORGANIZATIONS AS WELL AS GEOGRAPHIC DATA. THE CONSULTANT PRESENTS FINDINGS TO THE EXECUTIVE COMMITTEE WHICH THEN RECOMMENDS A SALARY TO THE FULL BOARD. THE INCREASE IS APPROVED BY THE FULL BOARD. FOR OTHER EMPLOYEES, THE FOUNDATION PERIODICALLY OBTAINS THE SERVICES OF A NATIONAL LEVEL COMPENSATION, BENEFITS AND HUMAN RESOURCES CONSULTING FIRM TO CONDUCT A COMPETITIVE COMPENSATION ASSESSMENT AND PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE CASH COMPENSATION LEVELS FOR EMPLOYEES. THE CONSULTANT REVIEWED COMPENSATION DATA FOR COMPARABLE POSITIONS USING PUBLISHED COMPENSATION SURVEYS AND IRS FORM 990S FOR PEER ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -4,466,312. FORM 990, PART XI, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. HOWARD COMMUNITY HEALTH FOUNDATION 10480 LITTLE PATUXENT PARKWAY COLUMBIA MD 21044 522119018 SUPPORT, PROMOTE & ENHANCE COMMUNITY HEALTH & WELLNESS IN HOWARD COUNTY MD MD 501(C)(3) 7 N/A 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0