2012-11-12T14:06:00-06:00 2011-12-31 PRICEWATERHOUSECOOPERS LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2011-01-01 943299125 KAISER HOSPITAL ASSET MANAGEMENT INC % VP - NATIONAL TAX COMPLIANCE KAIS 5102716611 ONE KAISER PLAZA 15L OAKLAND CA 94612 DEBORAH STOKES 5102716385 2012-11-02 2673303000 2011 2016-02-24 21:20:13Z THOMAS R MEIER ONE KAISER PLAZA 15L OAKLAND CA 94612 180063333 false X N/A X 1998 CA KAISER HOSPITAL ASSET MANAGEMENT, INC IS A SUPPORTING ORGANIZATION WHICH ACQUIRES MEDICAL EQUIPMENT NECESSARY FOR THE DELIVERY OF MEDICAL CARE AT VARIOUS KAISER PERMANENTE MANAGED CARE FACILITIES. 3 0 0 0 279806 278806 0 0 168857437 172615545 1079988 1314400 335553 241754 170272978 174171699 0 0 0 0 742003 714971 0 0 0 168791822 172809020 169533825 173523991 739153 647708 920876047 931246994 52465487 62163748 868410560 869083246 KAISER HOSPITAL ASSET MANAGEMENT, INC IS A SUPPORTING ORGANIZATION WHICH ACQUIRES MEDICAL EQUIPMENT NECESSARY FOR THE DELIVERY OF MEDICAL CARE AT VARIOUS KAISER PERMANENTE MANAGED CARE FACILITIES. false false 173480198 0 172615545 KAISER HOSPITAL ASSET MANAGEMENT, INC ACQUIRES AND MANAGES MEDICAL EQUIPMENT USED IN THE DELIVERY OF MEDICAL CARE AT VARIOUS KAISER PERMANENTE MANAGED CARE FACILITIES. 173480198 true false false false false false false false false false true false false false true false false true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false false true 0 0 0 true true false false false false false false false false false X 3 0 false false false false true true true true true false false true true true true true true true true false CA X VP - NATIONAL TAX COMPLIANCE 5102716385 ONE KAISER PLAZA 15L OAKLAND CA 94612 X KATHRYN LANCASTER 1.0 X X 0 2109102 289626 THOMAS MEIER 1.0 X X 0 802247 110802 HONG-SZE YU 4.0 X 0 246725 34997 DONNA LYNNE 1.0 X 0 1314917 222947 DEBORAH STOKES 0.3 X 0 720302 118018 VICTORIA ZATKIN 0.5 X 0 314768 84531 MARK ZEMELMAN 0.0 X 0 778576 191923 STEVEN ZATKIN 0.0 X 0 574121 76925 0 6860758 1129769 0 true true false NA 0 0 LEASED MEDICAL EQUIPMENT 532420 172615545 172615545 172615545 1276348 1276348 0 0 244256 0 2502 0 241754 241754 241754 5927184 5889132 38052 38052 38052 0 0 0 0 174171699 172615545 279806 1276348 0 0 0 0 0 0 540035 540035 0 0 65979 65979 83438 83438 25519 25519 0 0 0 0 0 0 0 0 634 634 0 0 0 305 305 0 0 994615 994615 0 167680800 167680800 77787 77787 INTER-REGIONAL COST ALLOC. 43793 43793 BANK SERVICE CHARGE 16963 16963 ASSET WRITE-OFF 3853228 3853228 FEDERAL CORPORATE INCOME TAX 112409 112409 28486 28486 173523991 173480198 43793 0 0 0 0 0 0 0 47623300 61642516 0 0 0 0 0 0 0 0 1593 2815 1447911017 594994804 854500291 852916213 0 0 0 0 0 0 0 0 18750863 16685450 920876047 931246994 42393195 51741725 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10072292 10422023 52465487 62163748 X 865000000 865000000 0 0 3410560 4083246 868410560 869083246 920876047 931246994 X 647708 24978 X false true true X false X X X false false false KAISER FOUNDATION HOSPITALS 941105628 03 true true true 173523991 1 173523991 KAISER HOSPITAL ASSET MANAGEMENT SUPPORTS KAISER FOUNDATION HOSPITALS WITH PROCUREMENT AND PLACEMENT OF ASSETS 1447911017 594994804 852916213 852916213 0 INTER-REGIONAL PAYABLE 7076272 DUE TO KAISER FDN HEALTH PLAN 3345751 10422023 false true false false false false false false false KATHRYN LANCASTER 0 630520 0 907953 0 570629 0 276632 0 12994 0 2398728 0 529003 DONNA LYNNE 0 476108 0 475000 0 363809 0 208108 0 14839 0 1537864 0 323554 THOMAS MEIER 0 314471 0 339188 0 148588 0 97808 0 12994 0 913049 0 113944 DEBORAH STOKES 0 315132 0 337575 0 67595 0 105024 0 12994 0 838320 0 48521 HONG-SZE YU 0 178021 0 65749 0 2955 0 22003 0 12994 0 281722 0 0 VICTORIA ZATKIN 0 192675 0 85692 0 36401 0 82570 0 1961 0 399299 0 0 MARK ZEMELMAN 0 398502 0 259500 0 120574 0 179338 0 12585 0 970499 0 80051 STEVEN ZATKIN 0 4500 0 542685 0 26936 0 66393 0 10532 0 651046 0 0 Schedule J, line 3 kaiser hospital asset management relied on Kaiser Foundation Health Plan, Inc. that used one or more of the methods described below to establish the top management officials' compensation: - Compensation committee - Independent compensation consultant - form 990 of other organizations - written employment contract - compensation survey or study - approval by the board or compensation committee Schedule J, line 4a Listed persons participated in arrangements entitling them to severance benefits in the event of termination by the organization without cause or due to job elimination. Depending on position level, tenure, and termination reason, severance benefits payable under these arrangements provide for pay and health benefits continuation plus payment of accrued obligations. In addition, for some of the listed persons, severance benefits payable include prorated incentive awards for performance periods not yet ended. None of the listed persons participated in arrangements entitling them to change-of-control payments. Schedule J, line 4b Mark Zemelman $ 81,133 Deborah Stokes 48,521 Steven Zatkin 4,891 Thomas Meier 114,428 Kathryn Lancaster 529,350 Donna Lynne 323,554 Some of the listed persons participated in nonqualified supplemental retirement plans. Under these plans, the organization makes annual contributions to accounts held in the name of individual participants. Contributions vary by position level and pay, and vest over time based on age and/or service. Participant accounts are credited with actual investment returns from up to four mutual funds and/or with a fixed rate of interest or a combination thereof. Unvested amounts are subject to risk of forfeiture. Form 990, Part VI, Question 6 KAISER FOUNDATION HOSPITALS (KFH) IS SOLE MEMBER Form 990, Part VI, Question 7a KFH appoints the directors (and fills vacancies and has authority to remove directors) Form 990, Part VI, Question 7b The following actions of the corporation require approval of the sole member: a) removal of the chairman of the board or the president; b) amendment of articles c, d, and h of the bylaws Form 990, Part VI, Question 11b Form 990 review process 1. Key information is obtained and/or confirmed with internal sources including regional finance and executive compensation. 2. Prior to finalization, the return is reviewed with a Pricewaterhousecoopers tax advisor. 3. Once signed by a Pricewaterhousecoopers tax advisor, the return and underlying data is reviewed with an officer or a member of management designated by an officer for signature and filing. 4. Copies are then provided to Board members prior to filing. Form 990, Part VI, Questions 12c Regularly and Consistently Monitors Compliance with the Conflicts of Interest Policy Kaiser Permanente regularly monitors compliance with the Conflicts of Interest Policy in 3 key ways: 1. The Kaiser Permanente Compliance Hotline is available to all employees and vendors to report actual or potential conflicts of interest. All calls are answered by a third party and provided to Kaiser Permanente's National Compliance office for review and appropriate action. Employees can report anonymously and without fear of retaliation. Reports of actual or potential Conflicts of Interest are generated and investigations are conducted as required and information is tracked and trended to determine if additional guidance is required to avoid conflicts of interest. Compliance Hotline Reports are provided for review and action to the Kaiser Foundation Health Plan/ Hospitals Boards of Directors annually. 2. the Chief Compliance Officer and the SVP of Internal Audit Services annually review the directors', officers', key employees', and executives' Annual Conflicts of Interest Questionnaire disclosures and provide direction on any investigations required. Investigations are documented, tracked and trended to determine if additional controls or education is required; In addition, Conflicts of Interest Questionnaire Reports are provided for review and action to the Kaiser Foundation Health Plan/ Hospitals Boards of Directors annually; and 3. Annually, as a component of the external audit, KPMG reviews the Annual Conflicts of Interest Questionnaires process completed by Directors, Officers, Key Employees, and Executives, and actions taken as a result of the disclosures. The results of the annual audit, including any findings in this area are presented to the Kaiser Foundation Health Plan/ Hospitals Audit and Compliance Committee. Regularly and Consistently Enforces Compliance with the Conflicts of Interest Policy To ensure consistency in the enforcement of the policy Kaiser Permanente uses the following steps as a general guideline: A. Represented employees are subject to any corrective/disciplinary action provisions described in specific regional/national collective bargaining agreements and/or organizational policies and practices. B. Kaiser Permanente notifies employees of the National Human Resources Policy No. 14. Corrective/Disciplinary Action Policy during new employee orientation and in annual compliance training. C. In the event that it is necessary to discipline any employee because of, but not limited to, failure to comply with applicable legal/regulatory requirements, Kaiser Permanente policies and procedures, or the Principles of Responsibility, or for unsatisfactory performance or misconduct, coaching/counseling and/or corrective/disciplinary action may include, but is not limited to: (I) Oral discussion and/or warning by the employee's immediate supervisor or higher level manager to correct the problem (II) Written notice, with or without final warning (III) Paid or unpaid suspension, with or without final warning (IV) Termination of employment Form 990, Part VI, Questions 15a/b The executive compensation program as administered by Kaiser Foundation Health Plan, Inc is designed to recruit, retain and motivate qualified senior management personnel. Senior management personnel have a significant impact on the strategic and policy direction and results of the organization. Therefore, the executive compensation program is, to a significant degree, performance-based. The compensation program is reviewed annually by the Compensation Committee of the Board of Directors which evaluates and approves prior to payment all programs and payments to CEO, Executive Director and top management officials (executives). Base pay for executive positions is established at a level comparable to the relevant market. In addition, other components of the compensation program bear 'at-risk' features designed to focus on strategically important performance goals and to assist in attracting and retaining top performers. The executive compensation program is targeted at the median of the comparable external market in which the organization competes for executive leadership. Evaluation of comparable pay data is performed by an Independent Compensation, Benefit & Human Resource Consulting firm. The compensation program focuses on objectives in the areas of quality of member care and service, financial soundness, and the community and social mission of the organization. Form 990, Part VI, Question 19 Governing documents, Conflict of Interest - are available upon request as disclosed to other regulatory bodies. To request copies contact: VP - NATIONAL TAX COMPLIANCE Kaiser Foundation Health Plan and Hospitals One Kaiser Plaza, 15L Oakland, CA 94612 Form 990, Part VII, Section A, Column B Individuals who are both officers and members of Boards of Directors work full time as employees as well as fulfill their board assignment. All officers work full time in their employee capacity. Full time work may require in excess of the traditional 40 hour week. Given the integrated nature of our organization, employees may provide support for various Kaiser Permanente companies. The average hours per week reported for the filing organization and related organizations was estimated. Form 990, Part XI, Line 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES TAX DEPRECIATION - UBI ASSETS $ 2,214,885 BOOK DEPRECIATION - UBI ASSETS < 2,189,907> TOTAL $ 24,978 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KATHRYN LANCASTER TITLE:DIRECTOR HOURS:49 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:THOMAS MEIER TITLE:DIRECTOR & PRESIDENT HOURS:49 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HONG-SZE YU TITLE:DIRECTOR HOURS:46 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DONNA LYNNE TITLE:SENIOR VICE PRESIDENT HOURS:49 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DEBORAH STOKES TITLE:SVP, CORPORATE CONTROLLER, CAO HOURS:50 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:VICTORIA ZATKIN TITLE:ASSISTANT SECRETARY HOURS:50 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARK ZEMELMAN TITLE:SECRETARY HOURS:50 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STEVEN ZATKIN TITLE:CONSULTANT HOURS: KAISER FOUNDATION HOSPITALS ONE KAISER PLAZA 15L OAKLAND CA 94612 941105628 HEALTH CARE CA 501(C)(3) 3 KFHP INC false KAISER FOUNDATION HEALTH PLAN OF CO ONE KAISER PLAZA 15L OAKLAND CA 94612 840591617 HEALTH CARE CO 501(c)(3) 9 KFHP INC false KAISER HEALTH PLAN ASSET MANAGEMENT INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943299124 INSURANCE CA 501(c)(3) 11 - I KFHP INC false KAISER FOUNDATION HEALTH PLAN INC ONE KAISER PLAZA 15L OAKLAND CA 94612 941340523 HEALTH CARE CA 501(c)(3) 9 NA false KAISER FOUNDATION HEALTH PLAN OF GA INC ONE KAISER PLAZA 15L OAKLAND CA 94612 581592076 HEALTH CARE GA 501(c)(3) 9 KFHP INC false KAISER FOUNDATION HEALTH PLAN OF THE MAS ONE KAISER PLAZA 15L OAKLAND CA 94612 520954463 HEALTH CARE MD 501(c)(3) 9 KFHP INC false KAISER FOUNDATION HEALTH PLAN OF THE NW ONE KAISER PLAZA 15L OAKLAND CA 94612 930798039 HEALTH CARE OR 501(c)(3) 9 KFHP INC false KAISER FOUNDATION HEALTH PLAN OF OH INC ONE KAISER PLAZA 15L OAKLAND CA 94612 340922268 HEALTH CARE OH 501(c)(3) 9 KFHP INC false CAMP BOWIE SERVICE CENTER ONE KAISER PLAZA 15L OAKLAND CA 94612 943299123 ADMIN SUPPORT CA 501(c)(3) 11 - I KFHP INC false KAISER HEALTH ALTERNATIVES ONE KAISER PLAZA 15L OAKLAND CA 94612 930954562 HEALTH CARE OR 501(c)(3) 9 KFHP INC false LOKAHI ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 912171891 risk mgmt HI 501(c)(3) 11 - I KFHP INC false OHP ONE KAISER PLAZA 15L OAKLAND CA 94612 930480268 LEASING WA 501(c)(3) 11 - I KFHP INC false 1800 HARRISON FOUNDATION ONE KAISER PLAZA 15L OAKLAND CA 94612 943317484 FINANCING CA 501(c)(3) 11 - II KFHP INC false KAISER HOSPITAL ASSISTANCE CORPORATION ONE KAISER PLAZA 15L OAKLAND CA 94612 311779500 FINANCING CA 501(c)(3) 11 - I KFH false HCMS LLC ONE KAISER PLAZA 15L OAKLAND CA 94612 203924985 CONSULTING CA NA NONE 0 0 false 0 false 0.00000 KAISER PERMANENTE VENTURES LLC ONE KAISER PLAZA 15L OAKLAND CA 94612 272252521 INVESTMENTS SVC CA NA NONE 0 0 false false 0.00000 ARCHIMEDES INC ONE KAISER PLAZA 15L OAKLAND CA 94612 203774729 CONSULTING CA NA C CORP 0 0 0.00000 KAISER PERMANENTE INTERNATIONAL ONE KAISER PLAZA 15L OAKLAND CA 94612 943245176 CONSULTING CA NA C CORP 0 0 0.00000 KAISER PERMANENTE INSURANCE COMPANY ONE KAISER PLAZA 15L OAKLAND CA 94612 943203402 INSURANCE CA NA C CORP 0 0 0.00000 KAISER PROPERTIES SERVICES INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943259432 REAL ESTATE CA NA C CORP 0 0 0.00000 OAK TREE ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 030329760 INSURANCE VT NA C CORP 0 0 0.00000 false false false false false true false false true false false true false true true true true true