2012-08-22T14:51:25-05:00 2011-12-31 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVE MERRILLVILLE IN 46410 990 2011-01-01 237170019 LAKE AREA UNITED WAY INC LAKE 2199232302 221 WEST RIDGE ROAD GRIFFITH IN 46319 JOE STEPHAN 2199232302 2012-08-15 1 TAMARA LYNCH P00060108 2197693616 2011 2016-02-24 21:20:13Z JOE STEPHAN 221 WEST RIDGE ROAD GRIFFITH IN 46319 9591539 0 X WWW.LAUW.ORG X 1972 IN TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 25 25 16 150 0 0 13208475 9553319 0 0 31428 17730 24475 10265 13264378 9581314 9765370 8570266 0 0 674254 640885 0 0 501825 3127548 2030942 13567172 11242093 -302794 -1660779 6025861 4032731 1134767 1407711 4891094 2625020 X TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 0 1 4001058 4001058 ALLOCATIONS TO UNITED WAY AGENCIES - PRIMARY FUNCTION OF UNITED WAY ORGANIZATION 218030 PLANNING AND ALLOCATION - ASSESSING COMMUNITY NEEDS AND DETERMINING ALLOCATION PLANS 6251705 4569208 ADMINISTRATION OF FUNDING FOR LAKESHORE AREA REGIONAL RECOVERY OF INDIANA (LARRI), WHICH WAS FORMED TO ASSIST FAMILIES IN RECOVERY FROM DISASTER THROUGH THE COORDINATION OF COMMUNITY RESOURCES. LARRI CONDUCTED CASE MANAGEMENT FOR MORE THAN 3600 FAMILIES AND COORDINATED WORK ON 283 HOMES DURING 2011. 10470793 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 16 1 0 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 IN IL X X JOE STEPHAN 2199232302 221 W RIDGE ROAD GRIFFITH IN 46319 TINA EBENGER 1.00 X 0 0 0 MACARIO GALLEGOS JR 1.00 X 0 0 0 THOMAS KEILMAN 1.00 X 0 0 0 LARRY J BUCK 1.00 X 0 0 0 GORDON JOHNSON 1.00 X 0 0 0 JOHN P KENNEDY 1.00 X 0 0 0 AARON MCDERMOTT 1.00 X 0 0 0 JILL HASIAK 1.00 X 0 0 0 BRETT JACOBS 1.00 X 0 0 0 BRAD VOSBERG 1.00 X 0 0 0 PAUL MULLANEY 1.00 X 0 0 0 ARIEL RIVERA 1.00 X 0 0 0 THOMAS KIRSCH II 1.00 X 0 0 0 RANDY PALMATEER 1.00 X 0 0 0 JEREMY MILLER 1.00 X 0 0 0 ALLEN M SPAJER 1.00 X 0 0 0 DANIEL BADE 1.00 X 0 0 0 TAMARA YOUNG-KING 1.00 X 0 0 0 ROSA MARIA RODRIGUEZ 1.00 X 0 0 0 MICHAEL DAVIS 1.00 X X 0 0 0 CURTIS WHITTAKER 1.00 X 0 0 0 DANIEL LOWERY 1.00 X X 0 0 0 KAY NELSON 1.00 X X 0 0 0 DAVID VAJDA 1.00 X 0 0 0 SHELICE TOLBERT 1.00 X 0 0 0 LOUIS R MARTINEZ 40.00 X 116827 0 47798 P JOE STEPHAN 40.00 X 73202 0 13932 190029 0 61730 1 0 1 0 0 4518 9548801 9553319 22585 22585 5370 0 10225 5370 -10225 -4855 -4855 MISCELLANEOUS 900099 10265 10265 10265 9581314 0 0 27995 4001058 4001058 4569208 4569208 214791 63848 107396 43547 324714 82426 31846 210442 48308 13468 10268 24572 9431 4003 1983 3445 43641 11877 10384 21380 93266 72299 20967 1461878 1384460 77418 5545 5545 109015 59181 7487 42347 43936 2049 4144 37743 34180 25697 2587 5896 95300 89600 1479 4221 6498 3103 1256 2139 55258 55258 18201 11382 2040 4779 11989 4801 2192 4996 VOLUNTEER EXPENSES 32700 32700 BUILDING AND GROUNDS MA 18480 7625 3310 7545 EMPLOYEE EXPENSES 14076 4204 2552 7320 LARRI EVENT EXPENSES 12887 12252 635 17733 10007 4326 3400 11242093 10470793 269475 501825 65299 142847 2024133 1339733 3446765 2100761 6032 6982 425065 270654 179182 154411 304450 287997 6025861 4032731 367097 73219 767670 1334492 1134767 1407711 X 593932 -373494 4297162 2998514 4891094 2625020 6025861 4032731 X -1660779 -605295 X X 0 1 1 X 0 X 5098247 4937794 9743755 13208475 9553319 42541590 5098247 4937794 9743755 13208475 9553319 42541590 20372752 22168838 44272 34364 30587 28967 22585 160775 4256 255 2251 24475 10265 41502 42743867 33155 0.51860 0.61360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 304450 8912 -8186 13294 3885 287997 279389 34384 5576 3747 304450 220091 62262 2964 279389 55316 55316 0.80790 0.19210 1 0 83934 83934 238823 182567 56256 102308 88087 14221 154411 LEGACY FOUNDATION 287997 F 287997 ACCRUED PENSION LIABILITY 1334492 1334492 9581314 11242093 -1660779 -22705 -582590 -605295 -2266074 3228633 -22705 -22705 3251338 6329976 6329976 9581314 4405428 0 4405428 6836665 6836665 11242093 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: FUNDS GIVEN TO A LOCAL COMMUNITY FOUNDATION THROUGH LAKE AREA UNITED WAY, INC. TO PROVIDE CONTINUED FUNDING TO LAKE AREA UNITED WAY, INC. INCOME FROM FUNDS MAY BE USED FOR OPERATING PURPOSES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES ARE RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. THE CURRENT AND THREE PRIOR TAX PERIODS REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. PART XI, LINE 8 - OTHER ADJUSTMENTS: PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST -582,590. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH REVENUE NOT INCLUDABLE IN FINANCIAL STATEMENTS 584,959. REVENUES FROM DISCONTINUED OPERATIONS REPORTED SEPARATELY ON FINANCIAL STMTS 5,745,016. ROUNDING 1. PART XIII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH EXPENSES NOT INCLUDABLE IN FINANCIAL STATEMENTS 584,959. EXPENSES FROM DISCONTINUED OPERATIONS REPORTED SEPARATELY ON FINANCIAL STMTS 6,251,705. ROUNDING 1. 1 CEREBRAL PALSY OF NORTHWEST INDIANA INC AKA CENTER FOR POSSIBILITIES 22 TYLER AVENUE HOBART IN 46342 351169900 501(C)(3) 39603 ANNUAL ALLOCATION ARC BRIDGES 2650 WEST 35TH AVENUE GARY IN 46408 351055076 501(C)(3) 91003 ANNUAL ALLOCATION TRADEWINDS 5901 WEST 7TH AVENUE GARY IN 46406 351139485 501(C)(3) 76798 ANNUAL ALLOCATION SICKLE CELL DISEASE ASSOCIATION 4801 WEST 5TH AVENUE GARY IN 46406 237169258 501(C)(3) 9893 ALLOCATION DESIGNATED BY DONOR SUMMER PROGRAM FOR THE HANDICAPPED 2150 WEST 97TH PLACE CROWN POINT IN 46307 351467763 501(C)(3) 42888 SUMMER ENRICHMENT FOR STUDENTS WITH DISABILITIES MENTAL HEALTH AMERICA OF LAKE COUNTY 5201 FOUNTAIN DRIVE SUITE 1 CROWN POINT IN 46307 351014213 501(C)(3) 61439 ANNUAL ALLOCATION MEALS ON WHEELS OF NORTHWEST INDIANA INC 8446 VIRGINIA STREET MERRILLVILLE IN 46410 311168281 501(C)(3) 107947 ANNUAL ALLOCATION CRISIS CENTER 101 N MONTGOMERY GARY IN 46403 351324480 501(C)(3) 62576 ANNUAL ALLOCATION THE CARING PLACE 3107 CASCADE DRIVE VALPARAISO IN 46383 310944075 501(C)(3) 38361 ANNUAL ALLOCATION DEAF SERVICES 6 EAST 67TH AVENUE MERRILLVILLE IN 46410 351433171 501(C)(3) 39704 ANNUAL ALLOCATION NORTHWEST FAMILY SERVICES 5927 COLUMBIA AVENUE HAMMOND IN 46320 351146228 501(C)(3) 88584 ANNUAL ALLOCATION ROBERTSON CHILD DEVELOPMENT CENTER 4860 OLCOTT AVENUE EAST CHICAGO IN 46312 351129614 501(C)(3) 37255 ANNUAL ALLOCATION WOODLAND CHILD DEVELOPMENT CENTER 3027 JF MAHONEY DRIVE HAMMOND IN 46323 351164394 501(C)(3) 45375 ANNUAL ALLOCATION BOYS AND GIRLS CLUBS OF NWI 839 BROADWAY 3RD FLOOR GARY IN 46402 350941137 501(C)(3) 285480 ANNUAL ALLOCATION NORTHWEST INDIANA CATHOLIC YOUTH ORGANIZATION 7725 BROADWAY SUITE C MERRILLVILLE IN 46410 350777082 501(C)(3) 70890 ANNUAL ALLOCATION GIRL SCOUTS - CALUMET COUNCIL 8699 BROADWAY MERRILLVILLE IN 46410 350928878 501(C)(3) 85549 ANNUAL ALLOCATION INDIANA LEGAL SERVICES INC 5041 BROADWAY SUITE A MERRILLVILLE IN 46410 356059654 501(C)(3) 46837 ANNUAL ALLOCATION AMERICAN RED CROSS - LAKE COUNTY 791 EAST 83TH AVENUE MERRILLVILLE IN 46410 351587902 501(C)(3) 248843 ANNUAL ALLOCATION THE SALVATION ARMY 8225 COLUMBIA AVENUE MUNSTER IN 46321 362167910 501(C)(3) 123549 ANNUAL ALLOCATION SOUTHLAKE YMCA 1450 S COURT STREET CROWN POINT IN 46307 351369437 501(C)(3) 30288 ANNUAL ALLOCATION INTERNATIONAL COMMUNITY ALLIANCE 4433 BROADWAY GARY IN 46409 350868117 501(C)(3) 130000 ANNUAL ALLOCATION URBAN LEAGUE OF NWI 3101 BROADWAY GARY IN 46409 351178594 501(C)(3) 70000 ANNUAL ALLOCATION GARY NEIGHBORHOOD SERVICES 300 W 21ST AVENUE GARY IN 46407 351188882 501(C)(3) 106195 ANNUAL ALLOCATION YMCA OF HAMMOND AREA INC 7322 SOUTHEASTERN AVENUE HAMMOND IN 46324 351046843 501(C)(3) 53670 ANNUAL ALLOCATION HOBART FAMILY YMCA 601 WEST 40TH PLACE HOBART IN 46342 351382817 501(C)(3) 48289 ANNUAL ALLOCATION YWCA OF GARY 150 WEST 15TH AVENUE GARY IN 46407 350868221 501(C)(3) 85887 ANNUAL ALLOCATION UNITED WAY OF PORTER COUNTY PO BOX 2028 VALPARAISO IN 46384 356006484 501(C)(3) 517663 VOLUNTEER ACTION CENTER ST JUDE HOUSE 12490 MARSHALL STREET CROWN POINT IN 46307 351905782 501(C)(3) 38361 ANNUAL ALLOCATION UNITED WAY OF METROPOLITAN CHICAGO 560 W LAKE STREET CHICAGO IL 60661 300200478 501(C)(3) 13635 ALLOCATION DESIGNATED BY DONOR CAMPAGNA ACADEMY 7403 CLINE AVENUE SCHERERVILLE IN 46375 351068483 501(C)(3) 15358 ALLOCATION DESIGNATED BY DONOR NORTHWEST INDIANA COMMUNITY ACTION CORP (2-1-1) 5240 FOUNTAIN DRIVE CROWN POINT IN 46307 351112290 501(C)(3) 66909 FUNDING FOR AREA 2-1-1 CALL CENTER BOY SCOUTS OF AMERICA CALUMET COUNCIL 8751 CALUMET AVENUE MUNSTER IN 46321 350867968 501(C)(3) 76723 ANNUAL ALLOCATION CATHOLIC FAMILY SERVICES 176 SOUTH WEST STREET CROWN POINT IN 46307 351122204 501(C)(3) 265445 ANNUAL ALLOCATION GREATER HAMMOND COMMUNITY SERVICES 824 HOFFMAN STREET HAMMOND IN 46327 351398205 501(C)(3) 110593 ANNUAL ALLOCATION HAVEN HOUSE PO BOX 508 HAMMOND IN 46325 351725951 501(C)(3) 38361 ANNUAL ALLOCATION PARENTS AS TEACHERS 6530 NEW HAMPSHIRE AVENUE HAMMOND IN 46323 352109773 501(C)(3) 197671 ANNUAL ALLOCATION UNITED NEIGHBORHOOD ORGANIZATION 3616 ELM STREET EAST CHICAGO IN 46312 237181634 501(C)(3) 250903 ANNUAL ALLOCATION SOUTH SOUTHWEST SUBURBAN UNITED WAY 560 W LAKE STREET CHICAGO IL 60661 237144594 501(C)(3) 12770 ALLOCATION DESIGNATED BY DONOR LEGACY FOUNDATION INC 1000 E 80TH PLACE SOUTH TOWER STE 302 MERRILLVILLE IN 46410 351872803 501(C)(3) 29603 ALLOCATION DESIGNATED BY DONOR INDIANA UNIVERSITY NORTHWEST - NONPROFIT INSTITUTE 400 E 7TH STREET BLOOMINGTON IN 47405 356001673 STATE OF INDIANA 44606 ALLOCATION DESIGNATED BY DONOR HOME REBUILDING AFTER FLOOD IN 2008 4569208 BOOK PURCHASED MATERIALS AND LABOR TO REBUILD APPROVED HOMES DAMAGED IN FLOOD IN 2008. PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AGENCIES WHICH RECEIVE FUNDING FROM LAKE AREA UNITED WAY, INC. ARE REQUIRED TO PROVIDE FEDERAL FORM 990 AND A COPY OF THE ANNUAL AUDIT EACH YEAR TO THE LAKE AREA UNITED WAY, INC. ALLOCATIONS COMMITTEE. IN ADDITION, AN ANNUAL CITIZEN'S REVIEW IS PERFORMED WITH THE AGENCIES' EXECUTIVES AND BOARD BY THE LAKE AREA UNITED WAY, INC.'S AGENCY REVIEW COMMITTEE. THE EXPECTED OUTCOMES FOR THE AGENCIES ARE REVIEWED AND MEASURED BY THE LAKE AREA UNITED WAY, INC.'S ALLOCATIONS COMMITTEE. INDIVIDUALS ARE SELECTED TO RECEIVE ASSISTANCE TO REBUILD THEIR HOME BASED ON VARIOUS CRITERIA INCLUDING THEIR APPROVAL BY FEMA TO RECEIVE FEMA ASSISTANCE FOR THEIR HOME. X X 0 0 0 0 0 0 0 0 0 LOUIS R MARTINEZ 116827 0 0 0 0 0 36929 0 10869 0 164625 0 0 0 CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 THE DISSOLUTION OF THE LAKESHORE AREA REGIONAL RECOVERY OF INDIANA (LARRI) TOOK PLACE IN THE 4TH QUARTER OF 2011. FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE VICE PRESIDENT OF OPERATIONS AND THE FINANCE COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED BY SELECT MEMBERS OF THE EXECUTIVE BOARD ON AN ANNUAL BASIS. A PERFORMANCE REVIEW IS COMPLETED, AND FEEDBACK IS DISCLOSED TO THE PRESIDENT. ANY SALARY ADJUSTMENT IS COMMUNICATED BY THE BOARD TO THE CFO, THROUGH THE BOARD PRESIDENT OR THE CHAIR OF THE FINANCE COMMITTEE. THE OTHER EXECUTIVES ARE REVIEWED BY THE PRESIDENT, WHO MAKES SALARY RECOMMENDATIONS BASED ON INDUSTRY DATA AND PERFORMANCE REVIEWS. THESE ARE SUBMITTED FOR FINANCE COMMITTEE APPROVAL DURING THE ANNUAL BUDGET REVIEW PROCESS. ALL OTHER EMPLOYEES ARE EVALUATED BY DEPARTMENT HEADS AND THE FINANCE COMMITTEE REVIEWS AND APPROVES THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -22,705. PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST -582,590. TOTAL TO FORM 990, PART XI, LINE 5: -605,295. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.