2012-08-14T11:18:30-05:00 2011-09-30 GRANT THORNTON LLP ONE CALIFORNIA STREET SUITE 2300 SAN FRANCISCO CA 94111 990 2010-10-01 941191246 The Asia Foundation ASIA 4159824640 465 California Street 9th Fl San Francisco CA 94104 Ken Krug 2012-08-06 true JOE DETRANE 4159863900 2010 2016-02-24 21:20:13Z David Arnold 465 California Street 9th Fl San Francisco CA 94104 154671812 false X www.asiafoundation.org X 1952 CA See attachment 1 28 28 223 28 5044 894 153318660 147240642 0 0 675637 1305048 29508 -19413 154023805 148526277 24911454 26390978 0 0 41033929 46283733 0 0 360838 85979565 78615780 151924948 151290491 2098857 -2764214 68567032 61636301 24676477 21915329 43890555 39720972 X The Asia Foundation is a non-profit, non-governmental organization committed to the development of a peaceful, prosperous, just, and open Asia-Pacific region. The Foundation supports Asian initiatives to improve governance, law, and civil society; women's empowerment; economic reform and development; sustainable development and the environment; and international relations. Drawing on nearly 60 years of experience in Asia, the Foundation collaborates with private and public partners to support leadership and institutional development, exchanges, and policy research. With 19 offices throughout Asia, an office in Washington, DC, and its headquarters in San Francisco, the Foundation addresses these issues on both a country and regional level. false false 41314416 Books for Asia - The Books for Asia (BFA) program has distributed nearly 47 million books over the last 56 years, and it is one of The Asia Foundation's most widely known programs. In FY11, Books for Asia distributed over 850,000 books and educational material valued at over $41 million to schools, universities, public libraries, research institutions, advocacy groups, and government agencies in 18 Asian countries. Working with Asia Foundation field offices and local partners, BFA identifies local needs and priorities, and then distributes donated books where they can have the greatest impact. Every year, BFA receives nearly one million donated books and matches them up to the needs of over 7,500 institutions. More than 97% are new books donated by U.S. publishers. 60889060 15249935 Governance and Law - The goal of The Asia Foundation's Governance, Law, and Civil Society (GLC) programs is to support Asian initiatives that help to build more effective and responsive governance in areas that can accelerate sustainable economic and social development, expand liberty and justice, and reduce the incidence of violent sub-national conflict. In helping our Asian partners to strengthen governance reform, our overall goal is to achieve significant impact in helping to address some of the most critical governance challenges in the countries and sub-regions of Asia where the Foundation is among the very few organizations, or the only organization, that could achieve that impact. 12046362 5936822 Women's Empowerment Program - In 1994, the Foundation launched a dedicated Women's Program to develop and expand country and regional initiatives that increase the rights and roles of women in all spheres. The goal of the Women's Empowerment Program (WEP) is to empower women individually and collectively to be full, equal, and active participants in their country's social, political, and economic development. The WEP program addresses a range of gender-related issues in virtually all the countries where the Foundation operates. The Program has three strategic and mutually reinforcing programming objectives: to ensure women's rights and security; to increase women's political participation; and to advance women's economic opportunities. 24641953 5204221 138891791 true true false false false false false false true true false false false true true true false false true true true true false true false false true true true false false false false false false false false true false false false false false false false false false true 139 0 true 223 true true true true AF BG CB CH IN ID JA KS LA MY false false false true true false false false false X 28 28 true false false false false false false true true false false false true true true true true true true true true CA NY X X KENNETH KRUG CFO 4159824640 465 CALIFORNIA ST 9TH FLOOR San Francisco CA 94104 TERRENCE ADAMSON 1.0 X 0 0 0 DAVID ANDREWS 1.0 X 0 0 0 MICHAEL ARMACOST 1.0 X X 0 0 0 WILLIAM BALL III 1.0 X 0 0 0 MARY BULLOCK 1.0 X 0 0 0 ALEXANDER CALHOUN 1.0 X 0 0 0 WILLIAM CHANG 1.0 X 0 0 0 GINA LIN CHU 1.0 X 0 0 0 SCOTT COOK 1.0 X 0 0 0 THEODORE ELIOT 1.0 X 0 0 0 JARED FROST 1.0 X 0 0 0 HARRY HARDING 1.0 X X 0 0 0 LEE HONG KOO 1.0 X 0 0 0 KARL INDERFURTH 1.0 X 0 0 0 KENNETH JUSTER 1.0 X 0 0 0 JAMES KELLY 1.0 X 0 0 0 ELLEN LAIPSON 1.0 X 0 0 0 DAVID LAMPTON 1.0 X 0 0 0 CHIEN LEE 1.0 X 0 0 0 DOUGLAS PAAL 1.0 X 0 0 0 SUSAN PHARR 1.0 X X 0 0 0 SURIN PITSUWAN 1.0 X 0 0 0 MISSIE RENNIE 1.0 X X 0 0 0 THOMAS ROHLEN 1.0 X 0 0 0 TERESITA SCHAFFER 1.0 X 0 0 0 PAUL SLAWSON 1.0 X X 0 0 0 FRANKLIN TUGWELL 1.0 X 0 0 0 JUDITH WILBUR 1.0 X 0 0 0 Alice Young 1.0 X 0 0 0 DAVID ARNOLD 38.0 X 0 0 0 DOUGLAS BEREUTER 38.0 X 355776 0 27037 BARNETT BARON 38.0 X 185125 0 45179 ALLEN CLIFTON CHOATE 38.0 X 321175 0 26209 JOHN CROIZAT 38.0 X 156539 0 28759 RICHARD FULLER 38.0 X 152855 0 34137 GORDON HEIN 38.0 X 184237 0 41023 KENNETH KRUG 38.0 X 0 0 0 NANCY YUAN 38.0 X 156728 0 32412 PHILIP YUN 38.0 X 162147 0 27534 GRETCHEN YEN 38.0 X 80754 0 9798 JONATHAN STROMSETH 38.0 X 245929 0 17888 NICHOLAS LANGTON 38.0 X 283261 0 25633 RICHARD SMITH 38.0 X 261108 0 12613 JAIME FAUSTINO 38.0 X 243996 0 17896 ROBIN BUSH 38.0 X 213166 0 13884 3002796 0 360002 52 false true false Research Foundation of SUNY 1400 Washington Avenue ALBANY NY 12222 Subcontractor 869043 Merchant's Exchange Building 465 California Street 16th Floor SAN FRANCISCO CA 94104 Landlord 796848 centered networks pier 33 north SAN FRANCISCO CA 94111 desktop hosting 448572 world education inc po box 31001-1831 PASADENA CA 91110 subcontractor 353030 nippon express usa inc 44 farnsworth street BOSTON MA 02210 shipping services 257207 12 125624 97937584 49177434 37944196 147240642 0 258647 5044 253603 0 0 7122508 10996 6062352 24751 1060156 -13755 1046401 1046401 16500 125624 58432 -41932 -41932 0 0 OTHER INCOME 900099 22519 22519 22519 148526277 5044 1280591 794444 794444 98760 98760 25497774 25497774 0 2203435 382706 1776439 44290 0 28409989 25087138 3277863 44988 2200091 1802004 391139 6948 8232515 6347260 1851848 33407 5237703 4289986 931175 16542 0 92084 11391 80693 359160 125696 233464 0 0 54446 54446 677006 212171 338182 126653 133170 133170 8895784 8413820 463153 18811 353953 353953 0 7750919 7143832 596622 10465 6827110 6032137 789112 5861 0 4159276 3571215 535264 52797 0 0 629376 629376 198822 133921 64825 76 DISTRIBUTION OF BOOKS 41249844 41249844 SUBCONTRACTS & ODC 6416187 6416187 PERSONNEL - MOVING EXPENSES 672936 652129 20807 PUBLIC RELATIONS 145573 145573 UBI TAX 134 134 151290491 138891791 12037862 360838 14657558 12602016 13336016 11713662 480783 490582 25539875 22201732 2762844 3182976 4866040 3351428 1600161 1514612 10189795 9930721 68567032 61636301 6058515 5671877 17487516 15183452 1130446 1060000 24676477 21915329 X 15809888 15047416 26642075 23234878 1438592 1438678 43890555 39720972 68567032 61636301 X -2764214 -1405369 X false true true X true true X false false false 110155773 142784639 142469416 153318660 147240642 695969130 110155773 142784639 142469416 153318660 147240642 695969130 97130902 598838228 492278 504088 269603 248897 253603 1768469 7178 2983 5044 15205 0 26722 -11245 29508 22519 67504 697820308 5170 0.85816 0.83139 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1861000 9000 -34000 95000 1741000 1755000 203000 97000 1861000 1790000 62000 97000 1755000 0.17000 0.83000 false false 1249645 814514 435131 2763740 2034384 729356 852654 502529 350125 1514612 0 ACCRD POST-RETIREMENT BENEFITS 1060000 1060000 148526277 151290491 -2764214 -1468231 62862 -1405369 -4169583 146945461 -1468231 116991 62000 -1289240 148234701 291576 291576 148526277 151115044 116991 -354438 -237447 151352491 -62000 -62000 151290491 Endowment Funds Schedule D, Part V, Line 4 The intended use of the organization's endowment funds is to provide grants and scholarships. FIN 48 Footnote Schedule D, Part X, Line 2 The Foundation is recognized by the Internal Revenue Service as a qualified nonprofit organization as described in Section 501(c)(3) of the U.S. Internal Revenue Code (the "Code") and is, therefore, exempt from federal income taxes on operations related to its exempt purpose and investment income. The Foundation is also recognized by the California Franchise Tax Board as exempt in California from income and franchise taxes under the California Revenue and Taxation Code Section 23701(d). However, unrelated business income, if any, would be subject to income tax. Income tax benefits are recognized for income tax positions taken or expected to be taken in a tax return, only when it is determined that the income tax position will more-likely-than-not be sustained upon examination by taxing authorities. The Foundation has analyzed tax positions taken for filing with the Internal Revenue Service and all state and foreign jurisdictions where it operates. The Foundation believes that income tax filing positions will be sustained upon examination and does not anticipate any adjustments that would result in a material adverse effect on the Foundation's financial condition, results of operations or cash flows. Accordingly, the Foundation has not recorded any reserves, or related accruals for interest and penalties for uncertain income tax positions on adoption or as of September 30, 2011 and 2010. The Foundation files income tax returns in the U.S federal jurisdiction and various state and foreign jurisdictions. Pursuant to the statute of limitations, the Foundation is open to audit by various taxing authorities from five years to start of business. The Foundation currently does not have any examinations in progress. The Foundation does not anticipate that there will be any material changes in its unrecognized tax positions over the 12 months following September 30, 2011. The Foundation may from time to time be assessed interest or penalties by major tax jurisdictions, although any such assessments historically have been minimal and immaterial to its financial results. In the event the Foundation has such an assessment from a taxing authority, it is its accounting policy to recognize any interest and penalties as a component of income tax expense. Net Asset Reconciliation Schedule D, Part XI Line 8: Grant Refund 354,438 Line 8: Contribution Refund (291,576) Revenue Reconciliation Schedule D, Part XII Line 2d: Post-Retirement Benefit Change 62,000 Line 4b: Contribution Refund 291,576 Expense Reconciliation Schedule D, Part XIII Line 2d: Grant Refund (354,438) Line 4b: Post-Retirement Benefit Change (62,000) true South Asia 6 431 Program Services governance, dev, law 72198872 East Asia and the Pacific 13 276 Program Services governance, dev, law 66339013 Central America and the Caribbean 0 0 Investments 1251629 19 707 19 707 139789514 139789514 East Asia/Pacific Econ Dev't 5005 South Asia Econ Dev't 5023 East Asia/Pacific women's pgm 5024 East Asia/Pacific Governance 5042 South Asia Governance 5048 East Asia/Pacific Governance 5059 South Asia Governance 5120 East Asia/Pacific Environment 5162 East Asia/Pacific Governance 5197 East Asia/Pacific Governance 5201 South Asia Governance 5261 East Asia/Pacific Governance 5280 East Asia/Pacific Environment 5312 East Asia/Pacific Governance 5337 East Asia/Pacific Governance 5363 East Asia/Pacific Governance 5437 South Asia Governance 5469 South Asia Governance 5474 East Asia/Pacific Governance 5479 South Asia Governance 5509 East Asia/Pacific Governance 5532 South Asia Econ Dev't 5568 East Asia/Pacific Governance 5577 East Asia/Pacific women's pgm 5578 East Asia/Pacific Governance 5611 East Asia/Pacific women's pgm 5616 South Asia Governance 5619 East Asia/Pacific women's pgm 5632 South Asia women's pgm 5638 East Asia/Pacific Governance 5697 East Asia/Pacific Governance 5734 South Asia Governance 5773 East Asia/Pacific Econ Dev't 5794 South Asia Governance 5854 South Asia Governance 5857 East Asia/Pacific Environment 5873 East Asia/Pacific Environment 5923 South Asia women's pgm 5927 East Asia/Pacific Governance 5944 East Asia/Pacific women's pgm 5984 East Asia/Pacific Governance 6015 East Asia/Pacific Governance 6071 East Asia/Pacific Governance 6093 East Asia/Pacific Econ Dev't 6109 South Asia Econ Dev't 6142 East Asia/Pacific women's pgm 6150 South Asia women's pgm 6160 East Asia/Pacific Environment 6264 South Asia Governance 6292 South Asia Governance 6339 East Asia/Pacific women's pgm 6340 South Asia Econ Dev't 6352 East Asia/Pacific women's pgm 6360 East Asia/Pacific Governance 6406 East Asia/Pacific women's pgm 6407 East Asia/Pacific Governance 6437 East Asia/Pacific Governance 6475 East Asia/Pacific women's pgm 6499 East Asia/Pacific Governance 6500 East Asia/Pacific Governance 6540 South Asia Governance 6572 East Asia/Pacific Environment 6605 East Asia/Pacific Governance 6685 South Asia Governance 6759 East Asia/Pacific Governance 6903 East Asia/Pacific Econ Dev't 6961 South Asia Governance 6989 East Asia/Pacific Governance 7000 East Asia/Pacific Int'l Rel's 7011 East Asia/Pacific women's pgm 7014 East Asia/Pacific Environment 7036 East Asia/Pacific women's pgm 7093 South Asia Governance 7158 East Asia/Pacific Governance 7183 East Asia/Pacific Environment 7236 East Asia/Pacific Governance 7250 East Asia/Pacific women's pgm 7269 South Asia Governance 7270 East Asia/Pacific Governance 7288 East Asia/Pacific women's pgm 7314 East Asia/Pacific Governance 7336 East Asia/Pacific women's pgm 7369 East Asia/Pacific Governance 7393 East Asia/Pacific Governance 7400 East Asia/Pacific Governance 7408 South Asia women's pgm 7439 South Asia Int'l Rel's 7469 East Asia/Pacific Governance 7628 East Asia/Pacific Governance 7660 East Asia/Pacific Governance 7728 South Asia Int'l Rel's 7740 East Asia/Pacific Econ Dev't 7777 South Asia Governance 7884 East Asia/Pacific Governance 7950 South Asia Governance 7981 East Asia/Pacific Governance 8004 East Asia/Pacific Environment 8121 South Asia Governance 8142 East Asia/Pacific Governance 8228 East Asia/Pacific Governance 8231 East Asia/Pacific Governance 8246 East Asia/Pacific women's pgm 8251 East Asia/Pacific Environment 8269 South Asia Int'l Rel's 8275 East Asia/Pacific Governance 8305 South Asia Governance 8401 East Asia/Pacific Governance 8472 East Asia/Pacific women's pgm 8619 East Asia/Pacific Governance 8748 East Asia/Pacific Governance 8761 South Asia women's pgm 8782 South Asia women's pgm 8787 East Asia/Pacific Governance 8800 East Asia/Pacific Governance 8804 East Asia/Pacific women's pgm 8833 South Asia Governance 8879 East Asia/Pacific Governance 8905 East Asia/Pacific Governance 9084 South Asia Governance 9106 East Asia/Pacific Governance 9176 South Asia Governance 9204 East Asia/Pacific Governance 9247 East Asia/Pacific Governance 9298 East Asia/Pacific Governance 9300 East Asia/Pacific Governance 9374 South Asia Governance 9374 East Asia/Pacific women's pgm 9486 East Asia/Pacific Governance 9500 East Asia/Pacific Environment 9568 South Asia women's pgm 9642 South Asia Governance 9698 South Asia Governance 9753 East Asia/Pacific women's pgm 9854 East Asia/Pacific Int'l Rel's 9874 East Asia/Pacific Environment 9908 East Asia/Pacific women's pgm 9939 East Asia/Pacific women's pgm 9975 East Asia/Pacific Governance 9984 East Asia/Pacific Governance 10000 South Asia Governance 10015 East Asia/Pacific Governance 10079 East Asia/Pacific Governance 10091 East Asia/Pacific women's pgm 10143 East Asia/Pacific Governance 10160 East Asia/Pacific Governance 10261 South Asia women's pgm 10272 East Asia/Pacific Governance 10288 East Asia/Pacific Governance 10294 East Asia/Pacific Econ Dev't 10451 South Asia Governance 10462 East Asia/Pacific women's pgm 10658 East Asia/Pacific Governance 10659 South Asia women's pgm 10687 East Asia/Pacific women's pgm 10838 East Asia/Pacific Int'l Rel's 10884 East Asia/Pacific Governance 10974 East Asia/Pacific Governance 11005 South Asia Governance 11013 South Asia Governance 11033 East Asia/Pacific Governance 11072 East Asia/Pacific Governance 11161 East Asia/Pacific Governance 11230 East Asia/Pacific women's pgm 11285 South Asia Governance 11504 East Asia/Pacific Int'l Rel's 11525 East Asia/Pacific Governance 11645 East Asia/Pacific Governance 11674 East Asia/Pacific women's pgm 11774 South Asia women's pgm 11803 East Asia/Pacific Governance 11971 East Asia/Pacific Governance 11983 East Asia/Pacific Governance 12040 East Asia/Pacific women's pgm 12102 East Asia/Pacific women's pgm 12105 East Asia/Pacific women's pgm 12121 East Asia/Pacific women's pgm 12125 South Asia women's pgm 12197 East Asia/Pacific Environment 12294 South Asia women's pgm 12294 South Asia women's pgm 12397 East Asia/Pacific Environment 12532 East Asia/Pacific Governance 12652 South Asia Econ Dev't 12790 South Asia Governance 12841 East Asia/Pacific Governance 12911 South Asia women's pgm 12954 East Asia/Pacific women's pgm 13032 East Asia/Pacific Governance 13045 East Asia/Pacific Governance 13406 East Asia/Pacific Econ Dev't 13586 South Asia Governance 13665 South Asia Governance 13693 South Asia Governance 13806 South Asia women's pgm 13809 East Asia/Pacific Governance 13826 East Asia/Pacific Governance 13849 East Asia/Pacific Econ Dev't 13851 East Asia/Pacific women's pgm 13869 South Asia women's pgm 13959 East Asia/Pacific women's pgm 13999 South Asia Int'l Rel's 14013 East Asia/Pacific Governance 14280 South Asia Governance 14360 East Asia/Pacific Governance 14370 East Asia/Pacific women's pgm 14375 South Asia women's pgm 14446 East Asia/Pacific Econ Dev't 14495 East Asia/Pacific Governance 14496 South Asia Econ Dev't 14639 East Asia/Pacific Governance 14829 East Asia/Pacific Governance 14990 East Asia/Pacific Int'l Rel's 15000 South Asia women's pgm 15043 East Asia/Pacific Econ Dev't 15088 East Asia/Pacific women's pgm 15329 East Asia/Pacific women's pgm 15341 East Asia/Pacific Econ Dev't 15368 South Asia Econ Dev't 15397 South Asia Int'l Rel's 15640 East Asia/Pacific Governance 15787 South Asia Int'l Rel's 15828 South Asia women's pgm 15895 South Asia Econ Dev't 15914 East Asia/Pacific Environment 16069 East Asia/Pacific Governance 16200 East Asia/Pacific women's pgm 16506 East Asia/Pacific Governance 16548 South Asia Int'l Rel's 16597 South Asia Econ Dev't 16729 South Asia Governance 16773 South Asia women's pgm 16810 South Asia Governance 16817 East Asia/Pacific Governance 17016 South Asia Governance 17022 South Asia Governance 17076 South Asia Governance 17105 South Asia women's pgm 17265 East Asia/Pacific Governance 17525 East Asia/Pacific women's pgm 17538 East Asia/Pacific women's pgm 17586 South Asia women's pgm 17600 East Asia/Pacific Governance 17603 East Asia/Pacific Governance 17630 East Asia/Pacific women's pgm 17763 South Asia women's pgm 17777 East Asia/Pacific Governance 17941 South Asia Governance 18164 East Asia/Pacific Governance 18229 East Asia/Pacific Governance 18351 East Asia/Pacific Econ Dev't 18407 East Asia/Pacific Governance 18421 South Asia women's pgm 18489 East Asia/Pacific Governance 18539 South Asia women's pgm 18744 East Asia/Pacific Governance 18764 East Asia/Pacific Econ Dev't 18828 East Asia/Pacific Governance 18853 East Asia/Pacific Governance 19245 South Asia Governance 19512 South Asia Int'l Rel's 19623 East Asia/Pacific Governance 19656 South Asia women's pgm 19703 East Asia/Pacific Econ Dev't 19802 East Asia/Pacific women's pgm 19953 South Asia women's pgm 20132 East Asia/Pacific Governance 20181 South Asia Governance 20218 East Asia/Pacific Governance 20305 East Asia/Pacific Governance 20456 East Asia/Pacific women's pgm 20628 South Asia women's pgm 20638 South Asia Governance 20691 South Asia women's pgm 20734 South Asia Governance 20771 South Asia women's pgm 20891 East Asia/Pacific Governance 20940 East Asia/Pacific women's pgm 21035 South Asia Governance 21090 South Asia women's pgm 21094 South Asia women's pgm 21131 South Asia women's pgm 21184 East Asia/Pacific Econ Dev't 21205 East Asia/Pacific Econ Dev't 21293 South Asia women's pgm 21297 South Asia women's pgm 21548 East Asia/Pacific Governance 21583 East Asia/Pacific Econ Dev't 21886 South Asia women's pgm 21893 South Asia Governance 22053 East Asia/Pacific women's pgm 22270 East Asia/Pacific women's pgm 22310 East Asia/Pacific women's pgm 22400 East Asia/Pacific Governance 22596 South Asia women's pgm 22709 South Asia women's pgm 23069 South Asia Governance 23187 South Asia women's pgm 23252 South Asia Governance 23574 East Asia/Pacific women's pgm 23600 East Asia/Pacific women's pgm 23802 East Asia/Pacific Governance 24000 East Asia/Pacific women's pgm 24234 South Asia Governance 24346 South Asia women's pgm 24397 South Asia women's pgm 24415 East Asia/Pacific Governance 24612 East Asia/Pacific Governance 24686 East Asia/Pacific women's pgm 24809 South Asia Governance 24889 East Asia/Pacific women's pgm 24919 East Asia/Pacific Governance 25050 South Asia Governance 25387 East Asia/Pacific Governance 25601 East Asia/Pacific women's pgm 25685 East Asia/Pacific Governance 25828 South Asia Governance 25883 East Asia/Pacific Governance 26132 East Asia/Pacific Governance 26172 East Asia/Pacific Governance 26286 South Asia women's pgm 26337 East Asia/Pacific women's pgm 26351 East Asia/Pacific Governance 26489 South Asia Governance 26924 South Asia Int'l Rel's 26992 East Asia/Pacific Governance 27097 South Asia Governance 27105 South Asia Governance 27246 East Asia/Pacific Econ Dev't 27353 East Asia/Pacific Governance 27452 East Asia/Pacific Governance 27730 East Asia/Pacific women's pgm 27826 South Asia Governance 27868 East Asia/Pacific women's pgm 27910 South Asia women's pgm 27967 East Asia/Pacific Governance 27981 East Asia/Pacific Econ Dev't 28035 South Asia Governance 28045 South Asia women's pgm 28055 East Asia/Pacific women's pgm 28097 East Asia/Pacific Environment 28125 East Asia/Pacific Governance 28193 East Asia/Pacific women's pgm 28201 East Asia/Pacific Governance 28445 East Asia/Pacific Environment 28480 East Asia/Pacific Governance 28490 South Asia Int'l Rel's 28902 South Asia women's pgm 28929 East Asia/Pacific Governance 29038 South Asia women's pgm 29043 East Asia/Pacific Governance 29058 South Asia Governance 29229 South Asia Governance 29369 South Asia Governance 29486 East Asia/Pacific Governance 29754 East Asia/Pacific Governance 29890 East Asia/Pacific Econ Dev't 29962 East Asia/Pacific women's pgm 29989 East Asia/Pacific Governance 30000 East Asia/Pacific Governance 30051 South Asia Governance 30215 East Asia/Pacific women's pgm 30248 South Asia Econ Dev't 30275 South Asia women's pgm 30280 East Asia/Pacific Governance 30320 South Asia Governance 30541 East Asia/Pacific women's pgm 30814 East Asia/Pacific Governance 31370 East Asia/Pacific Governance 31465 South Asia Governance 31607 South Asia Governance 31682 East Asia/Pacific Governance 31767 East Asia/Pacific women's pgm 31915 South Asia women's pgm 32030 South Asia Governance 32136 South Asia Governance 32160 East Asia/Pacific Governance 32260 East Asia/Pacific women's pgm 32429 East Asia/Pacific women's pgm 32470 East Asia/Pacific Governance 32559 South Asia women's pgm 32639 South Asia Governance 32788 East Asia/Pacific women's pgm 32978 East Asia/Pacific Governance 33033 South Asia Governance 33184 East Asia/Pacific women's pgm 33263 East Asia/Pacific Governance 33509 South Asia Governance 33737 South Asia women's pgm 33793 South Asia women's pgm 34072 East Asia/Pacific Governance 34173 South Asia women's pgm 34261 East Asia/Pacific Econ Dev't 34749 East Asia/Pacific Governance 34845 East Asia/Pacific women's pgm 35400 South Asia Governance 35705 East Asia/Pacific Governance 36211 South Asia Governance 36283 East Asia/Pacific Governance 36323 South Asia Governance 36373 East Asia/Pacific women's pgm 36393 South Asia women's pgm 36524 South Asia women's pgm 36699 South Asia Governance 36914 East Asia/Pacific Governance 37393 South Asia women's pgm 37548 East Asia/Pacific Governance 37656 East Asia/Pacific Governance 37771 East Asia/Pacific Environment 38092 East Asia/Pacific women's pgm 38228 East Asia/Pacific women's pgm 38807 South Asia Governance 38925 South Asia women's pgm 38981 East Asia/Pacific women's pgm 39052 East Asia/Pacific Governance 39079 South Asia women's pgm 39174 East Asia/Pacific Governance 39213 East Asia/Pacific Governance 39751 South Asia women's pgm 40239 East Asia/Pacific Econ Dev't 40575 East Asia/Pacific Econ Dev't 40706 South Asia Governance 40828 East Asia/Pacific Governance 40871 East Asia/Pacific Governance 41038 East Asia/Pacific Governance 41169 South Asia Governance 41322 East Asia/Pacific women's pgm 41470 East Asia/Pacific Governance 41652 South Asia women's pgm 41763 East Asia/Pacific Governance 41875 South Asia Governance 42080 South Asia Governance 42336 East Asia/Pacific Governance 42667 East Asia/Pacific Governance 42875 South Asia women's pgm 43022 East Asia/Pacific women's pgm 43038 South Asia Governance 43550 East Asia/Pacific Environment 44107 East Asia/Pacific Governance 44634 East Asia/Pacific Governance 45487 East Asia/Pacific Governance 45580 South Asia Int'l Rel's 45972 South Asia Governance 46246 East Asia/Pacific Governance 46260 East Asia/Pacific Governance 46490 South Asia Governance 47220 East Asia/Pacific Governance 47322 East Asia/Pacific Econ Dev't 47732 East Asia/Pacific women's pgm 48004 South Asia Governance 48007 South Asia women's pgm 48588 East Asia/Pacific Governance 48976 East Asia/Pacific women's pgm 49153 South Asia Governance 49848 East Asia/Pacific women's pgm 49859 East Asia/Pacific Governance 49898 East Asia/Pacific Governance 49964 East Asia/Pacific Governance 50112 East Asia/Pacific Governance 50890 East Asia/Pacific Econ Dev't 51305 East Asia/Pacific women's pgm 51437 East Asia/Pacific Governance 51505 South Asia Governance 51674 South Asia Governance 52083 East Asia/Pacific women's pgm 52230 East Asia/Pacific women's pgm 52723 South Asia Governance 53203 South Asia Governance 53326 South Asia Governance 53411 South Asia Governance 53733 East Asia/Pacific Econ Dev't 53779 East Asia/Pacific Governance 53829 East Asia/Pacific Environment 54207 South Asia women's pgm 54854 South Asia Governance 55242 East Asia/Pacific Governance 55457 East Asia/Pacific Governance 55814 East Asia/Pacific Governance 55862 South Asia Governance 56210 East Asia/Pacific Governance 56375 South Asia women's pgm 57293 South Asia Econ Dev't 58436 East Asia/Pacific Governance 59237 East Asia/Pacific Governance 59486 East Asia/Pacific Governance 59510 East Asia/Pacific Econ Dev't 61052 East Asia/Pacific Econ Dev't 61324 East Asia/Pacific Governance 61456 East Asia/Pacific Governance 61496 East Asia/Pacific Governance 62310 East Asia/Pacific Governance 62331 South Asia Governance 62438 East Asia/Pacific Governance 62558 East Asia/Pacific Governance 63069 East Asia/Pacific women's pgm 63164 East Asia/Pacific Governance 63741 East Asia/Pacific women's pgm 65206 East Asia/Pacific Governance 65228 East Asia/Pacific Governance 65431 East Asia/Pacific Governance 65648 South Asia Governance 65682 East Asia/Pacific Governance 66947 East Asia/Pacific Governance 66968 East Asia/Pacific Governance 68034 South Asia Governance 68165 East Asia/Pacific Governance 68173 East Asia/Pacific women's pgm 68246 East Asia/Pacific Governance 68393 East Asia/Pacific Governance 68619 East Asia/Pacific Governance 68927 East Asia/Pacific women's pgm 68952 East Asia/Pacific Governance 69415 East Asia/Pacific Governance 69511 East Asia/Pacific women's pgm 69719 South Asia Governance 69970 East Asia/Pacific Governance 70020 South Asia Governance 70460 East Asia/Pacific Governance 71314 East Asia/Pacific women's pgm 72344 East Asia/Pacific Governance 72920 East Asia/Pacific Econ Dev't 74794 East Asia/Pacific women's pgm 76584 East Asia/Pacific women's pgm 77145 East Asia/Pacific women's pgm 77369 South Asia Governance 77438 East Asia/Pacific women's pgm 78037 South Asia women's pgm 78128 South Asia Governance 78161 East Asia/Pacific Governance 79230 South Asia Governance 79304 East Asia/Pacific Governance 80000 South Asia Governance 80486 East Asia/Pacific Governance 80865 South Asia Governance 80956 East Asia/Pacific Governance 82865 South Asia Governance 83084 East Asia/Pacific Governance 83582 East Asia/Pacific Governance 84005 East Asia/Pacific Governance 84690 East Asia/Pacific Governance 85137 South Asia Governance 86277 East Asia/Pacific women's pgm 87141 South Asia women's pgm 87342 South Asia Governance 89179 South Asia Governance 89470 East Asia/Pacific Governance 89979 East Asia/Pacific Int'l Rel's 90072 East Asia/Pacific Econ Dev't 90276 East Asia/Pacific Econ Dev't 90344 East Asia/Pacific Econ Dev't 92934 South Asia Governance 93913 South Asia Governance 94016 East Asia/Pacific Governance 95176 East Asia/Pacific Governance 97213 South Asia women's pgm 97413 East Asia/Pacific Econ Dev't 98288 South Asia Governance 98580 East Asia/Pacific Governance 98849 South Asia Governance 99395 South Asia women's pgm 99625 East Asia/Pacific Governance 100000 South Asia Governance 101554 South Asia Governance 102108 East Asia/Pacific Governance 105389 South Asia Governance 106034 South Asia Governance 107845 East Asia/Pacific Governance 109000 South Asia Governance 110585 South Asia Governance 112010 South Asia Governance 113448 South Asia Governance 115260 East Asia/Pacific Econ Dev't 117373 East Asia/Pacific Governance 117423 South Asia women's pgm 119198 East Asia/Pacific women's pgm 122137 East Asia/Pacific Econ Dev't 125458 East Asia/Pacific Econ Dev't 127570 East Asia/Pacific Governance 134833 South Asia Governance 141103 South Asia Governance 142793 East Asia/Pacific Governance 143650 South Asia Governance 146732 East Asia/Pacific Governance 147609 South Asia Governance 153180 South Asia Governance 155876 East Asia/Pacific Governance 164752 East Asia/Pacific women's pgm 166886 South Asia Governance 168928 South Asia Governance 172413 South Asia Governance 174626 South Asia Governance 176520 East Asia/Pacific Econ Dev't 214970 East Asia/Pacific Governance 253078 South Asia Governance 259499 East Asia/Pacific Governance 297380 South Asia women's pgm 298225 East Asia/Pacific Econ Dev't 354547 South Asia women's pgm 426407 South Asia Governance 708674 South Asia women's pgm 830679 0 599 Econ Dev't South Asia 3 16991 EFT or Wire Governance South Asia 14 103890 EFT or Wire int'l rel's South Asia 3 16601 EFT or Wire governance East Asia/Pacific 15 189351 EFT or Wire Int'l Rel's East Asia/Pacific 7 151740 EFT or Wire Women's Pgm East Asia/Pacific 4 32618 EFT or Wire false false true false true false Monitoring the Use of Grant Funds Outside of the United States Schedule F, Part I, Line 2 The Foundation has extensive policies governing the selection of its grant recipients including verification against anti-terrorism and money laundering lists, the types and forms of funding agreements made with them, their financial reporting requirements, and the Foundation's review and monitoring process. The monitoring process involves the Foundation monitoring recipients' implementations, reviews recipients' periodic financial reports, and performs audits of recipients' claims for reimbursement. Most of the Foundation's grants are made to organizations outside of the US, however Foundation policies will apply to all grant recipients regardless of location. Lotus Circle 142124 125624 16500 0 11364 0 21555 0 25513 0 142124 125624 16500 0 11364 0 21555 0 25513 58432 -41932 true World Vision Cambodia 34834 Weyerhaeuser Way S Federal Way WA 98063 951922279 501(c)(3) 33624 Women's Empowerment The Aspen Institute One Dupont Vircle NW Ste 700 Washington DC 20036 840399006 501(c)(3) 35000 Int'l Relations san francisco Asian Art Museum 200 larkin street san francisco CA 94102 941704765 501(c)(3) 40000 Governance AND LAW World Hope International 625 Slaters Lane Suite 200 Alexandria VA 22314 351985485 501(c)(3) 42984 Women's Empowerment World Wide Fund for Nature 1250 24th St NW Washington DC 20037 521693387 501(c)(3) 70752 Governance and Law Wildlife Conservation Society 2300 Southern Blvd Bronx NY 10460 131740011 501(c)(3) 74902 Governance and Law International Justice Mission PO Box 58147 Washington DC 20037 541722887 501(c)(3) 385000 Women's Empowerment Give2Asia 465 California Street 9th Fl San Francisco CA 94104 943373670 501(c)(3) 400000 Governance and Law 8 0 Monitoring the Use of Grant Funds in the United States Schedule I, Part I, Line 2 The Foundation has extensive policies governing the selection of its grant recipients including verification against anti-terrorism and money laundering lists, the types and forms of funding agreements made with them, their financial reporting requirements, and the Foundation's review and monitoring process. The monitoring process involves the Foundation monitoring recipients' implementations, reviews recipients' periodic financial reports, and performs audits of recipients' claims for reimbursement. Most of the Foundation's grants are made to organizations outside of the US, however Foundation policies will apply to all grant recipients regardless of location. X X X true true X X X X X false false false false false false false false false DOUGLAS BEREUTER 236540 0 10000 0 109236 0 23962 0 3075 0 382813 0 0 0 BARNETT BARON 179920 0 2000 0 3205 0 34629 0 10550 0 230304 0 0 0 ALLEN CLIFTON CHOATE 139270 0 2000 0 179905 0 22132 0 4077 0 347384 0 0 0 JOHN CROIZAT 149560 0 3500 0 3479 0 27201 0 1558 0 185298 0 0 0 RICHARD FULLER 148390 0 2000 0 2465 0 27795 0 6342 0 186992 0 0 0 GORDON HEIN 177645 0 3500 0 3092 0 33473 0 7550 0 225260 0 0 0 NANCY YUAN 151470 0 3000 0 2258 0 27851 0 4561 0 189140 0 0 0 PHILIP YUN 158407 0 2000 0 1740 0 16904 0 10630 0 189681 0 0 0 JONATHAN STROMSETH 96152 0 1500 0 148277 0 13564 0 4324 0 263817 0 0 0 NICHOLAS LANGTON 94296 0 0 0 188965 0 18294 0 7339 0 308894 0 0 0 RICHARD SMITH 105225 0 10000 0 145883 0 11895 0 718 0 273721 0 0 0 JAIME FAUSTINO 129565 0 0 0 114431 0 13406 0 4490 0 261892 0 0 0 ROBIN BUSH 91050 0 0 0 122116 0 9538 0 4346 0 227050 0 0 0 Questions Regarding Compensation Schedule J, Part I, Question I Tax Gross-Up Payments: Allen Choate (VP of Partners in Asian Development) and Nicholas Langton (Country Representative in India) received gross up payments of personal income tax to Japan and India, respectively, as part of their expatriate compensation packages. The gross ups were included in compensation on the Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). The following individuals received a gross up payment of personal income tax on incentive compensation reported on Schedule J, Part II, Column B (iii): Douglas Bereuter, Barnett Baron, Allen Choate, John Croizat, Richard Fuller, Gordon Hein, Nancy Yuan, Philip Yun, Jonathan Stromseth, Nicholas Langton, Richard Smith, and Gretchen Yen. The gross up amount was included in compensation on the Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). Housing Allowance: The Foundation paid rent on behalf of the following individuals as part of their expatriate compensation package: Allen Choate, Jonathon Stromseth, Nicholas Langton, Richard Smith, Jaime Faustino, and Robin Bush. The rent was paid directly to landlords. All payments were reported as taxable compensation on the individual's Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). Douglas Bereuter, President and CEO, received housing assistance as part of his employment agreement. The amount was reported as taxable compensation and included in compensation reported on Schedule J, Part II, Column B (iii). Travel for Companions: President Arnold's wife occasionally travels with him on business for The Asia Foundation. The Asia Foundation pays for her associated expenses. Board member companion travel is not paid for by The Asia Foundation. X 37911700 Selling price X 5 32496 Market Quotation 0 false true false Governance, Management, and Disclosures Form 990, Part I, Line 5 and Part V, Line 2a The Asia Foundation had 223 employees on its US payroll (reported on the Core Form 990, Part I, Line 5). In addition, there were 627 local national employees at September 30, 2011 working in the foreign countries in which The Asia Foundation operates. Program Service Activities Form 990, Part III, Line 4 4d - Other exempt purpose achievements are related to economic reform, regional cooperation and environmental initiatives. Form 990, Part V, Line 4b The Asia Foundation is a global organization and has employees and offices around the world. In addition to the foreign countries listed in Attachment 5, The Asia Foundation also had financial accounts in the following countries: Mongolia, Nepal, Pacific Islands, Pakistan, Philippines, Singapore, Sri Lanka, Thailand, Timor-Leste, Vietnam. Form 990, Part VI, line 2 Through a service agreement, The Asia Foundation administers payroll and other services to Give2Asia, a partner organization. Seven of the twenty-eight voting members of the board of trustees serving during the fiscal year (David Arnold, Doug Bereuter, Alexander Calhoun, Gina Lin Chu, Susan Pharr, Missie Rennie, Paul Slawson) were trustees of Give2Asia during fiscal year ended September 30, 2011. Form 990, Part VI, Line 11 An external public accounting firm and The Asia Foundation staff work together to gather the required tax information necessary to complete the tax return. The tax firm prepares an initial draft return and reviews the initial draft return with senior management. After items are discussed and reviewed, recommended changes are reflected in the return and a draft tax return is prepared. The draft tax return is distributed to the audit committee for their review and comments prior to its being filed with the IRS. Form 990, Part VI, Line 12c The Asia Foundation requires each trustee, principal officer, and member of a committee with governing board delegated powers to annually sign a statement which affirms each person has received a copy of the Conflict of Interest policy, has read and understood the policy, has agreed to comply with the policy, and understands the Foundation is a non-profit organization and in order to maintain its federal tax exemption it must engage primarily in activities which accomplish one or more of its tax exempt purposes. Additionally, the statement requires the individuals to provide information with respect to related parties and to disclose whether there are any conflicts of interest. The Asia Foundation also requires periodic review of transactions and relationships to ensure that there are no conflicts of interest. The Foundation keeps records of the statements. Form 990, Part VI, Line 15a and 15b Compensation of CEO and CFO is reviewed annually against current compensation benchmark data, and any and all changes are approved by the Compensation Committee of the Board of Trustees. Each December, or in the case of a new appointment, prior to an offer of employment, the Senior Director of Human Resources and the Executive Vice President, using benchmark salary survey data and guidance from an independent compensation consulting firm, prepare recommendations for the Board of Trustees Compensation Committee. The committee reviews the recommendations and makes a final determination. The Chairman of the Board of Trustees then notifies the CEO and CFO of any changes in compensation and the effective date. The CEO and CFO do not participate in the process. Compensation for employees at the Vice Presidential and Senior Management level fall within the guidelines of the annual Foundation compensation program. Each December, the Foundation's Compensation Committee reviews compensation data provided by a retained compensation consulting firm. Based on movement within the comparative market, the committee makes a salary increase budget recommendation to the CEO. Once the budget is approved, employee salaries are determined in accordance with the Foundation's Compensation Program Guide for Managers. Subsequent salary increases, if any, are effective in the first pay period of January. Form 990, Part VI, Line 19 The Asia Foundation's audited financial statements are published on its website and are provided upon request. Governing documents and conflict of interest policy are available upon request. Form 990, Part XI, Line 5 Other changes in net assets or fund balances is comprised of the following: Unrealized Loss on Investments (1,468,231) Grant Refund 354,438 Contribution Refund (291,576)