2012-08-08T14:26:48-05:00 2011-12-31 263789391 WILSON MARKLE STUCKEY HARDESTY & BOTT 101 LARKSPUR LANDING CIRCLE SUITE 2 LARKSPUR CA 949391750 990 2011-01-01 200586256 THE TUG MCGRAW FOUNDATION TUGM 7079336445 P O BOX 45 YOUNTVILLE CA 945990045 JENNIFER BRUSSTAR 7079336445 2012-08-08 1 MICHAEL SMITH P00097496 4159251120 2012-08-08 2011 2016-02-24 21:20:13Z JENNIFER BRUSSTAR P O BOX 45 YOUNTVILLE CA 945990045 1028334 0 X WWW.TUGMCGRAW.ORG X 2003 PA "YA GOTTA BELIEVE!" 9 8 4 15 0 0 884124 961439 0 0 6295 4791 -39695 -40072 850724 926158 135740 251000 0 0 181872 271295 0 0 256192 352954 503406 670566 1025701 180158 -99543 557928 620732 102196 269359 455732 351373 X PROVIDE RESOURCES AND HANDS-ON SUPPORT, FOSTER UNDERSTANDING, PROMOTE AWARENESS AND STIMULATE RESEARCH AND SCIENTIFIC COLLABORATION TO IMPROVE QUALITY OF LIFE FOR PEOPLE WITH BRAIN-RELATED TRAUMA AND TUMORS. 0 0 551212 251000 THE TUG MCGRAW FOUNDATION (TMF) IS A NONPROFIT ORGANIZATION ESTABLISHED IN 2003 BY LEGENDARY NEW YORK METS AND PHILADELPHIA PHILLIES RELIEF PITCHER, "TUG" MCGRAW AND HIS SON, GRAMMY AWARD-WINNING MUSICIAN TIM MCGRAW. TUG DIED OF A BRAIN TUMOR IN 2004 AT AGE 59. HIS INDOMITABLE SPIRIT AND DESIRE TO HELP OTHERS FACE THE CHALLENGES OF A BRAIN TUMOR DIAGNOSIS DRIVE TMF, AND HIS RALLYING CRY, "YA GOTTA BELIEVE," HAS BECOME THE MOTTO OF TMF. THE FOCUS OF TMF IS TO PROVIDE SUPPORT AND RESOURCES FOR PEOPLE AFFECTED BY BRAIN TUMORS AND BRAIN RELATED TRAUMA, INCLUDING POST-TRAUMATIC STRESS DISORDER (PTSD) AND TRAUMATIC BRAIN INJURY (TBI). TMF EFFORTS FOCUS ON ADVANCING SCIENCE TO IMPROVE THE QUALITY OF LIFE FOR PEOPLE AFFECTED BY BRAIN CANCER AND BRAIN TRAUMA AND PROMOTING AWARENESS OF THE IMPORTANCE OF BRAIN HEALTH. TMF OPERATES FROM ITS HEADQUARTERS LOCATED AT THE CALIFORNIA VETERAN'S HOME IN YOUNTVILLE. ON THE GROUNDS, TMF DEVELOPS PROGRAMS AND RAISES FUNDS FOR THE TMF BRAIN FOOD GARDEN AND THE TBI AND PTSD PARTNERSHIP WITH THE PATHWAY HOME PROGRAM AT THE CALIFORNIA TRANSITIONS CENTER FOR CARE OF COMBAT VETERANS. IN 2011, TMF DIRECTED FUNDS TO THE PRESTON ROBERT TISCH BRAIN TUMOR FOUNDATION AT DUKE UNIVERSITY, ACCELERATE BRAIN CANCER CURE (ABC2), ONE MIND FOR RESEARCH, THE PATHWAY HOME, SOLDIERS TO SUMMITS AND THE VETERAN'S MEDICAL RESEARCH FOUNDATION. TMF ALSO CONDUCTED ACTIVITIES TO INCREASE PUBLIC AWARENESS, KNOWLEDGE AND UNDERSTANDING OF BRAIN CANCER, PTSD, TBI AND RELATED ISSUES. PAST PROGRAMS INCLUDE THE TUG MCGRAW PRE-MEDICAL INTERNSHIP AND THE TIM MCGRAW MEDICAL EDUCATION SCHOLARSHIP, ESTABLISHED BY TMF, TO SUPPORT FEMALE STUDENT ATHLETES ATTENDING DUKE UNIVERSITY MEDICAL SCHOOL. TMF HAS ALSO COLLABORATED WITH, AND AWARDED GRANTS TO, OTHER BRAIN TUMOR ORGANIZATIONS, INCLUDING THE NATIONAL BRAIN TUMOR SOCIETY, CITY OF HOPE, SOCIETY FOR NEURO-ONCOLOGY, UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO, MD ANDERSON CANCER CENTER, UNIVERSITY OF AMSTERDAM (NETHERLANDS) AND MAYO CLINIC. IN NOVEMBER 2009, TMF COLLABORATED WITH THE HENRY M. JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE FOR COUNTRY UNITED, A TWO-DAY EVENT BRINGING TOGETHER MILITARY AND CIVILIAN LEADERS IN MEDICINE. 551212 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 9 0 1 4 1 0 0 0 0 0 1 1 0 0 0 0 X 9 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 0 0 CA PA NY X X WENDY TURMAN 7079336445 P O BOX 45 YOUNTVILLE CA 945990045 JENNIFER BRUSSTAR 40.00 X X 88856 0 16636 JIM MCKEON 1.00 X 0 0 0 JEFF MCMAHON 1.00 X X 0 0 0 ELISABETH RITZ 1.00 X 0 0 0 FRANK HENDERSON 1.00 X 0 0 0 DOUG METZGER 1.00 X 0 0 0 PABLO NYARADY 1.00 X 0 0 0 LISA ANNE UHRMACHER 1.00 X 0 0 0 CAROL GIANNINI 1.00 X X 0 0 0 TIM MCGRAW 0.00 X 0 0 0 WENDY TURMAN 40.00 X 75000 0 4705 163856 0 21341 0 0 0 0 0 149666 811773 961439 4791 4791 25000 25000 0 0 0 149666 46568 -46568 -46568 37104 30608 6496 6496 926158 0 0 -35281 251000 251000 174167 18842 109708 45617 61944 250 61694 17350 17350 17834 1787 6934 9113 22404 22404 397 397 209036 163103 28687 17246 15293 10688 1724 2881 59675 13144 39879 6652 11940 93 11749 98 712 712 140603 49594 2719 88290 39960 18095 8705 13160 2739 2739 1755 1755 COST OF SALES 7566 7566 ALLOCATED INDIRECT -8674 24616 -44731 11441 1025701 551212 218297 256192 X 94203 62239 8831 23133 2962 6900 414154 416087 11335 28455 519 1325 284 0 35609 32931 3217 32385 12235 3351 10509 8884 76556 92716 2783 1049 557928 620732 42196 19359 60000 250000 102196 269359 X 438277 335651 17455 15722 455732 351373 557928 620732 X -99543 -4816 X X 0 1 1 X 0 X 435982 297046 637254 896674 961439 3228395 435982 297046 637254 896674 961439 3228395 45534 3182861 18927 9820 5058 6295 4791 44891 3273286 0.97240 0.97010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99282 -1405 97877 118234 -25000 7181 1133 99282 1.00000 0.00000 0.00000 0 0 12235 3351 8884 8884 926158 1025701 -99543 -4816 -4816 -104359 925745 -4816 4800 -16 925761 397 397 926158 1030104 4800 4800 1025304 397 397 1025701 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: SUPPORT PROGRAMS AND OPERATIONS OF FOUNDATION OVER THE LONG-TERM DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE MANAGEMENT OF TMF CONSIDERS CERTAIN TAX POSITIONS TAKEN BY TMF. A TAX POSITION IS A POSITION TAKEN IN A PREVIOUSLY FILED TAX RETURN OR A POSITION THE MANAGEMENT OF TMF EXPECTS TO TAKE IN A FUTURE TAX RETURN THAT FIGURES IN MEASURING CURRENT OR DEFERRED INCOME TAX ASSETS AND LIABILITIES FOR INTERIM OR ANNUAL PERIODS. A TAX POSITION CAN RESULT IN A PERMANENT REDUCTION IN INCOME TAXES PAYABLE, A DEFERRAL OF INCOME TAXES OTHERWISE CURRENTLY PAYABLE TO FUTURE YEARS OR A CHANGE IN THE EXPECTED REALIZABILITY OF DEFERRED TAX ASSETS. A TAX POSITION ALSO ENCOMPASSES, BUT IS NOT LIMITED TO: 1. A DECISION NOT TO FILE A TAX RETURN 2. AN ALLOCATION OR A SHIFT OF INCOME BETWEEN JURISDICTIONS 3. THE CHARACTERIZATION OF INCOME OR A DECISION TO EXCLUDE REPORTING TAXABLE INCOME IN A RETURN 4. A DECISION TO CLASSIFY A TRANSACTION, ENTITY OR OTHER POSITION IN A TAX RETURN AS TAX EXEMPT 5. THE STATUS OF AN ENTITY, INCLUDING ITS STATUS AS A PASS-THROUGH OR TAX-EXEMPT ENTITY. EVALUATING A TAX POSITION REQUIRES THE MANAGEMENT OF TMF TO DETERMINE, FOR EACH TAX POSITION, WHETHER IT IS MORE LIKELY THAN NOT THAT, UPON EXAMINATION BY TAXING AUTHORITIES, SUCH AUTHORITIES WILL UPHOLD THE TAX POSITION AND, FOR EACH MORE-LIKELY-THAN-NOT TAX POSITION, DETERMINE THE HIGHEST BENEFIT WITH A MORE THAN 50% LIKELIHOOD OF REALIZATION UPON ULTIMATE SETTLEMENT. ACCORDINGLY, IT IS POSSIBLE THAT TAX POSITIONS TAKEN ON TAX RETURNS AND RELATED AMOUNTS RECOGNIZED HEREIN COULD VARY. TMF FILES TAX RETURNS WITH THE IRS AND CALIFORNIA. TMF RECOGNIZES INTEREST AND PENALTIES RELATED TO INCOME TAXES AND TAX POSITIONS WITH INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011 AND 2010, INTEREST AND PENALTIES RELATED TO INCOME TAXES AND TAX POSITIONS WERE NOT MATERIAL. AS OF DECEMBER 31, 2011, THE MANAGEMENT OF TMF BELIEVES THAT THERE ARE NO TAX POSITIONS OF TMF WHERE IT IS REASONABLY POSSIBLE THAT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS WILL SIGNIFICANTLY INCREASE OR DECREASE WITHIN THE PERIOD ENDING DECEMBER 31, 2012. AS OF DECEMBER 31, 2011, OPEN TAX PERIODS SUBJECT TO FUTURE EXAMINATION BY TAXING AUTHORITIES COVER PERIODS FROM OCTOBER 1, 2006 THROUGH DECEMBER 31, 2011. TEAM MCGRAW 144629 144629 0 3257 4745 6832 0 24994 OTHERS 5037 5037 6740 149666 149666 3257 4745 6832 31734 46568 -46568 1 VETERANS MEDICAL RESEARCH FOUNDATION 3350 LA JOLLA VILLAGE DRIVE BUILDING 13 SUITE 151A SAN DIEGO CA 92161 330189397 501(C)(3) 30000 POST-TRAUMATIC STRESS DISORDER AND TRAUMATIC BRAIN INJURY RESEARCH NO BARRIERS USA 420 SOUTH HOWES SUITE B300 FT COLLINS CO 80521 061693441 501(C)(3) 30000 SOLDIERS TO SUMMITS ACCELERATE BRAIN CANCER CURE 1717 RHODE ISLAND AVENUE NW SUITE 700 WASHINGTON DC 20036 522320756 501(C)(3) 80000 BRAIN TUMOR RESEARCH INTERNATION MENTAL HEALTH RESEARCH ORGANIZATIONONE MIND FOR RESEARCH P O BOX 680 RUTHERFORD CA 94573 680359707 501(C)(3) 80000 POST-TRAUMATIC STRESS DISORDER AND TRAUMATIC BRAIN INJURY RESEARCH PATHWAY HOME PROGRAM OF CALIFORNIA TRANSITIONS CENTERCARE OF COMBAT VETS P O BOX 3930 YOUNTVILLE CA 94599 943213100 501(C)(3) 30000 GENERAL SUPPORT 5 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: TMF RECEIVES PROPOSALS DETAILING HOW POTENTIAL GRANTEES WILL USE A GRANT. THE CEO AND STAFF OF TMF REVIEW AND APPROVE PROPOSALS. TMF CHECKS THE TAX EXEMPT STATUS OF A GRANTEE, WRITES THE GRANT AND PAYMENT SCHEDULE, OBTAINS TMF AND GRANTEE APPROVAL AND ISSUES THE GRANT CHECK. TMF REQUIRES GRANTEES TO REPORT ON THE USE OF GRANT FUNDS WITHIN CERTAIN TIME PERIODS STIPULATED IN THE GRANT AGREEMENT. RITZ COMMUNICATIONS LLC MEMBER OF THE BOARD OF DIRECTORS OWNS AND SERVES AS AN OFFICER OF LLC 10609 COMMUNICATION SERVICES RELATED TO VARIOUS FUNDRAISING ACTIVITIES 0 FORM 990, PART VI, SECTION A, LINE 2 FRANK HENDERSON, TOM MCGRAW AND TIM MCGRAW HAVE FAMILY RELATIONSHIPS FORM 990, PART VI, SECTION B, LINE 11 MEMBERS OF THE BOARD OF DIRECTORS AND MANAGEMENT REVIEW FORM 990 BEFORE FILING IT. FORM 990, PART VI, SECTION B, LINE 12C ORGANIZATION RECEIVED DISCLOSURES ANNUALLY FROM DIRECTORS AND KEY EMPLOYEES ON POTENTIAL CONFLICTS OF INTEREST CONSISTENT WITH POLICY FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS ANNUALLY REVIEWS THE SALARY FOR THE PRESIDENT AND CEO AND THE REVIEW INCLUDES CONSIDERATION OF COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 TMF MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. TMF DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -4,816. AUDITOR SELECTION FORM 990, PART XII, LINE 2C THE PROCESS FOR SELECTING AN AUDITOR HAS NOT CHANGED FROM THE PRIOR YEAR.