2012-08-07T16:07:07-05:00 2011-12-31 363468829 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2011-01-01 366144362 CHICAGO ARCHITECTURE FOUNDATION CHIC 3129223432 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 LYNN OSMOND 3129223432 2012-08-02 1 KIMBERLY HAUMANN P00546491 3122071040 2012-08-02 2011 2016-02-24 21:20:13Z LYNN OSMOND 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 13174991 0 X WWW.ARCHITECTURE.ORG X 1966 IL ADVANCE PUBLIC KNOWLEDGE AND APPRECIATION OF ARCHITECTURE. SEE SCHEDULE O.THE CHICAGO ARCHITECTURE FOUNDATION'S MISSION IS TO ADVANCE PUBLIC INTEREST AND EDUCATION IN ARCHITECTURE AND DESIGN, WHICH THE ORGANIZATION PURSUES THROUGH ARCHITECTURE TOURS, EXHIBITIONS, LECTURES, SPECIAL EVENTS, AS WELL AS ADULT, YOUTH AND FAMILY PROGRAMS. PROGRAMS ENHANCE APPRECIATION OF CHICAGO'S ARCHITECTURAL LEGACY, AND PROMOTE UNDERSTANDING AND ENCOURAGE DIALOGUE ABOUT HOW THE BUILT ENVIRONMENT SHAPES THE CITY'S FUTURE. 34 34 88 552 185533 7392 1877406 1907751 7277304 8473361 30467 42698 1170916 1184799 10356093 11608609 0 0 0 0 3177166 3578305 66005 16000 755173 6273377 7817249 9516548 11411554 839545 197055 5175425 5470347 352872 584361 4822553 4885986 X THE CHICAGO ARCHITECTURE FOUNDATION (CAF) IS DEDICATED TO ADVANCING PUBLIC INTEREST AND EDUCATION IN ARCHITECTURE AND RELATED DESIGN. THE ORGANIZATION PURSUES THIS MISSION THROUGH A COMPREHENSIVE PROGRAM OF ARCHITECTURE TOURS, EXHIBITIONS, LECTURES, SPECIAL EVENTS, AND YOUTH EDUCATION PROGRAMS, ALL DESIGNED TO ENHANCE PUBLIC AWARENESS AND APPRECIATION OF CHICAGO'S OUTSTANDING ARCHITECTURAL LEGACY.THE VISIONBECAUSE NO ART OTHER THAN ARCHITECTURE SO VIVIDLY EXPRESSES WHAT CHICAGO IS AND WHERE IT IS GOING, THE CHICAGO ARCHITECTURE FOUNDATION WILL CONTINUE TO EDUCATE THE PUBLIC TO EXPECT THE HIGHEST STANDARDS FROM CHICAGO'S BUILT ENVIRONMENT. 1 0 5569010 8182901 TOURS ARE THE HALLMARK OF THE CHICAGO ARCHITECTURE FOUNDATION, DRAWING 283,000 VISITORS FROM ALL OVER THE GLOBE BY OFFERING INSIGHTS INTO CHICAGO'S BUILDINGS, NEIGHBORHOODS, AND ENVIRONMENTS. CAF'S TOURS ARE KNOWN FOR THE HIGH QUALITY EXPERIENCE WITH 480 EXTENSIVELY TRAINED VOLUNTEER DOCENTS. ALL OF CAF'S TOURS ARE CONCEPTUALIZED, RESEARCHED, AND WRITTEN BY DOCENTS, WITH NEW OFFERINGS EACH YEAR. TOURS INCLUDE 85 DISTINCT WALKING, BOAT, BUS, EL AND BICYCLE TOURS AND ARE CONDUCTED 363 DAYS OF THE YEAR. 635880 78261 CAF OFFERS EXHIBITIONS AND PUBLIC PROGRAMS ON THE SUBJECT OF ARCHITECTURE AND THE BUILT ENVIRONMENT. IN 2011, APPROXIMATELY 159,000 PEOPLE SAW OUR EXHIBITIONS AND A TOTAL OF 6,651 PEOPLE ATTENDED PUBLIC PROGRAMS ON SUBJECTS SUCH AS SUSTAINABILITY, PRESERVATION, PLANNING AND DESIGN. THERE WERE 87 PROGRAMS OFFERED IN 2011 AND OF THE 87 PROGRAMS, 40 WERE FREE (46%) AND 47 FEE-BASED (54%). CAF IMPLEMENTED A NEW TWO-YEAR PILOT PROGRAM CALLED NEIGHBORHOOD VOICES. THE GOAL WAS TO ENGAGE RESIDENTS IN CHICAGO'S NEIGHBORHOODS IN CREATING TOURS THAT PROMOTE THEIR COMMUNITIES. THE INAUGURAL OPENHOUSE WEEKEND ATTRACTED NEW AUDIENCES FOR CAF WHO WERE ENTICED BY FREE, BEHIND THE SCENES PUBLIC ACCESS TO MORE THAN 130 UNIQUE LOCATIONS IN MORE THAN 16 CHICAGO NEIGHBORHOODS. TWENTY-FIVE THOUSAND PARTICIPANTS FROM ALL OVER CHICAGO AND THE COUNTRY PARTICIPATED IN DEVELOPING A BROADER AWARENESS AND APPRECIATION OF CHICAGO'S BUILT ENVIRONMENT. 399455 32325 THE YOUTH EDUCATION DEPARTMENT PROVIDES PROGRAMMING AND TOURS ON THE SUBJECT OF ARCHITECTURE AND THE BUILT ENVIRONMENT, COVERING CURRICULUM SUBJECTS OF SCIENCE, MATH AND ART, FOR K-12 STUDENTS AND TEACHERS. WE CONDUCTED 196 EVENTS DIRECTLY SERVING 12,363 STUDENTS AND TEACHERS, AND INDIRECTLY SERVING AN ADDITIONAL 8,405, FOR A TOTAL REACH OF 20,768 IN 2011. ATTENDANCE IS BROKEN DOWN AS FOLLOWS: 116 FIELD TRIPS FOR 5,082 K-8 STUDENTS FROM PUBLIC, PRIVATE, AND PAROCHIAL SCHOOLS FROM CHICAGO AND THE COLLAR COUNTIES; 171 TEACHERS ATTENDED SIX PROFESSIONAL DEVELOPMENT WORKSHOPS, AND AN ADDITIONAL 77 TEACHERS ATTENDED PRE-SERVICE AND IN-SERVICE WORKSHOPS, FOR A TOTAL OF 248 TEACHERS PARTICIPATING IN HANDS-ON, BUILT ENVIRONMENT WORKSHOPS. 2656255 1352563 MUSEUM SHOP, MARKETING AND OTHER PROGRAM SERVICES 2656255 1352563 9260600 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 46 0 88 1 1 1 0 0 0 0 1 1 0 0 X 34 34 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X SHARI MASSEY 3129223432 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 STEVEN GM STEIN 1.00 X X 0 0 0 JOHN PINTOZZI 1.00 X X 0 0 0 DIANE P ATWOOD 1.00 X X 0 0 0 JOHN DICIURCIO 1.00 X 0 0 0 WALTER L ECKENHOFF 1.00 X 0 0 0 LORI T HEALEY 1.00 X 0 0 0 SANDRA L HELTON 1.00 X 0 0 0 CARLOS MARTINEZ 1.00 X 0 0 0 JULIA STASCH 1.00 X 0 0 0 JOHN SYVERTSEN 1.00 X 0 0 0 ELIZABETH C TREACY 1.00 X 0 0 0 KEVIN WILLER 1.00 X 0 0 0 JOEL M CARLINS 1.00 X 0 0 0 DAVID S CHERNOFF 1.00 X 0 0 0 CAROL COLETTA 1.00 X 0 0 0 ROBERT C GRUPE JR 1.00 X 0 0 0 BRECK F HANSON 1.00 X 0 0 0 ALVIN KATZ 1.00 X 0 0 0 THOMAS KERWIN FAIA 1.00 X 0 0 0 COLIN KIHNKE 1.00 X 0 0 0 BRIAN A MCCARTHY 1.00 X 0 0 0 LISA A MCCLUNG 1.00 X 0 0 0 DORRI MCWHORTER 1.00 X 0 0 0 MERRY ANN PEARSON PHD 1.00 X 0 0 0 J SCOT PEPPER 1.00 X 0 0 0 DAVID C SEIDMAN 1.00 X 0 0 0 MICHAEL A TOOLIS AIA LEED AP 1.00 X 0 0 0 DANIEL WALSH 1.00 X 0 0 0 ROSS WIMER 1.00 X 0 0 0 MARY JO HOAG 1.00 X 0 0 0 DEVON PATTERSON 1.00 X 0 0 0 JILL TANZ 1.00 X 0 0 0 GRANT C UHLIR 1.00 X 0 0 0 LYNN OSMOND 40.00 X 279523 0 18440 SHARI MASSEY 40.00 X 138247 0 7800 MARILYN JACKSON 40.00 X 105379 0 0 523149 0 26240 3 0 1 0 SANTA FE INTEREST LLC 300 PARK BLVD SUITE 500 ITASCA IL 60143 MANAGEMENT COMPANY 737023 HIGHBAR CONSULTING 1846 N FREMONT CHICAGO IL 60614 CONSULTING 113622 2 371076 139808 352085 1044782 5200 1907751 TOUR SALES 900099 8182901 8182901 PROGRAM FEES 900099 290460 290460 8473361 28893 28893 6251 6251 9707 0 9707 9707 9707 350000 336195 13805 13805 13805 350150 139808 246069 104081 104081 2048878 984118 1064760 879227 185533 11608609 9366393 185533 148932 440010 440010 2671252 1898643 438782 333827 58718 58718 185546 313850 -190953 62649 222779 222779 23971 23971 27900 27900 16000 16000 457445 148129 123868 185448 261058 261058 474775 461148 13035 592 59778 23111 36535 132 49107 49107 735395 644674 38417 52304 93628 62357 24310 6961 32968 15303 15341 2324 993 993 122888 79525 43363 50409 50409 PROGRAM TRANSPORTATION 4995698 4995698 PROGRAM SERVICES 66104 54133 9643 2328 365132 229893 42631 92608 11411554 9260600 1395781 755173 702402 251827 286793 687033 974066 1070703 55571 93189 338519 383889 111587 56893 1230881 358078 797900 872803 1187889 1276458 720698 777552 5175425 5470347 279918 338668 114346 50292 49551 22662 81796 352872 584361 X 3253113 3085377 1544305 1770474 25135 30135 4822553 4885986 5175425 5470347 X 197055 -133622 X 0 1 1 X 0 X 1580616 1685983 2409207 2369445 1907751 9953002 1580616 1685983 2409207 2369445 1907751 9953002 521003 9431999 17319 30580 28162 34534 44851 155446 72924 8219 81143 10189591 45751185 0.92570 0.93220 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 716823 X 0 241332 5000 7311 253643 235541 5791 241332 25135 210445 -39 235541 5135 20000 25135 0.87470 0.00650 0.11880 0 0 256177 27837 228340 974704 330241 644463 872803 SECURITY DEPOSITS 3875 COLLECTION ITEMS (CHICAGO MODEL CITY) 716823 TENANT ALLOWANCE RECEIVABLE 56854 777552 CAPITAL LEASE OBLIGATIONS 13935 DEFERRED RENT 67861 81796 11608609 11411554 197055 -3886 -129736 -133622 63433 12757124 -3886 168283 164397 12592727 -984118 -984118 11608609 12579345 1167791 1167791 11411554 0 11411554 PART III, LINE 4: CAF CREATED A LARGE SCALE DETAILED ACCURATE MODEL OF THE CITY OF CHICAGO IN ORDER TO EDUCATE THE PUBLIC ON CHICAGO ARCHITECTURE, PLANNING AND BUILT ENVIRONMENT. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF TWO INDIVIDUAL FUNDS THAT ENSURE THE CONTINUING VIABILITY OF THE FOUNDATION SO THAT FUTURE GENERATIONS OF VISITORS AND RESIDENTS MAY EXPERIENCE, UNDERSTAND, AND APPRECIATE THE BUILT ENVIRONMENT, BOTH IN CHICAGO AND BEYOND. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. NO PROVISION HAS BEEN MADE FOR FEDERAL AND STATE INCOME TAXES IN THE ACCOMPANYING COMBINED FINANCIAL STATEMENTS. THE FOUNDATION'S APPLICATION OF GAAPUSA REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITION AS MANAGEMENT BELIEVES THE FOUNDATION HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS, INCLUDING ANY POTENTIAL RISK OF LOSS OF ITS NOT-FOR-PROFIT TAX STATUS. THE FOUNDATION WOULD ACCOUNT FOR ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE LIABILITIES FOR UNRECOGNIZED INCOME TAX BENEFITS AS INCOME TAX EXPENSE. THE FOUNDATION IS NO LONGER SUBJECT TO EXAMINATION BY FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR PERIODS BEFORE 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: REVENUE REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 168,283. EXPENSES REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS -183,673. AAO RECONCILING ITEM TO ELIMINATE AAO FROM CAF FINANCIAL STMTS -114,346. TOTAL TO SCHEDULE D, PART XI, LINE 8: -129,736. PART XII, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 168,283. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -984,118. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 984,118. EXPENSES REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 183,673. X X X X 1 LISA DIETLIN ASSOCIATES PO BOX 7029 CHICAGO IL 606807029 CONSULTING ON THE DESIGN ON THE EDGE PROJECT. 0 34500 16000 18500 34500 16000 18500 IL GALA 457958 115908 342050 196462 STEIN RAY HARRIS EVENT 32000 23900 8100 49607 489958 139808 350150 246069 246069 104081 X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 LYNN OSMOND 239523 0 40000 0 0 0 11000 0 7440 0 297963 0 0 0 PART I, LINE 1A THE CHICAGO ARCHITECTURE FOUNDATION PAYS FOR THE CEO'S MONTHLY DUES TO THE UNIVERSITY CLUB, WHICH IS A MEMBERSHIP ORGANIZATION THAT IS USED FOR BUSINESS MEETINGS, LUNCHES FOR PROSPECTIVE DONORS, AND EVENTS ON THE BEHALF OF CAF. THE CEO REIMBURSES THE ORGANIZATION FOR ANY PERSONAL EXPENSES. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE INAUGURAL OPENHOUSE WEEKEND ATTRACTED NEW AUDIENCES FOR CAF WHO WERE ENTICED BY FREE, BEHIND THE SCENES PUBLIC ACCESS TO MORE THAN 130 UNIQUE LOCATIONS IN MORE THAN 16 CHICAGO NEIGHBORHOODS. TWENTY-FIVE THOUSAND PARTICIPANTS FROM ALL OVER CHICAGO AND THE COUNTRY PARTICIPATED IN DEVELOPING A BROADER AWARENESS AND APPRECIATION OF CHICAGO'S BUILT ENVIRONMENT. FORM 990, PART VI, SECTION A, LINE 7A THE DOCENT COUNCIL, A LARGE VOLUNTEER BODY OF THE ORGANIZATION, ELECTS TWO DOCENTS TO BE VOTING TRUSTEES EX-OFFICIO. THE AUXILIARY BOARD ELECTS THEIR PRESIDENT WHO ALSO SERVES AS A VOTING TRUSTEE EX-OFFICIO. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A FULL COPY TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. A MEETING IS SCHEDULED FOR THE CPA FIRM AND ORGANIZATIONS MANAGEMENT TO DISCUSS THE FORM 990 WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED AND MONITORED BY THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ON AN ANNUAL BASIS THE COMPENSATION OF THE CEO AND CFO. PERIODICALLY, AN INDEPENDENT COMPENSATION CONSULTANT IS HIRED TO EVALUATE THE COMPENSATION OF TOP MANAGEMENT. THE CEO HAS AN EMPLOYMENT AGREEMENT WHICH IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IN WHICH COMPENSATION IS EVALUATED ANNUALLY BASED ON PERFORMANCE AND SPECIFIC GOALS OUTLINED IN THE PRIOR FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENT AGENCIES AND UPON REQUEST; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -3,886. REVENUE REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 168,283. EXPENSES REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS -183,673. AAO RECONCILING ITEM TO ELIMINATE AAO FROM CAF FINANCIAL STMTS -114,346. TOTAL TO FORM 990, PART XI, LINE 5: -133,622.