2012-08-07T10:32:15-05:00 2011-09-30 MCGLADREY LLP 8000 TOWERS CRESCENT DR STE 500 VIENNA VA 221826205 990 2010-10-01 381612715 TROUT UNLIMITED INC TROU 7035220200 1300 17TH ST N NO 500 ARLINGTON VA 222093311 HILLARY P COLEY 7035220200 2012-08-06 1 YONG ZHANG CPA 7033366400 2010 2016-02-24 21:20:13Z CHRISTOPHER WOOD 1300 17TH ST N NO 500 ARLINGTON VA 222093311 36694416 0 X WWW.TU.ORG X 1959 MI TO CONSERVE, PROTECT, AND RESTORE NORTH AMERICA'S COLDWATER FISHERIES AND THEIR WATERSHEDS. 34 32 205 12500 58313 0 21337613 31368573 5046094 4523944 204572 220712 68231 343185 26656510 36456414 436131 491867 0 0 9868593 11701003 0 0 2398786 14967129 20371326 25271853 32564196 1384657 3892218 20448982 25095667 2181954 3063911 18267028 22031756 X TO CONSERVE, PROTECT, AND RESTORE NORTH AMERICA'S COLDWATER FISHERIES AND THEIR WATERSHEDS. 0 0 22348704 147250 3984577 PROTECTIN UT, THE UINTA-WASATCH-CACHE NATIONAL FOREST RELEASED ITS RECORD OF DECISION FOR OIL AND GAS LEASING ON 736,070 ACRES OF PUBLIC LANDS. THE AREAS IS HOME TO NUMEROUS NATIVE TROUT STREAMS, STRAWBERRY RESERVOIR (UTAH'S #1 TROUT FISHERY) AND SEVERAL RESTORATION PROJECTS THAT TU HAS BEEN INVOLVED IN OVER THE YEARS. THROUGH A COLLABORATIVE APPROACH WITH THE FOREST SERVICE, TU WAS ABLE ACHIEVE SIGNIFICANT CONSERVATION GAINS IN THIS LAND MANAGEMENT DECISION.IN MT, TU ACHIEVED A MAJOR LEGAL VICTORY THAT WILL HELP PROTECT INSTREAM FLOW IN MONTANA'S FABLED TROUT WATERS. IN TROUT UNLIMITED V. BEAVERHEAD WATER CO., ET AL., THE MONTANA SUPREME COURT OVERTURNED A DECISION BY THE MONTANA WATER COURT DENYING TU'S PARTICIPATION IN THE STATE-WIDE WATER RIGHTS ADJUDICATION. THE RULING CLEARS THE WAY FOR TU TO DO WHAT IT DOES BEST: COLLABORATE WITH IRRIGATORS, ANGLERS AND OTHER STEWARDS TO RESTORE TROUT STREAMS WHILE RESPECTING THE WATER NEEDS OF AGRICULTURE.IN CA, THROUGH GRASSROOTS AND SPORTSMEN ORGANIZING, TU HELPED STOP THE MONO COUNTY BOARD OF SUPERVISORS FROM ADOPTING RESOLUTIONS THAT WOULD FACILITATE A PROPOSED GOLD MINING OPERATION AND "RELEASE" WILDERNESS STUDY AREAS IN THE BODIE HILLS. TU'S ROADLESS PROTECTION EFFORTS GREW WITH A NEW CONSERVATION PARTNERSHIP WITH THE VET VOICE FOUNDATION; WHICH PRODUCED A JOINT PRESS CONFERENCE IN BAKERSFIELD OPPOSING HR 1581 AT WHICH TU DELIVERED A PETITION SIGNED BY 1,900 SERVICE VETERANS. TU'S CA FIELD DIRECTOR ALSO TESTIFIED AT A CONGRESSIONAL FIELD HEARING OF THE HOUSE SUBCOMMITTEE ON NATIONAL PARKS, FORESTS, AND PUBLIC LANDS IN SUPPORT OF THE FS'S TRAVEL MANAGEMENT PROCESS AND THEIR EFFORTS TO BETTER MANAGE MOTORIZED USE. TU ALSO ACHIEVED MAJOR POLICY REFORM WHEN THE STATE BOARD ADOPTED A NEW REGULATION TO REDUCE THE IMPACTS ON SALMON AND STEELHEAD FROM WATER DIVERSIONS FOR FROST PROTECTION OF CROPS IN MENDOCINO AND SONOMA COUNTIES. TU ALSO WORKED WITH THE WINE INDUSTRY TO CRAFT LEGISLATION?SIGNED INTO LAW IN 2011, WHICH WILL IMPROVE AND EXPEDITE PERMITTING FOR SMALL OFF-STREAM STORAGE PONDS FOR FROST PROTECTION AND CREATE FAR-REACHING BENEFITS IN WATERSHEDS CRITICAL TO STEELHEAD AND SALMON. TU'S EASTERN LAND PROTECTION PROJECT RECEIVED FUNDING TO INITIATE THE COLDWATER LAND CONSERVANCY FUND TO PROTECT VITAL BROOK TROUT HABITAT IN VA, PA, AND NY. THE FUND WILL ENABLE TU TO ASSIST LAND TRUSTS AND OTHER PARTNERS WITH THE TRANSACTION COSTS ASSOCIATED WITH CONSERVATION EASEMENTS AND FEE SIMPLE ACQUISITION PROJECTS.IN NY, TU'S EASTERN WATER PROJECT HELPED PASS WATER WITHDRAWAL LEGISLATION THAT REQUIRES ANY USER SEEKING TO WITHDRAW 100,000 GALLONS PER DAY OR MORE TO RECEIVE A PERMIT FROM THE STATE DEC.RECONNECT/RESTORETU'S HOME RIVERS INITIATIVES (HRIS) HAD A VERY SUCCESSFUL YEAR. THE NEWEST HRI PROJECT WAS INITIATED ON IDAHO'S BLACKFOOT RIVER TO RESTORE FISH PASSAGE, HABITAT, AND WATER QUALITY TO BENEFIT NATIVE YELLOWSTONE CUTTHROAT TROUT. THE ROGUE RIVER HRI COMPLETED WATERSHED-WIDE HABITAT MAPPING AND ROAD-STREAM CROSSING INVENTORIES AT OVER 150 SITES TO IDENTIFY AND PRIORITIZE RESTORATION OPPORTUNITIES. TU CAPITALIZED ON THE SUCCESSES OF ITS MIDDLE CLARK FORK HRI TO EXPAND RESTORATION EFFORTS INTO THE UPPER CLARK FORK. TU'S BEAR RIVER HRI WORKED CLOSELY WITH UTAH BLM AND OTHER PARTNERS TO RESTORE FISH PASSAGE AT 14 LOCATIONS AND RECONNECT 13.8 MILES OF STREAM FOR BONNEVILLE CUTTHROAT TROUT IN RICH COUNTY, UT-AN EFFORT FOR WHICH TU'S BEAR RIVER PROJECT MANAGER (KIRK DAHLE) WAS AWARDED THE BLM'S 2011 PARTNERS IN CONSERVATION AWARD. IN WV, TU'S POTOMAC HEADWATERS HRI INSTALLED OVER 125,000 FEET OF FENCING TO KEEP CATTLE OUT OF STREAMS IN ORDER TO PROTECT AND RESTORE EASTERN BROOK TROUT HABITAT.TU'S DRIFTLESS AREA RESTORATION EFFORT PUT OVER $3.5 MILLION ON THE GROUND TO RESTORE OVER 16 MILES OF STREAM AND RIPARIAN HABITAT. IN CO, TU WORKED WITH AN IRRIGATOR TO REMOVE A 4-FOOT IRRIGATION DIVERSION DAM THAT WAS BLOCKING FISH PASSAGE ON TOMICHI CREEK, AN IMPORTANT TRIBUTARY TO THE UPPER GUNNISON RIVER. IN WA, TU COMPLETED A TRANSACTION WITH WATER USERS IN MANASTASH CREEK, PERMANENTLY RESTORING 11 CUBIC FEET/SECOND OF WATER AND RECONNECTING ALMOST 30 MILES OF SALMON, STEELHEAD AND RESIDENT TROUT HABITAT IN THIS TRIBUTARY OF THE YAKIMA RIVER. TU'S WYOMING WATER PROJECT RECEIVED THE WYOMING WILDLIFE AND NATURAL RESOURCE TRUST'S PARTNER OF THE YEAR AWARD IN 2011, WHICH RECOGNIZED TU'S INNOVATIVE ON-RANCH PARTNERSHIPS AND PROJECT WORK RECONNECTING OVER 500 MILES OF NATIVE TROUT HABITAT THROUGHOUT WY. IN CA, TU'S NORTH COAST COHO PROJECT IMPLEMENTED 8 RESTORATION PROJECTS IN 6 WATERSHEDS, INCLUDING 10.9 MILES OF FOREST ROADS BEING DECOMMISSIONED OR UPGRADED RESULTING IN A SEDIMENT SAVINGS OF OVER 63,000 CUBIC YARDS. INSTREAM HABITAT WAS IMPROVED BY INSTALLING OVER 200 PIECES OF LARGE WOODY MATERIAL ALONG 7 MILES OF HIGH PRIORITY COHO STREAMS. IN ME, TU, THROUGH ITS INVOLVEMENT WITH THE PENOBSCOT RIVER RESTORATION TRUST, COMPLETED THE ACQUISITION OF 3 DAMS ON THE PENOBSCOT RIVER. ONCE THE DAMS ARE REMOVED AND/OR BY-PASSED, OVER 1,000 MILES OF HABITAT WILL AGAIN BE ACCESSIBLE TO WILD ATLANTIC SALMON AND OTHER SPECIES OF SEA-RUN FISH. TU'S MAINE BROOK TROUT PROJECT USED VOLUNTEER ANGLERS TO IDENTIFY PREVIOUSLY UNSURVEYED MAINE PONDS, AND DOCUMENTED 41 PONDS WITH BROOK TROUT PRESENT. 4730022 341172 481054 SUSTAINTU GRASSROOTS VOLUNTEERS DONATED MORE THAN 651,212 VOLUNTEER HOURS (VALUED AT $13,909,888) DURING 2011, AND BROUGHT IN CLOSE TO $9 MILLION IN REVENUE. FOUR GRASSROOTS REGIONAL MEETINGS WERE HELD, ALL OF WHICH GREW IN SIZE AND SCOPE. TU WORKED WITH ITS CHAPTERS AND COUNCILS TO UPDATE BYLAWS AND MANUALS. THE LEADERS ONLY TOOLS ALSO WERE UPDATED AND 20 ONLINE TRAININGS ON HOW TO USE THESE TOOLS WERE HOSTED, RECORDED AND POSTED ONLINE TO MAXIMIZE THE NUMBER OF VOLUNTEERS THAT CAN BE REACHED. TU CONTINUED TO BUILD STRONGER COUNCILS THROUGH TRAININGS AND COMMUNICATIONS.TU ADDED SUMMER YOUTH CONSERVATION CAMPS IN TN AND VT, FOR A TOTAL OF 22 NATIONWIDE. TU ALSO BEGAN PLANNING FOR ITS POTENTIAL NATIONWIDE AMERICORPS PROGRAM. TU'S ONE-TU YOUTH REPORT WAS WRITTEN AND AN INVENTORY OF ALL TU YOUTH ACTIVITY FROM BOTH VOLUNTEERS AND STAFF WAS CONDUCTED AND THE RESULTS PRESENTED AT THE TU ANNUAL MEETING. TU PARTNERED WITH COSTA DEL MAR TO DEVELOP 8 NEW COLLEGE AFFILIATE CLUBS IN THE SOUTHEAST. TU'S NY TROUT IN THE CLASSROOM PROGRAM WAS SUCCESSFULLY COORDINATED FOR HUNDREDS OF CLASSROOMS, REACHING THOUSANDS OF STUDENTS, AND INCLUDED 3 TEACHER MEETINGS, A MONTH OF FIELD DAYS FOR URBAN YOUTH, AND MANY CLASSROOM OUTREACH VISITS.TU EXPANDED THE VSP PROGRAM BY INCREASING THE NUMBER OF CHAPTERS INVOLVED FROM 31 TO 60, AND FORMING PARTNERSHIPS WITH WARRIORS AND QUIET WATERS, RIVERS OF RECOVERY, AND HIDDEN WOUNDS. THE VSP PROGRAM ALSO WAS INTRODUCED TO ACTIVE DUTY MILITARY MEMBERS THROUGH A PROGRAM AT THE ARMY WAR COLLEGE AND THE WARRIOR TRANSITION UNIT AT FORT JACKSON, SC; TO THE HOMELESS VETERAN'S COMMUNITY THROUGH THE ABCCM VETERAN'S RESTORATION QUARTERS IN ASHEVILLE, NC; AND IN AREAS OF THE COUNTRY LACKING IN VA MEDICAL CENTERS OR DOD FACILITIES, 8 TU CHAPTERS PROVIDED SERVICES TO DISABLED VETERANS LIVING INDEPENDENTLY IN THEIR AREAS.IN 2011, TU'S DUES PAYING MEMBERSHIP GREW BY 6% TO 145,000, AND ITS FB MEMBERSHIP NEARLY DOUBLED TO 17,000 THROUGH INNOVATIVE USE OF DIRECT MAIL AND ONLINE STRATEGIES. TU ALSO DEVELOPED ITS BRAND AND MARKETING STRATEGY, LAUNCHED A PILOT COMMUNITY TO TEST WEB FUNCTIONALITY, INITIATED IMPLEMENTATION OF A NEW DATABASE AND CUSTOMER RELATIONSHIP MANAGEMENT (CRM) INFRASTRUCTURE, AND FORMED NEW PARTNERSHIPS TO REACH A YOUNGER, MORE DIVERSE AUDIENCE (E.G., THE FLY FISHING FILM TOUR [F3T]). 1453082 58313 SCIENCETU PREPARED A MEMBER SURVEY AND QUESTIONNAIRE RELATIVE TO AIS ISSUES, AND PARTICIPATED IN NATIONAL INVASIVE SPECIES AWARENESS WEEK AND PROVIDED EDUCATIONAL RESOURCES TO LOCAL CHAPTERS. TU CONTINUED ITS SCIENCE COLLABORATION WITH USGS AND THE USFS IN ASSESSMENTS OF NUMEROUS CLIMATE ASSOCIATED RISK FACTORS TO WESTERN TROUT. SEVERAL PEER-REVIEWED PAPERS WERE PUBLISHED, INCLUDING A SUMMARY PAPER BY WENGER ET AL IN THE PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES IN 2011 AND INCLUDED 4 TU SCIENTISTS AMONG THE AUTHORS. A SUMMARY PAPER ON CLIMATE RISKS TO WESTERN TROUT WAS PUBLISHED IN A USGS OPEN FILE REPORT 2010-1236. TU PRODUCED A LIMITING FACTOR ANALYSIS TOOL - CALLED MR FAT - THAT PROVIDES THE ABILITY TO MEASURE THE EFFECTIVENESS OF VARIOUS MEADOW AND RIPARIAN RESTORATION PROJECTS ON NATIVE FISH LIMITING FACTORS. TU PUBLISHED ARTICLES ON THE GENETIC INTEGRITY OF FISH POPULATIONS THAT ARE IMPORTANT TO SPORT FISHING, SUCH AS THE SOUTH FORK OF THE BOISE RIVER IN IDAHO, AND DEVELOPED A HANDBOOK ON STREAM MANAGEMENT FOR PRIVATE LANDOWNERS.TU APPLIED ITS CONSERVATION PORTFOLIO PLANNING PROCESS TO RIO GRANDE CUTTHROAT TROUT, YELLOWSTONE CUTTHROAT TROUT, COLORADO RIVER CUTTHROAT TROUT, AND BONNEVILLE CUTTHROAT TROUT. MAPS SHOWING THE RESULTS OF OUR ANALYSIS MAY BE FOUND ON THE TU WEBSITE (WWW.TU.ORG/SCIENCE/CONSERVATION-SUCCESS-INDEX/). THE CSI WAS EXPANDED TO HELP IDENTIFY SALMON AND STEELHEAD STRONGHOLDS ON THE PACIFIC COAST AND NATIVE FISH CONSERVATION AREAS IN THE COLORADO RIVER BASIN AND THE ATLANTIC COAST. CSI ANALYSES HAVE BEEN COMPLETED FOR WINTER AND SUMMER STEELHEAD, COHO SALMON, CHINOOK SALMON, CHUM SALMON AND PINK SALMON ON THE WEST COAST, AS WELL AS ATLANTIC SALMON ON THE EAST COAST. 661421 3445 GOVERNMENT AFFAIRSBIPARTISAN RENEWABLE ENERGY LEGISLATION - THE PUBLIC LANDS RENEWABLE ENERGY DEVELOPMENT ACT - WAS INTRODUCED IN NOVEMBER 2010, WHICH WOULD BEGIN A TRANSITION TO A LEASING PROGRAM FOR WIND AND SOLAR ENERGY DEVELOPMENT ON PUBLIC LANDS, INSTITUTE A ROYALTY, AND DEDICATE A LARGE PORTION OF THE PROCEEDS TO FISH AND WILDLIFE HABITAT CONSERVATION. IT WOULD BE A HUGE STEP TOWARD BALANCING ENERGY DEVELOPMENT AND FISHING AND HUNTING OPPORTUNITIES, AS WIND AND SOLAR PROJECTS ARE BUILT ON FEDERAL LANDS. THE KLAMATH BASIN ECONOMIC RESTORATION ACT WAS INTRODUCED IN THE HOUSE AND SENATE IN NOVEMBER 2010. THIS LEGISLATION IS NEEDED TO ENACT THE KLAMATH AGREEMENTS, WHICH WILL LEAD TO DAM REMOVAL THAT OPENS UP HUNDREDS OF MILES OF SALMON AND STEELHEAD HABITAT, AND MUCH-NEEDED RESTORATION WORK IN THE KLAMATH BASIN. THE LEGISLATION RESULTED FROM MORE THAN A DECADE OF WORK IN THE KLAMATH RIVER BASIN OF CALIFORNIA AND OREGON.AS A RESULT OF THE COLLABORATIVE WORK OF THE PINE FOREST WORKING GROUP, A GROUP OF LOCAL CITIZENS FROM NORTHERN NEVADA, THE PINE FOREST RECREATION ENHANCEMENT ACT OF 2011 WAS INTRODUCED. IT WOULD CREATE A NEW 26,000-ACRE OFFICIAL WILDERNESS AREA IN THE NORTHWESTERN PART OF THE STATE FROM TWO EXISTING WILDERNESS AREA STUDY AREAS THROUGH A UNIQUE SERIES OF LAND EXCHANGES AND CREATIVE COMPROMISES. 661421 3445 29193229 1 1 0 1 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 79 0 1 205 1 1 1 0 0 0 0 0 0 0 0 0 X 34 32 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA IL KS KY LA ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X HILLARY P COLEY CPA 7035220200 1300 N 17TH ST 500 ARLINGTON VA 22209 JON CHRISTIANSEN 5.00 X X 0 0 0 LARRY HARRIS 5.00 X X 0 0 0 MARK GATES 5.00 X X 0 0 0 HARRIS HYMAN IV 5.00 X X 0 0 0 TOM ANACKER 5.00 X 0 0 0 JIM ASSELSTINE 5.00 X 0 0 0 SHERRY BRAINERD 5.00 X 0 0 0 MATT CLIFFORD 5.00 X 0 0 0 VALERIE OHRSTROM 5.00 X 0 0 0 CHARLES CONN 5.00 X 0 0 0 THOMAS DANKO 5.00 X 0 0 0 PAUL DOSCHER 5.00 X 0 0 0 BILL EGAN 5.00 X 0 0 0 GEORGE JENKINS 5.00 X 0 0 0 SHARON LANCE 5.00 X 0 0 0 NANCY MACKINNON 5.00 X 0 0 0 MICK MCCORCLE 5.00 X 0 0 0 KIRK OTEY 5.00 X 0 0 0 KEVIN REILLY 5.00 X 0 0 0 STEVE STRAINBURG 5.00 X 0 0 0 KAI ANDERSON 5.00 X 0 0 0 JOHN BRAICO MD 5.00 X 0 0 0 CHARLIE BREITHAUPT 5.00 X 0 0 0 STONEY BURKE 5.00 X 0 0 0 MIKE DOMBECK 5.00 X 0 0 0 WALLACE C HENDERSON 5.00 X 0 0 0 RICHARD JOHNSON 5.00 X 0 0 0 HOWARD KERN 5.00 X 0 0 0 WALT MINNICK 5.00 X 0 0 0 THOMAS D STODDARD 5.00 X 0 0 0 OAKLEIGH THORNE 5.00 X 0 0 0 JOHN WILLIS 5.00 X 0 0 0 CHRISTOPHER WOOD 40.00 X X 226600 0 36122 CHARLES GAUVIN 40.00 X X 210463 0 36003 HILLARY COLEY 40.00 X 172050 0 31618 STEVEN MOYER 40.00 X 144486 0 28655 ROBERT MASONIS 40.00 X 111300 0 11360 JACK WILLIAMS 40.00 X 107773 0 20372 972672 0 164130 9 0 1 0 MENDOCINO REDWOOD CO 32600 HOLQUIST LANE PO BOX 489 FORT BRAGG CA 95437 WATERSHED RESTORATION ENGINEERING AND CO 475959 PACIFIC WATERSHED ASSOCIATES PO BOX 4433 ARCATA CA 95518 WATERSHED RESTORATION ENGINEERING AND CO 444520 MINDSHIFT TECHNOLOGIES INC PO BOX 200105 PITTSBURGH PA 15251 IT SUPPORT SERVICES 439996 BENNETT & SONS 55110 COUNTRY ROAD 4 PLAINVIEW MN 55964 WATERSHED RESTORATION ENGINEERING AND CO 375840 OLDCASTLE PRECAST PO BOX 51418 IDAHO FALLS ID 834051418 WATERSHED RESTORATION ENGINEERING AND CO 300096 27 204400 10104375 21059798 325950 31368573 MEMBERSHIP DUES 900099 4465631 4465631 PUBLICATIONS 541800 58313 58313 4523944 216883 216883 3908 3908 39038 35209 3829 3829 3829 510878 204400 202793 308085 308085 MAILING LIST RENTAL 900099 31192 31192 31192 36456414 4465631 58313 563897 491867 491867 398650 142675 142675 113300 8990384 8318886 276168 395330 294383 268564 9186 16633 1266464 1155390 39519 71555 751122 685246 23438 42438 77832 23564 54268 82682 2032 80650 183380 183380 9837299 9805725 31574 235394 235274 60 60 1715078 1169745 104478 440855 996255 861415 102397 32443 640727 592593 18045 30089 1866640 1723024 17751 125865 402103 339751 24447 37905 164184 149157 6310 8717 72058 4545 67513 PRINTING AND PUBLICATIO 1197505 789016 5276 403213 WATER LEASES 1133267 1133267 FULFILLMENT 1103705 509646 594059 RESTORATION MATERIALS 588416 602362 -13946 LIST RENTAL 74801 6105 68696 32564196 29193229 972181 2398786 509 678 4747413 3687956 5363394 10286285 512043 388510 524462 899563 337081 306970 1603725 706400 372565 897325 8591515 8628380 20448982 25095667 2064375 2904191 117579 159720 2181954 3063911 X 1528279 1647578 10588903 14224332 6149846 6159846 18267028 22031756 20448982 25095667 X 3892218 -127490 X X 0 1 1 X 1 1 X 21902544 20750260 26189013 26309284 35834204 130985305 243239 171349 170926 157714 510878 1254106 22145783 20921609 26359939 26466998 36345082 132239411 567124 442840 612872 983968 1244832 3851636 0 567124 442840 612872 983968 1244832 3851636 128387775 626135 588428 296103 262264 220791 1993721 626135 588428 296103 262264 220791 1993721 31192 31192 22771918 21510037 26656042 26729262 36597065 134264324 0.95620 0.94820 0.01480 0.01880 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 274915 274915 32492074 32766989 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 434017 190701 277460 274915 1177093 250000 250000 250000 250000 1000000 1500000 X 5 1865.00 0 0 0 2 1 40.00 0 0 6149846 10000 6159846 6089846 60000 6149846 5979346 110500 6089846 1.00000 0 0 7801 7801 35029 25967 9062 1560895 680433 880462 897325 REFUNDABLE ADVANCES 159720 159720 36456414 32564196 3892218 -127490 -127490 3764728 36531717 -127490 202793 75303 36456414 0 36456414 32766989 202793 202793 32564196 0 32564196 EXPLANATION OF EASEMENTS ENFORCEMENT POLICIES: PART II, LINE 5: ANNUALLY A TU REPRESENTATIVE VISITS THE PROPERTY AND SPEAKS WITH THE LANDOWNER TO REVIEW THE PROPERTY AND IDENTIFY ANY NEW ACTIVITIES OR DAMAGES SINCE THE LAST INSPECTION THAT COULD AFFECT THE PROPERTY. THE REPRESENTATIVE DISCUSSES WITH THE LANDOWNER ANY POTENTIAL OR PLANNED ACTIVITIES CONCERNING THE LAND INCLUDING, BUT NOT LIMITED TO, THE TRANSFER OF THE LAND, AGRICULTURAL ACTIVITIES, TIMBER HARVESTING, WATER DEVELOPMENT, ROAD CONSTRUCTION, AND COMMERCIAL ACTIVITIES. DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: CONSERVATION EASEMENTS ARE NOT REPORTED IN THE REVENUE, EXPENSE OR BALANCE SHEET OF TU. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: CCF ENDOWMENT - THIS ENDOWMENT IS EXPECTED BY THE DONORS TO PRODUCE ANNUAL INVESTMENT INCOME THAT IS TO BE SPENT TO COVER THE SALARIES, BENEFITS, AND OPERATING BUDGET FOR TU'S SENIOR SCIENTIST AND CCF DIRECTOR. GIVEN THAT THESE EXPENSES EXCEED A REASONABLE EARNINGS RATE FOR THE SIZE OF THIS ENDOWMENT, THE SPENDING RATE OF 4% WAS SET FOR FISCAL YEARS ENDED SEPTEMBER 30, 2010 AND 2009. OTHER ENDOWMENTS - THE EARNINGS FROM THESE ENDOWMENTS ARE AVAILABLE IN SUPPORT OF THE GENERAL OPERATIONS OF TU. THE BOARD OF TRUSTEES DETERMINES ANNUALLY THE SPENDING RATE FOR THESE ENDOWMENTS. DUE TO THE CURRENT MARKET CONDITIONS, THE BOARD OF TRUSTEES AUTHORIZED A 0% SPENDING RATE FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2010 AND 2009. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: TU IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). IN ADDITION, TU QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. TU HAD NO UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED SEPTEMBER 30, 2011 AND 2010, SINCE TU DID NOT HAVE SIGNIFICANT UNRELATED BUSINESS INCOME. MANAGEMENT EVALUATED TU'S TAX POSITIONS AND CONCLUDED THAT TU HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, TU IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: EVENT EXPENSE REPORTED ON PART VIII, LINE 8B 202,793. PART XIII, LINE 2D - OTHER ADJUSTMENTS: EVENT EXPENSE REPORTED ON PART VIII, LINE 8B 202,793. DINNER 367983 98778 269205 96281 DINNER 199700 55721 143979 56605 4 147595 49901 97694 49907 715278 204400 510878 202793 202793 308085 1 VIRGINIA COUNCIL OF TROUT UNLIMITED 1204 OLD LYNCHBURG RD CHARLOTTESVILLE VA 22903 237355308 501 (C)(3) 16750 GENERAL OPERATIONS NMWT LAND TRUST PO BOX 1388 DILLINGHAM AK 99576 311721762 501 (C)(3) 10000 BRISTOL BAY INITIATIVE AMERICAN RIVERS 1101 14TH ST NW SUITE 1400 WASHINGTON DC 20005 237305963 501 (C)(3) 10000 ROGUE RIVER HOME RIVERS INITIATIVE JOE BROOKS CHAPTER OF TROUT UNLIMITED 159 WINEGLASS LOOPS LIVINGSTON MT 59047 237184515 501 (C)(3) 10000 WATERSHED RESTORATION UPPER GREEN RIVER CHAPTER OF TROUT UNLIMITED PO BOX 2261 PINEDALE WY 82941 237184494 501 (C)(3) 9800 WATERSHED RESTORATION NORTH BEAR CHAPTER OF TROUT UNLIMITED PO BOX 12274 DES MOINES IA 50312 510225096 501 (C)(3) 8000 WATERSHED RESTORATION ALDO LEOPOLD CHAPTER OF TROUT UNLIMITED 805 S CENTER ST BEAVER DAM WI 53916 521269888 501 (C)(3) 8000 WATERSHED RESTORATION MADISON COUNTY CHAPTER OF TROUT UNLIMITED 4979 TEMPERANCE HILL RD CAZENOVIA NY 13035 161523555 501 (C)(3) 7500 WATERSHED RESTORATION UPPER BEAR RIVER CHAPTER OF TROUT UNLIMITED PO BOX 947 EVANSTON WY 82931 521766254 501 (C)(3) 7500 WATERSHED RESTORATION CENTRAL WISCONSIN CHAPTER OF TROUT UNLIMITED 160 W 19TH AVE OSHKOSH WI 54902 237184511 501 (C)(3) 6000 WATERSHED RESTORATION SHENANDOAH VALLEY CHAPTER OF TROUT UNLIMITED PO BOX 897 NEW MARKET VA 22844 237355305 501 (C)(3) 5700 WATERSHED RESTORATION SPOKANE FALLS CHAPTER OF TROUT UNLIMITED PO BOX 30185 SPOKANE WA 99223 911669811 501 (C)(3) 5300 WATERSHED RESTORATION 12 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE MAJORITY OF THE GRANTS ARE GIVEN OUT TO TU CHAPTERS AND COUNCILS AND ARE MONITORED BY THE EMBRACE-A-STREAM COMMITTEE FOR COMPLIANCE WITH THEIR GRANT AGREEMENT. FOR THOSE GRANTS ISSUED TO OUTSIDE ORGANIZATIONS, THOSE ARE TYPICALLY PART OF A LARGER GRANT AGREEMENT THAT DICTATES THE TERM OF THE ARRANGEMENTS WITH THE APPROPRIATE TU EMPLOYEE MONITORING COMPLIANCE. X X X X X 0 1 0 0 0 0 0 0 0 CHRISTOPHER WOOD 226600 0 0 0 0 0 19061 0 17061 0 262722 0 0 0 CHARLES GAUVIN 210463 0 0 0 0 0 18941 0 17061 0 246465 0 0 0 HILLARY COLEY 164300 0 7750 0 0 0 14557 0 17061 0 203668 0 0 0 STEVEN MOYER 144486 0 0 0 0 0 12594 0 16061 0 173141 0 0 0 PART I, LINE 4B TU IS CURRENTLY PAYING INTO AN UNQUALIFIED PLAN (457F) FOR ITS OFFICERS AND KEY EMPLOYEES IN WHICH NONE OF THE OFFICERS OR KEY EMPLOYEES VEST IN UNTIL JANUARY OF 2012. THE PURPOSE OF THE SUPPLEMENTAL BENEFIT PLAN IS TO PROVIDE THE EXECUTIVE WITH A LUMP SUM CASH BENEFIT UPON THE TERMINATION OF HIS OR HER EMPLOYMENT OR UPON HIS OR HER DEATH IF HIS OR HER EMPLOYMENT IS TERMINATED ON ACCOUNT OF DEATH, IF A BENEFIT IS PAYABLE UNDER THE PLAN. FOR THE FIRST FISCAL YEAR DURING WHICH AN EXECUTIVE PARTICIPATES IN THE PLAN, THE EMPLOYER SHALL CREDIT 5% OF SUCH EXECUTIVE'S COMPENSATION EARNED DURING SUCH FISCAL YEAR, BUT AFTER SUCH EXECUTIVE'S ENTRY DATE, TO SUCH EXECUTIVE'S DEFERRED BENEFIT ACCOUNT (IF SUCH EXECUTIVE IS CONTINUOUSLY EMPLOYED BY THE EMPLOYER ON A FULL-TIME BASIS FROM HIS ENTRY DATE UNTIL THE END OF THE FISCAL YEAR WHICH INCLUDES SUCH EXECUTIVE'S ENTRY DATE). ANY AMOUNTS CREDITED TO AN EXECUTIVE'S DEFERRED BENEFIT ACCOUNT SHALL BE CREDITED ON THE FIRST DAY OF THE FISCAL YEAR FOLLOWING THE FISCAL YEAR FOR WHICH SUCH CREDIT IS TO BE MADE. ANY DISTRIBUTION MADE TO AN EXECUTIVE OR HIS BENEFICIARY PURSUANT TO THE PLAN SHALL BE DEDUCTED FROM SUCH EXECUTIVE'S DEFERRED BENEFIT ACCOUNT AS OF THE DATE ON WHICH SUCH DISTRIBUTION IS MADE. DURING EACH FISCAL YEAR, EACH EXECUTIVE'S DEFERRED BENEFIT ACCOUNT SHALL BE CREDITED WITH INTEREST AS OF THE LAST DAY OF SUCH FISCAL YEAR. INTEREST SHALL BE CREDITED ON THE AMOUNT THAT WAS IN THE ACCOUNT AS OF THE FIRST DAY OF SUCH FISCAL YEAR. THE INTEREST RATE PER ANNUM WHICH SHALL BE CREDITED TO EACH EXECUTIVE'S DEFERRED BENEFIT ACCOUNT FOR EACH FISCAL YEAR SHALL BE THE RATE OR RATES SPECIFIED BY THE BOARD OF DIRECTORS OF THE CORPORATION FOR SUCH YEAR. IF THE EXECUTIVE IS ACTIVELY AND CONTINUOUSLY EMPLOYED BY THE EMPLOYER ON A FULL-TIME BASIS FROM HIS OR HER ENTRY DATE UNTIL HE OR SHE ATTAINS HIS NORMAL RETIREMENT AGE, THEN THE EMPLOYER WILL MAKE A LUMP SUM CASH PAYMENT TO THE EXECUTIVE ON HIS NORMAL RETIREMENT DATE. THE AMOUNT OF SUCH LUMP SUM PAYMENT SHALL BE EQUAL TO THE VALUE OF THE EXECUTIVE'S DEFERRED BENEFIT. IF THE EMPLOYEE TERMINATES HIS OR HER EMPLOYMENT FOR ANY REASON OTHER THAN DEATH, PRIOR TO THE NORMAL RETIREMENT AGE, HIS OR HER BENEFIT UNDER THIS PLAN SHALL BE FORFEITED. IF THE EXECUTIVE'S EMPLOYMENT WITH THE EMPLOYER IS TERMINATED ON ACCOUNT OF HIS DEATH BEFORE HE OR SHE ATTAINS HIS OR HER NORMAL RETIREMENT AGE, THEN THE EMPLOYER SHALL MAKE A LUMP SUM PAYMENT TO THE EXECUTIVE'S BENEFICIARY. THE AMOUNT OF SUCH LUMP SUM PAYMENT SHALL BE EQUAL TO THE EXECUTIVES DEATH BENEFIT. SUCH PAYMENT SHALL BE MADE NO LATER THAN THE DATE THAT IS SIXTY (60) DAYS AFTER THE DATE OF THE EXECUTIVE'S DEATH. IF, AT THE DEATH OF THE EXECUTIVE, THERE IS NO PROPERLY DESIGNATED LIVING BENEFICIARY, THEN ANY PAYMENT DUE UNDER SECTION ABOVE SHALL BE MADE TO THE PERSONAL REPRESENTATIVE OF THE EXECUTIVE'S ESTATE. CHRISTOPHER WOOD: $7,990 HILLARY COLEY: $7,555 STEVEN MOYER: $6,815 X 11 325950 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 SOMEONE BECOMES A MEMBER OF TU BY PAYING AT LEAST THE REGULAR ANNUAL MEMBERSHIP PRICE, WHICH GIVES THEM ONE VOTE AT THE ANNUAL MEETING. TU DOES NOT HAVE ANY STOCKHOLDERS. THE CLASSES OF MEMBERSHIPS ARE AT THE DISCRETION OF THE ORGANIZATION AND CAN BE CHANGED AT ANYTIME. FORM 990, PART VI, SECTION A, LINE 7A THE NOMINATING COMMITTEE OF THE BOARD PRESENTS THE SLATE OF BOARD MEMBERS AT THE ANNUAL MEETING OF TU FOR APPROVAL BY THE MEMBERSHIP. ANY MEMBER IN GOOD STANDING THAT IS PRESENT OR WHO HAS SUBMITTED A PROXY IN ADVANCE OF THE MEETING IS ALLOWED TO VOTE ON THE SLATE. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP ONLY APPROVES THE SLATE OF BOARD MEMBERS AND CHANGES TO THE BYLAWS AS PRESENTED AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS MADE ELECTRONICALLY AVAILABLE TO ALL BOARD MEMBERS PRIOR TO SUBMITTAL. FORM 990, PART VI, SECTION B, LINE 12C A COPY OF THE CONFLICT OF INTEREST POLICY AND A QUESTIONNAIRE CONCERNING BUSINESS RELATIONSHIPS IS SENT TO ALL BOARD MEMBERS EACH FISCAL YEAR. THE BOARD MEMBERS RETURN THE COMPLETED QUESTIONNAIRE TO THE NOMINATING AND GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES, WHO MONITORS COMPLIANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD APPOINTS A COMPENSATION COMMITTEE THAT CONSISTS OF NON-COMPENSATED BOARD MEMBERS, INCLUDING THE CHAIRMAN. THIS COMMITTEE MEETS AT LEAST ANNUALLY WITH AN INDEPENDENT SALARY CONSULTANT TO REVIEW THE COMPENSATION PACKAGES FOR THE CEO AND OTHER KEY EMPLOYEES, AND COMPARE THE PACKAGES TO THE GENERAL MARKET AND SIMILAR NON-PROFIT ORGANIZATIONS. THEY ALSO REVIEW THE WORK PLANS AND ACCOMPLISHMENTS OF THE STAFF AND TAKE INTO CONSIDERATION THE EVALUATIONS OF KEY EMPLOYEES BY THE CEO WHEN DETERMINING THE FINAL COMPENSATION. COMPENSATION REVIEWS FOR THE CEO AND OTHER KEY EMPLOYEES ARE DONE IN CONJUNCTION WITH THE COMPLETION OF THE ANNUAL AUDIT. FORM 990, PART VI, SECTION C, LINE 19 TU POSTS ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, TAX RETURNS AND FINANCIAL STATEMENTS ON ITS WEBSITE AND WILL MAKE COPIES OF THE DOCUMENTS AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -127,490. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.