2012-06-15T09:36:46-05:00 2011-12-31 133385019 O'CONNOR DAVIES MUNNS & DOBBINS LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2011-01-01 131740497 WARTBURG HOME OF THE EVANGELICAL LUTHERAN CHURCH WART 9146990800 WARTBURG PLACE MOUNT VERNON NY 10552 DAVID GENTNER 9146990800 2012-06-13 1 GARRETT HIGGINS P00543209 9143818900 2011 2016-02-24 21:20:13Z DAVID GENTNER WARTBURG PLACE MOUNT VERNON NY 10552 51313289 0 X WWW.THEWARTBURG.ORG X 1985 NY TO PROVIDE RESIDENTIAL HEALTH, LONG-TERM HEALTH, ADULT DAY AND RESPITE CARE IN A SKILLED NURSING FACILITY. 13 13 907 136 0 0 759699 4631583 37893270 38359833 132366 266021 742472 1079947 39527807 44337384 0 10650 0 0 23949013 24129446 10000 10000 10000 19042896 18671549 43001909 42821645 -3474102 1515739 34379432 35053530 22182003 21552716 12197429 13500814 X TO PROVIDE RESIDENTIAL HEALTH, LONG-TERM HEALTH, ADULT DAY AND RESPITE CARE IN A SKILLED NURSING FACILITY. 0 0 26060182 28467522 THE SKILLED NURSING PROGRAM PROVIDES VARIOUS LEVELS OF LONG TERM CARE BASED ON THE INDIVIDUALS NEEDS. IT ALSO INCLUDES SHORT TERM SUB-ACUTE REHABILITATION SERVICES DESIGNED FOR ADULTS WHO ARE RECOVERING FROM INJURY, SURGERY OR DISEASE. THE SKILLED NURSING PROGRAM HAS SERVICED 794 ADULTS THROUGHOUT 2011. 2109867 2746695 THE ADULT DAY SERVICES CONSIST OF MEDICAL AND SOCIAL MODELS. THE MEDICAL MODEL IS FOR ADULTS NEEDING BOTH ENRICHED SOCIAL ACTIVITIES AND MEDICAL/HEALTH SUPPORT SERVICES. THIS PROGRAM PROVIDES COMPREHENSIVE MONITORING OF HEALTH NEEDS AND A CAREFULLY PLANNED PROGRAM OF THERAPIES AND ACTIVITIES DESIGNED TO MAINTAIN AND IMPROVE THEIR WELL BEING. THE SOCIAL MODEL IS FOR ADULTS WHO WOULD BENEFIT FROM AN ENRICHED PROGRAM OF RECREATIONAL AND SOCIAL ACTIVITIES IN A PROFESSIONALLY SUPERVISED ENVIRONMENT. IT OFFERS A WIDE RANGE OF ACTIVITIES TO HELP SENIORS IN REASONABLY GOOD HEALTH MAINTAIN THEIR ZEST FOR LIVING. THE WARTBURG ADULT DAY CARE PROGRAMS HAVE SERVICED 218 PERSONS THROUGHOUT 2011. 6415629 7145616 THE LONG TERM HOME HEALTH CARE PROGRAM OFFERS IN-HOME CARE FOR PEOPLE LIVING WITH CHRONIC ILLNESS OR DISABILITIES. PROFESSIONAL SERVICE PLANS ARE DEVELOPED FOR EACH INDIVIDUAL BASED ON THEIR NEEDS IN CONSULTATION WITH THE PATIENT, FAMILY AND PERSONAL PHYSICIAN. THIS PROGRAM ENABLES THE CLIENTS TO REMAIN IN THEIR HOME AND RECEIVE A WIDE RANGE OF SERVICES. THE WARTBURG HAS SERVICED 267 CLIENTS THROUGHOUT 2011. 1576784 10650 THE ORGANIZATION ALSO OFFERS OTHER OUTPATIENT SERVICES AND RESPITE CARE. 1576784 10650 36162462 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 118 0 1 907 1 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X X JOSEPH SESSA 9146990800 WARTBURG PLACE MOUNT VERNON NY 10552 X CAROLYN WAGNER 1.00 X 0 0 0 DR WALLY BORGEN 1.00 X 0 0 0 REV J ELISE BROWN 1.00 X 0 0 0 NICHOLAS CICCHETTI 1.00 X 0 0 0 CAROL DELANEY 1.00 X 0 0 0 REV AMANDUS DERR 1.00 X X 0 0 0 DR MARY ROSSER 1.00 X X 0 0 0 CAROL TROWER 1.00 X X 0 0 0 KARL WESTERVILLE 1.00 X 0 0 0 JANE BELLO BURKE 1.00 X 0 0 0 ED MYERS 1.00 X 0 0 0 REV ERIC O OLSEN 1.00 X 0 0 0 FLOYD V MYERS 1.00 X 0 0 0 DAVID GENTNER 27.00 X 319747 0 31355 SYLVIA MCTIGUE 22.00 X 98957 0 8458 MARK HAMMOND 27.00 X 206976 0 11247 JOSEPH SESSA 27.00 X 173613 0 18034 PAULETTE LOPEZ-WATSON 35.00 X 139183 0 16530 ROBERT WELSER 27.00 X 129031 0 23247 PAULA RESS 35.00 X 141841 0 21847 EILEEN PANE 27.00 X 129586 0 21589 BROZELLIA BRYAN 35.00 X 133733 0 12937 1472667 0 165244 13 0 1 0 MORRISON MANAGEMENT SPECIALIST PO BOX 102289 ATLANTA GA 30368 FOOD SERVICE COMPANY 1579729 MINTZ LEVIN CHRYSLER CENTER 666 THIRD AVE NEW YORK NY 10017 LEGAL SERVICES 1414518 WESTCHESTER AMBULETTE SERVICE INC 58 PALISADES AVE YONKERS NY 10701 RESIDENT TRANSPORTATION 798535 PERKINS EASTMAN ARCHITECTS PC 115 FIFTH AVENUE NEW YORK NY 10003 ARCHITECTURAL SERVICES 610138 OAKLANDER COOGAN AND VITTO PC 203 LAFAYETTE STREET 5TH FLOOR NEW YORK NY 10012 ARCHITECTURAL SERVICES 409845 21 1033602 3597981 4631583 MEDICAID 623000 25148844 25148844 MEDICARE 623000 8475593 8475593 PRIVATE PAY AND OTHER 623000 4735396 4735396 38359833 149375 149375 10140 11524 -1384 -1384 -1384 7081027 6964381 116646 116646 116646 LEGAL SETTLEMENT 900099 954280 954280 PURCHASE SERVICE AGREE 900099 80282 80282 VENDOR DISCOUNTS 900099 32907 32907 13862 13862 1081331 44337384 38359833 0 1345968 10650 10650 868387 284620 583767 16539107 14768987 1770120 1411747 1255301 156446 2572631 2277834 294797 2737574 2400960 336614 88735 88735 651891 651891 94294 94294 16818 16818 10000 10000 19132 19132 6090150 5647541 442609 352156 252769 99387 987600 700086 287514 184927 26018 158909 1984257 1035074 949183 60897 43362 17535 52380 16067 36313 10247 10247 2070660 1956873 113787 393731 393731 NYS CASH RECEIPTS ASSES 1510650 1510650 DIETARY COSTS 989212 981083 8129 PURCHASED & CONTRACTED 849578 732871 116707 RESIDENT TRANSPORTATION 791616 791616 1472618 1381365 91253 42821645 36162462 6649183 10000 243640 180288 6403502 4224362 84399 6367098 5737016 1203598 278379 350538 33369050 25974347 7814962 7394703 963506 5274838 12308345 10603788 34379432 35053530 4293314 4898685 1071145 1308485 167072 178332 12967602 12579874 750786 782661 2932084 1804679 22182003 21552716 X 11478460 12660533 556492 686578 162477 153703 12197429 13500814 34379432 35053530 X 1515739 -212354 X X 0 1 1 X 1 1 X 965638 680410 855474 759699 4631583 7892804 35362553 38513555 39562006 37893270 38359833 189691217 36328191 39193965 40417480 38652969 42991416 197584021 4976 11008 15622 14672 12867 59145 0 4976 11008 15622 14672 12867 59145 197524876 405260 181460 105214 103244 159515 954693 405260 181460 105214 103244 159515 954693 699525 588998 490022 743420 1081331 3603296 37432976 39964423 41012716 39499633 44232262 202142010 0.97720 0.97900 0.00470 0.00580 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME PURCHASED SERVICES AGREEMENT VENDOR DISCOUNTS VENDING MACHINE COMMISSIONS TELEPHONE SERVICES FLU SHOTS MEDICAL RECORDS LEGAL SETTLEMENT RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 16818 16818 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THE HOME PAYS DUES AND ASSOCIATION FEES TO 1199 SEIU, AND NYASHA. A PORTION OF THESE DUES ARE ATTRIBUTABLE TO LOBBYING ACTIVITIES. THE LOBBYING ACTIVITIES APPLICABLE TO 1199 SEIU, AND NYASHA DUES WERE $15,365, AND $1,453, RESPECTIVELY. 0 1 288095 -14808 273287 211087 102810 25802 288095 176404 34683 211087 246632 -70228 176404 0.56240 0.43760 0 0 99675 99675 24188491 20328701 3859790 5835213 4420472 1414741 3245671 1225174 2020497 7394703 DUE FROM AFFILIATED ORGANIZATIONS 1891505 BENEFICIAL INTEREST IN PERPETUAL TRUST HELD BY THIRD PARTIES 273287 BENEFICIAL INTEREST IN POOLED INCOME FUND 21315 ASSETS LIMITED TO USE - CASH AND CASH EQUIVALENTS 8013102 OTHER RECEIVABLES 393000 INTEREST IN NET ASSETS OF FOUNDATION 11579 10603788 DUE TO THE WARTBURG FOUNDATION INC. 85472 DUE TO THIRD PARTY PAYORS 1719207 1804679 44337384 42821645 1515739 -197545 -14809 -212354 1303385 44132231 -197545 11524 -186021 44318252 19132 19132 44337384 42814037 11524 11524 42802513 19132 19132 42821645 PART IV, LINE 2B: RESIDENTS' FUNDS ARE HELD BY THE HOME ON BEHALF OF THE RESIDENTS. SUCH FUNDS REPRESENT ALLOWANCES RECEIVED BY RESIDENTS AS WELL AS OTHER RESIDENTS' FUNDS DEPOSITED WITH THE HOME FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED BY THE HOME AT THE REQUEST OF, OR ON BEHALF OF, RESIDENTS FOR THEIR PERSONAL USE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE HOME IS NAMED AS BENEFICIARY IN ONE PERPETUAL TRUST. THE ASSETS OF THIS TRUST ARE HELD BY OTHERS IN PERPETUITY AND THE TRUST INCOME IS MADE AVAILABLE TO THE HOME. ANNUAL DISTRIBUTIONS FROM THE TRUSTS ARE TO BE USED TO SUPPORT THE OPERATIONS OF THE HOME. THE HOME IS ALSO NAMED AS A 3% INCOME BENEFICIARY AS WELL AS A 12.5% REMAINDERMAN INTEREST IN A CHARITABLE REMAINDER TRUST. QUARTERLY INCOME DISTRIBUTIONS FROM THE TRUST ARE TO BE USED TO SUPPORT THE OPERATIONS OF THE HOME. THE HOME IS THE BENEFICIARY OF A NUMBER OF CHARITABLE REMAINDER ANNUITY TRUSTS HELD BY THE EVANGELICAL LUTHERAN CHURCH OF AMERICA. DURING THE LIFETIME OF THE DONORS, THE TRUSTEE SHALL PAY TO THE DONORS AN ANNUITY EQUAL TO 6.2% - 8.1% OF THE ORIGINAL CONTRIBUTION, ACCORDING TO THEIR GIFT ANNUITY AGREEMENT. UPON THE DONOR'S DEATH, THE TRUST WILL DISTRIBUTE TO THE HOME ALL OF THE THEN REMAINING PRINCIPAL AND INCOME OF THE TRUST. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE HOME RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE HOME HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. THE HOME IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF TRUSTS HELD BY THIRD PARTIES AND POOLED INCOME DEFERRED -6,035. CHANGE IN VALUE OF TRUSTS HELD BY THIRD PARTIES -8,774. TOTAL TO SCHEDULE D, PART XI, LINE 8: -14,809. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED AGAINST REVENUE 11,524. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED AGAINST REVENUE 11,524. 1 X X 1 1 X X X 0 0 0 0 0 0 0 1 0 DAVID GENTNER 259997 0 25000 0 34750 0 17150 0 14205 0 351102 0 0 0 MARK HAMMOND 205322 0 0 0 1654 0 0 0 11247 0 218223 0 0 0 JOSEPH SESSA 152172 0 20000 0 1441 0 10815 0 7219 0 191647 0 0 0 PAULETTE LOPEZ-WATSON 139183 0 0 0 0 0 9731 0 6799 0 155713 0 0 0 ROBERT WELSER 129031 0 0 0 0 0 9373 0 13874 0 152278 0 0 0 PAULA RESS 141841 0 0 0 0 0 10238 0 11609 0 163688 0 0 0 EILEEN PANE 114586 0 15000 0 0 0 8288 0 13301 0 151175 0 0 0 PART I, LINE 1A DAVID GENTNER RECEIVED A HOUSING ALLOWANCE OF $33,000, WHICH IS REPORTED IN SCHEDULE J, PART II, COLUMN III. PART I, LINE 7 DAVID GENTNER WAS PAID $1,750 FOR CELL PHONE EXPENSES, AND MARK HAMMOND WAS PAID $600 FOR CELL PHONE EXPENSES. FORM 990, PART I, LINE 6 IN 2011 THERE WAS A TOTAL OF 230 REGULAR VOLUNTEERS. 136 IN THE NURSING HOME, MEADOWVIEW IS 34 AND ADC IS 22, FINANCE IS 1, VOLUNTEER OFFICE IS 1, AMERICORPS VOLUNTEER IS 2 AND THE FOUNDATION/DEVELOPMENT HAD 4 VOLUNTEERS. THERE HAVE BEEN 30 WESTCHESTER SHELTER YOUNG MEN WHO WORKED THROUGHOUT THE CAMPUS. THROUGHOUT THE YEAR WE HAVE HAD GROUPS COME. IN MEADOWVIEW WE HAVE BRONXVILLE JUNIOR LEAGUE HAD 15 COME EACH MONTH, RYE HS HAD 20 COME ONCE A MONTH, 6 STUDENTS FROM SARAH LAWRENCE ART GROUP SEVERAL TIMES A YEAR AND 6 LONA STUDENTS ALSO COME SEVERAL TIMES A YEAR. IN THE NURSING HOME WE HAD 15 FROM COLONIAL SCHOOL SEVERAL TIMES IN THE YEAR, MANY GIRL SCOUT TROOPS THROUGHOUT THE YEAR INCLUDING ONE THAT BUILT THE GINGERBREAD VILLAGE IN THE LOBBY, CONCORDIA COLLEGE CRAFTS GROUP HAD 6 STUDENTS COME SEVERAL TIMES IN THE YEAR. IN ADC WE HAD 15 FROM COLONIAL SCHOOL, 6 FROM NOW ITS YOUR TURN COME SEVERAL TIMES, URSULINE DAY OF SERVICE WITH 10 GIRLS. WE HAD THREE EAGLE SCOUT AWARD PROJECTS. 6 WERE INVOLVED WITH BUILDING RAISED BEDS FOR FLOWERS, 8 WERE INVOLVED WITH A HORTICULTURE CART AND A GIFT CART AND 8 BUILT A MANGER FOR THE HOLIDAY. CREATIVE ARTS HAD 7 ARTISTS WORKING IN ALL SITES, 1 DRUMMER IN ADC. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED ITS BY-LAWS TO CHANGE THE LANGUAGE REFERENCING THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF THE ORGANIZATION IS WARTBURG MT. VERNON INC. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS OF THE CORPORATION SHALL BE ELECTED BY THE MEMBER AT THE ANNUAL MEETING OF THE MEMBER. IN ADDITION, VACANCIES OCCURRING ON THE BOARD OF DIRECTORS OF THE CORPORATION, FOR ANY REASON, MAY ONLY BE FILLED BY THE MEMBER. FORM 990, PART VI, SECTION A, LINE 7B ACTION BY THE VOTE OF AT LEAST TWO-THIRDS OF THE ENTIRE BOARD OF DIRECTORS OF THE CORPORATION AND BY THE CONCURRING VOTE OF TWO-THIRDS OF THE ENTIRE BOARD OF DIRECTORS OF THE MEMBER AT THEIR ANNUAL MEETING, REGULAR MEETING OR SPECIAL MEETING HELD UPON NOTICE OF THE PROPOSED ACTION SHALL BE REQUIRED FOR: - AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF THE CORPORATION - AMENDMENT OF THE BY-LAWS OF THE CORPORATION - THE SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION - MERGER OR CONSOLIDATION OF THE CORPORATION IN ACCORDANCE WITH ARTICLE IX OF THE NOT-FOR-PROFIT CORPORATION LAW - NON-JUDICIAL DISSOLUTION OF THE CORPORATION IN ACCORDANCE WITH ARTICLE X OF THE NOT-FOR-PROFIT CORPORATION LAW - AUTHORIZATION FOR AMENDMENT OF THESE BY-LAWS TO PROVIDE THAT THE QUORUM OR VOTING REQUIREMENT FOR THE TRANSACTION OF ANY ITEM OF BUSINESS BE GREATER THAN THAT WHICH IS REQUIRED BY THE NOT-FOR-PROFIT CORPORATION LAW FORM 990, PART VI, SECTION B, LINE 11 WARTBURG HOME OF THE EVANGELICAL LUTHERAN CHURCH HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD MEMBERS OF THE ORGANIZATION FOR ANY COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS ADOPTED A CONFLICT OF INTEREST POLICY TO ASSURE A UNIFORM POLICY EXISTS FOR COVERED PERSONS AND THAT EFFECTIVE COMMUNICATION AND DECISION MAKING COURSE REGARDING POTENTIAL CONFLICTS OF INTEREST. COVERED PERSONS, AS DEFINED BY THE POLICY, REFERS TO DIRECTORS AND OFFICERS OF THE ORGANIZATION, AS WELL AS EMPLOYEES, CONSULTANTS AND OTHER PERSONS WHO MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE ORGANIZATION'S AFFAIRS. ANNUALLY, COVERED PERSONS ARE REQUIRED TO COMPLETE A FORM "QUESTIONNAIRE CONCERNING FINANCIAL INTERESTS AND AFFIRMATION RE: CONFLICT OF INTEREST POLICY". POTENTIAL CONFLICTS ARE EVALUATED BY THE BOARD OF DIRECTORS OR AN APPROPRIATE COMMITTEE OF THE BOARD. PERSONS IDENTIFIED WITH A CONFLICT MAY BE EXCLUDED FROM VOTING ON/MAKING A DECISION REGARDING A TRANSACTION/ARRANGEMENT WHICH CREATES THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE WARTBURG ALIGNS ITS COMPENSATION PHILOSOPHY WITH THE OVERALL MISSION AND BUSINESS STRATEGY OF THE ORGANIZATION. EMPLOYEES ARE COMPENSATED FAIRLY WITHOUT REGARD TO AGE, SEX, RACE, COLOR, RELIGION, CREED, NATIONAL ORIGIN, DISABILITY (INCLUDING PREGNANCY DISABILITY), VETERAN OR MILITARY STATUS, MARITAL STATUS, SEXUAL ORIENTATION, CITIZENSHIP STATUS, IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS, AND AS OUTLINED IN HUMAN RESOURCE POLICY. THE COMPENSATION PHILOSOPHY IS DESIGNED TO PROVIDE COMPETITIVE COMPENSATION POSITIONING COMPARED TO PEER GROUPS/OTHER HEALTHCARE ORGANIZATIONS SIMILAR IN SIZE AND PROGRAM OFFERING. IT CONSIDERS EXTERNAL MARKET DATA AGAINST INTERNAL STRUCTURE, RECOGNIZES THE UNIQUE RELATIVE VALUE OF EACH FUNCTION, REWARDS, INDIVIDUAL PERFORMANCE, WHILE BEING FINANCIALLY SUSTAINABLE OVER TIME. IT IS REVIEWED ON AN AS NEEDED BASIS BY WARTBURG'S PERSONNEL & COMPENSATION COMMITTEE OF THE BOARD AND IS SUBJECT TO SUCH BUDGETARY CONSIDERATIONS AS BUSINESS CONDITIONS MAY CREATE. SINCE 2007, THE WARTBURG HAS ENGAGED THE SERVICES OF SIBSON CONSULTING, A NATIONAL EMPLOYEE COMPENSATION AND BENEFITS FIRM, TO REVIEW EXECUTIVE AND SENIOR MANAGEMENT COMPENSATION. DATA USED IN DETERMINING MARKET MID RANGE IS DERIVED FROM REPORTS ISSUED BY SIBSON USING REPUTABLE TOP-TIER SURVEY HOUSES AS WELL AS LOCAL, INDUSTRY, AND ASSOCIATION SPECIFIC SOURCES. WORLD AT WORK STANDARDS ARE FOLLOWED IN THE SELECTION AND USE OF THE COMPENSATION SURVEYS TO ASSURE RELIABILITY AND VALIDITY OF DATA SOURCES. IN ADDITION, MARKET DATA IS MATCHED AGAINST JOB CONTENT AND DESCRIPTIONS, NOT JOB TITLES, AND BY THE USE OF WARTBURG'S JOB FACTOR ANALYSIS TOOL. EXEMPTION DECISIONS ARE MADE IN ACCORDANCE WITH FAIR LABOR STANDARD ACT REQUIREMENTS. IT IS OUR ORGANIZATION'S DESIRE TO PAY A COMPETITIVE BASE SALARY ALIGNED TO MARKET VALUE AND TO OFFER A COMPENSATION PACKAGE WHICH INTEGRATES OTHER TOTAL COMPENSATION OFFERINGS SUCH AS PAID TIME OFF, HEALTH COVERAGE, TUITION REIMBURSEMENT, ETC. "COMPETITIVE" IS DEFINED AS MARKET 50TH PERCENTILE. MARKET PARITY/MID RANGE DECISIONS ARE BASED ON FACTORS SUCH AS EDUCATION, SUBJECT EXPERTISE, LEVEL OF PERFORMANCE, AS WELL AS LEVEL OF STRATEGIC IMPACT/VALUE TO THE LONG-TERM GOALS OF THE ORGANIZATION. AS BUSINESS CONDITIONS WARRANT AND BASED ON THE STRATEGIC NEEDS OF THE ORGANIZATION, WITH BOARD APPROVAL, AN EMPLOYEE'S BASE SALARY MAY BE SUPPLEMENTED WITH INCENTIVE-BASED PAY AND/OR OTHER TOTAL COMPENSATION ARRANGEMENTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART VII, SECTION A THE FOLLOWING OFFICERS AND EMPLOYEES SPENT TIME WORKING FOR WARTBURG RESIDENTIAL COMMUNITY: - DAVID GENTNER, 6 HOURS PER WEEK - MARK HAMMOND, 6 HOURS PER WEEK - JOSEPH SESSA, 6 HOURS PER WEEK - SYLVIA MCTIGUE, 9 HOURS PER WEEK - ROBERT B. WELSER, 6 HOURS PER WEEK - EILEEN PANE, 6 HOURS PER WEEK THE FOLLOWING OFFICERS AND EMPLOYEES SPENT TIME WORKING FOR WARTBURG SENIOR HOUSING: - DAVID GENTNER, 2 HOURS PER WEEK - MARK HAMMOND,2 HOURS PER WEEK - JOSEPH SESSA, 2 HOURS PER WEEK - SYLVIA MCTIGUE, 4 HOURS PER WEEK - ROBERT B. WELSER, 2 HOURS PER WEEK - EILEEN PANE, 2 HOURS PER WEEK ALL OF THE BOARD MEMBERS SPENT AN AVERAGE OF .5 HOURS A WEEK WORKING FOR WARTBURG RESIDENTIAL COMMUNITY, WARTBURG MT. VERNON INC. AND WARTBURG SENIOR HOUSING. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -197,545. CHANGE IN VALUE OF TRUSTS HELD BY THIRD PARTIES AND POOLED INCOME DEFERRED -6,035. CHANGE IN VALUE OF TRUSTS HELD BY THIRD PARTIES -8,774. TOTAL TO FORM 990, PART XI, LINE 5: -212,354. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. WARTBURG SENIOR HOUSING INC WARTBURG PLACE MT VERNON NY 10552 134043128 OPERATE AN ASSISTED LIVING FACILITY NY 501(C)3 9 WARTBURG MT VERNON INC 0 WARTBURG MT VERNON INC WARTBURG PLACE MT VERNON NY 10552 133621265 SUPPORT SERVICES FOR THE WARTBURG ENTITIES NY 501(C)3 11B N/A 0 WARTBURG RESIDENTIAL COMMUNITY INC WARTBURG PLACE MT VERNON NY 10552 133695648 PROVIDE HEALTHCARE SERVICES TO THE ELDERLY NY 501(C)3 9 WARTBURG MT VERNON INC 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0