2012-05-15T12:06:24-05:00 2011-06-30 WIPFLI LLP 10000 INNOVATION DRIVE SUITE 250 MILWAUKEE WI 532264837 990 2010-07-01 237337744 THE UWM FOUNDATION INC UWMF 4149094645 1440 EAST NORTH AVE MILWAUKEE WI 53202 CURTIS A STANG 4149064645 2012-05-15 1 DAVE GLOBIG 4144319300 2012-05-10 2010 2016-02-24 21:20:13Z CURTIS A STANG 1440 EAST NORTH AVE MILWAUKEE WI 53202 73594106 0 X WWW.UWMFDN.ORG X 1974 WI THE MISSION OF THE UWM FOUNDATION IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 27 27 74 30 0 0 11417274 16589287 0 0 1347157 3782453 59436 2348 12823867 20374088 11473128 11646248 0 0 762496 789292 0 0 459463 924021 730637 13159645 13166177 -335778 7207911 85711459 98910729 5671192 5116335 80040267 93794394 X THE MISSION OF THE UWM FOUNDATION IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 0 0 3414367 3414367 EDUCATIONAL PROGRAMS: SPECIAL PROJECTS INCLUDING SPONSORSHIP OF UW-MILWAUKEE'S PUBLIC RADIO STATION, HONORS PROGRAM, PERFORMING ARTS CONCERT HALL, SCIENCE BAG SERIES, AND INNER CITY NURSING CLINIC. 4222301 4222301 EDUCATION: GENERAL SUPPORT OF UW-MILWAUKEE'S ADMINISTRATION, SCHOOLS, COLLEGES, LIBRARY, ETC FOR THE BENEFIT OF ITS STUDENTS, FACULTY, AND STAFF. 3152178 3152178 SCHOLARSHIP PROGRAMS: FINANCIAL AID AWARDED TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN-MILWAUKEE. 896326 857402 EDUCATIONAL PROGRAMS: RESEARCH PROJECTS CONDUCTED BY FACULTY AND RESEARCHERS IN VARIOUS SCHOOLS INCLUDING HEALTH SCIENCES, ARCHITECTURE, ENGINEERING, LETTERS & SCIENCES, NURSING, AND GRADUATE SCHOOL.EDUCATION: COMMUNITY SERVICE PROGRAMS INCLUDING SEMINARS, LECTURES, AND PERFORMANCES SPONSORED BY UW-MILWAUKEE FOR THE ENRICHMENT OF THE METRO-MILWAUKEE COMMUNITY. EDUCATION: COMMUNITY SERVICE PROGRAMS INCLUDING SEMINARS, LECTURES, AND PERFORMANCES SPONSORED BY UW-MILWAUKEE FOR THE ENRICHMENT OF THE METRO-MILWAUKEE COMMUNITY. 896326 857402 11685172 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 164 0 1 74 1 0 0 0 0 0 1 1 0 0 0 0 X 27 27 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 WI X CURTIS STANG 4149064645 1440 E NORTH AVE MILWAUKEE WI 53202 X F WILLIAM HABERMAN 1.00 X X 0 0 0 ARTHUR SMITH 1.00 X X 0 0 0 ANDREW R SCHIESL 1.00 X X 0 0 0 CHRISTINA H FIASCA 1.00 X X 0 0 0 DAVID D BUCK 1.00 X 0 0 0 TONIT M CALAWAY 1.00 X 0 0 0 RICARDO DIAZ 1.00 X 0 0 0 BRUCE T BLOCK 1.00 X 0 0 0 JAMES C FLEMING 1.00 X 0 0 0 JACQUELYN FREDRICK 1.00 X 0 0 0 JACQUELINE HERD-BARBER 1.00 X 0 0 0 ALLAN J KLOTSCHE 1.00 X 0 0 0 ROGER H KRIETE 1.00 X 0 0 0 RONALD V KRIZEK 1.00 X 0 0 0 JACQUELINE MOORE BOWLES 1.00 X 0 0 0 H CARL MUELLER 1.00 X 0 0 0 DAVID O NICHOLAS 1.00 X 0 0 0 MARK W PURNELL 1.00 X 0 0 0 LORIN PT RADTKE 1.00 X 0 0 0 JOHN S SCHEID 1.00 X 0 0 0 DAVID J LUBAR 1.00 X 0 0 0 AVI A SHAKED 1.00 X 0 0 0 JOHN B TORINUS 1.00 X 0 0 0 GREGG A TUSHAUS 1.00 X 0 0 0 GREGORY J UHEN 1.00 X 0 0 0 DARYL J WASZAK 1.00 X 0 0 0 ROBERT H WELKE 1.00 X 0 0 0 DAVID H GILBERT 8.00 X 67931 0 3397 CARLOS E SANTIAGO 1.00 X 0 0 0 LAWRENCE J SCHNUCK 1.00 X 0 0 0 CURTIS A STANG 24.00 X 114898 0 23339 182829 0 26736 1 0 0 0 M&I INSTITUTIONAL SERVICES 111 EAST KILBOURN AVE MILWAUKEE WI 53202 INVESTMENT ADVISORY SERVICES 106139 1 53634 16535653 882194 16589287 1713008 1713008 55223682 53154237 2069445 2069445 2069445 30190 53634 58631 -28441 -28441 37939 7150 30789 30789 20374088 0 0 3784801 8494070 8494070 3152178 3152178 551286 480114 71172 51161 51161 108730 108730 78115 72670 5445 1598 1598 44712 13575 31137 8371 8371 81222 61517 19705 245181 43914 201267 42087 42087 32935 6844 26091 11687 11687 12093 12093 MISCELLANEOUS 130463 78102 52361 ANNUAL GIVING 119816 38924 28607 52285 PURCHASED SERVICES 472 472 13166177 11685172 1021542 459463 3487068 2030646 7482093 12322103 40639 31251 429710 393254 37394 36456 65682941 76995069 8981324 7495204 85711459 98910729 302436 159641 5368756 4956694 5671192 5116335 X 3336743 3169786 60979329 71921284 15724195 18703324 80040267 93794394 85711459 98910729 X 7207911 6546216 X 0 1 1 X 0 X 18020311 13440116 11057820 11531872 16589287 70639406 18020311 13440116 11057820 11531872 16589287 70639406 70639406 1939548 2340648 2091180 1779832 1713008 9864216 80503622 321910 0.87750 0.85460 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 733248 790434 1523682 2285523 46640 102897 149537 183312 197609 380921 571382 15354154 2761784 3230333 288736 21057535 13352525 587149 1711951 297471 15354154 16819718 432985 -3105056 795122 13352525 0.89000 0.11000 0 0 429710 393254 36456 36456 DUE FROM AFFILIATES 6351721 ACCRUED INTEREST RECEIVABLE 229227 CASH SURRENDER VALUE OF LIFE INSURANCE 887210 SPLIT INTEREST CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 27046 7495204 DUE TO AFFILIATES 2588135 DUE TO THE UNIVERSITY OF WISCONSIN-MILWAUKEE 1991351 AGENCY PAYABLE UNDER FISCAL AGENT RESPONSIBILITIES 377208 4956694 20374088 13166177 7207911 6512604 33612 6546216 13754127 26986085 6512604 99393 6611997 20374088 0 20374088 13231958 65781 65781 13166177 0 13166177 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UWM FOUNDATION, IS A TAX-EXEMPT CORPORATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THEY ARE ALSO EXEMPT FROM STATE INCOME TAXES ON RELATED INCOME. THE FOUNDATION HAS RECORDED NO ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2008 AND ALL SUBSEQUENT YEARS REMAIN SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 33,612. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 58,631. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 33,612. GAMING ACTIVITY EXPENSES 7,150. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 58,631. GAMING ACTIVITY EXPENSES 7,150. MEN'S BASKETBALL GOLF OUTING 45530 31360 14170 12545 21561 2197 WOMEN'S BASKETBALL GOLF OUTING 38294 22274 16020 7774 11064 3490 83824 53634 30190 20319 32625 5687 58631 -28441 37939 6550 600 0 37939 6550 600 7150 30789 WI 0 0 1 0 0.00000 1.00000 ELLIE TANKOVITCH 1440 E NORTH AVE MILWAUKEE WI 53202 0 0 1 UNIVERSITY OF WISCONSIN-MILWAUKEE 3230 E KENWOOD BLVD MILWAUKEE WI 53211 396006492 501(C)3 8494070 0 TEACHING AND DEPARTMENTAL PROGRAMS, COMMUNITY SERVICE, RESEARCH, AND SPECIAL PROJECTS. SCHOLARSHIPS 1976 3152178 0 X 8 178550 FAIR MARKET VALUE X 40 663140 FAIR MARKET VALUE X EQUIPMENT AND TOOLS 5 40504 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 JOSEPH POEHLING AND WILLIAM HABERMAN ARE BOTH ON THE BOARD OF DIRECTORS OF DPGI, THE CORPORATION THAT OWNS FIRST SUPPLY LLC. FIRST SUPPLY SELLS A SMALL QUANTITY OF PRODUCTS TO UWM FOR SOME PROPERTIES OWNED BY UWMF. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE FINANCE COMMITTEE THEN MADE AVAILABLE TO THE FULL BOARD AT LEAST TWO WEEKS IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL DISCLOSURE FORM COMPLETED AND POTENTIAL CONFLICTS THAT ARISE THROUGHOUT THE YEAR ARE REPORTED. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR OVERSEEING THE COMPENSATION OF TOP MANAGEMENT OFFICIALS USING COMPARABLE CONTEMPORANEOUS DATA. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. HOURS DEVOTED TO A RELATED ORGANIZATION: FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B, DAVID GILBERT: UWM RESEARCH FOUNDATION - 2 HOURS/WEEK UWM REAL ESTATE FOUNDATION - 24 HOURS/WEEK UNIVERSITY OF WISCONSIN-MILWAUKEE - 27 HOURS/WEEK CURT STANG: UWM RESEARCH FOUNDATION - 2 HOURS/WEEK UWM REAL ESTATE FOUNDATION - 24 HOURS/WEEK CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 6,512,604. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 33,612. TOTAL TO FORM 990, PART XI, LINE 5: 6,546,216. THE UWM REAL ESTATE FOUNDATION INC 3230 E KENWOOD BLVD MILWAUKEE WI 53211 947809136 REAL ESTATE DEVELOPMENT WI 501(C)(3) LINE 11A, I UWM FOUNDATION 1 THE UWM RESEARCH FOUNDATION INC 3230 E KENWOOD BLVD MILWAUKEE WI 53211 208297675 IP MANAGER FROM UWM WI 501(C)(3) LINE 11A, I UWM FOUNDATION 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 UWM REAL ESTATE FOUNDATION B 60000 FAIR MARKET VALUE UWM REAL ESTATE FOUNDATION D 6000000 FAIR MARKET VALUE UWM RESEARCH FOUNDATION B 166000 FAIR MARKET VALUE