2012-05-14T14:52:01-05:00 2011-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2010-07-01 390806261 The Medical College of Wisconsin Inc MEDI 4149558665 8701 Watertown Plank Road Milwaukee WI 532263548 MARJORIE SPENCER 2012-05-11 6175305000 2010 2016-02-24 21:20:13Z JOHN R RAYMOND SR MD 8701 Watertown Plank Road Milwaukee WI 532263548 1281141925 false X http://www.mcw.edu X 1918 WI THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) 30 15 6124 94 207001 0 157918543 172601206 675377861 713287506 4628423 49065463 1171372 1234354 839096199 936188529 33335829 35655716 0 0 586262872 624414923 44720 47072 2791020 198676248 212689533 818319669 872807244 20776530 63381285 1247019757 1439703234 334502069 361526064 912517688 1078177170 X THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) false false 77700750 8789519 52659320 EDUCATION - THERE ARE MORE THAN 1,265 STUDENTS ENROLLED IN EDUCATIONAL PROGRAMS AT THE MEDICAL COLLEGE OF WISCONSIN. THIS INCLUDES 816 MEDICAL STUDENTS, AND MORE THAN 450 GRADUATE STUDENTS. COLLEGE FACULTY SUPERVISE APPROXIMATELY 650 PHYSICIANS IN RESIDENCY TRAINING AND 250 PHYSICIANS IN FELLOWSHIP TRAINING THROUGH THE MEDICAL COLLEGE OF WISCONSIN AFFILIATED HOSPITALS. APPROXIMATELY 200 SCIENTISTS ARE ENGAGED IN POSTDOCTORAL RESEARCH FELLOWSHIP TRAINING THROUGH THE OFFICE OF POSTDOCTORAL EDUCATION. (CONTINUED IN SCHEDULE O) 218636666 24061739 18831551 RESEARCH - IN FY2011, FACULTY RECEIVED APPROXIMATELY $161 MILLION IN EXTERNAL SUPPORT FOR RESEARCH FROM GOVERNMENTAL AND NON-GOVERNMENTAL GRANTS AND CONTRACTS. THIS TOTAL INCLUDES HIGHLY COMPETITIVE RESEARCH AND TRAINING AWARDS FROM THE NATIONAL INSTITUTES OF HEALTH (NIH). DURING THE FEDERAL GOVERNMENT'S FY2011, THE COLLEGE RECEIVED APPROXIMATELY $92.9 MILLION IN NIH FUNDING AND RANKED 43RD AMONG THE NATION'S 136 MEDICAL SCHOOLS FOR NIH RESEARCH FUNDING. IN FY2011, THE COLLEGE WAS ONE OF ONLY 20 OF THE TOP 50 MEDICAL SCHOOLS (IN TERMS OF NIH FUNDING) TO RECEIVE AN INCREASE IN BASE NIH FUNDING. (CONTINUED IN SCHEDULE O) 489211723 640701016 Patient Care - APPROXIMATELY 1,350 Medical College of Wisconsin physicians and MORE THAN 470 nurse practitioners, physician assistants, and other health care practitioners provide adult patient care as the Medical College Physicians and pediatric patient care through Children's Specialty Group, a joint venture with Children's Hospital and Health System. The Medical College of Wisconsin physician practice includes doctors in every specialty and subspecialty of medicine. (CONTINUED IN SCHEDULE O) 8376618 2804458 1095619 793925757 true true false true false false false false true true true false false true true false true true true true true false true true true false true true true true false false false false false false false false true true true false false false false true true true false false true 844 0 true 6124 true true true false false false false true true false false false false X 30 15 true true true false false true false true true false false true true true true true true true true true true WI X PAMELA J STANICKCONTROLLER 4149558665 8701 WATERTOWN PLANK ROAD MILWAUKEE WI 53226 X JOHN R RAYMOND SR MD 40.0 X X 412259 0 69374 JOSEPH KERSCHNER MD 40.0 X X 731359 0 44482 Jonathan I Ravdin MD 40.0 X X 647999 0 118042 Edward J Zore 0.5 X 0 0 0 Linda T Mellowes 0.5 X 0 0 0 Jon D Hammes 0.5 X 0 0 0 Mary Ellen Stanek 0.5 X 0 0 0 P Michael Mahoney 0.5 X 0 0 0 Christopher Abele 0.5 X 0 0 0 Cynthia Bauer MD 0.5 X 0 0 0 Elizabeth Brenner 0.5 X 0 0 0 John Byrnes 0.5 X 0 0 0 Curt S Culver 0.5 X 0 0 0 Susan A Feith 0.5 X 0 0 0 Joseph E Geenen MD 0.5 X 0 0 0 Ted D Kellner 0.5 X 0 0 0 Gale E Klappa 0.5 X 0 0 0 Paul F Knoebel 0.5 X 0 0 0 Dennis J Kuester 0.5 X 0 0 0 Sheldon B Lubar 0.5 X 0 0 0 Jill J Morin 0.5 X 0 0 0 Cory L Nettles 0.5 X 0 0 0 Wayne C Oldenburg 0.5 X 0 0 0 Agustin A Ramirez 0.5 X 0 0 0 Stephen Roell 0.5 X 0 0 0 John S Shiely 0.5 X 0 0 0 Thomas L Spero 0.5 X 0 0 0 Owen J Sullivan 0.5 X 0 0 0 Timothy W Sullivan 0.5 X 0 0 0 Julia A Uihlein 8.0 X 10792 0 0 DAVID C WARLTIER MD 40.0 X 509093 0 48562 Sheldon A Wasserman 0.5 X 0 0 0 Gregory M Wesley 0.5 X 0 0 0 Jay B Williams 0.5 X 0 0 0 Carlene Ziegler 0.5 X 0 0 0 Ravindra P Misra PhD 40.0 X 140176 0 22057 Douglas R Campbell 40.0 X 515901 0 104482 James W Heald 40.0 X 255753 0 31961 Sherri DuCharme-White 40.0 X 198509 0 46098 Marjorie Spencer 40.0 X 282418 0 44842 Tye Minckler 40.0 X 187026 0 39987 Sarah D Cohn JD 40.0 X 286340 0 29741 KATHRYN A KUHN 40.0 X 146568 0 38110 Daniel Wickeham 40.0 X 175579 0 39509 Ann Nattinger MD 40.0 X 391432 0 48262 Robert M Kliegman MD 40.0 X 751980 0 44487 Dennis Maiman MD PhD 40.0 X 2359856 0 45232 James S Tweddell MD 40.0 X 1893767 0 44482 Shekar Kurpad MD PhD 40.0 X 1325389 0 51222 MICHAEL MITCHELL MD 40.0 X 1053463 0 54692 John G Thometz MD 40.0 X 1019049 0 44782 T Michael Bolger JD 40.0 X 656037 0 69536 Michael J Dunn MD 40.0 X 245769 0 44621 Owen Griffith PhD 40.0 X 145558 0 21489 14342072 0 1146052 1137 true true false Affiliated Construction Services I 3330 UNIVERSITY AVE STE 310 MADISON WI 53705 CONSTRUCTION 6632586 NATIONAL MARROW DONOR PROGRAM 3433 BROADWAY STREET NE 400 MINNEAPOLIS MN 55413 RESEARCH SUBCONTRACT 5515274 TUSHAUS COMPUTER SERVICES LLC 10400 INNOVATION AVE 100 MILWAUKEE WI 53226 INFORMATION SYSTEMS 5154076 Medical College of WI Affiliated Ho 8701 watertown plank road MILWAUKEE WI 53226 resident services 5096929 THE EMMES CORP 401 N WASHINGTON ST 700 ROCKVILLE MD 20850 RESEARCH SUBCONTRACT 3799385 127 477860 139984306 32139040 254280 172601206 CLINICAL PRACTICE PLAN REVENUE 621110 431565370 431448272 117098 PHYSICIAN CONTRACTS/AFFILIATE SVCS 621110 119491059 119491059 MEDICARE/MEDICAID PAYMENTS 621110 101138076 101138076 MEDICAL INSTRUCTION TUITION AND FEES 611600 41310882 41310882 NON-GOVERNMENTAL GRANTS AND CONTRACTS 541700 16389104 16389104 3393015 3393015 713287506 26604200 84896 26519304 46225 46225 1068937 1068937 1335051 1174877 160174 160174 160174 365876222 59723 343318959 201948 22557263 -142225 22415038 22415038 213134 477860 239559 -26425 -26425 32277 5616 26661 26661 17444 12437 5007 5007 0 936188529 713170408 207001 50209914 25719461 25719461 8756525 8756525 1179730 1179730 0 6276610 2172751 3620565 483294 0 491258583 459397592 30447636 1413355 29736395 27519812 2115637 100946 70687955 65448073 4999595 240287 26455380 24305550 2059669 90161 296000 296000 949900 631757 318143 551971 551971 174752 174752 47072 47072 3399730 3399730 17525928 14814910 2702361 8657 765884 674768 81068 10048 10193821 6429986 3657522 106313 13383097 4700544 8651222 31331 157055 157055 39547249 34394597 4976495 176157 6463014 6139405 294965 28644 0 4200218 3743968 428850 27400 8203611 7214260 989351 0 27078503 24623216 2441137 14150 325037 9557 315480 BAD DEBT 25291490 25291490 RESIDENTS & FELLOWS 5504868 5504868 DUES & SUBSCRIPTIONS 6720544 6429322 288797 2425 MEDICAL & RESEARCH SUPPLIES 28890006 28890006 EQUIPMENT & MAINTENANCE 6988284 5145148 1838597 4539 6078571 4456654 1615676 6241 872807244 793925757 76090467 2791020 32543 13317 85494931 85036294 28331823 38283212 58913202 56997385 347890 31631 3618943 3041942 474795451 249116076 224124481 225679375 422889944 537970854 334822977 412271495 44553462 44865158 3213214 3514907 40676347 31997664 1247019757 1439703234 92286516 123337414 8898519 9185195 210591789 208761604 2949210 2442062 19776035 17799789 334502069 361526064 X 468581463 556022627 77440751 147710811 366495474 374443732 912517688 1078177170 1247019757 1439703234 X 63381285 102278197 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 307198 false true 307198 false Schedule C, Part II-B, Line 1g The College attempted to influence legislative and administrative action of both the Wisconsin and Federal governments in areas that relate to the College's mission. The areas of legislative action were: education, health, insurance and budget related issues. In the areas of administrative action, the agencies contacted were: Wisconsin DepartmentS of Administration, Health and Family Services, Higher Educational Aid Board, Commissioner of Insurance, Department of Transportation, Department of Commerce, AND THE FEDERAL DEPARTMENT OF HEALTH AND HUMAN SERVICES. Lobbying expenditures for internal lobbyist's compensation and fringe benefits and external lobbyist's contract fees and expenses totaled $307,198. Schedule C, Part II-B, Line 1i The College pays membership dues to member organizations which may engage in lobbying activities. Therefore, a portion of the dues may be attributable to lobbying activities. 410429771 6063025 87937186 682895 13913349 2250626 487583112 374602162 3254421 49870473 478880 15212323 1606082 410429771 473871184 3871231 -85952887 317882 16007101 862383 374602162 0.15000 0.85000 false false 258523287 115907658 142615629 13788304 10115835 3672469 192601860 122273669 70328191 9882000 818914 9063086 225679375 CLOSELY-HELD EQUITY SECURITIES 82252996 F COMMINGLED EQUITY FUNDS 234923353 F COMMINGLED BOND FUNDS 91446232 F GUARANTEED INVSTMNT CONTRACTS 3648914 F 412271495 0 US GOVNT SPONSORED LOAN FUND 9059962 INTEREST RATE SWAP AGREEMENT 8739827 17799789 Schedule D, Part V, Line 4 THE COLLEGE'S ENDOWMENT FUNDS HAVE BEEN ESTABLISHED FOR THE FOLLOWING PURPOSES: 1) PROVIDE FUNDING FOR ACTIVITIES THAT SUPPORT THE MISSIONS OF INSTRUCTION, RESEARCH, PATIENT CARE AND COMMUNITY ENGAGEMENT 2) PROVIDE A REVENUE SOURCE FOR ENDOWED PURPOSES SUCH AS SCHOLARSHIPS, STUDENT LOANS, PROFESSORSHIPS, AND PROGRAM ENHANCEMENTS 3) PROVIDE A REVENUE SOURCE FOR CAPITAL REQUIREMENTS 4) PROVIDE A REVENUE SOURCE FOR INITIATIVES OF THE ADVANCING A HEALTHIER WISCONSIN PROGRAM 5) PROVIDE A REVENUE SOURCE FOR PROGRAMS, ACTIVITIES, CONTINGENCIES AND OTHER PURPOSES AS THE BOARD OF TRUSTEES MAY CONSIDER APPROPRIATE. SCHEDULE D, PART VII THE GUARANTEED INVESTMENT CONTRACTS ARE ASSETS OF A FROZEN SECTION 457 DEFINED CONTRIBUTION RETIREMENT PLAN. SCHEDULE D, PART X - FIN 48 THE COLLEGE APPLIES THE STANDARDS FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES CONTAINED IN FASB ASC TOPIC 740, INCOME TAXES (ASC TOPIC 740). ASC TOPIC 740 ADDRESSES THE DETERMINATION OF HOW TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER ASC TOPIC 740, THE COLLEGE MUST RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. ASC TOPIC 740 ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND DISCLOSURE REQUIREMENTS. THE COLLEGE DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS AS OF JUNE 30, 2011. true true true true true true true false false false false false false false false true false true PART II, LINE 3 THE COLLEGE VALUES DIVERSITY AMONG ITS STUDENT BODY AND ACTIVELY RECRUITS TO PROMOTE DIVERSITY. MORE THAN HALF OF THE COLLEGE'S STUDENT BODY IS NOT FROM THE STATE OF WISCONSIN AND MANY OF THOSE FROM WITHIN WISCONSIN ARE NOT LOCAL. THEREFORE, THE COLLEGE'S COMMITMENT TO RECRUITMENT AND TRAINING OF A MULTICULTURAL STUDENT BODY ALONG WITH ITS NON-DISCRIMINATION POLICY IS PUBLICIZED ON THE COLLEGE'S WEBSITE AND IN ITS BROCHURES AND PUBLICATIONS. PART II, LINE 6A THE COLLEGE RECEIVES RESEARCH GRANTS AND CONTRACTS FROM SEVERAL GOVERNMENTAL AGENCIES, INCLUDING BUT NOT LIMITED TO, THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE DEPARTMENT OF EDUCATION, THE DEPARTMENT OF DEFENSE, THE DEPARTMENT OF TRANSPORTATION, THE DEPARTMENT OF VETERANS' AFFAIRS, THE NATIONAL SCIENCE FOUNDATION AND THE STATE OF WISCONSIN. MANY STUDENTS OF THE COLLEGE ARE ELIGIBLE TO RECEIVE FEDERAL STUDENT FINANCIAL AID, INCLUDING BUT NOT LIMITED TO, THE FEDERAL PERKINS LOAN PROGRAM AND THE FEDERAL PRIMARY CARE LOAN PROGRAM. FEDERALLY GUARANTEED LOANS ARE ISSUED TO STUDENTS OF THE COLLEGE THROUGH THE DEPARTMENT OF EDUCATION'S DIRECT LOAN PROGRAM. true Central America and the Caribbean Program Services Research/subawards 97564 East Asia and the Pacific Program Services Research/subawards 864 Europe (Including Iceland and Greenland) Program Services Research/Subawards 507412 North America Program Services Research/subawards 188337 Russia and the Newly Independent States 1 Program Services Research/subawards 429502 South America Program Services Research/subawards 68748 Sub-Saharan Africa Program Services Research/subawards 368405 Central America and the Caribbean Program Services CONFERENCES/MEETINGS 21913 East Asia and the Pacific Program Services CONFERENCES/MEETINGS 57010 Europe (Including Iceland and Greenland) Program Services CONFERENCES/MEETINGS 217966 Middle East and North Africa Program Services CONFERENCES/MEETINGS 37518 North America Program Services CONFERENCES/MEETINGS 165423 Russia and the Newly Independent States Program Services CONFERENCES/MEETINGS 21876 South America Program Services CONFERENCES/MEETINGS 18804 South Asia Program Services CONFERENCES/MEETINGS 506 Sub-Saharan Africa Program Services CONFERENCES/MEETINGS 20240 Central America and the Caribbean Investments 66197404 Europe (Including Iceland and Greenland) Investments 893718 1 1 68419492 893718 69313210 Sub-Saharan Africa RESEARCH SUBAWARD 264517 WIRE Europe/Iceland/Greenland Research Subaward 13059 CHECK Europe/Iceland/Greenland RESEARCH SUBAWARD 74998 WIRE Cent. America/Caribbean RESEARCH SUBAWARD 82632 WIRE Europe/Iceland/Greenland RESEARCH SUBAWARD 140787 WIRE Europe/Iceland/Greenland Research Subaward 94184 WIRE Europe/Iceland/Greenland Research Subaward 33687 WIRE Europe/Iceland/Greenland Research Subaward 16500 CHECK North America Research Subaward 10473 CHECK Europe/Iceland/Greenland Research Subaward 30222 WIRE/CHECK North America Research Subaward 169692 CHECK Europe/Iceland/Greenland Research Subaward 73980 CHECK Sub-Saharan Africa Research Subaward 103888 WIRE Cent. America/Caribbean Research Subaward 14933 WIRE South America Research Subaward 54810 WIRE 13 2 true false true true true false Schedule F, Part I, Line 2 The College is the recipient of Federal and non-Federal grant funds. Some of the grant awards are subawarded to qualified organizations (subrecipients) to assist or provide an intellectual contribution to the project based on the requirements of the prime award. To monitor the use of grant funds under the subawards, the College enters into signed subaward agreements which contain the terms and conditions of the subaward relationship. The subaward agreements require that for reimbursement of expenses the subrecipient provide a certified invoice to the College. Before approval of an invoice for payment, the College verifies that the invoice and supporting documentation submitted by the subrecipient match the submitted and approved subaward budget and that the cost detail presented provides reasonable assurance that costs to be reimbursed are allowable, allocable, and reasonable. Progress reports submitted by the subrecipient are reviewed to determine that progress is made toward the goals and objectives of the subaward. Foreign subrecipients are required to submit a statement of accountability which provides assurance that financial practices are in place to ensure that subaward funds are used in accordance with their country's accounting policies, rules, and regulations. X X X X X X X true HARRIS CONNECT LLC telemarket services false 122838 47072 75766 122838 47072 75766 All States PRO-AM GOLF 252982 144668 108314 11443 66232 20505 2296 HEALTHCARE DIN 217975 162955 55020 3286 25193 59934 2272 5 220037 170237 49800 3769 22305 14077 8247 690994 477860 213134 15212 91823 59775 59934 12815 239559 -26425 32277 3000 2071 545 false 32277 3000 2071 545 5616 26661 WI true false false false 1.00000 James Heald VP of Institutional Ad 8701 Watertown Plank Road Milwaukee WI 53226 false JAMES HEALD SEE PART IV X false SCHEDULE G, PART III, LINE 16 RAFFLES (GAMING) ARE CONDUCTED AS PART OF THE SPECIAL EVENT FUNDRAISERS HELD BY THE COLLEGE. JAMES HEALD HAS OVERSIGHT RESPONSIBILITIES FOR FUNDRAISING EVENTS, BUT DELEGATES SPECIFIC DUTIES TO HIS STAFF. HE IS COMPENSATED FOR HIS ROLE AS VP OF INSTITUTIONAL ADVANCEMENT AND DOESN'T RECEIVE SEPARATE COMPENSATION FOR GAMING EVENTS. HIS ENTIRE COMPENSATION IS DISCLOSED IN PART VII AND SCHEDULE J AS AN OFFICER OF THE COLLEGE. true AIDS RESOURCE CENTER OF WISCONSIN INC PO BOX 510498 MILWAUKEE WI 53203 391534049 501 (c)(3) 106559 Research Subaward AIDS RESOURCE CENTER OF WISCONSIN INC PO BOX 510498 MILWAUKEE WI 53203 391534049 501 (c)(3) 80872 Advance Healthier WI AIDS TASKFORCE OF GREATER CLEVELAND 3210 EUCLID AVENUE CLEVELAND OH 44115 341433612 501 (c)(3) 86694 Research Subaward ARTHRITIS FOUNDATION WISCONSIN CHAPTER 1650 S 108TH STREET WEST ALLIS WI 53214 390860526 501 (c)(3) 6572 Advance Healthier WI AUBURN UNIVERSITY 310 SAMFORD HALL AUBURN AL 36849 636000724 115 54705 Research Subaward BARRON COUNTY 330 E LASALLE AVENUE BARRON WI 54812 396005668 115 5398 Advance Healthier WI BD BIOSCIENCES 1 BECKTON DRIVE FRANKLIN LAKES NJ 07417 220760120 581557 Research Subaward BLACK HEALTH COALITION OF WISCONSIN INC 3020 W VLIET STREET MILWAUKEE WI 53208 391691744 501 (c)(3) 22449 Advance Healthier WI BLOOD CENTER OF WISCONSIN INC 638 NORTH 18TH STREET MILWAUKEE WI 53201 390807235 501 (c)(3) 1429966 Research Subaward BLOOD CENTER OF WISCONSIN INC 638 NORTH 18TH STREET MILWAUKEE WI 53201 390807235 501 (c)(3) 47506 Advance Healthier WI BOYS & GIRLS CLUBS OF GREATER MILWAUKEE INC 1558 NORTH 6TH STREET MILWAUKEE WI 53212 390806292 501 (c)(3) 27827 Advance Healthier WI CARROLL UNIVERSITY 100 N EAST AVENUE WAUKESHA WI 53186 390806325 501 (c)(3) 7775 Advance Healthier WI CHILDRENS HOSPITAL OAKLAND 747 52ND STREET OAKLAND CA 94609 940382330 501 (c)(3) 7876 Research Subaward CHILDRENS HOSPITAL OF PHILADELPHIA 34TH ST CIVIC CTR PHILADELPHIA PA 19104 231352166 501 (c)(3) 15021 Research Subaward CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 847513 Research Subaward CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 71811 Advance Healthier WI CHILDRENS MEMORIAL HOSPITAL 2300 CHILDRENS PLAZA CHICAGO IL 60614 362170833 501 (c)(3) 47734 Research Subaward CHILDRENS NATIONAL MEDICAL CENTER 111 MICHIGAN AVE NW WASHINGTON DC 20010 521640403 501 (c)(3) 43282 Research Subaward CHILDRENS SERVICE SOC OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390806380 501 (c)(3) 201255 Research Subaward CHILDRENS SERVICE SOC OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390806380 501 (c)(3) 7500 Advance Healthier WI CITY OF MILWAUKEE FIRE DEPARTMENT 6680 N TEUTONIA AVENUE MILWAUKEE WI 53209 396005532 115 49725 Advance Healthier WI CITY OF MILWAUKEE HEALTH DEPARTMENT 841 N BROADWAY MILWAUKEE WI 53202 396005532 115 57918 Research Subaward CITY OF MILWAUKEE HEALTH DEPARTMENT 841 N BROADWAY MILWAUKEE WI 53202 396005532 115 5367 Advance Healthier WI COA YOUTH AND FAMILY CENTERS 909 EAST NORTH AVENUE MILWAUKEE WI 53212 390806339 501 (C)(3) 85833 Advance Healthier WI COLUMBIA COLLEGE OF NURSING INC 4425N PORT WASHINGTON RD GLENDALE WI 53212 391596986 501 (c)(3) 5366 Advance Healthier WI COLUMBIA ST MARYS FOUNDATION 4425N PORT WASHINGTON RD GLENDALE WI 53212 391494981 501 (c)(3) 66760 Advance Healthier WI DRYHOOTCH OF AMERICA INC 5000 W NATIONAL AVE MILWAUKEE WI 53295 262778659 501 (c)(3) 12556 Advance Healthier WI EMMES CORPORATION THE 401 N WASHINGTON ST ROCKVILLE MD 20850 541058268 3434988 Research Subaward EMORY UNIVERSITY 1599 CLIFTON ROAD ATLANTA GA 30322 580566256 501 (c)(3) 11765 Research Subaward FONDY FOOD CENTER INC 2242 N 17TH STREET MILWAUKEE WI 53205 311751969 501 (c)(3) 99393 Advance Healthier WI GESAC INC 125 ORCHARD DRIVE BOONSBORO MD 21713 72751 Research Subaward GOOD SAMARITAN OUTREACH SERVICES 407 14TH AVENUE SE PUYALLUP WA 98372 911203564 501 (c)(3) 23456 Research Subaward H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501 (c)(3) 31896 Research Subaward HEALTH CARE FOR THE HOMELESS OF MILWAUKEE 711 W CAPITAL DRIVE MILWAUKEE WI 53206 391353282 501 (c)(3) 5372 Advance Healthier WI HEKTOEN INSTITUTE FOR MEDICAL RESEARCH LLC 2240 WEST OGDEN AVENUE CHICAGO IL 60612 362244897 501 (c)(3) 45638 Research Subaward HENRY FORD HEALTH SYSTEM ONE FORD PLACE - SF DETROIT MI 48202 381357020 501 (c)(3) 326314 Research Subaward HYACINTH AIDS FOUNDATION INC 317 GEORGE ST NEW BRUNSWICK NJ 08901 222648820 501 (c)(3) 27533 Research Subaward INDIANA HEMOPHILIA AND THROMBOSIS CTR INC 8402 HARCOURT ROAD INDIANAPOLIS IN 46260 352047838 501 (c)(3) 24143 Research Subaward INSTITUTE FOR COMMUNITY RESEARCH INC TWO HARTFORD SQ WEST HARTFORD CT 06106 060653116 501 (c)(3) 333949 Research Subaward IOWA STATE UNIVERSITY 1138 PEARSON HALL AMES IA 50011 426004224 115 488344 Research Subaward JAMES MADISON UNIVERSITY MSC 5719 HARRISONBURG VA 22807 546001756 115 5958 Research Subaward JEWISH FAMILY SERVICES 1300 NORTH JACKSON ST MILWAUKEE WI 53202 390806291 501 (C)(3) 10950 Advance Healthier WI KENOSHA COUNTY 8600 SHERIDAN ROAD KENOSHA WI 53143 396005707 115 89944 Advance Healthier WI LA CAUSA INC 136 WEST GREENFIELD AVE MILWAUKEE WI 53204 391247667 501 (C)(3) 33761 Advance Healthier WI MANITOWOC COUNTY 823 WASHINGTON STREET MANITOWOC WI 54220 396005715 115 23187 Advance Healthier WI MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (C)(3) 280955 Research Subaward MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (c)(3) 74468 Advance Healthier WI MARSHFIELD CLINIC 1000 NORTH OAK AVENUE MARSHFIELD WI 54449 390452970 501 (c)(3) 13000 Research Subaward MEDICAL COLLEGE OF GA RESEARCH INST INC 1120 15TH STREET AUGUSTA GA 30909 581418202 501 (c)(3) 8712 Research Subaward MILWAUKEE AREA HEALTH EDUCATION CENTER 2224 W KILBOURN AVENUE MILWAUKEE WI 53233 391749908 501 (c)(3) 10724 Advance Healthier WI MILWAUKEE AREA TECHNICAL COLLEGE 700 W STATE STREET MILWAUKEE WI 53233 396003459 501 (c)(3) 8154 Advance Healthier WI MILWAUKEE COUNTY DEPARTMENT ON AGING 235 W GALENA STREET MILWAUKEE WI 53212 396005720 115 7257 Advance Healthier WI MILWAUKEE HEALTH SERVICES INC 2555 N MLK DR MILWAUKEE WI 53212 391664109 501 (C)(3) 28481 Research Subaward MILWAUKEE HEALTH SERVICES INC 2555 N MLK DR MILWAUKEE WI 53212 391664109 501 (c)(3) 63755 Advance Healthier WI MILWAUKEE SCHOOL OF ENGINEERING 1025 NORTH BROADWAY ST MILWAUKEE WI 53202 390477970 501 (c)(3) 165518 Research Subaward MISSISSIPPI STATE UNIVERSITY 133 ETHEREDGE HALL MS STATE MS 39762 646000819 115 29575 Research Subaward NASHVILLE CARES 501 BRICK CHURCH PK DR NASHVILLE TN 37207 621274532 501 (C)(3) 38532 Research Subaward NATIONAL MARROW DONOR PROGRAM 3001 BROADWAY ST NE MINNEAPOLIS MN 55413 840865803 501 (c)(3) 8106288 Research Subaward NATIONWIDE CHILDRENS HOSPITAL INC 700 CHILDRENS DRIVE COLUMBUS OH 43205 314379441 501 (c)(3) 244637 Research Subaward NEIGHBORHOOD HOUSE OF MILWAUKEE INC 2819 W RICHARDSON PLACE MILWAUKEE WI 53209 390806269 501 (c)(3) 164717 Research Subaward NEW CONCEPT SELF DEVELOPMENT CENTER INC 4828 W FOND DU LAC AVE MILWAUKEE WI 53216 391220236 501 (c)(3) 40809 Research Subaward NEW YORK UNIVERSITY 726 BROADWAY NEW YORK NY 10003 135562308 501 (c)(3) 25000 Research Subaward NEXT DOOR FOUNDATION INC 2545 NORTH 29TH STREET MILWAUKEE WI 53210 391162969 501 (c)(3) 102940 Research Subaward OREGON HEALTH AND SCIENCE UNIVERSITY 2525 SW FIRST AVENUE PORTLAND OR 97201 931176109 115 375668 Research Subaward OUR SPACE INC 525 W LINCOLN AVENUE MILWAUKEE WI 53207 391605904 501 (C)(3) 19984 Advance Healthier WI PALLIATIVE CARE EDUCATION LLC 4045 N RICHLAND CT SHOREWOOD WI 53211 412182770 16668 Research Subaward PEARLS FOR TEEN GIRLS INC 2100 N PALMER STREET MILWAUKEE WI 53212 391997970 501 (C)(3) 11432 Advance Healthier WI PEPIN COUNTY HEALTH DEPARTMENT 740 7TH AVE W PO BOX 39 DURAND WI 54736 396005728 115 25062 Advance Healthier WI QUIDEL CORPORATION 10165 MCKELLAR COURT SAN DIEGO CA 92121 942573850 504715 Research Subaward REGENTS OF UNIVERSITY OF COLORADO 1800 GRANT ST 8TH FL DENVER CO 80203 846000555 115 28309 Research Subaward RENSSELAER POLYTECHNIC INSTITUTE 110 EIGHTH STREET TROY NY 12180 141340095 501 (C)(3) 30975 Research Subaward SCRIPPS RESEARCH INSTITUTE THE 10550 N TORREY PINES RD LA JOLLA CA 92037 330435954 501 (c)(3) 172750 Research Subaward SILVER SPRING NEIGHBORHOOD CENTER INC 5460 NORTH 64TH STREET MILWAUKEE WI 53218 390966281 501 (c)(3) 25265 Advance Healthier WI SOUTH BEACH AIDS PROJECT INC 1234 WASHINGTON AVE MIAMI BEACH FL 33139 650369350 501 (c)(3) 87340 Research Subaward ST LUKES-ROOSEVELT HOSPITAL CENTER 1111 AMSTERDAM AVENUE NEW YORK NY 10025 132997301 501 (c)(3) 7843 Research Subaward ST MARTIN DE PORRES CATHOLIC CHURCH 128 W BURLEIGH STREET MILWAUKEE WI 53212 391821873 501 (C)(3) 53195 Advance Healthier WI TEXAS A&M RESEARCH FOUNDATION 400 H MITCHELL PW COLLEGE STATION TX 77845 741238434 501 (c)(3) 24251 Research Subaward TEXAS BIOMEDICAL RESEARCH INSTITUTE PO BOX 760549 SAN ANTONIO TX 78245 741109630 501 (c)(3) 134953 Research Subaward TRANSITIONAL LIVING SERVICES INC 1040 S 70TH STREET MILWAUKEE WI 53214 391258650 501 (c)(3) 72715 Advance Healthier WI TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVE BOSTON MA 02215 042103547 501 (c)(3) 89974 Research Subaward TRUSTEES OF COLUMBIA UNIV IN THE CITY OF NY 615 WEST 131ST STREET NEW YORK NY 10027 135598093 501 (c)(3) 42125 Research Subaward TRUSTEES OF DARTMOUTH COLLEGE 37 DEWEY FIELD ROAD HANOVER NH 03755 020222111 501 (c)(3) 26384 Research Subaward UNITED COMMUNITY CENTER 1028 S 9TH STREET MILWAUKEE WI 53204 391146191 501 (c)(3) 114409 Advance Healthier WI UNITED NEIGHBORHOOD CTRS OF MILWAUKEE INC 710 N PLANKINTON AVE MILWAUKEE WI 53203 906031721 501 (c)(3) 47144 Advance Healthier WI UNIV AND COMMUNITY COLLEGE SYSTEM OF NV 2601 ENTERPRISE ROAD RENO NV 89512 886000024 115 15163 Research Subaward UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVENUE SOUTH BIRMINGHAM AL 35294 636005396 115 42999 Research Subaward UNIVERSITY OF CALIFORNIA DAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 115 69876 Research Subaward UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD LOS ANGELES CA 90024 956006143 115 284211 Research Subaward UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 115 78829 Research Subaward UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM ST SAN FRANCISCO CA 94143 946036493 115 96242 Research Subaward UNIVERSITY OF CHICAGO 5801 SOUTH ELLIS AVENUE CHICAGO IL 60637 362177139 501 (C)(3) 5840 Research Subaward UNIVERSITY OF GEORGIA RESEARCH FDN INC 324 BUSINESS SERVICES ATHENS GA 30602 581353149 501 (c)(3) 559888 Research Subaward UNIVERSITY OF HOUSTON 5000 GULF FWY HOUSTON TX 77204 746001399 115 214570 Research Subaward UNIVERSITY OF ILLINOIS THE 506 SOUTH WRIGHT STREET URBANA IL 61801 376000511 115 112536 Research Subaward UNIVERSITY OF IOWA THE 305 PLAZA CENTRE ONE IOWA CITY IA 52242 426004813 115 9568 Research Subaward UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVE NORTH WORCESTER MA 01655 043167352 115 64812 Research Subaward UNIVERSITY OF MEDICINE AND DENTISTRY OF NJ 65 BERGEN STREET NEWARK NJ 07107 221775306 115 94653 Research Subaward UNIVERSITY OF MEMPHIS THE 319 ADMIN BUILDING MEMPHIS TN 38152 626048540 115 43415 Research Subaward UNIVERSITY OF MINNESOTA 2221 UNIV AVE SE MINNEAPOLIS MN 55414 416007513 115 18575 Research Subaward UNIVERSITY OF MISSISSIPPI MEDICAL CENTER 2500 NORTH STATE STREET JACKSON MS 39216 646008520 501 (C)(3) 667307 Research Subaward UNIVERSITY OF NEW MEXICO 1 UNIV OF NM ALBUQUERQUE NM 87131 856000642 115 48756 Research Subaward UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL PO BOX 309 CHAPEL HILL NC 27514 566001393 115 156355 Research Subaward UNIVERSITY OF PITTSBURGH 123 UNIVERSITY PLACE PITTSBURGH PA 15213 250965591 115 198019 Research Subaward UNIVERSITY OF ROCHESTER 1325 MT HOPE AVENUE ROCHESTER NY 14620 160743209 501 (C)(3) 17688 Research Subaward UNIVERSITY OF TEXAS M D ANDERSON CANCER CTR 1515 HOLCOMBE BOULEVARD HOUSTON TX 77030 746001118 115 12987 Research Subaward UNIVERSITY OF TEXAS SOUTHWESTERN MED CTR 5323 HARRY HINES BOULEVARD DALLAS TX 75390 756002868 115 71864 Research Subaward UNIVERSITY OF WASHINGTON 3903 BROOKLYN AVENUE SEATTLE WA 98105 916001537 115 12317 Research Subaward UNIVERSITY OF WI HOSPITALS AND CLINICS AUTHORITY 635 SCIENCE DRIVE MADISON WI 53711 391835630 115 81237 Research Subaward UNIVERSITY OF WISCONSIN LACROSSE 1725 STATE STREET LA CROSSE WI 54601 396006461 115 79685 Advance Healthier WI UNIVERSITY OF WISCONSIN MADISON 21 NORTH PARK STREET MADISON WI 53715 396006492 115 1008514 Research Subaward UNIVERSITY OF WISCONSIN MADISON 21 NORTH PARK STREET MADISON WI 53715 396006492 115 30337 Advance Healthier WI UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 408752 Research Subaward UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 44829 Advance Healthier WI US CIVILIAN RESEARCH AND DEVELOPMENT FDN 1530 WILSON BLVD ARLINGTON VA 22209 541773406 501 (C)(3) 189816 Research Subaward VITERBO UNIVERSITY 900 VITERBO DRIVE LA CROSSE WI 54601 390978445 501 (c)(3) 136139 Advance Healthier WI WALNUT WAY CONSERVATION CORP 2247 NORTH 17TH STREET MILWAUKEE WI 53205 392007850 501 (c)(3) 7970 Research Subaward WASHINGTON UNIVERSITY 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501 (c)(3) 8722 Research Subaward WAYNE STATE UNIVERSITY 5700 CASS AVENUE DETROIT MI 48202 386028429 115 41486 Research Subaward WESTSIDE HEALTHCARE ASSOCIATION INC 3522 W LISBON AVENUE MILWAUKEE WI 53208 391958810 501 (C)(3) 19272 Advance Healthier WI WISCONSIN ACADEMY OF PEDIATRICS FDN INC 702 EISENHOWER DRIVE KIMBERLY WI 54136 391956625 501 (c)(3) 7214 Advance Healthier WI WISCONSIN COMMUNITY SERVICES INC 3732 WEST WISCONSIN AVE MILWAUKEE WI 53208 390808464 501 (c)(3) 35048 Advance Healthier WI WISCONSIN DIVISION OF PUBLIC HEALTH 1 WEST WILSON STREET MADISON WI 53702 391486928 115 41611 Advance Healthier WI WISCONSIN MEDICAL SOCIETY INC PO BOX 1109 MADISON WI 53701 390634758 501 (C)(3) 141077 Advance Healthier WI WISCONSIN PUBLIC HEALTH ASSN 702 EISENHOWER DRIVE KIMBERLY WI 54136 396084243 501 (c)(6) 20766 Advance Healthier WI WORD OF HOPE MINISTRIES INC 2677 N 40TH STREET MILWAUKEE WI 53210 391857844 501 (c)(3) 55635 Advance Healthier WI 16TH ST COMMUNITY HEALTH CENTER 1337 S CESAR CHAVEZ DR MILWAUKEE WI 52304 391180475 501 (c)(3) 8000 Research Subaward 112 5 MEDICAL STUDENT SCHOLARSHIPS - FUNDED EXTERNAL 149 762577 BOOK SCHOLARSHIPS MEDICAL STUDENT SCHOLARSHIPS - FUNDED INTERNAL 121 1352370 BOOK SCHOLARSHIPS GRADUATE SCHOOL SCHOLARSHIPS 208 6090209 BOOK SCHOLARSHIPS STUDENT AWARDS 78 52662 RESEARCH TRAINEE STIPENDS 251 498707 Schedule I, Part I, Line 2 Medical and graduate school scholarships are applied directly to studenTs' accounts at the College. The College maintains records to justify both awards and the financial aid eligibility of the recipients. The College is the recipient of Federal and non-federal grant funds in support of its research mission. Some of the grant awards are subawarded to qualified organizations (subrecipients) to assist or provide an intellectual contribution to the project based on the requirements of the prime award. The College's public and community health mission is complemented by the Advancing a Healthier Wisconsin (AHW) endowment under which funds are awarded to qualified organizations to support initiatives that improve the health of the residents of the State of Wisconsin. To monitor the use of BOTH TYPES OF awarded funds, the College enters into signed subaward agreements which contain the terms and conditions of the subaward relationship. The subaward agreements require that for reimbursement of expenses the subrecipient provide a certified invoice to the College. Before approval of an invoice for payment, the College verifies that the invoice and any supporting documentation submitted by the subrecipient match the approved subaward budget and that the cost detail presented provides reasonable assurance that costs to be reimbursed are allowable, allocable, and reasonable. Progress reports submitted by the subrecipient are reviewed to determine that progress is being made toward the goals and objectives of the subaward. The College obtains an annual OMB Circular A-133 audit report, or a financial audit report or subrecipient questionnaire for organizations not subject to OMB Circular A-133, to ensure that audit findings do not exist which would impact awarded funds. X X X true true X X X X false true false false false true false false false JOHN R RAYMOND SR MD 269177 0 125000 0 18082 0 58600 0 10774 0 481633 0 0 0 JOSEPH KERSCHNER MD 703667 0 27662 0 30 0 19600 0 24882 0 775841 0 0 0 Jonathan I Ravdin MD 600378 0 0 0 47621 0 92800 0 25242 0 766041 0 0 0 DAVID C WARLTIER MD 502456 0 0 0 6637 0 19600 0 28962 0 557655 0 0 0 Ravindra P Misra PhD 138676 0 1500 0 0 0 11376 0 10681 0 162233 0 0 0 Douglas R Campbell 488471 0 0 0 27430 0 79000 0 25482 0 620383 0 0 0 James W Heald 248446 0 0 0 7307 0 19600 0 12361 0 287714 0 0 0 Sherri DuCharme-White 198082 0 0 0 427 0 16498 0 29600 0 244607 0 0 0 Marjorie Spencer 281878 0 0 0 540 0 19600 0 25242 0 327260 0 0 0 Tye Minckler 186198 0 0 0 828 0 15133 0 24854 0 227013 0 0 0 Sarah D Cohn JD 280491 0 0 0 5849 0 19600 0 10141 0 316081 0 0 0 KATHRYN A KUHN 128561 0 1500 0 16507 0 10868 0 27242 0 184678 0 0 0 Daniel Wickeham 175144 0 0 0 435 0 14267 0 25242 0 215088 0 0 0 Ann Nattinger MD 370316 0 13087 0 8029 0 19600 0 28662 0 439694 0 0 0 Robert M Kliegman MD 713081 0 33558 0 5341 0 19600 0 24887 0 796467 0 0 0 Dennis Maiman MD PhD 1650852 0 702367 0 6637 0 19600 0 25632 0 2405088 0 0 0 James S Tweddell MD 1453811 0 438308 0 1648 0 19600 0 24882 0 1938249 0 0 0 Shekar Kurpad MD PhD 803142 0 521707 0 540 0 19600 0 31622 0 1376611 0 0 0 MICHAEL MITCHELL MD 614934 0 438308 0 221 0 19600 0 35092 0 1108155 0 0 0 John G Thometz MD 747186 0 247518 0 24345 0 19600 0 25182 0 1063831 0 0 0 T Michael Bolger JD 372523 0 240000 0 43514 0 54700 0 14836 0 725573 0 0 0 Michael J Dunn MD 228282 0 16251 0 1236 0 19600 0 25021 0 290390 0 0 0 Owen Griffith PhD 145222 0 0 0 336 0 11708 0 9781 0 167047 0 0 0 Schedule J, Part I, Line 1 Per College policy, first class travel is not allowed except for medical necessity or other exceptions approved by the Senior Vice President, such as an urgent business need. During calendar year 2010 there was one instance of first class travel by the Dean for urgent business needs. THIS instance was a NON-taxable event. PAYMENT FOR COMPANION TRAVEL IS NOT ALLOWED UNLESS THE ATTENDANCE IS A REQUIREMENT OR EXPECTATION OF THE EVENT ORGANIZERS (IN WHICH CASE JUSTIFICATION MUST BE PROVIDED ACCORDING TO THE IRS REQUIREMENTS). THERE WERE NO INSTANCES OF COMPANION TRAVEL DURING THE CALENDAR YEAR 2010. The College reimburses one Board member and five officers/key employees for memberships at the University Club. Memberships are used for the monthly Board and committee meetings and for other business meetings. Any personal use of the University Club by these individuals is reported to the College and is treated as a taxable event to the individual. The College provides discretionary spending accounts to EIGHT officers/key employees and two of its highest compensated employees. The spending accounts are not part of an accountable plan and are fully taxable to these individuals. Schedule J, Part I, Line 4B The College has FIVE deferred compensation executive agreements, which comprise its supplemental nonqualified retirement plan (457(f) plan). FOUR agreements are currently deferring benefits and one is not. The College contributes 12% of each currently participating executive's salary. The amounts of employer contributions to this plan for currently participating executives in calendar year 2010 were as follows: JOHN R. RAYMOND, SR. MD - $39,000 (AGREEMENT STARTED 7/1/10) T. Michael Bolger JD - $35,100 (AGREEMENT ENDED 6/30/10) Douglas Campbell - $59,400 Jonathan Ravdin MD - $73,200 Participant Michael Dunn MD retired from his former position as Dean/Executive Vice President of the College but remains employed as a Professor. His current deferrals under this plan ceased as of 6/30/08. Participants JOHN R. RAYMOND, SR. MD, T. Michael Bolger, Jonathan Ravdin, MD, and Michael Dunn, MD vest on the earliest of the following conditions: employee's death, employment termination due to disability, involuntary termination by the College not for cause, or the date the employee satisfies the two year non-compete covenant and a minimum of three years of service. Participant Douglas Campbell vests on the earliest of the following conditions: employee's death, employment termination due to disability, the date the employee satisfies the two year non-compete covenant and a minimum of three years of service, or the payout date provided he remains in employ until that date (payout date of current agreement is 6/30/11). Schedule J, Part I, Line 6 Physician incentive payments are based on the profitability of their individual practice groups (NOT THE COLLEGE AS A WHOLE). SCHEDULE J, PART II JULIA UIHLEIN AND DAVID WARLTIER, MD, PHD ARE COMPENSATED FOR THEIR WORK AT THE MEDICAL COLLEGE OF WISCONSIN, INC. AS PROFESSORS OR PHYSICIANS, NOT FOR THEIR ROLES AS TRUSTEES. Michael Dunn, MD is compensated for his current role as a faculty member, not for his former role as dean and executive vice president. JOSEPH KERSCHNER, MD, Robert Kliegman, MD, James Tweddell, MD, and John Thometz, MD are compensated by the College for their physician and administrator roles both at the College and at Children's Specialty Group, Inc., a related organization. EFFECTIVE JULY 1, 2010, JOHN R. RAYMOND, SR., MD BECAME THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE COLLEGE. HE SUCCEEDED T. MICHAEL BOLGER, JD, WHO RETIRED ON JUNE 30, 2010 AFTER SERVING NEARLY 20 YEARS AS PRESIDENT AND CHIEF EXECUTIVE OFFICER. WHEFA SERIES 2004A 391337855 97710VWS3 2004-11-17 31604503 Constr/cap proj/ref 1993 serieS false false false WHEFA SERIES 2008A 391337855 97710BDG4 2008-07-30 80302421 Constr/cap proj/ref 2004 b1 seRIES false false false WHEFA SERIES 2008B 391337855 97710BDK5 2008-09-04 67500000 REFUND WHEFA 2004B2 SERIES false false false WHEFA SERIES 2010 391337855 97710BZK1 2010-11-24 29248225 REFUND WHEFA 1996 AND 1997 SERIES false false false 6825000 0 32825793 0 1399389 0 305856 332479 0 17085630 13702439 0 2009 true false true true 1640000 0 80866298 7788875 5304888 0 874539 0 0 26160550 21725000 19281908 true false false true 0 0 67501101 0 0 0 474412 676689 0 0 66350000 0 true false true true 0 0 29248225 28719 0 0 470900 0 0 0 28748606 0 true false true true false false false true false 0.00514 0.00000 0.00514 true false true true true false 0.00638 0.00000 0.00638 true false false false true false 0.00479 0.00000 0.00479 true false false false false false false false false false false false false false true true GOLDMAN SACHS 25.2 false false false false false false false false false false false SEE SCHEDULE O Wisconsin Energy Corporation SEE PART V 7053958 energy utilities false Johnson Controls Inc TRUSTEE IS CHAIR/PRES/CEO 668607 building services equipment false Marshall Ilsley Corporation 3 TRUSTEES ARE ON BOARD 486414 INVEST AND BANKING SERVICES false Northwestern Mutual Life Ins Compa SEE PART V 492230 employee benefit services false Robert W Baird Co Incorporated trustee is mng director 151117 investment mgmt/broker svcs false TUSHAUS COMPUTER SERVICES LLC TRUSTEE IS CHAIRMAN 278348 INFO SYS/CONSULT/COMP EQUIP false CINDY S BAUER MD TRUSTEE IS MOTHER-IN-LAW 30437 INSTRUCTOR OF PEDIATRICS false PART IV, LINE 1 NAME OF INTERESTED PERSON: WISCONSIN ENERGY CORPORATION RELATIONSHIP: ONE TRUSTEE IS CHAIRMAN, PRESIDENT & CEO. ANOTHER TRUSTEE IS ON THE BOARD. PART IV, LINE 4 NAME OF INTERESTED PERSON: NORTHWESTERN MUTUAL LIFE INS. COMPANY RELATIONSHIP: ONE TRUSTEE IS RETIRED CHAIRMAN/CEO. TWO OTHER TRUSTEES ARE ON THE BOARD. X 41220 Sale of comparables X 28 213060 Cost/ Selling price false true false Schedule M, Part I, Column (B) The Amounts listed in Column (B) represent total number of contributions received, not individual items. FORM 990, PART I & III, LINE 1 - CONTINUED TO DISCOVER AND TRANSLATE NEW KNOWLEDGE IN THE BIOMEDICAL SCIENCES; TO PROVIDE CUTTING-EDGE, INTERDISCIPLINARY AND COMPASSIONATE CLINICAL CARE OF THE HIGHEST QUALITY; AND TO IMPROVE THE HEALTH OF THE COMMUNITIES IT SERVES. FORM 990, PART III, LINE 4A - CONTINUED THE COLLEGE WORKS WITH NATIONAL AND INTERNATIONAL MEDICAL SPECIALTY SOCIETIES AND COMMUNITY HOSPITALS TO ACCREDIT APPROXIMATELY 200 CONTINUING MEDICAL EDUCATION ACTIVITIES ANNUALLY FOR PHYSICIANS AND OTHER HEALTH PROFESSIONALS. FOR 990, PART III, LINE 4B - CONTINUED THE COLLEGE'S RESEARCH ENTERPRISE IS FOCUSED ON STRATEGIC, PRIORITIZED AREAS OF RESEARCH INVOLVING INTERDISCIPLINARY COLLABORATION AMONG SCIENTISTS AND PHYSICIANS WITH THE GOAL OF RAPIDLY TRANSLATING DISCOVERIES INTO ADVANCES FOR PATIENT CARE. IN FY2011, COLLEGE FACULTY CONDUCTED MORE THAN 2,200 RESEARCH STUDIES, INCLUDING CLINICAL TRIALS, AND REPORTED 30 NEW DISCOVERIES AND INVENTIONS TO THE COLLEGE'S OFFICE OF TECHNOLOGY DEVELOPMENT. THE PORTFOLIO CONSISTS OF APPROXIMATELY 100 TECHNOLOGIES COVERED BY MORE THAN 300 PENDING AND ISSUED U.S. AND FOREIGN PATENTS. FORM 990, PART III, LINE 4C - CONTINUED EACH YEAR, MEDICAL COLLEGE OF WISCONSIN PROVIDERS, PHYSICIAN ASSISTANTS, NURSE PRACTITIONERS, AND PSYCHOLOGISTS CARE FOR MORE THAN 410,000 PATIENTS, REPRESENTING MORE THAN 1.7 MILLION PATIENT VISITS. THE COLLEGE HAS A POLICY OF PROVIDING HEALTH CARE SERVICES WITHOUT CHARGE, OR AT AMOUNTS LESS THAN ESTABLISHED RATES, TO PATIENTS WHO ARE UNABLE TO PAY AND WHO MEET CERTAIN ELIGIBILITY CRITERIA ESTABLISHED IN THE COLLEGE'S COMMUNITY CARE POLICY. IN FY2011, THE COLLEGE PROVIDED APPROXIMATELY $9.6 MILLION IN CARE UNDER THIS POLICY. MEDICAL COLLEGE OF WISCONSIN PROVIDERS PRACTICE AT THREE MAJOR AFFILIATES - FROEDTERT HOSPITAL, CHILDREN'S HOSPITAL OF WISCONSIN, AND THE ZABLOCKI VA MEDICAL CENTER - AND MANY OTHER HOSPITALS AND CLINICS IN THE MILWAUKEE AREA. FORM 990, PART III, LINE 4D PUBLIC AND COMMUNITY HEALTH - THE MEDICAL COLLEGE OF WISCONSIN INVESTS SIGNIFICANTLY IN EXPANDING ITS COMMUNITY MISSION TO BUILD STRATEGIC COMMUNITY-ACADEMIC PARTNERSHIPS THAT HAVE THE GREATEST IMPACT ON WISCONSIN'S MOST CRITICAL HEALTH NEEDS. MORE THAN 150 FACULTY FROM OVER 20 DEPARTMENTS AND CENTERS ARE WORKING WITH GREATER THAN 200 DIVERSE COMMUNITY GROUPS TO ADVANCE PUBLIC AND COMMUNITY HEALTH IN THE METRO MILWAUKEE AREA AND THROUGHOUT WISCONSIN. FORM 990, PART VI, LINE 2 MARY ELLEN STANEK, TIMOTHY SULLIVAN AND EDWARD ZORE, TRUSTEES, ARE ON THE BOARD OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY (NML). EDWARD ZORE IS RETIRED CHAIRMAN/CEO OF NML. CURT CULVER AND GALE KLAPPA, TRUSTEES, ARE ON THE BOARD OF WI ENERGY CORPORATION. GALE KLAPPA IS CHAIRMAN, PRESIDENT AND CEO OF WI ENERGY CORPORATION. ELIZABETH BRENNER, MARY ELLEN STANEK AND OWEN SULLIVAN, TRUSTEES, ARE ON THE BOARD OF JOURNAL COMMUNICATIONS, INC. ELIZABETH BRENNER IS EXECUTIVE VICE PRESIDENT OF JOURNAL COMMUNICATIONS, INC. CURT CULVER AND MARY ELLEN STANEK, TRUSTEES, ARE ON THE BOARD OF WEST BEND MUTUAL INSURANCE COMPANY. TED KELLNER, DENNIS KUESTER, AND JOHN SHIELY, TRUSTEES, ARE ON THE BOARD OF MARSHALL & ILSLEY CORPORATION. CORY NETTLES, TRUSTEE, IS ON THE BOARD OF BAIRD FUNDS, INC., A DIVISION OF ROBERT W. BAIRD & CO., INC. MARY ELLEN STANEK, TRUSTEE, IS MANAGING DIRECTOR OF ROBERT W. BAIRD & CO., INC. AND PRESIDENT OF BAIRD FUNDS, INC. TED KELLNER, TRUSTEE, IS ON THE BOARD OF MASON WELLS, INC. JOHN BYRNES, TRUSTEE, IS EXECUTIVE MANAGING DIRECTOR OF MASON WELLS, INC. EDWARD ZORE, TRUSTEE, IS ON THE BOARD OF MANPOWERGROUP. OWEN SULLIVAN, TRUSTEE, IS EXECUTIVE VICE PRESIDENT OF MANPOWERGROUP. FORM 990, PART VI, LINE 3 THE COLLEGE CONTRACTS WITH AN INDIVIDUAL TO FUNCTION AS THE VICE PRESIDENT OF INFORMATION SERVICES. FORM 990, PART VI, LINE 4 THE COLLEGE BY-LAWS WERE AMENDED ON JANUARY 21, 2011, TO FURTHER DEFINE THE BOARD COMMITTEE'S AND SENIOR MANAGEMENT'S ROLES AND RESPONSIBILITIES. IN ADDITION, FROEDTERT MEMORIAL LUTHERAN HOSPITAL WILL NO LONGER NOMINATE TWO BOARD TRUSTEES FOR THE COLLEGE. FORM 990, PART VI, LINE 7A ONE-THIRD OF THE TRUSTEES OF THE COLLEGE ARE APPOINTED BY THE GOVERNOR OF THE STATE OF WISCONSIN, WITH THE ADVICE AND CONSENT OF THE STATE SENATE. THE BALANCE OF THE TRUSTEES ARE ELECTED BY MAJORITY VOTE OF ALL TRUSTEES. FORM 990, PART VI, LINE 11B THE FORM 990 WAS PREPARED WITH THE ASSISTANCE OF PRICEWATERHOUSECOOPERS, THE COLLEGE'S EXTERNAL TAX PREPARERS, AND A FINAL DRAFT WAS REVIEWED BY THE CONTROLLER AND THE CHIEF FINANCIAL OFFICER. AN OVERVIEW OF THE FINAL DRAFT OF FORM 990 WAS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES BY PRICEWATERHOUSECOOPERS AND SENIOR MANAGEMENT. A FINAL COPY OF FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, LINE 12C THE COLLEGE HAS A CONFLICT OF INTEREST POLICY WHICH REQUIRES BOARD MEMBERS AND EMPLOYEES TO REPORT ANNUALLY ON CONFLICTS OF INTEREST FOR THEMSELVES AND FAMILY MEMBERS. EMPLOYEE DISCLOSURE FORMS ARE REVIEWED BY THE CORPORATE COMPLIANCE OFFICE. IF THERE IS A POTENTIAL CONFLICT, THE EMPLOYEE MUST COMPLETE A REQUEST FOR APPROVAL OF OUTSIDE ACTIVITY FORM TO THE APPROPRIATE APPROVER BEFORE UNDERTAKING THE ACTIVITY. APPROVERS VARY DEPENDING ON THE LEVEL OF THE EMPLOYEE. WRITTEN APPROVAL OR DISAPPROVAL IS THEN PROVIDED. THE COLLEGE'S GENERAL COUNSEL AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEW THE DISCLOSURE FORMS IF THEY RELATE TO A BOARD MEMBER. DISCLOSED CONFLICTS BECOME A MATTER OF BOARD RECORD THROUGH THE DISCLOSURE FORM. ANY CONFLICTS MUST ALSO BE DISCLOSED WHEN THE INTEREST BECOMES A MATTER OF BOARD OR BOARD COMMITTEE ACTION. IF A CONFLICT OF INTEREST ARISES FOR A MEMBER OF THE BOARD OF TRUSTEES WHILE THE BOARD OR ITS COMMITTEES ARE CONSIDERING, AUTHORIZING, OR RATIFYING A CONTRACT OR OTHER MATTER, THE BOARD MEMBER MUST EXCLUDE HIMSELF/HERSELF FROM THE DELIBERATIONS AND VOTE AND THE MINUTES OF THE MEETING MUST REFLECT THAT A DISCLOSURE WAS MADE, THE ABSTENTION FROM VOTING, THE QUORUM SITUATION AND THE DETERMINATION THAT THE PROPOSED CONTRACT OR TRANSACTION IS FAIR AND REASONABLE TO THE COLLEGE. FORM 990, PART VI, LINES 15A & 15B THE COMPENSATION COMMITTEE ADOPTED A CHARTER, APPROVED BY THE BOARD OF TRUSTEES, TO MONITOR AND COMPLY WITH THE COMPENSATION FOR, AND TRANSACTIONS WITH, CERTAIN OFFICERS. THIS CHARTER IS ACTIVELY MONITORED BY THE GENERAL COUNSEL, THE CORPORATE COMPLIANCE OFFICE AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS MADE UP OF AT LEAST THREE MEMBERS OF THE BOARD WHO MEET THE FOLLOWING QUALIFICATIONS: 1) NOT AN EMPLOYEE OF THE COLLEGE; 2) DOES NOT RECEIVE DIRECTLY OR INDIRECTLY FEES FROM THE COLLEGE FOR ACCOUNTING, CONSULTING, LEGAL SERVICES, INVESTMENT BANKING OR FINANCIAL ADVISORY SERVICES; AND 3) HAS NO IDENTIFIED CONFLICTS OF INTEREST WITH RESPECT TO ANY PROPOSED COMPENSATION TRANSACTION OR ARRANGEMENT. THE COMPENSATION COMMITTEE'S OVERSIGHT ROLE INCLUDES, BUT IS NOT LIMITED TO, ESTABLISHING AND REVIEWING THE COLLEGE EXECUTIVE COMPENSATION PHILOSOPHY AND STRATEGY, EVALUATING THE PERFORMANCE OF THE PRESIDENT, ACCEPTING THE PRESIDENT'S PERFORMANCE EVALUATIONS OF CERTAIN OFFICERS, DETERMINING COMPENSATION LEVELS BASED ON THESE PERFORMANCE REVIEWS, AND ENGAGING OUTSIDE ADVISORS TO PROVIDE OBJECTIVE AND IMPARTIAL COMPENSATION DATA AND TO EXPRESS AN OPINION ON TOTAL COMPENSATION REASONABLENESS. APPROVAL OF COMPENSATION DECISIONS FOR CERTAIN OFFICERS IS DOCUMENTED IN THE MINUTES OF THE COMPENSATION COMMITTEE AND REPORTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION DECISIONS FOR ALL OTHER OFFICERS AND KEY EMPLOYEES ARE DETERMINED BY THE PRESIDENT, DEAN, OR SENIOR VICE PRESIDENT BASED ON PERFORMANCE ASSESSMENT AND BUDGETARY GUIDELINES, UTILIZING EXTERNAL COMPENSATION DATA FROM THE ANNUAL ASSOCIATION OF AMERICAN MEDICAL COLLEGES SURVEY TO EVALUATE COMPARABILITY TO MARKET COMPENSATION TRENDS. FORM 990, PART VI, LINE 19 THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART VII, SECTION A JULIA UIHLEIN AND DAVID WARLTIER, MD, PHD ARE COMPENSATED FOR THEIR WORK AT THE MEDICAL COLLEGE OF WISCONSIN, INC. AS PROFESSORS OR PHYSICIANS, NOT FOR THEIR ROLES AS TRUSTEES. JOSEPH E. KERSCHNER, MD, ROBERT M. KLIEGMAN, MD, JAMES S. TWEDDELL, MD, AND JOHN G. THOMETZ, MD ARE COMPENSATED FOR THEIR PHYSICIAN AND ADMINISTRATOR ROLES BOTH AT THE COLLEGE AND AT CHILDREN'S SPECIALTY GROUP, INC., A RELATED ORGANIZATION. THE COLLEGE USES A STANDARD 40 HOUR WORK WEEK AS A REPRESENTATION OF A FULL-TIME EMPLOYEE. FORM 990, PART XI, LINE 5 UNREALIZED GAIN ON INVESTMENTS $98,653,313 UNREALIZED GAIN ON INTEREST RATE SWAP $2,413,634 GAIN ON INVESTMENTS IN JOINT VENTURES $1,981,974 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS $729,258 TRANSFER TO RELATED ORGANIZATION $(1,500,000) ------------ TOTAL $102,278,179 SCHEDULE K, PART I THE COLLEGE'S 2004 BONDS CONSISTED OF THREE TAX-EXEMPT SERIES (SERIES A, B1, AND B2), WHICH WERE ALL INCLUDED ON TWO FORM 8038'S UPON ISSUANCE. ONE FORM 8038 REPORTED THE NEW AMOUNTS BORROWED AND THE OTHER REPORTED A REFUNDING OF THE COLLEGE'S 1993 BONDS. THE 2004 SERIES B1 AND B2 BONDS WERE SUBSEQUENTLY REFUNDED BY TWO 2008 BOND SERIES AND ONLY THE 2004 SERIES A BONDS REMAIN OUTSTANDING AS OF JUNE 30, 2011. THE ISSUE PRICE INCLUDED ON SCHEDULE K, PART 1, LINE 1 FOR SERIES 2004A REPRESENTS ONLY THE PORTION OF THE 2004 BONDS TOTAL ISSUE PRICE OF $121,279,203 REPORTED ON THE TWO FORM 8038'S THAT RELATES TO THE 2004 SERIES A BONDS. IN ADDITION, THE FINAL CUSIP NUMBER ON THE TWO FORM 8038'S RELATED TO A 2004 SERIES B2 BOND, WHICH IS NO LONGER OUTSTANDING. THE FINAL CUSIP NUMBER INCLUDED ON SCHEDULE K, PART 1, LINE 1 FOR SERIES 2004A REPRESENTS ONE OF THE TWO LATEST BONDS WHICH MATURE ON DECEMBER 1, 2024. THE OTHER FINAL CUSIP NUMBER WHICH ALSO MATURES ON DECEMBER 1, 2024 IS 97710VWQ7. SCHEDULE K, PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE AND THE PROCEEDS OF THE BOND ISSUE FOR SERIES 2004A, SERIES 2008A, AND SERIES 2008B RELATE TO INVESTMENT INCOME ON RESERVE AND CONSTRUCTION FUNDS. Schedule K, Part III, LINE 3C THE COLLEGE UTILIZES INTERNAL COUNSEL TO REVIEW ITS MANAGEMENT CONTRACTS, SERVICE CONTRACTS AND RESEARCH AGREEMENTS RELATING TO FINANCED ASSETS. The MCW Research Foundation Inc 8701 Watertown Plank Rd Milwaukee WI 53226 391454191 Research WI 501(C)(3) 11a-I MED COLLEGE true Children's Specialty Group Inc 999 North 92nd St STE C740 Milwaukee WI 53226 391990012 Pediatrics WI 501(C)(3) 11a-I NA false MCW Affiliated Hospitals Inc 8701 Watertown Plank Rd Milwaukee WI 53226 391341366 grad med ed WI 501(C)(3) 11a-I NA false Blue & Green I Condo Association Inc 8701 Watertown Plank Rd Milwaukee WI 53226 262355106 Building Mgmt WI na C Corp 0 0 0.69000 MCW Prof Liability Insurance Program 8701 Watertown Plank Rd Milwaukee WI 53226 396484662 self InsurE WI na Trust 973000 19878000 1.00000 CHARITABLE REMAINDER TRUSTS (4) SUPPORT WI NA TRUST false false false false false false false false false false true false false false false true true true MCW Prof Liability Insurance Program p 1105858 CASH BASIS MCW PROF LIABILITY INSURANCE PROGRAM Q 1500000 CASH BASIS