2012-05-14T16:53:20-05:00 2011-06-30 WINDES & MCCLAUGHRY ACCT CORP PO BOX 87 LONG BEACH CA 908010087 990 2010-07-01 330567945 CAL STATE FULLERTON PHILANTHROPIC FOUNDATION CALS 6572782118 2600 NUTWOOD AVE NO 850 FULLERTON CA 92831 PAMELA C HILLMAN 6572782118 2012-05-11 1 DONITA M JOSEPH 5624351191 2010 2016-02-24 21:20:13Z PAMELA HILLMAN 2600 NUTWOOD AVE NO 850 FULLERTON CA 92831 14515297 0 X HTTP://WWW.FULLERTON.EDU/FOUNDATION/ X 1993 CA SUPPORT THE PEOPLE AND PROGRAMS OF CALIFORNIA STATE UNIVERSITY, FULLERTON. 31 28 0 50 0 0 8773284 6855806 285026 1119776 792072 809038 35870 133261 9886252 8917881 4909599 4152067 0 0 707702 1592776 0 0 134918 1907999 3279136 7525300 9023979 2360952 -106098 55809203 60991437 446639 1339216 55362564 59652221 TO ACTIVELY PROMOTE, PURSUE AND STEWARD PRIVATE SUPPORT FOR THE ADVANCEMENT OF CALIFORNIA STATE UNIVERSITY, FULLERTON. 0 0 8602142 4152067 1119776 ADMINISTRATION OF ENDOWMENTS, SCHOLARSHIPS, GIFTS AND PUBLIC SUPPORT TO ASSIST CALIFORNIA STATE UNIVERSITY AT FULLERTON IN ITS EDUCATION ENRICHMENT PROGRAMS. 8602142 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 89 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 31 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X IRA UNTERMAN 6572782118 2600 NUTWOOD AVE 850 FULLERTON CA 92831 RICHARD ACKERMAN 1.00 X 0 0 0 WYLIE AITKEN 1.00 X 0 0 0 KATHERINE ALLRED 1.00 X 0 0 0 ROBERT ALVARADO 1.00 X 0 0 0 BALA BALKRISHNA 1.00 X 0 0 0 JO BANDY 1.00 X 0 0 0 DAN BLACK 1.00 X 0 0 0 DAVID BOWMAN 1.00 X 0 81560 31625 MARILYN BREWER 1.00 X 0 0 0 GREG BUNCH 1.00 X 0 0 0 ANNETTE FELICIANI 3.00 X X 0 0 0 PAUL FOLINO 1.00 X 0 0 0 MILTON GORDON 5.00 X X 0 294615 65129 ED HAYS 1.00 X 0 0 0 JERRY JOHNSTON 1.00 X 0 0 0 JOSE LARA 3.00 X X 0 0 0 JOSEPH LOPEZ 1.00 X 0 0 10989 DEBRA LUTHER 3.00 X X 0 0 0 MARGARET MCCARTHY 1.00 X 0 0 0 STEVEN G MIHAYLO 1.00 X 0 0 0 JOHN MILLER 1.00 X 0 0 0 JULIE MILLER-PHIPPS 1.00 X 0 0 0 GEOFFREY PAYNE 1.00 X 0 0 0 KERRI RUPPERT-SCHILLER 1.00 X 0 0 0 DOUG SIMAO 3.00 X X 0 0 0 JEFFREY VAN HARTE 1.00 X 0 0 0 VICTORIA VASQUES 1.00 X 0 0 0 VERNE WAGNER 1.00 X 0 0 0 JOAN WALTMAN 1.00 X 0 0 0 MITCH ZEHNER 1.00 X 0 0 0 PAMELA HILLMAN 10.00 X X 0 194729 43699 IRA N UNTERMAN 15.00 X 0 89978 27762 0 660882 179204 0 0 1 0 0 460357 592711 5802738 593429 6855806 CAMPUS PROGRAMS 900099 1119776 1119776 1119776 806660 806660 4720812 4718434 2378 2378 2378 878982 592711 878982 0 OTHER INCOME 900099 133261 133261 133261 8917881 1119776 0 942299 4148287 4148287 3780 3780 1431030 1397681 33349 161746 150679 11067 6134 6134 101094 101094 73497 73497 397352 397352 124794 103736 21058 129658 122852 6806 184485 176362 8123 21677 21677 PROGRAM COSTS 1777124 1686622 90502 EQUIP RENTAL/MAINT. 375978 375978 BANK FEES 42435 42435 COMMUNICATIONS 23148 23148 ROOM RENTALS 12759 12759 9001 2906 6095 9023979 8602142 286919 134918 195431 215650 9771721 14180726 17031103 14937745 3716 15000 28559445 31408471 0 0 0 247787 233845 55809203 60991437 446639 1339216 446639 1339216 X -275804 982099 18809594 19168818 36828774 39501304 55362564 59652221 55809203 60991437 X -106098 4395755 X 0 1 1 X 0 X 7076885 22443565 13324466 8773284 7448517 59066717 7076885 22443565 13324466 8773284 7448517 59066717 6316563 52750154 1103159 980435 563148 708731 806660 4162133 180325 180325 35870 133261 169131 63578306 2219452 0.82970 0.84030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 36761025 4189992 4884815 1469620 44366212 33252755 2088141 1631023 210894 36761025 31680976 5261122 -3410350 278993 33252755 0.11310 0.88690 0 0 0 8917881 9023979 -106098 4395755 4395755 4289657 13240139 4395755 4395755 8844384 73497 73497 8917881 8950482 0 8950482 73497 73497 9023979 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO SUPPORT SCHOLARSHIPS AND PROGRAMS THAT PROVIDE EDUCATIONAL ENRICHMENT FOR CALIFORNIA STATE UNIVERSITY, FULLERTON. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND 23701(D) OF THE REVENUE AND TAXATION CODE, RESPECTIVELY. IN ADDITION, THE FOUNDATION HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE TO BE A PUBLIC CHARITY AND NOT A "PRIVATE FOUNDATION." THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS ITS FILING STATUS AS TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL PURPOSES IS THREE YEARS AND FOR STATE PURPOSES IS GENERALLY THREE TO FOUR YEARS. FRONT AND CENTER 800796 177946 622850 249424 118173 225000 30253 FOLINO INVITATIONAL 191075 104797 86278 35471 11364 39443 8 479822 309968 169854 31970 91882 13021 32981 1471693 592711 878982 316865 221419 238021 102677 878982 0 1 CALIFORNIA STATE UNIVERSITY FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330632102 501(C)(3) 2659943 FUNDING FOR SCHOLARSHIPS, PROGRAMS, BUILDINGS, AND OTHER SCHOOL RELATED ACTIVITIES. CSUF AUXILIARY SERVICES CORPORATION 2600 NUTWOOD SUITE 250 FULLERTON CA 92831 952081258 501(C)(3) 25150 FUNDS FOR SCHOLARSHIPS 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CERTAIN SCHOLARSHIPS MAY BE PAID DIRECTLY TO INDIVIDUALS BY CSUFPF AS APPROVED BY UNIVERSITY STUDENT FINANCIAL SERVICES, AS WHEN AN AWARD IS PROCESSED FOR PRIOR SEMESTER TO A STUDENT WHO HAS GRADUATED AND IS NO LONGER ENROLLED IN THE UNIVERSITY. THESE GRANTS ARE PAID FOR EDUCATIONAL EXPENSES THAT THE STUDENT WILL OR HAS INCURRED. DIRECT SCHOLARSHIP PAYMENTS MAY ALSO BE MADE TO A THIRD PARTY FOR THE BENEFIT OF A CALIFORNIA STATE UNIVERSITY FULLERTON STUDENT, SUCH AS PAYMENTS TO BOOKSTORES FOR BOOK SCHOLARSHIPS OR DIRECTLY TO CSUF FOR OFFSET A STUDENT'S TUITION OR FEES. MONIES FOR SUPPORT OF CALIFORNIA STATE UNIVERSITY FULLERTON STUDENTS AND PROGRAMS ARE TRANSFERRED (GRANTED) TO THE UNIVERSITY AS NEEDED AND REQUESTED BY CAMPUS AUTHORIZED ACCOUNT SIGNATORIES. THE USE OF THESE FUNDS ARE EITHER FOR SCHOLARSHIP OR UNIVERSITY PROGRAMS. THERE IS COMMON CONTROL AND OVERSIGHT REGARDING THE USE OF THE FUNDS, AS THE PRESIDENT OF THE UNIVERSITY SITS ON THE FOUNDATION'S BOARD OF DIRECTORS. X 0 0 0 0 0 0 0 0 0 MILTON GORDON 0 294615 0 0 0 0 0 52145 0 12984 0 359744 0 0 PAMELA HILLMAN 0 194729 0 0 0 0 0 31102 0 12597 0 238428 0 0 SUPPLEMENTAL INFORMATION PART III THE SALARIES PAID TO ANY GOVERNOR OR OFFICER OF THE ORGANIZATION ARE PAID BY CALIFORNIA STATE UNIVERSITY, FULLERTON. ANY COMPENSATED GOVERNOR ONLY RECEIVES COMPENSATION FOR THEIR SERVICE TO THE UNIVERSITY, NOT TO THE FOUNDATION. THE FOUNDATION DOES NOT UTILIZE ANY PROCEDURES TO DETERMINE COMPENSATION FOR GOVERNORS OR THE OFFICERS BECAUSE THEY DO NOT PAY THE COMPENSATION, NOR IS IT PAID ON THE FOUNDATION'S BEHALF. THE COMPENSATION IS DETERMINED AND REVIEWED BY THE CSU BOARD OF TRUSTEES, USING METHODS TO DETERMINE REASONABLE COMPENSATION THAT ARE GOVERNED BY THE REQUIREMENTS OF THE CSU SYSTEM AND THE STATE OF CALIFORNIA. THE EXECUTIVE DIRECTOR'S COMPENSATION IS BASED ON THE RESULT OF COMPENSATION SURVEYS AND STUDIES CONDUCTED UNDER THE AUSPICES OF THE CSU VICE CHANCELLOR FOR HUMAN RESOURCES. X 1 625 APPRAISED VALUE X 126197 FMV X 21 283845 HIGH/LOW FMV X 1 2905 APPRAISAL X 8 2642 FAIR MARKET VALUE X EDU. MATERIALS 9 21177 FMV X AUCTION ITEMS 300 89182 FMV X EQUIPMENT 1 66856 APPRAISAL 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE EXECUTIVE AND THE AUDIT COMMITTEES. ANY CHANGES TO THE FORM 990 ARE COMMUNICATED TO THE PREPARER OF THE FORM 990 AND REVISIONS ARE MADE AS SOON AS POSSIBLE TO ENSURE THE FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE ON A TIMELY BASIS. BEFORE THE RETURN IS FILED, A FINAL COPY OF THE FORM IS FORWARDED TO THE ENTIRE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS DOCUMENTED THROUGH COMPLETION OF A CONFLICT OF INTEREST DISCLOSURE FORM WHICH IS SIGNED BY ALL MEMBERS OF THE BOARD OF GOVERNORS. NO MEMBER OF THE BOARD OF GOVERNORS SHALL BE FINANCIALLY INTERESTED IN ANY CONTRACT OR OTHER TRANSACTION ENTERED INTO BY THE BOARD OF GOVERNORS THAT IS NOT IN ACCORDANCE WITH THE CONFLICT OF INTEREST PROVISIONS SET FORTH IN EDUCATION CODE SECTIONS 89906 89909. FORM 990, PART VI, SECTION C, LINE 19 THE TAX-EXEMPT APPLICATION, DETERMINATION LETTER, ARTICLES OF INCORPORATION, BY-LAWS, AND FORM 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST AT THE FOUNDATION'S MAIN OFFICE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 4,395,755. COMPENSATION PROCEDURES FORM 990, PART VI, LINE 15A AND 15B NO REASONABLE COMPENSATION DETERMINATION PROCESS IS IN PLACE AS THE PHILANTHROPIC FOUNDATION DOES NOT COMPENSATE ANY INSIDERS. FUNDRAISING EXPENSES FORM 990, PART I, LINE 16B THE PHILANTHROPIC FOUNDATION DOES NOT CONDUCT FUNDRAISING SPECIAL EVENTS, ANNUAL FUND SOLICITATIONS, OR EMPLOY PROFESSIONAL FUNDRAISERS. THUS, THERE ARE MINIMAL FUNDRAISING EXPENDITURES INCURRED BY THE ORGANIZATION. THE MAJORITY OF THE FUNDRAISING EFFORTS ARE UNDERTAKEN BY CALIFORNIA STATE UNIVERSITY, FULLERTON AND CLUBS AND ORGANIZATION AFFILIATED WITH THE UNIVERSITY. THE FOUNDATION IS SET UP TO ADMINISTER AND MONITOR THE USAGE OF THE CONTRIBUTIONS AND GRANTS RECEIVED, BUT TAKES ON MINIMAL FUNDRAISING EFFORTS. CALIFORNIA STATE UNIVERSITY FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330632102 EDUCATIONAL INSTITUTION CA 501(C)(3) LINE 5 N/A 0 CAL STATE UNIVERSITY FULLERTON ALUMNI ASSOCIATION 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330038884 FURTHER THE INTEREST OF CSUF CA 501(C)(3) LINE 9 N/A 0 FULLERTON ARBORETUM 1900 ASSOCIATED RD FULLERTON CA 92831 330082239 BOTANICAL GARDENS CA 501(C)(3) LINE 7 N/A 0 CAL STATE UNIVERSITY FULLERTON AUXILIARY SERVICE CORP 2600 NUTWOOD STE 250 FULLERTON CA 92831 952081258 SUPPORT CSUF CA 501(C)(3) LINE 11B, II N/A 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 0 CAL STATE UNIVERSITY FULLERTON B 2659943 CASH CAL STATE UNIVERSITY FULLERTON O 3397603 CASH CAL STATE UNIVERSITY FULLERTON P 187542 CASH CAL STATE UNIVERSITY FULLERTON Q 141089 CASH