2012-05-10T09:11:46-05:00 2011-12-31 300038643 VARNEY & ASSOCIATES CPAS LLC 120 NORTH JULIETTE MANHATTAN KS 665026092 990 2011-01-01 486106237 KANSAS STATE UNIVERSITY RESEARCH FOUNDATION KANS 7855325720 2005 RESEARCH PARK CIRCLE NO 105 MANHATTAN KS 66502 BRUCE SHUBERT 7855325720 2012-05-04 1 MICHELLE CROW P00249476 7855372202 2011 2016-02-24 21:20:13Z RW TREWYN 2005 RESEARCH PARK CIRCLE NO 105 MANHATTAN KS 66502 1962086 0 X WWW.K-STATE.EDU/TECH.TRANSFER X 1942 KS TO PROMOTE, ENCOURAGE, & AID SCIENTIFIC INVESTIGATION, RESEARCH & TECHNOLOGY TRANSFER AT K-STATE 19 19 0 0 0 0 0 43825 1661833 1813431 151395 103994 0 0 1813228 1961250 31789 97272 0 0 251544 259428 0 0 0 1345929 1416355 1629262 1773055 183966 188195 5665941 5681562 997445 981855 4668496 4699707 TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION, RESEARCH AND TECHNOLOGY TRANSFER AT KANSAS STATE UNIVERSITY 0 0 386905 231313 NEW PATENTS AND MAINTENANCE OF OLD PATENTS 885342 1562758 ROYALTY SHARES 104654 16312 ALL OTHER 1376901 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 1 78 0 1 0 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 KS X TRESA LANDIS 7855325720 2005 RESEARCH PARK CIRCLE STE 105 MANHATTAN KS 66502 RW TREWYN 1.00 X 0 206359 0 BRUCE FERGUSON 1.00 X 0 0 0 JAMES GUIKEMA 1.00 X X 0 160730 0 BRUCE SHUBERT 1.00 X X 0 199510 0 BYRON JONES 1.00 X 0 182809 0 APRIL MASON 1.00 X 0 303483 0 ERNIE MINTON 1.00 X 0 153774 0 CHERYL STRECKER 1.00 X 0 154253 0 RONALD IMAN 1.00 X 0 0 0 ROBBA MORAN 1.00 X 0 0 0 VIRGINIA MOXLEY 1.00 X 0 178018 0 BONNIE RUSH 1.00 X 0 175691 0 JOE FARRAR 1.00 X 0 0 0 RYSZARD JANKOWIAK 1.00 X 0 142154 0 MICHAEL TOKACH 1.00 X 0 108911 0 LUCY WILLIAMS 1.00 X 0 0 0 DIRK MAIER 1.00 X 0 171350 0 BART FISHER 1.00 X 0 0 0 JOHN KUENZI 1.00 X 0 0 0 0 2137042 0 0 0 1 0 HOVEY WILLIAMS 10801 MASTIN BLVD STE 1000 OVERLAND PARK KS 66210 LEGAL SERVICES 202974 KSU-IC 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 MANAGEMENT, RENT AND ROYALTIES 175742 2 43825 43825 ROYALTIES 541700 1562758 1562758 LEGAL REIMBURSEMENTS 541700 177633 177633 MAINTENANCE FEE REIMBU 541700 53680 53680 OTHER 541700 16312 16312 3048 3048 1813431 104830 104830 836 -836 -836 -836 1961250 1809547 0 107878 22679 22679 45512 45512 29081 29081 259428 259428 50000 50000 6250 6250 5198 5198 7415 7415 1016 1016 6145 6145 3579 3579 ROYALTIES 885342 885342 PATENT PROSECUTION 386905 386905 BAD DEBT 50000 50000 MISCELLANEOUS 7382 7382 7123 7123 1773055 1376901 396154 0 227475 23957 230000 305000 147877 193863 35000 35000 360 360 42420 37381 9907 5039 4993956 5096789 16790 15515 4576 6039 5665941 5681562 105481 157796 56750 70500 835214 753559 997445 981855 X 4668496 4699707 4668496 4699707 5665941 5681562 X 188195 -156984 X X 0 1 1 X 0 X X 0 0 0 KANSAS STATE UNIVERSITY 480771751 509(A)(3) 1 1 1 22679 1 22679 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 42420 37381 5039 5039 AMOUNTS HELD FOR OTHERS 674746 F INVESTMENTS-KSURF 2282129 F EQUITY INVESTMENTS 2139914 C 5096789 AMOUNTS HELD FOR OTHERS 674746 INVESTMENT SHARES PAYABLE 78813 753559 1961250 1773055 188195 -156984 -156984 31211 1804266 0 1804266 156984 156984 1961250 1773055 0 1773055 0 1773055 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS A NON-PROFIT ORGANIZATION EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, ACCORDINGLY, NO PROVISION HAS BEEN MADE FOR INCOME TAXES. FASB ASC 740-10-05 CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS. THIS TOPIC PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THIS TOPIC ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN INTERIM PERIODS, DISCLOSURE, AND TRANSITION. THE FOUNDATION HAS NOT IDENTIFIED ANY UNCERTAINTIES IN FEDERAL OR STATE INCOME TAXES FOR ANY OPEN TAX YEARS AS OF DECEMBER 31, 2011. THE FOUNDATION IS NO LONGER SUBJECT TO FEDERAL AND STATE TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008. NO AUTHORITIES HAVE COMMENCED INCOME TAX EXAMINATIONS AS OF DECEMBER 31, 2011. PART XII, LINE 4B - OTHER ADJUSTMENTS: NET UNREALIZED LOSS ON INVESTMENTS 156,984. 1 0 0 0 0 0 0 0 0 0 DOCTORAL SCHOLARSHIP ASSISTANCE EAST ASIA AND THE PACIFIC 3 29081 CASH PAYMENT TO KANSAS STATE UNIVERSITY 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE AWARDS ARE DETERMINED AND CANDIDATES SELECTED BY THE K-STATE GRADUATE SCHOOL. THE GRADUATE SCHOOL REQUESTS THE FUNDS FROM KSURF AS NEAR AS POSSIBLE TO THE BEGINNING OF APPLICABLE SCHOOL TERM AND THE FUNDS ARE DEPOSITED INTO A RESTRICTED FEES ACCOUNT. THE FUNDS USED FOR SCHOLARSHIPS ARE TRACKED IN A SEPARATE GL ACCOUNT FOR THE RESERVE AND THIS IS WHERE THE DETAIL OF USE OF THE FUNDS IS TRACKED. 1 KANSAS STATE UNIVERSITY 108 ANDERSON HALL MANHATTAN KS 66502 480771751 22679 GRANTS WERE ISSUED TO ASSIST IN RESEARCH AT KANSAS STATE UNIVERSITY. SCHOLARSHIPS 5 45512 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE AWARDS ARE DETERMINED AND CANDIDATES SELECTED BY THE K-STATE GRADUATE SCHOOL. THE GRADUATE SCHOOL REQUESTS THE FUNDS FROM KSURF AS NEAR AS POSSIBLE TO THE BEGINNING OF APPLICABLE SCHOOL TERM AND THE FUNDS ARE DEPOSITED INTO A RESTRICTED FEES ACCOUNT. THE FUNDS USED FOR SCHOLARSHIPS ARE TRACKED IN A SEPARATE GL ACCOUNT FOR THE RESERVE AND THIS IS WHERE THE DETAIL OF USE OF THE FUNDS IS TRACKED. X 0 0 0 0 0 0 0 0 0 RW TREWYN 0 206359 0 0 0 0 0 0 0 0 0 206359 0 0 JAMES GUIKEMA 0 160730 0 0 0 0 0 0 0 0 0 160730 0 0 BRUCE SHUBERT 0 199510 0 0 0 0 0 0 0 0 0 199510 0 0 BYRON JONES 0 182809 0 0 0 0 0 0 0 0 0 182809 0 0 APRIL MASON 0 303483 0 0 0 0 0 0 0 0 0 303483 0 0 ERNIE MINTON 0 153774 0 0 0 0 0 0 0 0 0 153774 0 0 CHERYL STRECKER 0 154253 0 0 0 0 0 0 0 0 0 154253 0 0 VIRGINIA MOXLEY 0 178018 0 0 0 0 0 0 0 0 0 178018 0 0 BONNIE RUSH 0 175691 0 0 0 0 0 0 0 0 0 175691 0 0 DIRK MAIER 0 171350 0 0 0 0 0 0 0 0 0 171350 0 0 KSU-IC CHAIR IS CHAIRMAN OF BOARD OF KSU-IC 175742 ROYALTIES, RENT AND MANAGEMENT 1 KANSAS WHEAT ALLIANCE VP OF KSURF IS A BOARD MEMBER 269978 ROYALTY REVENUE IS RECEIVED AS RESULT OF BEING A LICENSEE 1 FORM 990, PART VI, SECTION A, LINE 6 THE NONPROFIT HAS MEMBERS FORM 990, PART VI, SECTION A, LINE 7A THE OTHER BOARD MEMBERS ELECT NEW BOARD MEMBERS FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 WILL BE EMAILED TO EACH BOARD MEMBER PRIOR TO FILING AND THEY WILL INDICATE APPROVAL AT THE MAY BOARD MEETING FORM 990, PART VI, SECTION B, LINE 12C THE ANNUAL DECLARATION AND DISCLOSURE STATEMENT IS COMPLETED EACH YEAR AND IS THEN REVIEWED TO SEE IF THEY ARE BEING MANAGED. THIS IS PART OF THE KANSAS STATE UNIVERSITY POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE ON THE ORGANIZATION WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE KANSAS STATE UNIVERSITY WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -156,984. THE BOARD OF DIRECTORS SELECTS THE INDEPENDENT AUDITOR. NO CHANGE FROM PRIOR YEARS. KANSAS STATE UNIVERSITY 110 ANDERSON HALL MANHATTAN KS 66506 480771751 HIGHER EDUCATION KS 0 KANSAS STATE UNIVERSITY INSTITUTE FOR COMMERCIALIZATION 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 481150841 RESEARCH AND DEVELOPMENT AND CREATION OF INCUBATORS TO PRODUCE JOBS IN KS KS 0 NACELLE THERAPEUTICS 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 481239040 COMMERCIALLY DEVELOP HUMAN THERAPEUTIC PRODUCTS AND TECHNOLOGIES FROM KSU. KS C 0.52770 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 1 0 KANSAS STATE UNIVERSITY O 259428 KSU-IC J 5724 KSU-IC L 50000 KSU-IC Q 118181 KSU-IC M 1624 KSU-IC O 213