2012-05-04T14:09:06-05:00 2011-06-30 MCGLADREY LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2010-07-01 340714654 THE COLLEGE OF WOOSTER COLL 3302632321 1101 NORTH BEVER STREET WOOSTER OH 44691 LAURIE L STICKELMAIER 3302632321 2012-05-04 1 ZACK FORTSCH 3126343400 2010 2016-02-24 21:20:13Z LAURIE L STICKELMAIER 1101 NORTH BEVER STREET WOOSTER OH 44691 255845863 0 X WWW.WOOSTER.EDU X 1866 OH THE COLLEGE OF WOOSTER IS A COMMUNITY OF INDEPENDENT MINDS, WORKING TOGETHER TO PREPARE STUDENTS TO BECOME LEADERS OF CHARACTER AND INFLUENCE IN AN INTERDEPENDENT GLOBAL COMMUNITY. 41 39 2426 1100 509946 0 24322043 13501862 83571108 92777292 8138401 4035743 30185 93496 116061737 110408393 32602585 37641838 0 0 44540836 46415950 0 14703 3570524 28835723 30949730 105979144 115022221 10082593 -4613828 435263223 460574875 57116842 56248211 378146381 404326664 X THE COLLEGE OF WOOSTER IS A COMMUNITY OF INDEPENDENT MINDS, WORKING TOGETHER TO PREPARE STUDENTS TO BECOME LEADERS OF CHARACTER AND INFLUENCE IN AN INTERDEPENDENT GLOBAL COMMUNITY. WE ENGAGE MOTIVATED STUDENTS IN A RIGOROUS AND DYNAMIC LIBERAL EDUCATION. MENTORED BY A FACULTY NATIONALLY RECOGNIZED FOR EXCELLENCE IN TEACHING, WOOSTER GRADUATES ARE CREATIVE AND INDEPENDENT THINKERS WITH EXCEPTIONAL ABILITIES TO ASK IMPORTANT QUESTIONS, RESEARCH COMPLEX ISSUES, SOLVE PROBLEMS, AND COMMUNICATE NEW KNOWLEDGE AND INSIGHT. 0 0 62311109 37417583 70890044 INSTRUCTION - THE COLLEGE OF WOOSTER IS A LIBERAL ARTS INSTITUTION THAT ENGAGES MOTIVATED STUDENTS IN A RIGOROUS AND DYNAMIC LIBERAL EDUCATION. STUDENTS ARE MENTORED BY A FACULTY NATIONALLY RECOGNIZED FOR EXCELLENCE IN TEACHING. THE COLLEGE OF WOOSTER AWARDED SCHOLARSHIPS TO 1,975 UNDERGRADUATE STUDENTS, AVERAGING $18,864 PER STUDENT, TO ASSIST IN MEETING CALCULATED FINANCIAL NEED. 15940742 17702960 AUXILIARY SERVICES - THE COLLEGE OF WOOSTER IS A RESIDENTIAL CAMPUS WITH 94% OF ITS FULL TIME UNDERGRADUATE STUDENTS RESIDING IN A RESIDENCE HALL OR PROGRAM HOUSE. THE OFFICE OF RESIDENCE LIFE MANAGES 14 RESIDENCE HALLS AND 30 PROGRAM HOUSES. STUDENTS HAVE SEVERAL THEME OPTIONS AVAILABLE INCLUDING CROSS CULTURAL LEARNING EXPERIENCES, LANGUAGE SUITES, INDEPENDENT SENIOR HOUSING, AND GREEK HOUSING. 15046871 120096 1182494 STUDENT SERVICES - THE COLLEGE OF WOOSTER SUPPORTS THE HOLISTIC GROWTH AND DEVELOPMENT OF STUDENTS THROUGH MEANINGFUL EXPERIENCES THAT FOSTER LEADERSHIP, SOCIAL AND MULTICULTURAL INTERACTIONS, AND COMMUNITY BUILDING. THE COLLEGE'S 120 STUDENT ORGANIZATIONS AND 21 ATHLETIC TEAMS REFLECT THE WIDE RANGE OF STUDENT INTERESTS, IDEAS, HOBBIES, AND PASSIONS. 10170398 104159 3001794 RESEARCH PROGRAMS, PUBLIC & ACADEMIC SUPPORT 10170398 104159 3001794 103469120 1 1 0 1 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 0 1 0 1 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 0 0 1 1 1 0 0 0 1 2563 0 1 2426 1 1 1 0 0 0 0 1 1 0 0 0 0 X 41 39 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 OH X PEGGY DEBARTOLO 3302632018 1101 NORTH BEVER STREET WOOSTER OH 44691 PAUL R ABBEY 1.50 X 0 0 0 RICHARD J BELL 1.50 X 0 0 0 SANDEEP BHATIA 1.50 X 0 0 0 JOAN BLANCHARD 1.50 X 0 0 0 DOUGLAS F BRUSH 5.00 X 0 0 0 MARJORIE M CARLSON 1.50 X 0 0 0 JOAN P CARTER 1.50 X 0 0 0 JAYNE HART CHAMBERS 5.00 X 0 0 0 JAMES T CLARKE 8.00 X 0 0 0 GRANT H CORNWELL 70.00 X X 479980 0 153450 DOON A FOSTER 1.50 X 0 0 0 DONALD R FREDERICO 5.00 X 0 0 0 STEPHEN C GAULT 5.00 X 0 0 0 DAVID H GUNNING 8.00 X 0 0 0 DIANE L HAMBURGER 1.50 X 0 0 0 JENNIFER A HAVERKAMP 5.00 X 0 0 0 JCJOHNSTON III 1.50 X 0 0 0 LEE E LIMBIRD 1.50 X 0 0 0 GREGORY A LONG 5.00 X 0 0 0 WILLIAM A LONGBRAKE 5.00 X 0 0 0 H CHRISTOPHER LUCE 1.50 X 0 0 0 JAMES A MCCLUNG 1.50 X 0 0 0 LYNNE D MCCREIGHT 5.00 X 0 0 0 E BLAKE MOORE JR 1.50 X 0 0 0 MARY A NEAGOY 5.00 X 0 0 0 THE HONORABLE SOLOMON OLIVER JR 5.00 X 0 0 0 JOHN P PAPP MD 1.50 X 0 0 0 DALE C PERRY 1.50 X 0 0 0 CHARLES S RYAN 1.50 X 0 0 0 MIKAEL SALOVAARA 1.50 X 0 0 0 ROBERT L SAVITT 1.50 X 0 0 0 RICHARD N SEAMAN 1.50 X 0 0 0 KENNETH SHAFER 1.50 X 0 0 0 MARIANNE MORROW SPRAGUE 1.50 X 0 0 0 SALLY J STALEY 1.50 X 0 0 0 PETER E SUNDMAN 5.00 X 0 0 0 NANCY WILKIN SUTHERLAND 1.50 X 0 0 0 CLARENCE R WILLIAMS 1.50 X 0 0 0 RUTH W WILLIAMS 1.50 X 0 0 0 JAMES R WILSON 1.50 X 0 0 0 SARA L PATTON 60.00 X 192075 0 28335 LAURIE L STICKELMAIER 60.00 X 184298 0 34657 MARY K VELLINES 40.00 X 222781 0 21468 W SCOTT FRIEDHOFF 60.00 X 165816 0 36332 CAROLYN R NEWTON 60.00 X 93354 0 15158 ELLEN F FALDUTO 60.00 X 108847 0 18575 KURT C HOLMES 60.00 X 97707 0 32567 ANGELA K JOHNSTON 60.00 X 42292 0 12182 W HAYDEN SCHILLING 40.00 X 144417 0 29834 STEPHEN L MOORE 40.00 X 115670 0 22323 JOHN W SELL 40.00 X 110302 0 26335 DONALD T JACOBS 40.00 X 104528 0 24751 KEITH D BECKETT 40.00 X 104275 0 13449 SHILA GARG 40.00 X 157451 0 28030 SHEILA WILSON 60.00 X 76157 0 14829 JERROD FOOTLICK 0.00 X 0 12000 0 2323793 0 497446 12 1 1 0 BCMC 305 MULBERRY WOOSTER OH 44691 CONSTRUCTION/PROJECT RELATED 9498562 ENERGY SYSTEMS GROUP INC 4655 ROSEBUD LANE NEWBURGH IN 47630 PERFORMANCE CONTRACT 1314266 MACLACHLAN CORNELIUS AND FILONI INC 200 THE BANK TOWER 307 FOURTH AVE PITTSBURGH PA 15222 ARCHITECTURE 1094943 DYNAMIX ENGINEERING LTD 855 GRANDVIEW AVENUE THIRD FLOOR COLUMBUS OH 43215 CONSULTING 211158 HILSCHER-CLARKE ELECTRIC CO INC 519 4TH STREET CANTON OH 44703 REPAIRS/CONSTRUCTION 161670 14 50000 4965 38220 920784 12487893 396183 13501862 TUITION AND FEES 900099 70582109 70582109 ROOM & BOARD 721000 16895102 16895102 STUDENT AUXILIARY SERV 451211 2182766 766282 457121 959363 STUDENT SERVICES 900099 1182494 1182494 ACADEMIC SUPPORT 900099 1101232 1101232 833589 833589 92777292 1560325 -26317 1586642 683 683 79913 34737 33046 46867 34737 81604 34737 46867 110893831 36975457 109923233 35470637 970598 1504820 2475418 44405 2431013 5595 4965 2207 3388 3388 16168 8347 7821 7821 110408393 91360808 509946 5035777 75260 75260 34171526 34171526 3395052 3395052 1925866 692977 887498 345391 32651965 28905736 2345035 1401194 2935286 2486239 308214 140833 6482494 6059573 154557 268364 2420339 2163869 132977 123493 97062 28208 67726 1128 148000 9264 138444 292 42126 42126 14703 14703 521159 5180 515979 2430453 1779396 470728 180329 118785 116667 1949 169 3344287 2529898 380796 433593 1696503 1403535 285507 7461 59491 55188 4303 2926579 2789106 110371 27102 2186614 1763392 111600 311622 439698 383944 28179 27575 485284 381399 103678 207 7418181 5892056 1416978 109147 72729 28578 3600 40551 COST OF GOODS SOLD 3063905 3040817 23088 OFF-CAMPUS PROGRAMS 2027776 2027776 REPAIRS & MAINTENANCE 1528931 1374801 139565 14565 LIBRARY MATERIALS 796514 796514 STUDENT PROGRAMS 476006 476006 1069647 637163 309679 122805 115022221 103469120 7982577 3570524 11196 12943 2727735 2384292 15938975 13376694 629107 675815 449454 375696 690659 649653 879914 897313 218725607 78129885 125113947 140595722 107499615 120647200 169394354 169311102 5153106 4409635 6775161 7238810 435263223 460574875 8539956 9625738 1749614 1897900 28115064 26561428 184297 149421 18527911 18013724 57116842 56248211 X 247512600 255569880 32679680 40440223 97954101 108316561 378146381 404326664 435263223 460574875 X -4613828 30794111 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 42126 42126 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THE COLLEGE OF WOOSTER CONTRACTED WITH MCALLISTER & QUINN LOBBYISTS TO ASSIST THE COLLEGE IN DISCOVERING POTENTIAL NEW GOVERNMENT SUPPORT FOR THE COLLEGE. 449754 X X X X 0 223981868 2673503 32489920 12456762 246688529 212953700 1505510 23584281 14061623 223981868 272666670 3038407 -41896793 20854584 212953700 0.51850 0.39650 0.08500 1 1 1 142349 1836506 1978855 822328 73940231 31920304 42842255 23298 78399929 20015378 58407849 10757 31590060 20381744 11219073 31960149 5812459 26147690 140595722 PARNTERSHIPS 169284015 F CROWN HILL CEMETERY LOTS 3027 F LAND: OCEOLA CITY, FL 4000 F KENARDEN LODGE - LAND 14370 F SMITH, MARGARET & ESTHER - JEWELRY: ESTHER SMITH 5690 F 169311102 ADVANCES FROM GOVERNMENT FOR STUDENT LOANS 3983582 ACCRUED CHARITABLE GIFT ANNUITY AND TRUST OBLIGATIONS 7930173 ASSET RETIREMENT OBLIGATION 1391907 ACCRUED POSTRETIREMENT BENEFIT OBLIGATION 4708062 18013724 110408393 115022221 -4613828 30794111 30794111 26180283 103432371 30794111 43600 30837711 72594660 37813733 37813733 110408393 77252088 43600 43600 77208488 37813733 37813733 115022221 PART III, LINE 4: THE COLLEGE'S COLLECTION INCLUDES CONTEMPORARY ART, ANCIENT POTTERY, ETHNOGRAPHIC MATERIALS, RARE BOOKS, GEOLOGICAL ROCKS, BIOLOGICAL SPECIMENS AND HISTORICAL ITEMS. THESE ITEMS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY AND PUBLIC EXHIBITION. THE COLLEGE CAPITALIZED COLLECTIONS PRIOR TO ASC958-605. AMOUNTS ARE INCLUDED IN THE FIXED ASSETS ON THE BALANCE SHEET. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE ESTABLISHMENT OF A BALANCED ENDOWMENT SPENDING POLICY TO A) ENSURE THAT OVER THE MEDIUM- TO LONG-TERM, SUFFICIENT INVESTMENT RETURN SHALL BE RETAINED IN THE ENDOWMENT TO PRESERVE AND GROW ITS ECONOMIC VALUE AS A FIRST PRIORITY; AND B) TO PROVIDE FUNDS FOR THE ANNUAL OPERATING BUDGET IN AN AMOUNT WHICH IS NOT SUBJECT TO LARGE FLUCTUATIONS FROM YEAR TO YEAR TO THE EXTENT POSSIBLE. EXPENDITURES FROM THE ENDOWMENT FUND ARE MADE TO FURTHER THE EXEMPT EDUCATIONAL PURPOSES OF THE COLLEGE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE QUALIFIES AS AN ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. AS SUCH, THE COLLEGE IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES EXCEPT FOR AMOUNTS DERIVED FROM UNRELATED BUSINESS ACTIVITIES AS DEFINED BY THE IRC. THE COLLEGE ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE COLLEGE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE COLLEGE, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE COLLEGE, AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. AT JUNE 30, 2011 AND 2010, THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES. WITH FEW EXCEPTIONS, THE COLLEGE IS NO LONGER SUBJECT TO EXAMINATIONS BY TAX AUTHORITIES FOR YEARS PRIOR TO 2007. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 33,046. GAMING EXPENSE 10,554. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 37,255,478. INVESTMENT MANAGEMENT AND OTHER COSTS 558,255. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 33,046. GAMING EXPENSE 10,554. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 37,255,478. INVESTMENT MANAGEMENT AND OTHER COSTS 558,255. THE COLLEGE'S ENDOWMENT CONSISTS OF APPROXIMATELY 1,130 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS (BOARD-DESIGNATED ENDOWMENT FUNDS). IN ACCORDANCE WITH GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. THE COLLEGE HAS INTERPRETED OHIO'S ENACTED VERSION OF UPMIFA AS REQUIRING THE PRESERVATION OF THE FAIR VALUE OF THE ORIGINAL GIFT AS OF THE GIFT DATE ABSENT EXPLICIT DONOR INSTRUCTIONS TO THE CONTRARY. THE COLLEGE CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS THE ORIGINAL GIFT VALUE PLUS THE VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENT. THE PERMANENT ENDOWMENT IS NOT REDUCED BY LOSSES ON THE INVESTMENTS, EXCEPT TO THE EXTENT REQUIRED BY THE DONOR, OR BY APPROPRIATIONS FROM THE ENDOWMENT FUND. THE ACCUMULATED PORTION OF A DONOR-RESTRICTED FUND THAT IS NOT PERMANENTLY RESTRICTED IS CLASSIFIED AS TEMPORARILY RESTRICTED NET ASSETS UNTIL APPROPRIATED FOR EXPENDITURE BY THE COLLEGE IN A MANNER CONSISTENT WITH THE STANDARD OF PRUDENCE PRESCRIBED BY OHIO'S ENACTED VERSION OF UPMIFA. APPROPRIATIONS FROM THE ENDOWMENT ARE USED TO SUPPORT SCHOLARSHIPS AND LOANS, FACULTY AND ACADEMIC PROGRAM SUPPORT, STUDENT AWARDS AND PRIZES, AND THE GENERAL OPERATIONS OF THE COLLEGE. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE IS IN COMPLIANCE WITH REV. PROC. 75-50. THE COLLEGE PUBLISHES ITS NONDISCRIMINATION POLICY IN DOCUMENTS USED FOR FINANCIAL AID, ADMISSIONS, AND STUDENT PROGRAMS, AND HAS THE POLICY POSTED ON ITS WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE PARTICIPATES IN VARIOUS FEDERAL STUDENT ASSISTANCE PROGRAMS INCLUDING PERKINS LOANS, PELL GRANTS, AND WORK STUDY ARRANGEMENTS. 1 CENTRAL AMERICA GRANTMAKING 372301 EAST ASIA GRANTMAKING 873202 EUROPE GRANTMAKING 410236 MIDDLE EAST GRANTMAKING 44553 NORTH AMERICA GRANTMAKING 2270 RUSSIA GRANTMAKING 76000 SOUTH AMERICA GRANTMAKING 57725 SOUTH ASIA GRANTMAKING 863853 SUB-SAHARAN AFRICA GRANTMAKING 694912 CENTRAL AMERICA 0 PROGRAM RESEARCH 2873 EAST ASIA 0 PROGRAM INSTRUCTION 8720 EAST ASIA 0 PROGRAM ACADEMIC SUPPORT 4698 EAST ASIA 0 PROGRAM STUDENT SERVICES 17315 EUROPE 0 PROGRAM INSTRUCTION 294837 EUROPE 0 PROGRAM RESEARCH 39393 EUROPE 0 PROGRAM ACADEMIC SUPPORT 2520 EUROPE 0 PROGRAM STUDENT SERVICES 8659 MIDDLE EAST 0 PROGRAM INSTRUCTION 2226 MIDDLE EAST 0 PROGRAM RESEARCH 5788 MIDDLE EAST 0 PROGRAM ACADEMIC SUPPORT 637 MIDDLE EAST 0 PROGRAM STUDENT SERVICES 3688 NORTH AMERICA 0 PROGRAM RESEARCH 560 NORTH AMERICA 0 PROGRAM ACADEMIC SUPPORT 6000 NORTH AMERICA 0 PROGRAM STUDENT SERVICES 8739 RUSSIA 0 PROGRAM RESEARCH 2753 RUSSIA 0 PROGRAM STUDENT SERVICES 2760 SOUTH AMERICA 0 PROGRAM INSTRUCTION 54094 SOUTH AMERICA 0 PROGRAM RESEARCH 4836 SOUTH ASIA 0 PROGRAM INSTRUCTION 22783 SOUTH ASIA 0 PROGRAM ACADEMIC SUPPORT 16287 SOUTH ASIA 1 PROGRAM STUDENT SERVICES 30662 SUB-SAHARAN AFRICA 0 PROGRAM INSTRUCTION 68500 SUB-SAHARAN AFRICA 0 PROGRAM RESEARCH 4111 SUB-SAHARAN AFRICA 0 PROGRAM ACADEMIC SUPPORT 5916 SUB-SAHARAN AFRICA 0 PROGRAM STUDENT SERVICES 906 CENTRAL AMERICA 0 CONFERENCE 1165 EAST ASIA 0 CONFERENCE 4403 EUROPE 0 CONFERENCE 31665 MIDDLE EAST 0 CONFERENCE 3193 NORTH AMERICA 0 CONFERENCE 15683 SOUTH AMERICA 0 CONFERENCE 1881 SUB-SAHARAN AFRICA 0 CONFERENCE 1545 EUROPE 0 FUNDRAISING 3827 NORTH AMERICA 0 FUNDRAISING 1405 SOUTH ASIA 0 FUNDRAISING 15413 EUROPE 0 INVESTMENTS 26057020 CENTRAL AMERICA 0 INVESTMENTS 105220614 0 0 0 1 0 1 2700140 132672987 135373127 SCHOLARSHIPS FOR COURSES CENTRAL AMERICA 14 361720 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES EAST ASIA 36 862615 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES EUROPE 33 395814 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES MIDDLE EAST 2 42870 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES RUSSIA 2 76000 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SOUTH AMERICA 2 52240 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SOUTH ASIA 35 859115 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SUB-SAHARAN AFRICA 22 677189 CREDIT TO STUDENT ACCOUNT STUDENT RESEARCH EUROPE 1 1022 TICKET FMV STUDENT RESEARCH CENTRAL AMERICA 3 1781 CHECK STUDENT RESEARCH EAST ASIA 1 1435 CHECK STUDENT RESEARCH EUROPE 13 13400 CHECK STUDENT RESEARCH MIDDLE EAST 1 1683 CHECK STUDENT RESEARCH NORTH AMERICA 3 2270 CHECK STUDENT RESEARCH SOUTH AMERICA 2 2735 CHECK STUDENT RESEARCH SOUTH ASIA 3 4738 CHECK STUDENT RESEARCH SUB-SAHARAN AFRICA 4 8973 CHECK VOCATIONAL GRANT CENTRAL AMERICA 4 8800 CHECK VOCATIONAL GRANT EAST ASIA 6 9152 CHECK VOCATIONAL GRANT SOUTH AMERICA 1 2750 CHECK VOCATIONAL GRANT SUB-SAHARAN AFRICA 4 8750 CHECK 1 0 0 0 0 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE COLLEGE FOLLOWS FEDERAL, STATE, DONOR, AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGIBILITY FOR SCHOLARSHIPS, PRIZES, AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING THE SELECTION CRITERIA, RECIPIENT ELIGIBILITY, HOW FUNDS MAY BE USED, AND ANY RELATED PARTY DISCLOSURES. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO STUDENT ACCOUNTS. OTHER GRANTS ARE MONITORED IN VARIOUS WAYS, INCLUDING REIMBURSING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS, AND/OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. OTHER INFORMATION SCHEDULE F, PART V SCHEDULE F, PART IV, LINE 6: THE COLLEGE REIMBURSED COSTS ASSOCIATED WITH A FACULTY RESEARCH TRIP TO LEBANON. THE COLLEGE WAS NOT REQUESTED TO NOR DID IT PARTICIPATE OR COOPERATE WITH AN INTERNATIONAL BOYCOTT. IN ADDITION, THERE WERE NO AGREEMENTS TO DO SO. FORM 5713 HAS BEEN PREPARED AND WILL BE FILED AS AN ATTACHMENT TO FORM 990-T, THE INCOME TAX RETURN FOR THE COLLEGE. IT WILL ALSO BE FILED SEPARATELY WITH THE INTERNAL REVENUE SERVICE CENTER IN OGDEN, UTAH. 16168 2875 168 5304 0 0.55900 16168 2875 168 5304 8347 7821 OH 0 THE COLLEGE CONDUCTED GAMES OF CHANCE ONLY AND NO LICENSE IS REQUIRED FOR A QUALIFIED CHARITABLE ORGANIZATION TO CONDUCT A GAME OF CHANCE. 0 0 0 1.00000 ANGELA JOHNSTON 1101 NORTH BEVER STREET WOOSTER OH 44691 0 SHARON RICE 851 PLANNING, ORGANIZATION, RECORD KEEPING, ADVERTISING X 0 1 AKRON-CANTON REGIONAL FOOD BANK 350 OPPORTUNITY PARKWAY AKRON OH 44307 341369388 501(C)(3) 7000 HELP AMELIORATE HUNGER AMERICAN RED CROSS 244 WEST SOUTH ST WOOSTER OH 44691 530196605 501(C)(3) 14000 RELIEF EFFORTS IN HAITI AND JAPAN CLEVELAND FESTIVAL OF ART & TECHNOLOGY 2475 E 22ND ST 503 CLEVELAND OH 44115 202031718 501(C)(3) 12000 PAYMENT OF INTERNS FROM THE COLLEGE OF WOOSTER GREAT DECISIONS 1488 MORGAN STREET WOOSTER OH 44691 300085518 501(C)(3) 12100 LECTURE SERIES AT COLLEGE OF WOOSTER WESTMINSTER PRESBYTERIAN CHURCH 353 E PINE ST WOOSTER OH 44691 340991124 501(C)(3) 10000 OPERATING SUPPORT FOR CONGR.-IN-RESID. 5 0 SCHOLARSHIPS FOR TUITION AND FEES 1738 33927916 SCHOLARSHIPS FOR COURSES AND RESEARCH 89 46809 SCHOLARSHIPS FOR COURSES AND RESEARCH 28 16266 FMV SUPPLIES PRIZES-ACADEMIC ACHIEVEMENT & CONTESTS 242 80338 PRIZES-ACADEMIC ACHIEVEMENT & CONTESTS 200 12447 FMV BOOKS & OTHER GOODS STUDENT VOCATIONAL & OTHER GRANTS 86 87750 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE COLLEGE FOLLOWS FEDERAL, STATE, DONOR, AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGIBILITY FOR SCHOLARSHIPS, PRIZES, AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING THE SELECTIONS CRITERIA, RECIPIENT ELIGIBILITY, HOW FUNDS MAY BE USED, AND ANY RELATED PARTY DISCLOSURES. BEFORE PAYING GRANTS TO OTHER ENTITIES, THE COLLEGE OBTAINS DOCUMENTATION SHOWING THE RECIPIENT IS ELIGIBLE TO RECEIVE DEDUCTIBLE CHARITABLE CONTRIBUTIONS. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO STUDENT ACCOUNTS. OTHER GRANTS ARE MONITORED VARIOUS WAYS, INCLUDING REIMBURSING OR PAYING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS, AND/OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. X X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 GRANT H CORNWELL 320000 0 148843 0 11137 0 68700 0 84750 0 633430 0 0 0 SARA L PATTON 188247 0 0 0 3828 0 22590 0 5745 0 220410 0 0 0 LAURIE L STICKELMAIER 184298 0 0 0 0 0 19127 0 15530 0 218955 0 0 0 MARY K VELLINES 166400 0 47859 0 8522 0 19968 0 1500 0 244249 0 0 0 W SCOTT FRIEDHOFF 134167 0 0 0 31649 0 26833 0 9499 0 202148 0 0 0 W HAYDEN SCHILLING 119197 0 25220 0 0 0 14304 0 15530 0 174251 0 0 0 SHILA GARG 137500 0 19951 0 0 0 16500 0 11530 0 185481 0 0 0 PART I, LINE 1A PART I, LINE 1A: GRANT H. CORNWELL RECEIVED THE FOLLOWING TAXABLE BENEFITS: GROSS-UP PAYMENT - $5,011 COUNTRY CLUB EXPENSES - $4,122 HOUSEKEEPING - $6,505 CABLE - $432 PHONE - $120 MARY K. VELLINES: GROSS-UP PAYMENT OF $2,241 OF WHICH ALL WAS TAXABLE. PART I, LINE 4B GRANT H. CORNWELL ACCRUED DEFERRED COMPENSATION OF $40,500 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. CAROLYN NEWTON ACCRUED DEFERRED COMPENSATION OF $9,450 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. ELLEN FALDUTO ACCRUED DEFERRED COMPENSATION OF $5,330 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. SCOTT FRIEDHOFF ACCRUED DEFERRED COMPENSATION OF $26,833 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. LAURIE L. STICKELMAIER ACCRUED DEFERRED COMPENSATION OF $19,127 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. ANGELA JOHNSTON ACCRUED DEFERRED COMPENSATION OF $4,500 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AHX1 2003-04-03 7748270 EDUCATIONAL FACILITIES 0 0 0 OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BQW3 2005-12-28 15852223 EDUCATIONAL FACILITIES 0 0 0 OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AY55 2010-05-04 9953556 EDUCATIONAL FACILITIES 0 0 0 1760000 7777939 131713 51226 7595000 2003 1 0 1 1 3385000 17247324 197223 1753771 14746330 550000 2008 1 0 1 1 9953556 23294 197350 2300475 7432437 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 MARGUERITE K CORNWELL SPOUSE OF PRESIDENT 84432 COMPENSATION 0 KATHRYN LONGWOOSTER GLASS COMPANY SEE BELOW 645231 GLASS WORK FOR SCOT CENTER 0 COLUMN (B) GREG LONG, TRUSTEE, IS THE SPOUSE OF KATHRYN LONG. MRS. LONG OWNS A MAJORITY INTEREST IN THE WOOSTER GLASS COMPANY WHICH PROVIDES GOODS AND SERVICES TO THE COLLEGE IN THE NORMAL COURSE OF BUSINESS. THE COLLEGE CONSTRUCTED A NEW RECREATIONAL CENTER. THE WOOSTER GLASS COMPANY WAS THE SUCCESSFUL BIDDER ON GLASS WORK FOR THE PROJECT. THE WOOSTER GLASS COMPANY RECEIVED PAYMENT FROM THE GENERAL CONTRACTOR BCMC. THEREFORE, IT IS NOT LISTED SEPARATELY IN PART VII SECTION B OF THE 990. X 11 0 OTHER X 35 OTHER X 1516 FMV X 59 389811 FMV X 4 170 FMV X 21 933 FMV X 2 0 OTHER X EVENT UNDERWRITING 13 3718 FMV 0 1 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS THIRD PARTY USE: PART I, LINE 32B: THIRD PARTY INVOLVEMENT, PART I, LINE 32B: THE COLLEGE USES A BROKER TO PROCESS AND SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW THE FAIR MARKET VALUE OF SUCH SERVICES. REVENUE REPORTING FOR CERTAIN NON-CASH CONTRIBUTIONS, PART I, LINE 33: UNDER ASC 958-605, "COLLECTIONS" ARE DEFINED AS WORKS OF ART, HISTORICAL TREASURES, OR SIMILAR ASSETS THAT ARE (A) HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN; OR (B) PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. PROCEEDS FROM THE SALE OF "COLLECTION" ITEMS MUST BE USED TO ACQUIRE ADDITIONAL COLLECTION ITEMS. UNDER THIS ACCOUNTING STANDARD, THE COLLEGE DOES NOT CAPITALIZE "COLLECTIONS" AND ACCORDINGLY DID NOT RECORD REVENUE FOR DONATIONS THAT MET THE DEFINITION OF "COLLECTIONS", INCLUDING WORKS OF ART, RARE BOOKS, OTHER HISTORICAL MEMORABILIA. OTHER GIFTS FOR WHICH THERE WERE NO READILY-AVAILIBLE ESTIMATES OF FAIR MARKET VALUE EITHER WERE NOT RECORDED OR WERE RECORDED AT $1 FOR TRACKING PURPOSES. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY AND AUTHORITY FOR REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE, WITH THE ASSISTANCE OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, REVIEWS AND APPROVES THE FORM 990 BEFORE SUBMISSION TO THE IRS. A FULL COPY OF THE 990 IS PROVIDED TO ALL TRUSTEES PRIOR TO FILING THE FORM WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE RESPECTS THE RIGHT OF ITS TRUSTEES, OFFICERS, FACULTY AND STAFF MEMBERS TO ENGAGE IN OUTSIDE BUSINESS, FINANCIAL, SERVICE, AND/OR OTHER ACTIVITIES, RECOGNIZING THAT CONFLICTS OF INTEREST DO ARISE FROM TIME TO TIME, AND THAT THESE CONFLICTS: 1. MAY RESULT FROM THE INDIVIDUAL'S RELATIONSHIPS WITH OUTSIDE ORGANIZATIONS, PERSONS, OR CAUSES REFLECTING THE PERSON'S PROMINENCE, REPUTATION, AND INFLUENCE, AND 2. NEED NOT BE HARMFUL, AND, INDEED MAY BE FAVORABLE, TO THE COLLEGE'S INTERESTS, AS LONG AS THEY ARE DISCLOSED AND UNDERSTOOD IN THE COLLEGE'S DECISION-MAKING PROCESSES. SUCH REAL OR APPARENT CONFLICTS ARE NOT CONSIDERED DETRIMENTAL IF: 1. THEY ARE FULLY DISCLOSED TO THE APPROPRIATE DESIGNATED SENIOR STAFF MEMBER OR THE AUDIT COMMITTEE OF THE BOARD; AND 2. THEIR NATURE IS KNOWN AND UNDERSTOOD BY THE INDIVIDUAL'S IMMEDIATE SUPERVISOR AND THE APPROPRIATE SENIOR STAFF MEMBER FOR FACULTY AND STAFF EMPLOYEES, AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR SENIOR STAFF MEMBERS, THE PRESIDENT, AND TRUSTEES; AND 3. DISCLOSURE IS MADE AT THE EARLIEST PRACTICABLE TIME; AND 4. THE COMMITMENT OF TIME TO THESE ACTIVITIES DOES NOT INTERFERE WITH THE INDIVIDUAL'S DUTIES; AND 5. THE TRUSTEE OR EMPLOYEE REFRAINS FROM PARTICIPATING IN COLLEGE MATTERS RELATED TO SUCH ACTIVITIES; AND 6. THE TRUSTEE OR EMPLOYEE ALWAYS ACTS IN A MANNER THAT FOSTERS THE OBJECTIVES OF THE COLLEGE'S CORE MISSION TO PROVIDE THE BEST POSSIBLE EDUCATIONAL EXPERIENCE FOR STUDENTS, TO PROVIDE THE PROPER ENVIRONMENT FOR FACULTY TO TEACH, AND TO RESPONSIBLY STEWARD THE COLLEGE'S FINANCIAL, HUMAN, AND PHYSICAL RESOURCES. CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED ANNUALLY BY ALL TRUSTEES AND EACH OFFICER, SENIOR STAFF, FACULTY, AND STAFF MEMBER WHO IS CURRENTLY SERVING THE COLLEGE AND WHO HAS AUTHORITY TO REQUISITION, PURCHASE, OR CONTRACT FOR MATERIALS OR SERVICES FOR THE COLLEGE, OR WHO HAS RESPONSIBILITY FOR APPROVING THE SAME. THE AUDIT COMMITTEE REVIEWS ALL QUESTIONNAIRES ON AN ANNUAL BASIS. THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY BY THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES ALL SUBSTANTIAL, ACTUAL OR POTENTIAL CONFLICTING ACTIVITIES OF THE PRESIDENT AND SENIOR STAFF MEMBERS. SENIOR STAFF MEMBERS REVIEW AND APPROVE ALL SUBSTANTIAL ACTUAL OR POTENTIAL CONFLICTING ACTIVITIES OF FACULTY AND STAFF MEMBERS. WHEN THERE IS DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY THE PROVOST'S OFFICE FOR FACULTY, THE APPROPRIATE VICE PRESIDENT FOR STAFF EMPLOYEES, AND BY THE AUDIT COMMITTEE FOR SENIOR STAFF MEMBERS, THE PRESIDENT, AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS SURVEYS CONDUCTED BY THE GREAT LAKES COLLEGES ASSOCIATION (GLCA) AND JOINT PAYROLL SURVEYS CONDUCTED BY THE GLCA AND ASSOCIATED COLLEGES OF THE MIDWEST (ACM). COMPENSATION ARRANGEMENTS FOR THE PRESIDENT ARE REVIEWED AND APPROVED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE. THE PRESIDENT'S COMPENSATION IS DETERMINED BASED ON REFERENCE TO THE SALARY SURVEYS AND THE PRESIDENT'S JOB PERFORMANCE. RECOMMENDED COMPENSATION ARRANGEMENTS FOR OTHER SENIOR OFFICERS AND STAFF ARE DEVELOPED BY THE PRESIDENT IN CONSULTATION WITH THE CHAIRMAN OF THE BOARD AND ARE BASED ON THE ABOVE MENTIONED SALARY SURVEYS, JOB PERFORMANCE, AND EXPERIENCE IN THE POSITION. THESE RECOMMENDATIONS ARE PRESENTED TO THE FULL EXECUTIVE COMMITTEE FOR DISCUSSION AND APPROVAL. COMPENSATION DECISIONS BY THE EXECUTIVE COMMITTEE AFFECTING THE PRESIDENT AND OTHER SENIOR OFFICERS ARE REPORTED TO THE FULL BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 THE COLLEGE FILED ITS FORM 1023 BEFORE JULY 15, 1987, AND DID NOT HAVE A COPY OF THIS FILING AS OF THAT DATE. UNDER THE REGULATIONS OF THE INTERNAL REVENUE CODE, THE COLLEGE IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE POSTS ITS AUDITED FINANCIAL STATEMENTS ON THE COLLEGE'S WEBSITE (WWW.WOOSTER.EDU). THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 30,794,111. WOOSTER TECHNOLOGY GROUP LTD 1101 NORTH BEVER STREET WOOSTER OH 44691 263895769 HOLD PATENTS OH 0 4678 COLLEGE OF WOOSTER THE WOOSTER INN MANAGEMENT COMPANY LTD 1101 NORTH BEVER STREET WOOSTER OH 44691 264321151 INN MANAGEMENT OH 23630 36838 COLLEGE OF WOOSTER GREAT LAKES COLLEGES ASSOCIATION 535 WEST WILLIAM ANN ARBOR MI 48103 381678376 EDUCATION CONSORTIUM MI 501(C)(3) LINE 11A, I N/A 0 THE FIVE COLLEGES OF OHIO 209 CHASE AVENUE EATON CENTER GAMBIER OH 43022 311440434 EDUCATION CONSORTIUM OH 501(C)(3) LINE 11A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1