2012-04-27T09:58:13-05:00 2011-12-31 420714325 MCGLADREY & PULLEN LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2011-01-01 571136147 NEW YORK CENTER FOR AUTISM RESEARCH AND EDUCATION NEWY 2127593775 601 WEST 26TH STREET NO 1500 NEW YORK NY 10001 ILENE LAINER 2127593775 2012-04-27 1 MARTIN GREIF P00029738 2123721000 2011 2016-02-24 21:20:13Z ILENE LAINER 601 WEST 26TH STREET NO 1500 NEW YORK NY 10001 1499729 0 X WWW.NYC4A.ORG X 2002 NY THE MISSION OF NYCA ("NEW YORK CENTER FOR AUTISM RESEARCH & EDUCATION, INC.") IS TO SUPPORT THE DEVELOPMENT OF COMPREHENSIVE, EVIDENCE-BASED EDUCATIONAL SERVICES, HEALTH AND COMMUNITY-BASED RESOURCES THAT SUPPORT INDIVIDUALS LIVING WITH ASD AND TO COORDINATE AND FACILITATE ONGOING RESEARCH INTO ASD. 21 19 4 0 0 0 2243538 1048438 0 0 1150 1350 2775759 -58566 5020447 991222 4139635 912069 0 0 319396 450845 60000 0 87469 400151 171561 4919182 1534475 101265 -543253 5099522 3337934 3843438 2625735 1256084 712199 X THE MISSION OF NYCA ("NEW YORK CENTER FOR AUTISM RESEARCH & EDUCATION, INC.") IS TO SUPPORT THE DEVELOPMENT OF COMPREHENSIVE, EVIDENCE-BASED EDUCATIONAL SERVICES, HEALTH AND COMMUNITY-BASED RESOURCES THAT SUPPORT INDIVIDUALS LIVING WITH ASD AND TO COORDINATE AND FACILITATE ONGOING RESEARCH INTO ASD. 0 0 1253555 912069 PROVIDED GRANTS TO ORGANIZATIONS THAT COVER A BROAD SPECTRUM OF AUTISM SERVICES LOCATED THROUGHOUT THE COUNTRY. 1253555 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 3 0 1 4 1 0 0 0 0 0 0 0 0 0 0 X 21 19 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 0 0 NY X ILENE LAINER 2127593775 601 WEST 26TH STREET SUITE 1500 NEW YORK NY 10001 LAURA SLATKIN 3.50 X X 0 0 0 STEVEN J KANTOR 2.00 X X 0 0 0 DOUGLAS P WARNER 2.50 X X 0 0 0 PATRICIA CAYNE PHD 1.00 X 0 0 0 KAREN SIFF EXKORN 1.00 X 0 0 0 MICHAEL A FREEDMAN 1.00 X 0 0 0 OPHELIA RUDIN 1.00 X 0 0 0 WILLIAM RUDIN 1.00 X 0 0 0 HARRY SLATKIN 1.00 X 0 0 0 MICHELLE SMIGEL 2.00 X 0 0 0 SUZANNE WRIGHT 1.00 X 0 0 0 YIE-HSIN HUNG 1.00 X 0 0 0 DEEDA MCCORMICK BLAIR 1.00 X 0 0 0 ARLENE MAIDMAN 1.00 X 0 0 0 CAROL EISENBERG 1.00 X 0 0 0 HARVEY EISENBERG 1.00 X 0 0 0 RICK GOLDSMITH 1.00 X 0 0 0 ESTHER FEIN 1.00 X 0 0 0 DOUG HERZOG 1.00 X 0 0 0 DAVID REMNICK 1.00 X 0 0 0 ILENE LAINER 42.00 X X 254531 0 0 GILLIAN EAGAN 42.00 X 118446 0 7835 372977 0 7835 2 0 1 0 0 664023 384415 1048438 3471 3471 447820 449941 -2121 -2121 -2121 0 664023 58566 -58566 -58566 991222 0 0 -57216 912069 912069 254531 158433 53358 42740 156777 97586 32866 26325 16104 10024 3376 2704 23433 14586 4912 3935 39320 39320 23255 22755 500 18102 3251 14021 830 13246 8245 2777 2224 15840 9860 3320 2660 25286 17909 3657 3720 2227 1386 467 374 1731 1077 363 291 CATERER, MUSIC AND FACI 11435 7137 3792 506 COMMUNITY EVENTS 9000 9000 MISCELLANEOUS 7091 544 6547 PAYROLL PROCESSING FEES 3933 2448 825 660 1095 1095 1534475 1253555 193451 87469 2986128 989670 551593 977130 1556553 1354692 2343 2896 18386 4840 2905 13546 5099522 3337934 35282 3710 3808156 2622025 3843438 2625735 X -171777 -213747 1427861 925946 1256084 712199 5099522 3337934 X -543253 -632 X 0 1 1 X 0 X 236787 2465424 389594 2243538 1048438 6383781 236787 2465424 389594 2243538 1048438 6383781 831742 5552039 40080 38538 8309 596 3471 90994 238605 766641 2976429 3981675 10456450 0.53100 0.63860 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT REVENUE RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18386 4840 13546 13546 991222 1534475 -543253 -632 -632 -543885 1048164 -632 56308 1266 56942 991222 0 991222 1592049 56308 1266 57574 1534475 0 1534475 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT HAS EVALUATED NYCA'S TAX POSITIONS FOR ALL OPEN TAX YEARS AND HAS CONCLUDED THAT NYCA HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE FINANCIAL STATEMENTS. GENERALLY, NYCA IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2008, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER FUNDRAISING EXPENSES NETTED AGAINTS FUNDRAISING REVENUE 1,266. PART XIII, LINE 2D - OTHER ADJUSTMENTS: OTHER FUNDRAISING EXPENSES NETTED AGAINTS FUNDRAISING REVENUE 1,266. DINNER 664023 664023 58566 664023 664023 58566 58566 -58566 SCHEDULE G, PART II: THE ORGANIZATION HELD A JOINT SPECIAL EVENT WITH AUTISM SPEAKS, A 501 C (3) CHARITY. AUTISM SPEAKS THEN DISTRIBUTED TO US OUR PORTION OF THE FUNDS. 1 JCCA 120 WALL STREET NEW YORK NY 10005 131624060 501 (C)(3) 57500 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS CHALLENGE INDUSTRIES 950 DANBY ROAD SUITE 179 ITHACA NY 14850 160956918 501 (C)(3) 5000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVENUE ML 503 CINCINNATI OH 45229 310833936 501 (C)(3) 35000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS CEI-PEA 28 W 44TH STREET NEW YORK NY 10036 680480736 501 (C)(3) 15000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS NEW ENGLAND CENTER FOR CHILDREN 33 TURNPIKE ROAD SOUTHBOROUGH MA 017722108 042708762 501 (C)(3) 15000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS NEW HORIZONS IN AUTISM INC 600 ESSEX ROAD NEPTUNE NJ 07753 222304075 501 (C)(3) 10000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS EDEN IIGENESIS PROGRAMS 270 WASHINGTON AVENUE PLAINVIEW NY 11803 132872916 501 (C)(3) 5000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS NY PRESBYTERIAN HOSPITAL 525 E 68TH ST NEW YORK NY 10065 133160356 501 (C)(3) 642069 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS LEARNING SPRING SCHOOL 247 EAST 20TH STREET NEW YORK NY 10003 010603628 501 (C)(3) 20000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS HUNTER COLLEGE FOUNDATION 695 PARK AVENUE RM E1700 NEW YORK NY 10065 133598671 501 (C)(3) 75000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS GARDEN ACADEMY 276 PARKER AVENUE MAPLEWOOD NJ 07646 200462154 501 (C)(3) 10000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS COMMUNITY LIVING PO BOX 14395 LENEXA KS 66285 480896520 501 (C)(3) 20000 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS TAFT COLLEGE 29 EMMONS PARK DRIVE TAFT CA 93268 432023035 501 (C)(3) 2500 EDUCATION, SOCIALIZATION AND RECREATION FOR AUTISTIC INDIVIDUALS 13 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: -NYCA MAKES SITE VISITS TO POTENTIAL GRANTEES IN ADVANCE OF THE VISIT TO ENSURE THAT THEY DELIVER SERVICES TO PEOPLE WITH AUTISM. -NYCA MAKES SITE VISITS TO ACTUAL GRANTEES AFTER THE GRANTS ARE AWARDED TO ENSURE THAT THEY DELIVER SERVICES TO PEOPLE WITH AUTISM. -NYCA REQUESTS A LETTER FROM GRANTEES ADVISING OF THE SERVICES THEY HAVE PROVIDED DURING THE PERIOD OF THE GRANT. -NYCA DOES RESEARCH TO DETERMINE THE NATURE OF SERVICES POTENTIAL OR ACTUAL GRANTEES PROVIDE TO DETERMINE IF THEIR MISSION/PURPOSE INCLUDES PEOPLE WITH AUTISM. X X 0 0 0 0 0 0 0 0 0 ILENE LAINER 254531 0 0 0 0 0 0 0 0 0 254531 0 0 0 ILENE LAINER EXECUTIVE DIRECTOR 254531 SALARY 0 FORM 990, PART VI, SECTION A, LINE 2 LAURA SLATKIN, PRESIDENT AND HARRY SLATKIN, BOARD MEMBER SHARE FAMILY RELATIONSHIP. ILENE LAINER, EXECUTIVE DIRECTOR AND STEVEN KANTOR, TREASURER SHARE FAMILY RELATIONSHIP. OPHELIA RUDIN, BOARD MEMBER AND WILLIAM RUDIN, BOARD MEMBER SHARE FAMILY RELATIONSHIP. CAROL EISENBERG, BOARD MEMBER AND HARVEY EISENBERG, BOARD MEMBER SHARE FAMILY RELATIONSHIP. ESTHER FEIN, BOARD MEMBER AND DAVID REMNICK, BOARD MEMBER SHARE FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 PUBLIC INFORMATION IS REVIEWED BY FINANCE COMMITTEE AND AVAILABLE TO BOARD MEMBERS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C NYCA HAS A WRITTEN POLICY REGARDING CONFLICTS OF INTEREST WHICH APPLIES TO ALL DIRECTORS AND OFFICERS OF NYCA. DIRECTORS AND OFFICERS ARE PERIODICALLY ASKED TO CONFIRM COMPLIANCE WITH THE POLICY. IF THE EXECUTIVE DIRECTOR OR PRESIDENT OF NYCA BECOME AWARE OF ANY FACTS SUGGESTING THAT A CONFLICT OF INTEREST EXISTS THEY ARE REQUIRED TO NOTIFY THE MEMBERS OF THE BOARD OF SUCH CONFLICT AND THE BOARD, UPON THE ADVICE OF LEGAL COUNSEL, WILL DETERMINE WHETHER SUCH CONFLICT EXISTS AND WHAT ACTIONS, IF ANY, TO TAKE IN REGARD TO SUCH CONFLICT. ANY DIRECTOR DETERMINED TO HAVE A CONFLICT OF INTEREST ON A MATTER PRESENTED TO THE BOARD WILL NOT PARTICIPATE IN ANY DISCUSSIONS OR DELIBERATIONS REGARDING THE SUBJECT MATTER WHERE A CONFLICT OF INTEREST EXISTS AND WILL NOT BE ENTITLED TO VOTE ON SUCH MATTER. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS PERIODICALLY REVIEWS SALARY INFORMATION FROM OTHER COMPARABLE NOT FOR PROFIT ORGANIZATIONS IN DETERMINING THE APPROPRIATENESS OF THE EXECUTIVE DIRECTOR'S SALARY. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -632.