2012-04-05T16:02:30-05:00 2011-05-31 BONADIO & CO LLP 6400 SHERIDAN DRIVE SUITE 230 WILLIAMSVILLE NY 14221 990 2010-06-01 160755807 NIAGARA UNIVERSITY NIAG 7162868348 PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 MICHAEL JASZKA 7162868348 2012-04-04 1 JONATHAN MILLER 7166338885 2010 2016-02-24 21:20:13Z REV JOSEPH L LEVESQUE PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 142194688 0 X WWW.NIAGARA.EDU X 1856 NY NIAGARA UNIVERSITY EDUCATES ITS STUDENTS IN THE LIBERAL ARTS. 26 25 1981 52 107002 -42357 10573174 8200418 97529986 101394892 1701783 1164637 832512 685323 110637455 111445270 34192834 36501688 0 0 42401596 44532638 0 0 3365632 26623748 27027913 103218178 108062239 7419277 3383031 207676531 223396138 49207942 49087245 158468589 174308893 X NIAGARA UNIVERSITY EDUCATES ITS STUDENTS AND ENRICHES THEIR LIVES THROUGH PROGRAMS IN THE LIBERAL ARTS AND THROUGH CAREER PREPARATION, INFORMED BY THE CATHOLIC AND VINCENTIAN TRADITIONS. 0 0 62264959 36501688 84609283 INSTRUCTION PROVIDES ACADEMIC PROGRAMS FOR APPROXIMATELY 3,300 FULL AND PART-TIME UNDERGRADUATE STUDENTS AND APPROXIMATELY 1,000 FULL AND PART-TIME GRADUATE STUDENTS. 8006749 ACADEMIC SUPPORT PROVIDES SERVICES TO THE INSTRUCTION PROGRAMS IN THE FOLLOWING AREAS: LIBRARY, THEATRE, INFORMATION TECHNOLOGY, AND ACADEMIC DEANS. 17514767 13950167 AUXILIARY ENTERPRISES PROVIDE ROOM AND BOARD FACILITIES FOR RESIDENT STUDENTS, HEALTH SERVICES, AND INTERCOLLEGIATE ATHLETICS. 11392196 185923 STUDENT SERVICES INCLUDE ADMINISTRATION OF FINANCIAL AID PROGRAMS, ORIENTATION PROGRAMS, STUDENT COUNSELING, ADMISSIONS, AND RECORDS OFFICE. 11392196 185923 99178671 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 165 0 1 1981 1 1 1 1 CA 0 0 0 1 1 0 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X DONALD E SMITH 7162868348 NIAGARA UNIVERSITY PO BOX 2002 NIAGARA UNIVERSITY NY 14109 X ROBERT J ALEXANDER 2.00 X 0 0 0 JAMES R BOLDT 2.00 X 0 0 0 LYNN M BOORADY PHD 2.00 X 0 0 0 ROBERT J CASTELLANI 2.00 X 0 0 0 ROBERT CLUNE 2.00 X 0 0 0 ROBERT DAINO 2.00 X 0 0 0 REV JOHN FREUND CM 2.00 X 0 0 0 SR NORA GATTO 2.00 X 0 0 0 REV PATRICK GRIFFIN CM 2.00 X 0 0 0 JOHN M HOWARD 2.00 X 0 0 0 REV JAMES MAHER CM 2.00 X 0 0 0 SR MARY FRANCIS MARTIN 2.00 X 0 0 0 PAUL MCMANUS 2.00 X 0 0 0 LARRY MONTANI 2.00 X 0 0 0 KATHLEEN MONTI 2.00 X 0 0 0 PAUL O'LEARY 2.00 X 0 0 0 CHRISTOPHER ROSS 2.00 X 0 0 0 JOHN P RUMSCHIK 2.00 X 0 0 0 JOHN SANDERSON 2.00 X 0 0 0 HON HUGH B SCOTT 2.00 X 0 0 0 REV JOHN SLEDZIONA CM 2.00 X 0 0 0 PAMELA JACOBS-VOGT 2.00 X 0 0 0 JEFFREY HOLZSCHUH 2.00 X X 0 0 0 REV MICHAEL J CARROLL CM 2.00 X X 0 0 0 MARGARET RANFT DAY 2.00 X X 0 0 0 REV JOSEPH L LEVESQUE CM 40.00 X X 0 0 39277 MICHAEL S JASZKA 40.00 X 166229 0 27308 BONNIE ROSE 40.00 X 180188 0 28293 DONALD BIELECKI 40.00 X 139246 0 14254 SHEILA HAUSRATH 40.00 X 122179 0 23469 JOSEPH MIHALICH 40.00 X 191424 0 29103 MARK WILSON 40.00 X 150031 0 25752 GARY PRAETZEL 40.00 X 140223 0 25111 DANIEL TOMPKINS 40.00 X 138814 0 24660 NANCY MCGLEN 40.00 X 128519 0 24256 1356853 0 261483 20 0 1 0 SODEXO INC NIAGARA UNIV SOUTHMORE RD NIAGARA UNIVERSITY NY 14109 FOOD SERVICE PROVIDER 3710015 UGL UNICCO 4002 SOLUTIONS CENTER CHICAGO IL 60677 CLEANING/MAINTENANCE 1613004 SCRUFARI CONSTRUCTION CO 3925 HYDE PARK BLVD NIAGARA FALLS NY 14302 CONSTRUCTION 777220 COMDOC INC 319 7TH STREET DES MOINES IA 50309 PRINTING/MAILING SERVICE 678467 CROWLEY WEBB & ASSOCIATES DEPT 253 PO BOX 8000 BUFFALO NY 14267 ADVERTISING 555892 27 211130 3359744 4629544 8200418 TUITION 611600 84609283 84609283 ROOM AND BOARD 611600 13950167 13950167 AUXILIARY ENTERPRISES 611710 2664355 2664355 EDUCATIONAL SALES 611710 171087 171087 101394892 1011288 1011288 30807568 30654219 153349 153349 153349 95199 211130 95199 0 KIERNAN CAMP 624410 70788 70788 KIERNAN CENTER FEES 713990 51050 14836 36214 563485 563485 685323 111445270 98745373 107002 4392477 36501688 36501688 899471 760514 138957 31564186 27752492 2467680 1344014 1850631 1627148 144682 78801 7985997 7021607 624343 340047 2232353 1962774 174525 95054 422832 188648 234184 68690 68690 52576 52576 268972 266878 2094 922412 258030 27878 636504 4205996 3503876 410937 291183 10812413 10221835 352072 238506 2747625 2402766 162135 182724 1537909 1537909 3711323 3711323 641848 641848 BOOKS 650459 638361 6857 5241 BANK CHARGES 408128 408128 DUES & MEMBERSHIPS 301561 198625 89355 13581 RECEIVABLE WRITE-OFFS 178338 178338 MISCELLANEOUS 96831 87707 8104 1020 108062239 99178671 5517936 3365632 421929 654821 10295731 14999901 11542515 8600842 6244557 6582134 3850901 3369682 462240 723320 159262859 57093514 101726794 102169345 56821348 62821137 5177271 12574701 11133245 10900255 207676531 223396138 5071742 5776641 3277434 3226151 3883292 4189876 34266375 32730000 14284 417780 2694815 2746797 49207942 49087245 X 117487170 128496906 16859645 26326401 24121774 19485586 158468589 174308893 207676531 223396138 X 3383031 12457273 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 52576 52576 0 PART IV, SUPPLEMENTAL INFORMATION: PART II-B, LINE 1(I), OTHER LOBBYING ACTIVITIES: DURING THE YEAR, THE ORGANIZATION MADE A PAYMENT TO A LOBBYIST IN THE AMOUNT OF $52,576. THE LOBBYIST WAS NOT AFFILIATED IN ANY MANNER WITH THE ORGANIZATION. 64800 6281894 X X X 1 63681167 3069787 13337988 2579104 0 0 77509838 52799354 1593312 11373258 2084757 0 0 63681167 73764755 439661 -20646520 3172609 0 -2414067 52799354 0.63420 0.25140 0.11440 0 0 549548 549548 117730582 31022667 86707915 22188763 17314580 4874183 18793966 8756267 10037699 102169345 MORTGAGE-BACKED SECURITIES 31877 F REAL ESTATE 7657 F ALTERNATIVE INVESTMENTS 12535167 F 12574701 STUDENT DEPOSITS 1198912 SPLIT INTEREST AGREEMENTS 283679 ACCRUED EXPENSES 328000 ASSET RETIREMENT OBLIGATION 936206 2746797 111445270 108062239 3383031 12546146 -88873 12457273 15840304 123643676 12546146 -347740 12198406 111445270 0 111445270 108062239 0 108062239 0 108062239 PART III, LINE 4: ENHANCES THE THEATER AND FINE ARTS DEPARTMENTS AND IS AVAILABLE TO THE PUBLIC. SPECIAL EXHIBITS ARE OFTEN GRANT-FUNDED. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO PROVIDE PROGRAM AND SCHOLARSHIP DOLLARS TO STUDENTS IN NEED AND ACCORDING TO DONOR WISHES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FOR TAX-EXEMPT ENTITIES, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. AS OF MAY 31, 2011 AND 2010, THE UNIVERSITY DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE UNIVERSITY FILES TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND NEW YORK STATE. THE UNIVERSITY IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS THROUGH 2007. PART XI, LINE 8 - OTHER ADJUSTMENTS: NET PROFIT FROM OPERATIONS OF NIAGARA UNIVERSITY ICE COMPLEX 258,867. OTHER NONOPERATING REVENUES (EXPENSES) -347,740. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER NONOPERATING EXPENSES -347,740. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY HAS A NONDISCRIMINATORY POLICY WHICH IT PUBLISHES AT LEAST ONCE ANNUALLY IN THE UNIVERSITY NEWSPAPER. THE UNIVERSITY ALSO INCLUDES A STATEMENT OF SUCH POLICY IN ALL BROCHURES, CATALOGS, AND ADVERTISEMENTS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID FROM VARIOUS FEDERAL AND STATE AGENCIES. THE UNIVERSITY OPERATES UNDER A NON-DISCRIMINATION POLICY AND DISTRIBUTES AID IN ACCORDANCE WITH SUCH POLICY. 1 CANADA 1 85 PROGRAM SERVICES EDUCATION 1368158 1 85 0 0 1 85 1368158 0 1368158 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: A FILE IS CREATED FOR EACH GRANTEE WHICH CONTAINS THE OFFICIAL INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR FROM WHICH ELIGIBILITY IS DETERMINED ACCORDING TO FEDERAL, STATE, AND INSTITUTIONAL GUIDELINES FOR THE AWARDING OF FINANCIAL ASSISTANCE. PRESIDENTS DINNER/ JOURNAL 241325 161727 79598 67013 1200 11385 MUSEUM GALA 65004 49403 15601 9091 6510 306329 211130 95199 67013 9091 1200 17895 95199 0 1 ACADEMIC SCHOLARSHIPS 2554 19176348 ATHLETIC SCHOLARSHIPS 236 3837296 NEED-BASED SCHOLARSHIPS 1125 11103677 WORK SCHOLARSHIPS 397 327500 ENDOWMENT AND FEDERAL AND STATE-FUNDED SCHOLARSHIPS 3482 2056867 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: A FILE IS CREATED FOR EACH GRANTEE, WHICH CONTAINS THE OFFICIAL INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR FROM WHICH ELIGIBILITY IS DETERMINED ACCORDING TO FEDERAL, STATE, AND INSTITUTIONAL GUIDELINES FOR THE AWARDING OF FINACIAL ASSISTANCE. X X X X 1 1 X X 0 0 0 0 0 0 0 0 0 MICHAEL S JASZKA 166229 0 0 0 0 0 13697 0 13611 0 193537 0 0 0 BONNIE ROSE 180188 0 0 0 0 0 14649 0 13644 0 208481 0 0 0 DONALD BIELECKI 139246 0 0 0 0 0 11217 0 3037 0 153500 0 0 0 JOSEPH MIHALICH 191424 0 0 0 0 0 15459 0 13644 0 220527 0 0 0 MARK WILSON 150031 0 0 0 0 0 12125 0 13627 0 175783 0 0 0 GARY PRAETZEL 140223 0 0 0 0 0 11467 0 13644 0 165334 0 0 0 DANIEL TOMPKINS 138814 0 0 0 0 0 10895 0 13765 0 163474 0 0 0 NANCY MCGLEN 128519 0 0 0 0 0 10612 0 13644 0 152775 0 0 0 X 24 64800 APPRAISAL X 4 306450 FMV X GIFT-IN-KIND 6 68200 FMV 7 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED RESPONSIBLITY FOR REVIEW OF THE RETURN TO THE AUDIT SUBCOMMITTEE. ALL MEMBERS OF THE BOARD OF TRUSTEES RECEIVE A COPY OF THE RETURN AND ARE INVITED TO PARTICIPATE IN THE AUDIT SUBCOMMITTEE'S MEETING THAT DEALS WITH THE RETURN. THE AUDIT SUBCOMMITTEE WILL RECOMMEND A MOTION TO THE BOARD APPROVING THE FORM. FORM 990, PART VI, SECTION B, LINE 12C REPLACING A PAPER, SIGNED DECLARATION, A DISCLOSURE UTILITY IS ON THE UNIVERSITY'S GENERAL COUNSEL WEBSITE. IT MUST BE UPDATED ANNUALLY BY ALL BOARD MEMBERS AND SELECTED UNIVERSITY ADMINISTRATION. COMPLIANCE IS MONITORED BY GENERAL COUNSEL. ALL ARE INSTRUCTED TO REPORT AT ANY TIME TO DISCLOSE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPARISONS ARE MADE USING COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA) SURVEYS AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT (SHRM). THE PRESIDENTS SALARY IS REVIEWED AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY MAINTAINS ALL DOCUMENTS REQUIRED FOR PUBLIC DISCLOSURE IN THE CONTROLLER'S OFFICE. COPIES CAN BE REQUESTED DURING NORMAL BUSINESS HOURS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART VII, SECTION A: PAYMENT OF COMPENSATION OF $267,907 FOR VERY REVEREND JOSEPH L. LESESQUE, CM ARE MADE DIRECTLY TO THE CONGREGATION OF THE MISSION FOR THE SERVICES PROVIDED. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 12,546,146. NET PROFIT FROM OPERATIONS OF NIAGARA UNIVERSITY ICE COMPLEX 258,867. OTHER NONOPERATING REVENUES (EXPENSES) -347,740. TOTAL TO FORM 990, PART XI, LINE 5: 12,457,273. FORM 990, PART XII, LINE 2C: THE UNIVERSITY'S AUDIT COMMITTEE TAKES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NIAGARA UNIVERSITY ICE COMPLEX INC PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 161495560 COMMUNITY SKATING FACILITIES NY 501C(3) 9 NIAGARA UNIVERSITY 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0